CA2327170A1 - Photonic signal frequency conversion using a photonic band gap structure - Google Patents

Photonic signal frequency conversion using a photonic band gap structure Download PDF

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CA2327170A1
CA2327170A1 CA002327170A CA2327170A CA2327170A1 CA 2327170 A1 CA2327170 A1 CA 2327170A1 CA 002327170 A CA002327170 A CA 002327170A CA 2327170 A CA2327170 A CA 2327170A CA 2327170 A1 CA2327170 A1 CA 2327170A1
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Mark J. Bloemer
Michael Scalora
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    • BPERFORMING OPERATIONS; TRANSPORTING
    • B82NANOTECHNOLOGY
    • B82YSPECIFIC USES OR APPLICATIONS OF NANOSTRUCTURES; MEASUREMENT OR ANALYSIS OF NANOSTRUCTURES; MANUFACTURE OR TREATMENT OF NANOSTRUCTURES
    • B82Y20/00Nanooptics, e.g. quantum optics or photonic crystals
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/10Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type
    • G02B6/12Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type of the integrated circuit kind
    • G02B6/122Basic optical elements, e.g. light-guiding paths
    • G02B6/1225Basic optical elements, e.g. light-guiding paths comprising photonic band-gap structures or photonic lattices
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/35Non-linear optics
    • G02F1/355Non-linear optics characterised by the materials used
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/35Non-linear optics
    • G02F1/353Frequency conversion, i.e. wherein a light beam is generated with frequency components different from those of the incident light beams
    • G02F1/3534Three-wave interaction, e.g. sum-difference frequency generation
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/35Non-linear optics
    • G02F1/353Frequency conversion, i.e. wherein a light beam is generated with frequency components different from those of the incident light beams
    • G02F1/3544Particular phase matching techniques
    • G02F1/3548Quasi phase matching [QPM], e.g. using a periodic domain inverted structure
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/35Non-linear optics
    • G02F1/37Non-linear optics for second-harmonic generation
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/35Non-linear optics
    • G02F1/39Non-linear optics for parametric generation or amplification of light, infrared or ultraviolet waves
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F2202/00Materials and properties
    • G02F2202/32Photonic crystals
    • HELECTRICITY
    • H01ELECTRIC ELEMENTS
    • H01SDEVICES USING THE PROCESS OF LIGHT AMPLIFICATION BY STIMULATED EMISSION OF RADIATION [LASER] TO AMPLIFY OR GENERATE LIGHT; DEVICES USING STIMULATED EMISSION OF ELECTROMAGNETIC RADIATION IN WAVE RANGES OTHER THAN OPTICAL
    • H01S3/00Lasers, i.e. devices using stimulated emission of electromagnetic radiation in the infrared, visible or ultraviolet wave range
    • H01S3/30Lasers, i.e. devices using stimulated emission of electromagnetic radiation in the infrared, visible or ultraviolet wave range using scattering effects, e.g. stimulated Brillouin or Raman effects

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  • Optics & Photonics (AREA)
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  • Crystallography & Structural Chemistry (AREA)
  • Optical Modulation, Optical Deflection, Nonlinear Optics, Optical Demodulation, Optical Logic Elements (AREA)

Abstract

A novel SH generator based on a photonic band gap (PBG), mixed half-quarter- wave, periodic structure is described. Both energy output and conversion efficiencies are nearly three orders of magnitude greater than for bulk, pha se- matched devices of comparable lengths. Similiar results for a GaAs/AlAs semiconductor periodic structure are also found. These results have immediat e applications in frequency up- and down-conversion lasers, higher and lower harmonic generation, and Raman-type lasers, where either Stokes or anti-Stok es resonances can be enhanced or suppressed near the band edge. In general, the underlying mechanism requires the fields to be strongly confined, allowing f or longer interactions times, increased effective gain lengths, and enhanced conversion efficiencies, although strong pump confinement alone can also result in significantly enhanced SH generation.

Description

Photonic Signal Frequency Conversion Using a Photonic Band Gap Structure Background of tke Invention Statement as to Rights to Inventions Made Under Federally Sponsored Research and Development This invention was made with Government support under Contract DAAHO1-96-P-RO10 awarded by the U.S. Army Missile Command. The Government has certain rights in the invention.
Field of the Invention This invention relates to the generation of photonic signals at frequencies other than the input signal. In particular, it relates to second or higher harmonic generation, sum, and difference frequency conversion, Raman processes and generic parametric amplification near the photonic band edge.
Related Art In recent years, advances in photonic technology have generated a trend toward.the integration of electronic and photonic devices. These devices offer an array of advantages over conventional electronic devices. For example, they can provide enhanced speed of operation, reduced size, robustness to environmental changes, such as rapid temperature variations, and increased lifetime and ability to handle high repetition rates. These structures can be made of metals, semiconductor materials, ordinary dielectrics, or any combination of these materials.
The theoretical and experimental investigations of photonic band gap (PBG) structures is evidence of the widely recognized potential that these new materials offer. In such materials, electromagnetic field propagation is forbidden for a range of frequencies, and allowed for others. The nearly complete absence of some frequencies in the transmitted spectrum is referred to as a photonic band gap {PBG), in analogy to semiconductor band gaps. This phenomenon is based on the interference of light; for frequencies inside the band gap, forward-and backward-propagating components can cancel destructively inside the structure, leading to complete reflection.
For example, recent advancements in PBG structures have been made in the development of a photonic band edge nonlinear optical limiter and switch.
See, "Optical Limiting and Switching of Ultrashort Pulses in Nonlinear Photonic Band-Gap Materials", M. Scalora, et al. , Physical Review Letters 73:1368 ( 1994) (incorporated by reference herein in its entirety). Also, advancements in photonic technology have been achieved with the development of the nonlinear optical diode. See, "The Photonic Band-Edge Optical Diode", M. Scalora, et al., Journal ofApplied Physics 76:2023 (1994), which is incorporated by reference herein in its entirety. In addition, the physical processes involved in the photonic signal delay imparted by a uniform PBG structure are described in detail in Scalora, et - 20 al., "Ultrashort pulse propagation at the photonic band edge: large tunable group delay with minimal distortion and loss," Phys. Rev. E Rapid Comm. 54(2), R

81081 (August 1996), which is incorporated by reference herein in its entirety.
The frequency conversion of coherent light sources, such as lasers, has been investigated for many years, because of the desirability to expand the ranges of available output wavelengths. Many different processes have been utilized, including Raman-shifting, harmonic generation, and quasi-phase-matching techniques. Also important are frequency up-and down-conversion, and the more general issue of obtaining laser radiation at frequencies generally not accessible with a more direct process.

