JP2003036348A - Management system for securities settlement and program - Google Patents

Management system for securities settlement and program

Info

Publication number
JP2003036348A
JP2003036348A JP2001222201A JP2001222201A JP2003036348A JP 2003036348 A JP2003036348 A JP 2003036348A JP 2001222201 A JP2001222201 A JP 2001222201A JP 2001222201 A JP2001222201 A JP 2001222201A JP 2003036348 A JP2003036348 A JP 2003036348A
Authority
JP
Japan
Prior art keywords
settlement
securities
account
storage unit
deposit
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Pending
Application number
JP2001222201A
Other languages
Japanese (ja)
Other versions
JP2003036348A5 (en
Inventor
Masashige Nakada
正成 中田
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Daiwa Securities Group Inc
Original Assignee
Daiwa Securities Group Inc
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Daiwa Securities Group Inc filed Critical Daiwa Securities Group Inc
Priority to JP2001222201A priority Critical patent/JP2003036348A/en
Publication of JP2003036348A publication Critical patent/JP2003036348A/en
Publication of JP2003036348A5 publication Critical patent/JP2003036348A5/ja
Pending legal-status Critical Current

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Abstract

PROBLEM TO BE SOLVED: To provide a securities settlement management system which manages securities settlement so that settlement can be performed within a quantity allowed to be settled. SOLUTION: In buying of securities, a control device 3 once stores data of transfer deposit of the buying from an input device 1 to a settlement account storing part 4 and transfers them to a deposit account storing part 5. In selling of securities, the control device 3 judges whether there are securities available for settlement except the part of custody accounts in the deposit account storing part 5 which is not used for settlement. If there are securities available for settlement, it transfers them to the settlement account storing part 4 from the deposit account storing part 5, creates a data of transfer withdrawal the transferred securities being those sold and outputs it to an output device 2.

Description

【発明の詳細な説明】Detailed Description of the Invention

【0001】[0001]

【発明の属する技術分野】本発明は、証券売買に伴う証
券決済を管理する証券決済管理システム及びプログラム
に関する。
BACKGROUND OF THE INVENTION 1. Field of the Invention The present invention relates to a securities settlement management system and program for managing securities settlement associated with securities trading.

【0002】[0002]

【従来の技術】株式、債券等の売買に伴う証券決済が、
証券保管振替機構等の決済機関を通じて行われている。
証券保管振替機構は、株券等の証券を管理し、証券取引
所、証券会社等の口座が設けられている。そして、証券
保管振替機構における証券決済は、証券を証券会社等に
実際に移動させるのではなく、口座の帳簿上に証券の売
買のデータを入力することで行うものである
[Prior Art] Settlement of securities associated with buying and selling stocks, bonds, etc.
This is done through a clearing house such as the Securities Depository Center.
The securities custody transfer mechanism manages securities such as stock certificates, and has accounts such as a stock exchange and a securities company. The securities settlement by the Securities Depository Center is carried out by inputting the trading data of securities into the account book rather than actually moving the securities to a securities company or the like.

【0003】[0003]

【発明が解決しようとする課題】上記決済機関による決
済の場合、決済機関では証券会社に銘柄毎に単一の口座
を開設するのが慣例となっている。証券決済では、決済
可能な数量の範囲内で決済を行うことが必要である。
In the case of settlement by the above-mentioned settlement institution, it is customary for the settlement institution to open a single account for each issue in a securities company. In securities settlement, it is necessary to settle within the range of the amount that can be settled.

【0004】本発明は上記観点に鑑みて為されたもの
で、決済可能数量の範囲内で決済が履行されるように証
券決済を管理する証券決済管理システム及びプログラム
を提供することを目的とする。
The present invention has been made in view of the above point of view, and an object of the present invention is to provide a securities settlement management system and program for managing securities settlement so that settlement can be performed within the range of the settlement possible quantity. .