-, Harmonic generation involves the non-linear interactions between light and matter using a suitable non-linear material that can generate harmonics at multiples of the pump signal frequency. Conventional non-linear materials include potassium dihydrogen phosphate (KDP), ~i-barium borate (BBO), lithium triborate (LBO), lithium niobate (LiNb03), and the like. However, the utility of these types of non-linear crystals for efficient frequency conversion often depends on proper adjustment of parameters such as non-linear coefficients, phasematching capabilities, walkoff angle, and angular acceptance.
For example, lithium niobate is conventionally used for second harmonic (SH) generation because its nonlinear x~2y coefficient is larger than most other materials. In addition, the effective magnitude of x~2~ can be enhanced further by a process called polling. Typically, a certain length of LiNb03 material, ordinarily a few millimeters to a few centimeters, is subdivided in sections each on the order of a few microns in thickness. Then, a strong, static electric field is applied to the material such that the direction of the electric field is reversed in each successive section. In effect then, the field leaves a permanent impression behind, similar to the impression that visible light leaves on a photographic plate, which causes the sign of the x~2~ to reverse in a predetermined way in each successive section throughout the length of the material. As a consequence of alternating the sign of the nonlinear index of refraction, a technique that is also referred to as quasi-phase-matching (QPM), SH generation from a similar length of material that is not quasi-phase-matched can be orders of magnitude smaller than the phase-matched case.
The reason for this kind of material processing can be explained as follows.
For SH generation, a field at twice the original frequency is generated. In addition to its dependence on field strength, the index of refraction of any material also depends on frequency. For typical SH up-conversion, the indices of refraction may differ by as much as 10% or more; this means that the speed of light in the material may differ by that amount, causing the two waves, the fundamental and the SH, to get out of phase. As it turns out, by modulating the x~2~, the waves tend to remain in phase, which defines the QPM phenomenon, thus yielding enhanced SH generation.
However, QPM devices utilized in frequency conversion are typically on the order of a 1-2 centimeters (cm) in length. What is needed is a device that performs frequency conversion of a light source that is compact in size, has sufficient conversion efficiency, and can be manufactured by conventional techniques.
Summary of the Invention The present invention provides a new device and method to produce photonic signals at frequencies other than the frequency of the incident pump beam or pulse. The photonic band gap (PBG) device comprises a plurality of first and second material layers. 'The first and second material layers are arranged such that the PBG device exhibits a photonic band gap structure. The photonic band gap structure exhibits a transmission band edge corresponding to the pump signal frequency. A second photonic signal at a second frequency is generated by an interaction of the input photonic signal with the arrangement of layers. The second photonic signal is an harmonic of the pump signal and can be either transmitted through the device or reflected out the input region of the PBG device.
According to one embodiment of the present invention, the first and second layers are arranged in a periodically alternating manner. In addition, the PBG device can further comprise one or more periodicity defects in order to produce other harmonics of the pump signal.
According to the present invention, a method for the frequency conversion of a pump pulse comprises selecting a desired frequency for the pump signal to produce a second signal at a desired harmonic frequency. Next, a PBG structure is provided, wherein the arrangement of layers comprising the PBG structure is similar to the structure described above. The method further comprises inputting the desired pump signal into the PBG structure in order to produce an ouput signal at a desired harmonic of the pump signal frequency.
The generated signals can be in the form of either a continuous wave (cw) signal, if the pump beam is a cw signal, or a pulsed signal, if the pump beam is pulsed. The frequency conversion process for the PBG device is orders of magnitude more efficient than any other ordinary QPM device of comparable size.
This conversion efficiency can be achieved with the utilization of a photonic band gap (PBG) structure. An incident pump beam or pulse is applied to the PBG
device near the photonic band edge transmission resonance, in close proximity to the photonic band gap. The output signal (of different frequency or wavelength) that is generated in the PBG device is also tuned at a transmission resonance.
A frequency conversion device of compact size can be designed to perform a wide range of applications including harmonic generation and parametric oscillation by using a model of a one-dimensional structure. These PBG devices can also be fabricated by straightforward techniques to satisfy current technology needs.
Further features and advantages of the present invention, as well as the structure and operation of various embodiments of the present invention, are described in detail below with reference to the accompanying drawings.
Brief Description of tke Figures The present invention is described with reference to the accompanying drawings. In the drawings, like reference numbers indicate identical or functionally similar elements. Additionally, the left-most digits) of a reference number identifies the drawing in which the reference number first appears.
FIG. 1 A is a schematic representation of one embodiment of the present invention, a quarter-wave frequency conversion device with a uniform PBG
structure.

FIG.1 B is a diagram of the characteristic index of refraction profile of the uniform PBG structure shown in FIG. lA.
FIG. 2 is a schematic diagram of one embodiment of the present invention, a mixed quarter-half wave PBG device.
FIG. 3 shows a characteristic transmission profile for a PBG device for third harmonic generation according to the present invention.
FIG. 4 shows group index versus normalized, dimensionless frequency profile according to the present invention.
FIG. S shows one embodiment ofthe present invention, a PBG device with a periodicity defect region.
FIG. 6 is a diagram of the characteristic index of refraction profile of the PBG structure shown in FIG. 5.
FIG. 7 shows a transmission versus normalized, dimensionless frequency for a 20-period, half quarter-wave stack.
FIG. 8 shows maximum energy output versus index of refraction.
FIG. 9 shows the pump field eigenmode distribution inside a PBG
structure of the present invention, at the instant that the peak of the pulse reaches the PBG structure.
FIG. 10 shows a second-harmonic eigenmode for the case of FIG. 9.
FIG. 11 shows comparison between the SH energy output from the PBG
(solid line) and a phase-matched bulk material (dotted line), as a function of pulse width.
FIG. 12 shows spontaneously generated SH pulses.
FIG. 13 shows SH conversion efficiency versus incident pulse peak field strength.
FIG. 14 is a flowchart illustrating a method of generating frequency conversion according to the present invention.

Detailed Description of the Preferred Embodiments 1. Overview of the Present Invention The present invention provides a frequency conversion device that utilizes a photoriic band gap (PBG) structure. The enhancement mechanism demonstrated in these PBG structures in the linear regime leads to frequency up- (or down-) conversion rates nearly three orders of magnitude better than conversion rates achieved with ordinary phase matched materials, or in conventional fiber grating geometries. The geometrical properties and the periodicity of the PBG
structure can act to significantly modify the density of electromagnetic field modes near the band edge, thus facilitating the emission of the second harmonic (SH) signal at a much-enhanced rate. More importantly perhaps, this means that current fabrication issues that arise in ordinary quasi-phase-matched structures can be avoided altogether by utilizing current technology for deposition of semiconductor or dielectric thin films and combinations thereof.
The present invention is described in terms of this example environment.
Description in these terms is provided for convenience only. It is not intended that the invention be limited to application in this example environment. In fact, after reading the following description, it will become apparent to a person skilled in the relevant art how to implement the invention in alternative environments.
2. Nonlinear Interaction of Light with Matter The nonlinear interaction of light with matter is important for applications in the field of light generation at frequencies that are usually not accessible by a more direct laser process. At a qualitative level, all materials found in nature are nonlinear to some degree. This means that the characteristic properties of ordinary materials, such as the dielectric susceptibility, change if an applied electromagnetic field intensity is strong enough.

_g_ This dependence of the susceptibility (which ultimately is a statement of the index of refraction of the material) on the electric field strength can be exemplified in the following way:
x - x~o + x~2~ E + x~3~ E2 +...xu~ Ee - ~... +...
where j is an integer, x~'~ is the medium susceptibility for low incident fields, xti) is the jth nonlinear coefficient whose magnitude decreases rapidly as (j) increases, and E is the applied field. Therefore, contributions from the jth term become significant if the field strength is gradually increased. Typically, the x~~
can be two to four orders of magnitude greater than each successive x~+'~
coefficient, depending on the material. On the other hand, all the coefficients with odd or even (j) greater than one may vanish, depending on the characteristics of the material at the molecular level. For example, all the even coefficients vanish if the molecule has a geometrical center of symmetry, as in a gas.
Because of the nonlinear contributions to the dielectric susceptibility, the I S application of a strong external optical field at frequency w is capable of generating light at frequency 2w, 3w, 4w, and so on. By the same token, if two strong fields of different frequencies w, and w~ are applied to the nonlinear material, light at frequencies (w, +w~ and (w,-w2) (i.e., sum and difference frequencies) can also be generated in addition to the individual harmonics.
For example, a x~2~ medium, which means that the first order nonlinear coefficient dominates the dynamics, is capable of SH generation, and sum and difference frequency conversion; a x~3~ medium is capable of third harmonic generation, and so on.
For example, a type of nonlinear frequency conversion that is typically sought in nonlinear media is SH generation. However, the present description is also applicable for nonlinear frequency conversion to higher or lower frequencies, such as third harmonic generation, and so on.

Conventional nonlinear materials used for frequency conversion processes, such as LiNb03, are processed in such a way that the nonlinear contribution to the index of refraction alternates sign every few tens of microns. However, the linear index of refraction of the LiNb03 host material is not modified in any way (i.e., $ it is spatially uniform).
The method of forming a device designed to perform frequency conversion, according to the present invention, is completely different: a spatial modulation is imparted to the linear part of the refractive index. In other words, the linear index of refraction of the structure alternates between a high and a low value. This is accomplished by alternating at least two materials, such as GaAs (Gallium Arsenide) and AIAs (Aluminum Arsenide), whose indices of refraction are approximately 3.4 and 2.9 respectively, resulting in a structure that is 5 to 10 microns in length. The consequence of alternating different materials with different refractive indices as indicated above is the creation of a photonic band gap (PBG) structure.
The physical processes that are exploited in the present invention are different from conventional frequency conversion techniques in that photonic band edge effects are utilized. Photonic band edge effects cause strong overlap of the pump and SH signals, significant reduction of the respective propagation velocities, and therefore, increased interaction times. As described below, some of the advantages of the present invention include: ( 1 ) the structure can be 100 to 1000 time shorter than typical QPM structures, with comparable conversion efficiencies; (2) ordinary semiconductor materials can be used in forming the PBG
structure, leading to a reduction of production costs; and (3) the PBG device is compatible with integrated circuit environments due to its size and composition.
3. Frequency Conversion using a PBG Structure In one dimension, a photonic band gap structure comprises a plurality of layers, as shown in FIG.1 A, where the plurality of layers alternates between a low and a high index of refraction. PBG structure 102 comprises a stack of alternating layers 108 and 110 of refractive materials having predetermined indices of refraction n, and n2 (for low incident pump powers), and predetermined thicknesses a and b, respectively. In particular, the first type of layer 108 can be chosen such that it is a high index layer n,. The second type of layer 110 can be chosen to be a low index layer n2. The widths of the layers can be chosen such that they are both a fraction of the size of the incident pump wavelength.
For example, first layer 108 can be designed to have a thickness (a) corresponding to the wavelength of an incoming photonic signal (~,), determined by the equation a = ~, / 4n,. Similarly, second layer 110 can have an index of refraction n2, and a thickness (b), where b = ~. / 4n2. This pattern can be repeated for N periods 122, where a period is equal to one set of alternating layers 112.
This type of structure is also referred to as a quarter-wave structure. As would be apparent to one of ordinary skill in the art based on the present description, other arrangements of alternating layers can also be made, depending on the particular frequency conversion application.
Adj usting the width of the layers causes a shift of the location of the band gap to a different frequency. This property is a beneficial one, which adds flexibility when the options of input and output laser frequencies are being considered.
FIG. 1B is a diagram of a characteristic index of refraction square-wave pattern profile of PBG structure 102 for N periods. Diagram 150 plots the index of refraction (n) 152 of a uniform PBG structure as a function of distance (z) 154, which is limited by the number of periods 156 in the device. Diagram 150 illustrates the periodic nature of the abrupt refractive index changes occurring in the material.