【0005】[0005]

【課題を解決するための手段】上記従来例の問題点を解
決するための本発明は、証券決済管理システムにおい
て、制御装置が、証券買付の場合に、入力装置からの買
付分の入庫データを決済口座記憶部に記憶して預託口座
記憶部に振り替え、証券売却の場合に、預託口座記憶部
に決済に利用しない保護預り分を除き、決済に利用可能
な分があるか否かを判断し、決済に利用可能な分があれ
ば預託口座記憶部から決済口座記憶部に振り替え、当該
振り替えた分を売却分として振替出庫データを出力装置
に出力するものであり、決済可能な数量の範囲内で決済
を行うことができ、決済に本来使用しない顧客の保護預
りの証券が決済の対象となることを防止できる。
SUMMARY OF THE INVENTION The present invention for solving the above-mentioned problems of the prior art is, in a securities settlement management system, in the case where the control device is the purchase of securities, the storage of the purchase from the input device. If the data is stored in the settlement account storage unit and transferred to the deposit account storage unit and the securities are sold, whether there is a portion available for settlement excluding the protected deposits not used for settlement in the deposit account storage unit Judgment is made, and if there is an available amount for settlement, it is transferred from the deposit account storage unit to the settlement account storage unit, and the transferred delivery data is output to the output device as the sold portion, and the transferable quantity It is possible to settle within the range, and it is possible to prevent a customer's security deposit that is not originally used for settlement from being subject to settlement.

【0006】[0006]

【発明の実施の形態】本発明の実施の形態について図面
を参照しながら説明する。本発明の実施の形態に係る証
券決済管理システムは、証券売却の場合に、預託口座に
決済に使用しない保護預り分を除き、決済可能な分があ
れば預託口座から決済口座へ売却分として口座振替を行
い、売却分の振替出庫データを生成する。
BEST MODE FOR CARRYING OUT THE INVENTION Embodiments of the present invention will be described with reference to the drawings. In the securities settlement management system according to the embodiment of the present invention, in the case of selling securities, if there is a settlementable portion in the deposit account, excluding the protected deposit portion that is not used for settlement, the deposit account is transferred to the settlement account as the sale portion. Transfer is performed and transfer issue data for the sale is generated.

【0007】また、本発明の実施の形態に係るプログラ
ムは、上記証券決済管理システムで利用されるコンピュ
ータで実現されるものであり、証券売却の場合に、預託
口座に決済に使用しない保護預り分を除き、決済可能な
分があれば預託口座から決済口座へ売却分として口座振
替を行い、売却分の振替出庫データを生成させるプログ
ラムである。
Further, the program according to the embodiment of the present invention is realized by a computer used in the securities settlement management system described above, and in the case of selling securities, the deposit of protection deposits not used for settlement in the deposit account. Excluding the above, if there is an amount that can be settled, it is a program that transfers funds from the deposit account to the settlement account as a sold part and generates transfer issue data for the sold part.

【0008】本発明の実施の形態に係る証券決済管理シ
ステム(本システム)について図1〜図3を参照しなが
ら説明する。図1は、決済機関の概略構成図であり、図
2は、決済機関を中心としたシステム構成を示す概略図
であり、図3は、本発明の実施の形態に係る証券決済管
理システムの概略構成を示す説明図である。
A securities settlement management system (present system) according to an embodiment of the present invention will be described with reference to FIGS. FIG. 1 is a schematic configuration diagram of a payment institution, FIG. 2 is a schematic diagram showing a system configuration centering on a payment institution, and FIG. 3 is an outline of a securities payment management system according to an embodiment of the present invention. It is explanatory drawing which shows a structure.