In general, large index modulation PBG structures are not as easily susceptible to band-structure shifts due to nonlinear index changes because index variations are a small perturbation on the linear index modulation depth. As described below, for ultrashort pulses tuned near the photonic band edge, a choice of materials with suitable indices of refraction, thicknesses, and periodicity can lead to low group velocities, enhanced field intensity, and conversion efficiencies nearly three orders of magnitude larger than conventional bulk up-conversion rates. Conversion efficiencies greater than 10-3 can be achieved for structures only a few micrometers in length, with a single pump pass, and at realistic pump intensities. Plane-wave conversion rates can be approximated by utilizing pulses whose frequency bandwidth is smaller than the transmission resonance bandwidth, such as for pump signals of only a few picoseconds (ps) in duration.
A preferred embodiment of the present invention is shown in FIG. 2. PBG
structure 200 is formed in such a way that a single period comprises two layers:
a quarter-wave layer 202 and a half wave layer 204, to form a periodic, mixed quarter-half wave structure. This particular choice causes the first and second order band edges to be approximately a factor of two apart from each other, as indicated in FIG. 4, described in detail below. Then, both the pump and SH
fields are tuned to their respective photonic band edges. This coincidence of the band edges leads to strong overlap of the fields, significant reduction of the wave velocities by several orders of magnitude below the speed of light in either medium, and increased interaction times. See, e.g., "Pulsed second harmonic generation in one-dimensional, periodic structures", Phys. Rev. A, October 1997, by Scalora et al. (incorporated by reference herein in its entirety). These factors result in an increase in the SH energy output that significantly exceeds conventional QPM devices.
The types of structures discussed above result in a PBG structure in which a range of frequencies about some reference frequency cannot propagate inside a PBG device. On the other hand, the structure may be transparent to other frequencies away from the band gap. For example, a representative photonic band gap structure is shown in FIG. 3, which shows a characteristic transmission profile for structure 301. At higher frequencies, higher order gaps may also appear to create a series of gaps. Usually, however, the higher order gaps are ignored.
In FIG. 3, both the first order band gap 302 and second order band gap 304 are depicted. Typically, a uniform PBG structure, such as that shown in FIG. lA, exhibits an infinite number of photonic band gaps and band edges. In FIG. 3, transmission profile 306 is obtained by plotting the optical transmission 308 as a function of normalized frequency (S2) 310, where ~ = c.~/c~o. The maximum possible transmission is 1. Therefore, it is the absence of those frequencies from I 0 the transmitted spectrum that gives rise to the name "band gap", in analogy to the electronic band gap of semiconductors where electrons having a specific range of energies cannot propagate inside a semiconductor crystal.
At frequencies outside the photonic band gap, the properties of the structures are such that a series of transmission resonances are obtained. The number of such resonances is equal to the number of periods that make up the structure. The bandwidth of said resonances is a sensitive function of the total number of periods, the indices n, and n2, and their difference 8n=~nz-n,~, also known as index modulation depth.
In regard to SH generation, a PBG structure can be formed where nonlinear gain, or the production of SH signal, is maximized. Using the calculations described in detail below, the equations that describe the propagation of electromagnetic waves in PBG structures can be solved. The results of the calculations show that if a pulse of light interacts with a nonlinear x~Z~
medium to produce a SH signal, then the SH energy output from the PBG structure is approximately three orders of magnitude greater than the energy output of a simple bulk nonlinear medium of approximately the same length.
One embodiment of the present invention is a PBG structure that comprises 20 periods (or 40 layers) of alternating layers of GaAs and AIAs.
Alternatively, the PBG structure can also comprise different sets of materials, for example, air and GaAs, glass and AIAs, a combination of other dielectric materials, as well as with materials that would not conventionally be considered as nonlinear materials. In addition, the PBG structure may also be created in an optical fiber, in the form of a fiber grating. This illustrates that this frequency conversion capability is not specific to any one material, and that some flexibility exists according to the specific needs of a particular application.
Accordingly, the structure of the present invention should not be limited solely to the embodiments described herein.
According to the present invention, a pulse of light of about one picosecond or more in duration can be tuned to the frequency corresponding to the maximum of the first transmission resonance away from the low frequency band edge. This is shown schematically in FIG. 4, which plots group index as a function of normalized frequency. The total energy of a signal produced at twice the frequency of a pump (i.e., at the SH frequency) is about 1000 times greater than the energy output of a QPM device of similar nonlinear properties and 1 S dimensions, but that does not exhibit a photonic band gap structure.
Accordingly, the signal generated at the second harmonic frequency is tuned to the second transmission resonance of the low frequency band edge of the second order gap, as shown in FIG. 4.
According to the present invention, if the enhancement of any other frequency is desired, for example, a difference or sum frequency, it will be apparent to one of skill in the art based on the present description to devise a PBG
structure such both the pump and the desired frequency are both tuned to a photonic band transmission resonance. If higher conversion efficiencies are sought, the calculations explained in detail below indicate that such conversion efficiency increases can be accomplished by only modest increases in the number of periods that comprise the structure. The reason for this is that the conversion efficiency in a typical PBG structure is very sensitive to the length of the structure.
For example, ifN is the number of periods comprising the device, then the energy output is approximately proportional to the N6. As would be apparent to one of skill in the art based on the present description, an optimization procedure can then be employed to produce the ideal parameters for the up- or down-conversion process for a particular application.
For example, in the case of third harmonic generation, a PBG structure comprises a quarter-wave periodic structure with a "defect" layer one half wavelength thick at the center of the structure. This embodiment is shown schematically in FIG. 5. Device 502 comprises at least two stacks (or regions) 504 and 506 of alternating layers of refractive materials similar to those described above in connection with FIG. 1 A. In the center of device 502, a periodicity defect region 508 is interposed (or placed) between stacks 504 and 506, with each stack having an equal number of alternating layers of refractive material.
Defect region 508 is also a refractive material that can have an index of refraction (n) that is equivalent to either n, or n2, and with the same x~2~ nonlinear coefficient. For example, if individual layer thicknesses in the uniform stacks 504 and 506 are taken to be one quarter-wavelength long, then the thickness of periodicity defect region 508 can be one half or one wavelength in thickness. However, other thicknesses for periodicity defect region 508 can also be utilized. The term "defect", in this context, simply means a break in the periodicity of the structure.
This defect layer breaks the periodicity in such a way that it generates a transmission resonance in the middle of every gap, as shown in FIG. 6. Here, the distance between the center of the first and second order gap is exactly a factor of three. Therefore, tuning the pump signal to the center of the first order gap will enhance the generation of light at the third harmonic. For example, using a pump signal wavelength of approximately 1550 nm, such as found in conventional communications laser diodes, a third harmonic signal will be output from the PBG
device at a wavelength of approximately 516 nanometers (nm). Therefore, by selecting the proper set of parameters, such as material type, material parameters, and the exact geometrical properties of the materials (i.e., layer thickness), a person of skill in the art can arrive at a device with the desired properties.
Another embodiment ofthe present invention is a PBG device comprising a plurality of periodicity "defects." In other words, several defects of varying thicknesses can be placed in a PBG device. The placement of these multiple defects between stacks of alternating layers forms an a-periodic structure, that also exhibits a photonic band gap structure. This a-periodic structure can be utilized to perform any of the frequency conversion techniques described herein, as would be apparent to one of skill in the art based on the present description.
According to the present invention, conversion efficiencies can be even higher for structures with an increased number of periods. For example, by increasing the structure length by 50% (from 20 to 30 periods), the energy output can increase by a factor of 5. However, it should be noted that: ( 1 ) the transmission resonance bandwidth decreases as 1/N?, where N is the number of periods, so that the pulse duration needs to be increased in order to ensure large pump enhancement inside the structure; and (2) a material breakdown may occur because of excessive electric-field buildup, or enhancement, inside the PBG
structure.
Consideration of nonlinear effects highlight even more dramatic differences between the PBG structures of the present invention and conventional nonlinear materials used for frequency conversion. Typical nonlinear index changes in GaAs or AIAs layers can be of order BnN~ =10-3. This implies that nonlinear index shifts can be larger than the linear index modulation depth. Consequently, the location - 20 of the gap on the frequency axis can shift dramatically to higher or lower frequencies, and its bandwidth can increase or decrease significantly, depending on the sign of the nonlinearity.
In contrast, the frequency bandwidth of an ultrashort pulse of only a few hundred optical cycles in duration (i.e., in the femto-second regime) can be smaller (depending on the wavelength) than the bandwidth of the PBG's first transmission resonance peak, where the group velocity is a minimum. Here, ultrashort pulse propagation can be nondispersive. In addition, the nonlinear index change remains orders of magnitude smaller than the index modulation depth, which for PBG
structures can be of order unity or larger. Thus, gap and transmission resonance bandwidths, and their locations, are only marginally altered, although changes may be sufficient for the onset of optical limiting and switching, optical diode behavior, and strong pulse reshaping.
The stability of the band structure in the frequency domain is also important in parametric optical up- and down-conversion, and harmonic generation. This result highlights the fact that a new generation of compact and efficient high gain optical amplifiers and optical parametric oscillators based on photonic band-edge effects can be achieved according to the present invention.
The enhancement of gain in these PBG structures is understood by recalling that the density of accessible field modes in the vicinity of dielectric boundaries is modified by the boundary. This means that if a linear or nonlinear gain medium is introduced with in a PBG structure, the stimulated and spontaneous emission rates are modified according to Fermi's golden rule (see below). In QPM structures, a minimization of the phase difference between the waves is desirable in order to avoid a phase mismatch in the continuous wave case.
I 5 For QPM devices, this minimization of phase difference is typically achieved by poling the active material, which is uniform in its composition and contains no linear index discontinuities. Accordingly, the nonlinear coefficient only alternates sign in the longitudinal direction every few tens of micrometers (p,m).
For the PBG structures of the present invention, the unusually strong confinement of both the pump and the SH signal that occurs near the photonic band edges is relied on. Where the density of electromagnetic field modes is large, the group velocity is low, the field amplitude may be enhanced over bulk values by one order of magnitude or more, and strong pump and SH mode overlap occurs. In this regime, the material is not poled in the usual manner; it is the geometrical properties of the structure that cause strong mode overlap, co-propagation, and larger interaction times, the combination of which is ultimately responsible for the enhanced gain of these PBG structures.
The PBG structures discussed above can be manufactured by conventional techniques. Other suitable modifications and adaptations of the variety of reaction conditions and parameters normally encountered in preparing photonic and semiconductor devices will be apparent to those skilled in the art. without departing form the spirit and scope of the invention.
As discussed above, the invention can be implemented in group III-V or II-VI material systems, as well as with dielectric materials. For purposes of explanation. the above examples are described in GaAs/AIAs material systems, but it will be understood by those skilled in the art that the invention described herein can also be implemented with other III-V or II-VI systems.
Further, background material concerning semiconductor solid-state physics may be found in a number of references including two books by S.M. Sze, titled:
Physics ofSemiconductor Devices, John Wiley and Sons, Inc., New York (1981 ), and Semiconductor Devices, Physics and Technology, John Wiley and Sons, Inc., New York (1985), both of which are incorporated herein by reference. Those skilled in the art can readily manufacture the layered devices disclosed according to conventional processing techniques without undue experimentation.
4. Example Applications The PBG structures of the present invention can be utilized to perform a variety of frequency conversion techniques. As described above, a mixed quarter-half wave structure can be utilized to perform SH generation of a variety of - coherent light sources, including tunable solid state lasers, gas lasers and semiconductor diode lasers. For example, a PBG structure can be placed at the output facet of a conventional AIGaAs diode laser that emits a laser beam at a wavelength of approximately 810 nm. Diode lasers ofvarious output wavelengths are commercially available from a number of commercial vendors, including Spectra Diode Labs, Inc. and Coherent Inc., both of California. By choosing the proper set of alternating layer materials, by selecting an appropriate set of layer thicknesses, and by choosing an appropriate number of periods for the PBG
device, an output at approximately 405 nm can be achieved from the PBG device.
This type of device would be outputting "blue" laser emission, which is extremely valuable for communications and optical storage applications. In addition, because of the compact size and angular independence of the PBG device (as opposed to conventional non-linear materials such as potassium dihydrogen phosphate (KDP), ~3-barium borate (BBO), lithium triborate (LBO), which are extremely dependent upon angular alignment), SH generation optical cavity arrangements (e.g., external cavity and infra-cavity designs) would be very straightforward to design. Typical optical layouts for harmonic generation are well known. See e.g., W. Koechner, "Solid-State Laser Engineering," Springer-Verlag, 2"~ Ed. (1988), especially Chapter 10, which is incorporated by reference herein. Known anti-reflection coatings can also be utilized to reduce spurious reflections, as would be apparent to one of skill in the art.
In addition, the PBG structures ofthe present invention can also be utilized in parametric oscillation techniques where, for example, output wavelengths greater than the pump pulse wavelengths can be generated. Based on the known methods of optical parametric oscillation, such as those described in the Koechner reference, it would be apparent to one of skill in the art to design a parametric device utilizing the PBG structure of the present invention to achieve frequency conversion at lower frequencies (i.e., longer wavelengths).
Further, optical fiber gratings can be designed similar to the types of PBG
structures described above. Optical fiber gratings are also periodic structures.
The index of refraction for a fiber grating can achieve an index modulation depth (i.e., a high and low value) similar to that of high index contrast semiconductor structures. However, fiber gratings are structures with a smaller index discontinuity than that associated with a semiconductor PBG structure: for a fiber grating an index modulation along its core is typically on the order of 8n=10-' to 104, as opposed to a semiconductor PBG structure with an index modulation approaching unity. Since the bandwidth of transmission resonances and band gaps are proportional to 8n (the index modulation depth), fiber grating frequency conversion devices are preferred for use with optical pulses of longer (i.e., nanosecond) duration in order to preserve their shape.

A fiber grating can be created on an optical fiber by well-known fabrication techniques. For example, see the fiber grating applications and fabrication techniques described in "Continuously tunable single-mode erbium fiber laser,"
by G. Ball and W. Morey, Optics Letters, Vol. 17, No. 6, p.420 (1992) and S "Spatially-multiplexed fiber-optic bragg grating strain and temperature-sensor system based on interferometric wavelength shift," by Y. Rao, et al., Electronics Letters, Vol. 31, No. 12, p. 1009 (1995), which are both incorporated by reference in their entirety.
For example, f ber grating fabrication can be accomplished by placing an optical "mask" over a photo-sensitive fiber core and then by illuminating the mask-fiber assembly with a high intensity ultraviolet light beam, such as an Excimer laser. The resulting grating, referred to as a fiber grating, displays much the same properties of a high index contrast semiconductor PBG structure, especially with respect to band gaps and transmission resonances. In addition, a mask can be I S designed to create a grating that imparts either a band-edge effect or a transmission resonance similar to the one shown above in FIG. S. Based on the present description, it would be apparent to one of skill in the art to design a fiber grating capable of frequency conversion. For example, a fiber grating device designed according to the parameters discussed above can be coupled to the output of a laser diode to produce a compact source capable of output emissions in the blue wavelength range.