【0009】まず、決済機関の概略を説明すると、図1
に示すように、決済機関内には、A証券会社、B証券会
社、C信託銀行、X証券取引所等の口座が設けられてい
る。そして、A証券会社からB証券会社が株式を500
0株買い、C信託銀行に売るとすると、買付によりA証
券会社の口座からB証券会社の口座に5000株の振替
入庫データが入力されて、B証券会社の決済口座から預
託口座への振替を行い、売却によりB証券会社の預託口
座から決済口座への振替を行い、C信託銀行の口座に5
000株の振替出庫データが出力される。
First, an outline of a payment institution will be described with reference to FIG.
As shown in FIG. 3, accounts of the A securities company, the B securities company, the C trust bank, the X stock exchange, etc. are provided in the settlement institution. Then, B securities company from A securities company 500 shares
If you buy 0 shares and sell to C Trust Bank, the transfer receipt data of 5000 shares will be input from the account of A securities company to the account of B securities company by the purchase, and the transfer from the settlement account of B securities company to the deposit account. And transfer it from the depository account of B securities company to the settlement account and sell it to the account of C trust bank.
Transfer transfer data for 000 shares is output.

【0010】また、証券決済管理システムは、図2に示
すように、決済機関となる決済機構センタ10に接続す
るホスト20と、当該ホスト20に接続するデータベー
ス(DB)30と、オペレータによってホスト20に条
件等を設定する操作端末40とを有している。ここで、
符号20′は、他社ホストを表している。決済機構セン
タ10もコンピュータによって実現されている。尚、本
発明の実施の形態に係るプログラムは、ホスト20内で
実行されるものである。
As shown in FIG. 2, the securities settlement management system includes a host 20 connected to the settlement mechanism center 10 serving as a settlement organization, a database (DB) 30 connected to the host 20, and a host 20 operated by an operator. And an operation terminal 40 for setting conditions and the like. here,
Reference numeral 20 'represents a host of another company. The payment mechanism center 10 is also realized by a computer. The program according to the embodiment of the present invention is executed in the host 20.

【0011】次に、本システムの概略は、図3に示すよ
うに、振替入庫データを受け付ける入力装置1と、振替
出庫データを出力する出力装置2と、口座振替の制御を
行う制御装置3と、決済口座の役割を果たし、決済デー
タを記憶する決済口座記憶部4と、預託口座の役割を果
たし、預託データを記憶する預託口座記憶部5とから構
成されている。決済口座記憶部4と預託口座記憶部5
は、DB30に設けてある。なお、DB30をホスト2
0に設けてもよい。
As shown in FIG. 3, the outline of the present system is as follows: an input device 1 for receiving transfer receipt data, an output device 2 for outputting transfer delivery data, and a control device 3 for controlling account transfer. A payment account storage unit 4 that plays a role of a payment account and stores payment data, and a deposit account storage unit 5 that plays a role of a deposit account and stores deposit data. Settlement account storage unit 4 and deposit account storage unit 5
Is provided in the DB 30. In addition, DB30 host 2
It may be set to 0.

【0012】本システムの各部を具体的に説明する。入
力装置1は、決済機構センタ10内の他の証券会社等の
口座から振替入庫データを受け取り、当該振替入庫デー
タを制御装置3に出力する。出力装置2は、制御装置3
から振替出庫データを受け取り、当該振替出庫データを
決済機構センタ10に出力し、決済機構センタ10内の
他の証券会社等の口座に出力される。
Each part of the system will be specifically described. The input device 1 receives transfer receipt data from an account of another securities company or the like in the settlement mechanism center 10 and outputs the transfer receipt data to the control device 3. The output device 2 is the control device 3
The transfer delivery data is received from the transfer delivery data, the transfer delivery data is output to the settlement mechanism center 10, and is output to an account of another securities company or the like in the settlement mechanism center 10.