S. Model a. Equations According to the present invention, a model can be utilized to allow one of ordinary skill in the art to design a PBG structure to perform optical frequency conversion for a desired application. For example, shown here is an analysis describing the dynamics associated with ultrashort pulses (about 1 ps or less) in one-dimensional systems. This model extends the analysis of SH generation and enhancement to arbitrarily deep PBG gratings in the pulsed regime by directly integrating Maxwell's equations in the time domain.
I 0 Consider the following simple one-dimensional system similar to device 200 shown in FIG. 2. The example device comprises 40 dielectric layers (20 periods in all, roughly 12 ~m thick for a reference wavelength of 1 Vim), and the index of refraction alternates between a high and a low value, n2 = 1.42857 and n, = 1. A small value of x~2~ ~0.1 pm/V (roughly 3 x 10-9 cm/statvolt in Gaussian units) is chosen and it is assumed that the nonlinear material is distributed uniformly throughout the PBG structure. Then, for a reference wavelength ~.a, the layers have thicknesses a=.lo l(4n,) and b = ~,~/(2nz), respectively. This forms a mixed half quarter-wave stack for wavelength Jlro. A range of frequencies is reflected, as shown in FIG. 7, where the transmission coefficient for this structure - 20 is plotted as a function of the scaled frequency ~2 = c~/ coo, where coo = 2 nc/~,o.
FIG. 7 indicates that this choice of parameters causes the location of the second-order gap to be removed from the first-order gap by approximately a factor of 2.
For an ordinary quarter-wave structure, such as the device shown in FIG. 1, a factor of 3 separates the first- and second-order band edges. Utilizing these two edges is more suitable for third-harmonic generation.
The equations of motion can be derived beginning with Maxwell's equation for the total field, in Gaussian units, and can be written as:
a2~ E(Z~ t) _ nz a 2 E(z~ t) - 4~ a 2 pNC ~ (I) aZ - ~ ar ~- at Here, P,,,~ is the total nonlinear polarization. Without loss of generality, the fields can arbitrarily and conveniently be decomposed as follows:
E~z, t) - s",~z, t~ ei("'-w'~ + c. c. + ~2~ ~z, t) e2'(w°'r) + c. c.
, (2) i( ~-tut ) 2i( lc-mt ) PN~ {z, t) = p~ ~z, t) a + c. c. + pew ~z, t) a + c. c. (3) S This decomposition highlights the fundamental and second-harmonic angular frequencies. The nonlinear polarization can be expanded in powers of the electromagnetic field strength as follows:
pNL(Z't~ x(2)E2(Z't~ 2x(2)~m(Z~t)~2m(Z~t)el(~ art) + c. c. + x ~2~E~ ~z, t)e2'1'~-~') + c. c. (4) While one can assume an initial left- or right-propagating pump pulse, the SH
signal is initially zero everywhere. The direction of propagation of the spontaneously generated SH field and the exact nature of the quasi-standing wave inside the structure are dynamically determined by (a) the nature of the initial and - boundary conditions, (b) pump-frequency tuning with respect to the band edge, and (c) the distribution of nonlinear dipoles inside the structure. This nonlinear dipole distribution can significantly affect the results. SH generation is a phase-sensitive process. The field and its phase at any point inside the structure are a superposition of all fields originating everywhere else inside the structure.
Thus, the phase is important element that should be included in the integration of the equations of motion. However, dipole distribution is important to the extent that it is modified in the layers where the fields happen to be localized. For example, near the Iow-frequency band edges, the fields are localized in the high-index layers. Modifying the nonlinear medium distribution in the low-index layers will have little effect, although some mode overlap between layers always occurs.

For this model, ultrashort incident pulses propagating in the presence of large index discontinuities are considered. Therefore, all second-order spatial derivatives should be retained in order to properly include boundary conditions.
However, it can be assumed that pulse envelopes have a duration that is always S much greater than the optical cycle, thus allowing the application of the slowly varying envelope approximation in time (SVEAT) only. For a general description of SVEAT, see Scalora, M., et al., Phys. Rev. Lett. 73:1368 (1994), which is incorporated by reference herein in its entirety. The equations of motion for the fundamental and the second-harmonic fields can be derived as follows. First, substituting Eq. (2) into Eq. ( 1 ) yields:
a2c~' + 2ik ac~' - k2c - n~ a2c~ + 2i~n2 as~, aZ2 aZ w c2 ate C2 at w 2 _ _4~c a z _a _ (5) + c2 n~~~ c2 ate P~ - 2i~ - at p°' ~2P~ ' a ~2~ + 4ik a~2~ - 4k2E2~ - n22 a ~Zr~
az az C al 4i ~
+ c2 nz~ at + 4 c2 n2~~2~
z - cz~ atz P2~ - 4i~ a PZW - 4tv 2P2~
o~
where k = ~c, and the SVEAT is made. This choice of wave vector is simply an initial condition consistent with a pump field of frequency w initially propagating in free space, located away from any structure. Any phase modulation effects that ensue from propagation (i.e., reflections and nonlinear interactions) are accounted for in the dynamics of the field envelopes. The inclusion of all second-order spatial derivatives in the equations of motion means that reflections are accounted for to all orders, without any approximations. Therefore, assuming that pulses never become so short as to violate SVEAT (usually this means a few tens of optical cycles if propagation distances are on the order of pulse width), neglecting all but the lowest order temporal contributions to the dynamics, and using the nonlinear polarization expansions of Eqs. (4), Eqs. (5) and (6) become:
2 ~ __ ~ a2~~ _ a~~ 2 n~ ~ ~' ~~' T ~ 452 a~2 a~ + i~(n~ -1)S2~
() +~s~ 2~x c2'~~~2~
a2~ _ a~