【0013】決済口座記憶部4は、買付が為されると、
制御装置3から買付分のデータが入力され、その後、預
託口座記憶部5に口座振替が為される。また、決済口座
記憶部4は、売却が為されると、預託口座記憶部5から
売却分のデータが口座振替されて入力され、その後、売
却分のデータが振替出庫される。預託口座記憶部5は、
買付により決済口座記憶部4から買付分の入庫データが
口座振替されて入力され、また、売却により売却分の出
庫データが決済口座記憶部4に口座振替されて出力され
る。
When a purchase is made, the settlement account storage unit 4
Data for the purchase is input from the control device 3, and thereafter, the deposit is transferred to the deposit account storage unit 5. In addition, when the sale is made, the settlement account storage unit 4 receives and transfers the data of the sale amount from the deposit account storage unit 5, and thereafter the data of the sale amount is transferred and delivered. The deposit account storage unit 5
By the purchase, the warehousing data for the purchase is transferred and input from the settlement account storage unit 4, and the shipping data for the sale is transferred and output to the settlement account storage unit 4 by the sale.

【0014】制御装置3は、各部を制御するものであ
り、入力装置1から入力された買付の振替入庫データを
決済口座記憶部4に出力して記憶させる。そして、制御
装置3は、証券の買付により、買付分のデータについて
決済口座記憶部4から預託口座記憶部5に口座振替を行
う。また、制御装置3は、証券の売却により、売却分の
データについて預託口座記憶部5から決済口座記憶部4
に口座振替を行う。特に、制御装置3は、決済に使用し
ない保護預り分を除いて、決済に利用可能な分のデータ
が預託口座記憶部5に存在するか否か判断し、存在しな
ければ、売却分を決済口座記憶部4に口座振替しないよ
う制御(振替停止の制御)している。これにより、顧客
からの保護預り証券が決済の対象となることを防止する
ことができる。つまり、制御装置3は、証券売却の場
合、預託口座記憶部5内をチェックし、保護預り分を除
いて売却分があるか否か判断し、売却分がある場合に限
り、決済口座記憶部4に対して売却分の口座振替を行う
ものである。例えば、決済機関の保護預り分の証券のう
ち、売り注文の出ていない証券を、決済に利用しない保
護預り分として除くようにする。
The control unit 3 controls each unit, and outputs the transfer transfer receipt data of the purchase input from the input unit 1 to the settlement account storage unit 4 for storage. Then, the control device 3 transfers the data for the purchase from the settlement account storage unit 4 to the deposit account storage unit 5 by the purchase of the securities. Further, the control device 3 sells the securities, and the data for the sale is transferred from the deposit account storage unit 5 to the settlement account storage unit 4 with respect to the sold data.
Direct debit to. In particular, the control device 3 determines whether or not there is data that can be used for payment in the deposit account storage unit 5, excluding the protection deposit that is not used for payment, and if it does not exist, the sold part is settled. The account storage unit 4 is controlled so as not to transfer the account (control to stop the transfer). As a result, it is possible to prevent the customer's custody deposit from becoming a target of settlement. That is, in the case of selling securities, the control device 3 checks the inside of the deposit account storage unit 5 and determines whether or not there is the sold portion excluding the protected deposit portion, and only when the sold portion exists, the settlement account storage unit 5 4 will be transferred to the account for sale. For example, out of the security deposits of the clearing house, the securities for which a sell order has not been placed are excluded as the security deposits not used for settlement.

【0015】次に、本システムの処理動作について説明
する。証券買付により、振替入庫データが入力装置1に
入力され、入力装置1は、その振替入庫データを制御装
置3に出力する。制御装置3は、買付の振替入庫データ
を買付分として決済口座記憶部4に書き込む。続いて、
制御装置3は、決済口座記憶部4の買付分のデータにつ
いて預託口座記憶部5に口座振替を行う。その結果、決
済口座記憶部4から買付分のデータが削除され、預託口
座記憶部5に新たに買付分のデータが追加される。
Next, the processing operation of this system will be described. The transfer receipt data is input to the input device 1 by the securities purchase, and the input device 1 outputs the transfer receipt data to the control device 3. The control device 3 writes the transfer receipt data of the purchase in the settlement account storage unit 4 as the purchase amount. continue,
The control device 3 transfers the data for the purchase of the settlement account storage unit 4 to the deposit account storage unit 5 by direct debit. As a result, the purchase data is deleted from the settlement account storage unit 4, and the purchase data is newly added to the deposit account storage unit 5.

【0016】証券売却があると、制御装置3は、預託口
座記憶部5をチェックし、保護預り分を除いて決済可能
な分のデータがあるか否かを判断し、決済可能な分のデ
ータがあれば、そのデータについて売却分として決済口
座記憶部4に口座振替を行う。その結果、預託口座記憶
部5の売却分のデータが削除され、決済口座記憶部4に
新たに売却分のデータが追加される。そして、制御装置
3は、決済口座記憶部4の売却分のデータを振替出庫デ
ータとして出力装置2に出力し、振替出庫処理が行われ
る。
When there is a sale of securities, the control device 3 checks the deposit account storage unit 5 to determine whether or not there is data that can be settled excluding the amount for protection deposit, and the data that can be settled. If there is, the data is transferred to the settlement account storage unit 4 as a sale portion. As a result, the data for sale in the deposit account storage unit 5 is deleted, and the data for sale is newly added to the settlement account storage unit 4. Then, the control device 3 outputs the data for sale of the settlement account storage unit 4 to the output device 2 as transfer delivery data, and the transfer delivery process is performed.

【0017】また、証券売却の際に、決済口座記憶部5
に保護預り分を除いて決済可能なデータがなければ、売
却の処理を停止する。この停止した売却分のデータにつ
いては、決済不能として本システムの管理者に通知して
もよいし、また、決済可能な買付分が新たに預託口座記
憶部5に入力されるまで、売却処理を中断する。
When selling securities, the settlement account storage unit 5
If there is no data that can be settled except for the protection deposit, the sale processing is stopped. The data of the stopped sale may be notified to the administrator of the system as the settlement is not possible, or the sale processing may be performed until the purchaseable settlement is newly input to the deposit account storage unit 5. To suspend.

【0018】本システムによれば、決済口座と預託口座
を用い、証券買付の場合は、買付分を決済口座から預託
口座に振り替え、証券売却の場合は、預託口座に保護預
り分を除いて決済可能な分があれば、預託口座から決済
口座に売却分を振り替え、振替出庫データを生成するよ
うにしているので、決済に使用しない顧客の保護預り分
が決済の対象になることを防止することができる。
According to the present system, a settlement account and a deposit account are used. In the case of securities purchase, the purchased portion is transferred from the settlement account to the deposit account, and in the case of securities sale, the deposit deposit is excluded from the deposit account. If there is an amount that can be settled, the sale amount is transferred from the deposit account to the settlement account and transfer issue data is generated, so it is possible to prevent the customer's protected deposits that are not used for payment from being settled. can do.

【0019】つまり、本システムによれば、決済可能な
数量を決済口座に振り替えることにより、決済可能数量
以上に決済が履行されてしまう(振替出庫されてしま
う)ことを防止できる効果がある。
That is, according to the present system, by transferring the settable quantity to the settlement account, it is possible to prevent the payment from being fulfilled (transferred and delivered) beyond the settable quantity.

【0020】[0020]

【発明の効果】以上説明したように、本発明によれば、
決済可能な数量の範囲内で決済が行われるように証券決
済を管理でき、決済に本来使用しない顧客の保護預りの
証券が決済の対象となることを防止できる。
As described above, according to the present invention,
The securities settlement can be managed so that the settlement can be performed within the settleable quantity, and it is possible to prevent the securities of the customer's protection deposit that are not originally used for the settlement from being settled.

【図面の簡単な説明】[Brief description of drawings]

【図1】決済機関の概略構成図である。FIG. 1 is a schematic configuration diagram of a settlement organization.

【図2】決済機関を中心としたシステム構成を示す概略
図である。
FIG. 2 is a schematic diagram showing a system configuration centered on a payment institution.