n2~ ~2~ (~~ Z) - g~S2 a~2~ a~ + ~n(n2u -1~2SZE2~ 8 () +i 8~ 2 SZx c2) En .
Here ~ z/.Io, and z= ctli~,. Equation (8) describes the rate of change of the SH
field, whereas equation (7) describes the pump (or fundamental) signal. The spatial coordinate z has been conveniently scaled in units of ~.o; the time is then expressed in units of the corresponding optical period. Thus, by knowing the indices of refraction for the layers of the PBG device, the pump signal frequency I 5 and bandwidth, and the pump signal intensity, one can design a PBG
structure to yield a desired output signal having a frequency different from the pump signal.
As discussed, both forward and backward SH generation can occur. In other words, a frequency conversion device can either transmit or reflect the output harmonic signal. Additionally, assuming that the medium is dispersionless, and the pump signal is tuned at the low-frequency band-edge transmission resonance, then the SH frequency is found well away from the second-order band edge: it is tuned in the middle of the pass band, as indicated in FIG. 7. In order to properly tune the SH signal frequency near the band edge, material dispersion is introduced. This causes changes in the band structure. Specifically, all higher order gaps tend to move down in frequency, causing the SH signal to be tuned closer to the low-frequency, second-order band edge, where the electromagnetic density of states is largest.
From a calculational standpoint, varying the amount of dispersion is strightforward to undertake. From a fabrication standpoint, obtaining the same conditions can be more difficult. However, the inventors find that the band structure and its features are strongly influenced by (a) the number of periods, (b) layer thickness, and (c) material dispersion. For example, increasing (or decreasing} the number of layers sharpens the band edges, and increases (or decreases) the number of transmission resonances between gaps, causing an effective shift of each resonance. Changing layer thickness away from the quarter-or half wave conditions (in units of ~.o) can also cause frequency shifts in the location of the band gaps and transmission resonances. A structure with the desired properties can be realized when these frequency shifts are coupled with material dispersion.
In order to find the optimal parameters for SH generation, i.e., tuning with respect to the band edge, the index of refraction of the high-index layer is varied from nz(2S2) =1.42857 to n2 (2i~) = 1.65. The higher-index value corresponds to SH generation just inside the second-order gap, where its suppression is expected.
For intermediate values of the index, SH generation also occurs at frequencies where the density of modes is a maximum. The degree of dispersion assumed is typical of the degree of dispersion found in both dielectric or semiconductor materials, 5 - 10% in this case.
Recall that FIG. 4 shows the group index, defined as N ~ = cdkldtv, for a preferred PBG sample, similar to that shown in FIG. 2. Note that the maximum group index is also a sensitive function of 8n, the index modulation depth, and the number of periods. The maximum value of the group index for this mixed half quarter-wave structure is similar in magnitude to that of a quarter-wave, 20-period structure with the same index modulation depth. In this case, n, (SZ) =
1.42857, and n, (2SZ) = 1.519. Note also that the magnitude of this function is largest near the high-and low-frequency band edges.
b. Picosecond input pulse model In this example, the pump pulse frequency is chosen to correspond to the iow-frequency band edge, where the transmission resonance is approximately unity and the group index is a maximum (S2 = 0.591 in Fig. 2). A high pump index implies that a dramatic increase in the field intensities inside the structure occurs at that frequency. This is important, since SH gain is nonlinear in the field, as Eq.
(8) suggests. By choosing the index of refraction such that nz (2i~) = 1.519, the SH frequency coincides with the second density of modes maximum on the low-frequency side of the second-order band gap (see FIG. 4). Here, the total-energy output from the PBG device with respect to the index-matched bulk, which includes forward and backward SH generation, varies from one order of 1 S magnitude for a pump pulse only 60 optical cycles in duration ( 1 /e width of the intensity envelope is about 200 femto-seconds (fs) if ~.o =1 p,m), to approximately 500 times for pulses about 1 ps long. For sub-picosecond pulses, the enhancement is. reduced due to the broad frequency content of the pulse.
- SH generation is not at a maximum when the SH signal is tuned at the density of the mode maximum, because the fields do not have the right phase for this to occur. As an example, using the known matrix transfer method, it can be found that the phase of the transmitted, plane-wave field undergoes a n phase shift across the gap, and a phase shift of 2n between consecutive resonances on the same side of any gap. Therefore, the number of periods chosen can have an impact on the overall phase of the SH field inside the structure. For short pulses, the circumstances are much more complicated, because of their broadband frequency makeup.
Fig. 8 shows the calculated SH energy output for a 1 ps pulse, as a function of nz(2~), i.e., dispersion. The maximum energy output occurs when n~(2S2) = 1.519, which corresponds to the second transmission or group index maximum. The band structure for nz =1.519 is illustrated in Fig. 4. Evidence of the curvature of the band structure near the band edge is rather weak away from the second transmission resonance. These results demonstrate that the dipole distribution is also an important factor. In this case, the SH field is generated inside the structure from a continuous distribution of nonlinear dipoles; the nonlinearity is in both the high and low index layers. This dipole distribution determines the form of the propagating eigenmode, and the manner in which the generated signal leaves the structure. Therefore, as would be apparent to one of skill in the art based on the present description, one can likely find a nonlinear dipole distribution that will maximize or further improve SH conversion efficiency.
The above calculations also highlight the importance of pulse width.
Pulses whose spectral widths are larger than the band-edge transmission resonance , tend to couple poorly with the structure. This situation leads to dispersive propagation, and to only slightly enhanced field intensities inside the PBG
structure. On the other hand, a pulse whose frequency band-width is smaller than the band-edge resonance bandwidth has fewer frequency components, experiences little or no dispersion, and allows the field to build up inside the structure by about one order of magnitude or more with respect to its free space or bulk values, where the field amplitude is in general proportional to Ef~~/n.
For example, FIG. 9 plots the pump-field intensity inside the structure, at the instant the peak of the 1-ps pulse reaches the structure. As the pulse slows down dramatically, the maximum field intensity is amplified by more than one order of magnitude (compared to its peak value outside the structure) by linear interference effects of backward- and forward- traveling components. FIG. 10, on the other hand, represents the SH field intensity quasistanding-wave pattern at the same instant in time as FIG. 9. Both eigenmodes overlap to a large extent inside the high index layers, and the fields propagate in this configuration for the entire duration of the pump pulse. This mode overlap, combined with the dramatic group velocity reduction for both fields, allows efficient energy exchange between the pump and the SH signal.
Fig. l l shows the total-energy output (forward and backward included) as a function of incident pulse width, expressed in optical cycles, for a 20-period, 12-um-thick device (solid line), and a 12-pm bulk sample coated with anti reflection layers at both ends to minimize pump reflections (dotted line). Low input field intensities are considered that yield conversion efficiencies on the order of 10'''-, although this trend persists as long as pump depletion is not significant.
For clarity, the abscissa is plotted on a logarithmic scale. FIG. 11 shows that the total-energy output (and therefore power output) becomes about 500 times greater for the PBG sample than for index-matched bulk material when an input pulse width approaches 300 optical cycles, or about 1 ps. The results indicate that at these length scales the energy output for the bulk sample increases linearly with incident pulse width. Thus, this figure clearly demonstrates that suitable output energies can be obtained from the PBG devices of the present invention when continuous wave input pulses are applied.
In contrast, an early exponential increase characterizes energy growth in the PBG case, giving way to linear growth only when pulse width approaches 1 ps. This implies that the pump field eigenmode intensity (and hence SH gain) increases rapidly with pulse width, saturating when a quasimonochromatic limit is reached, in this case, when pulse frequency bandwidth is somewhat less than band-edge resonance bandwidth.
Also, both the amplitude and the width of the generated SH pulses increase with increasing incident pulse width. FIG. 12 shows the SH field propagating away from the structure. While the pump was incident from the left, note that the structure radiates significantly in both directions, and that the SH pulses generated have the same width as incident pump pulses. It would be difficult to predict this overall behavior a priori, especially in the absence of analytical results in this regime. Further, tuning the pump away from the band edge, tuning to the high-frequency band edge, or modifying the nonlinear dipole distribution can significantly alter the pattern of FIG. 12.
FIG. 13 is a plot of the conversion efficiency vs. peak field intensity in Gaussian units, for a pulse of 1 ps duration, where IEF of 109 in these units S corresponds to roughly 10 GW/cm2 in free space. The free-space value of the energy flow is to be distinguished from energy flow inside the structure.
Here, efficiency is defined as the ratio between the final total SH energy and the total initial pump energy. This ratio is also representative of the ratio between the corresponding peak field intensities, respectively. FIG. 13 indicates that for this simple PBG structure only 12 pm in length, a conversion efficiency of order 10-Z
can be achieved with pump intensity of 10 GW/cm2 , yielding a SH signal intensity of approximately 10 GW/cm'-. This is quite remarkable, considering that the PBG
structure is only a few micrometers in length, only a single pump pass occurs, and that a very modest value of x~2~ ~0.1 pm/V is used. Note that a x~2~ value of 0.1 pm/V is a conservative value. Clearly, materials chosen with even higher x~2~
values can be incorporated into the PBG structure of the present invention, resulting in conversion efficiencies approaching 10-'. Considering the extremely compact nature of the PBG device of the present invention, and that the pump traverses the sample only once, the gain-to-device length ratio undergoes several orders of magnitude improvement over current state of the art devices.
Such large enhancements with respect to phase-matched up-conversion can be explained as follows. According to Fermi's golden rule, the power radiating from an oscillating dipole is given by P( c.>) = p(c~) IE (cv)~, where p(c~) is the density of modes and I E (c~)~ is the eigenmode intensity. The average energy output can be obtained by multiplying the power output by i, the interaction time.
As pointed out above, all these quantities increase by nearly one order of magnitude for the PBG structure. In fact, since (E (cv)F and z are both proportional to p(c.~), then the total energy emitted is generally proportional to p(ca)3. Hence the significant increase in the total energy output that is shown in FIG. 11.