【図3】本発明の実施の形態に係る証券決済管理システ
ムの概略構成を示す説明図である。
FIG. 3 is an explanatory diagram showing a schematic configuration of a securities settlement management system according to an embodiment of the present invention.

【符号の説明】[Explanation of symbols]

1…入力装置、 2…出力装置、 3…制御装置、 4
…決済口座記憶部、5…預託口座記憶部、 10…決済
機構センタ、 20…ホスト、 30…データベース、
40…操作端末
DESCRIPTION OF SYMBOLS 1 ... Input device, 2 ... Output device, 3 ... Control device, 4
... settlement account storage unit, 5 ... deposit account storage unit, 10 ... settlement mechanism center, 20 ... host, 30 ... database,
40 ... Operation terminal

Claims (8)

【特許請求の範囲】[Claims] 【請求項1】 証券決済を管理する証券決済管理システ
ムであって、証券売買における決済を行うための決済口
座と預託口座を有し、証券売却の場合に、前記預託口座
に決済に利用しない保護預り分を除き、決済に利用可能
な分があるか否かを判断し、決済に利用可能な分があれ
ば前記預託口座から前記決済口座に振り替え、当該振り
替えた分を売却分として振替出庫データを生成すること
を特徴とする証券決済管理システム。
1. A securities settlement management system for managing securities settlement, comprising a settlement account and a deposit account for settlement in securities trading, and in the case of selling securities, protection not used for settlement in the deposit account. Excluding deposits, it is judged whether or not there is an available amount for settlement, and if there is an available amount for settlement, it is transferred from the deposit account to the settlement account, and the transferred amount is transferred as the sale issue data. A securities settlement management system characterized by generating a.
【請求項2】 証券売買における決済を行うための決済
口座と預託口座を用いて証券決済を管理する証券決済管
理システムであって、 証券売却の場合に、前記預託口座に決済に利用しない保
護預り分を除き、決済に利用可能な分があるか否かを判
断し、決済に利用可能な分があれば前記預託口座から前
記決済口座に振り替え、当該振り替えた分を売却分とし
て振替出庫データを生成することを特徴とする証券決済
管理システム。
2. A securities settlement management system for managing securities settlement using a settlement account and a deposit account for settlement in securities trading, wherein the deposit account is not used for settlement in the case of securities sale. Except for the minutes, it is judged whether there is an available portion for payment, and if there is an available portion for payment, it is transferred from the deposit account to the settlement account, and the transferred goods are sold and the transfer issue data is collected. A securities settlement management system characterized by generation.
【請求項3】 証券買付の場合に、買付分を前記決済口
座に記憶し、当該記憶した買付分を前記決済口座から前
記預託口座に振り替えることを特徴とする請求項1又は
請求項2記載の証券決済管理システム。
3. In the case of a securities purchase, the purchase amount is stored in the settlement account, and the stored purchase amount is transferred from the settlement account to the deposit account. The securities settlement management system described in 2.
【請求項4】 買付分の振替入庫データを受け取る入力
装置と、 売却分の振替出庫データを出力する出力装置と、 決済口座の役割を果たす決済口座記憶部と、 預託口座の役割を果たす預託口座記憶部と、 証券買付の場合に、前記入力装置からの買付分の入庫デ
ータを前記決済口座記憶部に記憶して前記預託口座記憶
部に振り替え、証券売却の場合に、前記預託口座記憶部
に決済に利用しない保護預り分を除き、決済に利用可能
な分があるか否かを判断し、決済に利用可能な分があれ
ば前記預託口座記憶部から前記決済口座記憶部に振り替
え、当該振り替えた分を売却分として振替出庫データを
前記出力装置に出力する制御装置とを有することを特徴
とする証券決済管理システム。
4. An input device for receiving transfer and receipt data for purchases, an output device for outputting transfer and receipt data for sales, a settlement account storage unit that plays a role of a settlement account, and a deposit that acts as a deposit account. An account storage unit, and in the case of a securities purchase, the storage data of the purchase from the input device is stored in the settlement account storage unit and transferred to the deposit account storage unit, and in the case of securities sale, the deposit account Except for the protected deposits that are not used for payment in the storage unit, it is determined whether or not there is an available amount for payment, and if there is an available amount for payment, transfer from the deposit account storage unit to the payment account storage unit. A securities settlement management system, comprising: a control device that outputs the transfer delivery data to the output device, using the transferred amount as the sold amount.
【請求項5】 決済口座の役割を果たす決済口座記憶部
と預託口座の役割を果たす預託口座記憶部とを用いて証
券決済を管理する証券決済管理システムであって、 買付分の振替入庫データを受け取る入力装置と、 売却分の振替出庫データを出力する出力装置と、 証券買付の場合に、前記入力装置からの買付分の入庫デ
ータを前記決済口座記憶部に記憶して前記預託口座記憶
部に振り替え、証券売却の場合に、前記預託口座記憶部
に決済に利用しない保護預り分を除き、決済に利用可能
な分があるか否かを判断し、決済に利用可能な分があれ
ば前記預託口座記憶部から前記決済口座記憶部に振り替
え、当該振り替えた分を売却分として振替出庫データを
前記出力装置に出力する制御装置とを有することを特徴
とする証券決済管理システム。
5. A securities settlement management system that manages securities settlement using a settlement account storage unit that plays a role of a settlement account and a deposit account storage unit that plays a role of a deposit account. An input device for receiving the receipt, an output device for outputting transfer issue data for the sale, and in the case of a securities purchase, the receipt data for the purchase from the input device is stored in the settlement account storage unit and the deposit account is stored. In the case of transferring to the storage unit and selling securities, it is judged whether or not there is an available portion for settlement in the deposit account storage unit, excluding the protected deposit portion that is not used for settlement, and there is an available portion for settlement. For example, there is provided a securities settlement management system, comprising: a control device that transfers from the deposit account storage unit to the settlement account storage unit, and outputs the transferred delivery data to the output device with the transferred amount as a sale amount.
【請求項6】 前記証券売却の場合に、保護預り分の証
券のうちで売り注文の出ていない証券を、前記決済に利
用しない保護預り分とすることを特徴とする請求項1乃
至5の何れかに記載の証券決済管理システム。
6. In the case of selling the securities, the securities for which a sell order has not been placed among the securities for protection deposits are set as the protection deposits not used for the settlement. The securities settlement management system according to any one.
【請求項7】 証券の売買に伴う決済を管理するコンピ
ュータに、決済口座と預託口座を管理させ、証券売却の
場合に、前記預託口座に使用しない保護預り分を除き、
決済に利用可能な分があるか否かを判断し、決済に利用
可能な分であれば前記預託口座から前記決済口座に振り
替え、当該振り替えた分を売却分として振替出庫データ
を生成する処理を実行させることを特徴とするプログラ
ム。
7. A computer that manages settlement associated with the purchase and sale of securities manages a settlement account and a deposit account, and in the case of selling securities, except for the protection deposit that is not used for the deposit account,
It is determined whether or not there is an available amount for payment, and if it is an available amount for payment, it is transferred from the deposit account to the payment account, and the transferred amount is generated as a sale amount to generate transfer issue data. A program characterized by being executed.
【請求項8】 証券買付の場合に、買付分を前記決済口
座に記憶し、当該記憶した買付分を前記決済口座から前
記預託口座に振り替える処理を実行させることを特徴と
する請求項7記載のプログラム。
8. In the case of a securities purchase, the purchase portion is stored in the settlement account, and the stored purchase portion is transferred from the settlement account to the deposit account. 7. The program described in 7.
JP2001222201A 2001-07-23 2001-07-23 Management system for securities settlement and program Pending JP2003036348A (en)

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