Higher conversion efficiencies can readily be achieved by increasing pump power, or, as mentioned earlier, by increasing the length of the structure by only modest amounts. For example, calculations show that by increasing the total number of periods to 30, thus increasing the length of the device by 50%, the SH
output energy (and power level) increases by a factor of 5 for a 1 ps pulse, enhancing the conversion efficiency by the same factor. This occurs because the maximum group index increases approximately as NZ , where Nis the number of periods. The field eigenmode intensity is also proportional to lVi , thus enhancing energy output in a nonlinear fashion with respect to device length.
Calculations also indicate that in the linear, undepleted-pump regime, the conversion efficiency is proportional to the free-space peak field value, as illustrated in FIG. 13. Here, any small deviation in the actual x~2~ value, tuning with respect to the band edge, and input pulse width can significantly affect comparison with experimental results. For this reason, the model presented above is of great value in order to determine the overall behavior of a PBG
structure, and it can be used in the determination of x~2~. Therefore, exercising reasonable care in the design process of a PBG device based on the present invention can produce a very efficient SH generator, provided absorption at the SH wavelength is minimized. Note that a similar model can also be used to design an efficient third - 20 harmonic generator, and the like.
In another embodiment of the present invention, a structure comprises a series of alternating layers, where n, {~2,2~) = l and n2 02,252) = 1.42857.
For added simplicity, it is assumed that the material is not dispersive. For this example, layer thicknesses are chosen such that the width of the low index layer is a = 0.65 ~.°ln, (the low index layer is now the active layer because of the shift in localization of the field), and the width of the high index layer is such that b =
0.089,°/n,. Then, tuning the pump at the first resonance of the first-order, high-frequency band edge causes the SH signal to be tuned at the second resonance of the second-order high-frequency band edge, in analogy to what was accomplished above for the low-frequency band edge. However, the conversion efficiency for the high frequency band edge example can increase up to about a factor of two for a 1 ps pulse, compared to the low-frequency band-edge conversion efficiency.
Tuning the pump at the high-frequency band edge causes a shift of the pump field localization in the low index layer. This shift increases the field eigenmode intensity in that layer. Also, the width of the active layer increases by about 30%, from 0.5~.° to 0.65.°. This combination can account for the increase in overall nonlinear gain for a device length of approximately 12 pm in length.
c. GaAslAIAs half quarter-wave stack for SHgeneration This section describes a numerical model of a mixed half quarter-wave structure comprising 20 periods of GaAs/AIAs material. It was assumed that x~z>
1 pm/V for both materials, the index of refraction alternated between n,(S~) _ 2.868 and n2(f~) = 3.31, n,(21~) = 2.9 and n2 (2~) = 3.35, and that absorption could be ignored. These indices correspond to a pump wavelength of 3 pm, and a second-harmonic signal at 1.5 pm. For a pump intensity of 10 GW/cm2 , the mixed half quarter-wave GaAs/AIAs structure produced conversion efficiencies on the order 10-2 - 10'3 for this 20-period structure. The model equations described above for nonlinear SH gain (which from Eq. (6) is defined as the product x~2~ eZQ) indicate that this high conversion efficiency is due to the order-of magnitude increase in x~'-~ and the order-of magnitude decrease in the field eigenmode intensity (due to the substantial increase in the index for GaAs).
In addition, a significant increase in conversion efficiency can be achieved with increasing number of periods in the PBG structure. These results also indicate that different materials, such as II-VI based semiconductors, would be ideal for up-converting at higher frequencies.
6. Method of Frequency Conversion A method for performing frequency conversion of an input photonic signal is shown in FIG. 14. The input photonic signal has an input photonic signal frequency and an input photonic signal bandwith. In step 1402, the frequency of the input photonic signal is selected so as to correspond to a second signal at a desired harmonic frequency. In addition, the type of input signal (e.g., continuous wave or pulsed operation) should also be considered. Next a device is provided in step 1404, where the device comprises an arrangement of material layers that exhibits a photonic bandgap structure. Various types of material layer arrangements are discussed above. The specific type of an:angement (and hence the type of frequency conversion to be performed) depends upon factors that include, but are not limited to: (1) the absorption and transmission properties of the materials selected; (2) the indices of refraction of the materials forming the structure, which affects such parameters as the index discontinuity; (3) the thicknesses of the material layers; and (4) the number of periods of alternating layers. The combination of parameters results in a PBG structure that preferably exhibits a transmission band edge corresponding to the input photonic signal frequency. Finally, the input photonic signal is delivered into the device in order to generate a second photonic signal at an harmonic frequency ofthe pump signal.
An interaction of the input photonic signal with the arrangement of layers generates the second photonic signal at a second frequency, where the second frequency is different than the first frequency. It will be apparent to one of skill in the art to use this method to perform such frequency conversion techniques as, for example, harmonic generation and optical par3lnetric oscillation.
7. Conclusions While various embodiments of the present invention have been described above, it should be understood that they have been presented by way of example only, and not limitation. Thus, the breadth and scope of the present invention should not be limited by any of the above-described exemplary embodiments, but should be defined only in accordance with the following claims and their equivalents. Additionally, all articles and patent documents mentioned above are incorporated by reference herein.

Claims (20)

What Is Claimed Is:
1. A device for generating a photonic signal having a frequency different from an input photonic signal incident on the device, the input photonic signal having an input photonic signal frequency and an input photonic signal bandwidth, comprising:
a plurality of first material layers; and a plurality of second material layers, said first and second material layers arranged such that the device exhibits a photonic band gap structure, wherein said photonic band gap structure exhibits a transmission band edge corresponding to the input photonic signal frequency, and wherein an interaction of the input photonic signal with said arrangement of layers generates a second photonic signal at a second frequency, said second frequency being different than the first frequency.
2. The device of claim 1, wherein said first and second material layers are arranged in a periodically alternating manner such that the arrangement formed therefrom exhibits said photonic band gap structure.
3. The device of claim 1, wherein said first material layer has a first index of refraction and said second material layer has a second index of refraction, said first index of refraction and said second index of refraction being different.
4. The device of claim 1, wherein said first material layer has a first thickness and said second material layer has a second thickness, said first thickness and said second thickness being different.
5. The device of claim 1, wherein said photonic band gap structure also exhibits a second transmission resonance at a second order band gap, and wherein said second frequency is tuned to said second transmission resonance.
6. The device of claim 1, wherein said second photonic signal is reflected within the device and exits the device at a surface where the input photonic signal is incident.
7. The device of claim 1, wherein the input photonic signal is a continuous wave input photonic signal generated by a continuous wave laser source.
8. The device of claim 1, wherein said arrangement of layers forms a mixed-quarter-half wave structure, and said second frequency is a second harmonic of the input photonic signal frequency.
9. The device of claim 1, wherein said arrangement of layers forms a quarter-wave structure.
10. The device according to claim 1, wherein said first and second material layers respectively comprise GaAs and AlAs semiconductor layers, said first and second layers being formed on a semiconductor substrate.
11. The device of claim 1, wherein a length of the device is between approximately 5 and 1000 micrometers.
12. The device of claim 1, wherein a third photonic signal is generated as a result of a frequency mixing process due to an interaction of the input photonic signal and said second photonic signal with said arrangement of layers.
13. The device of claim 1, wherein said first and second layers are arranged in a periodically alternating manner, said arrangement forming a first region, further comprising:
a second region having periodically alternating material layers, wherein said second region comprises a third material layer, and a fourth material layer; and a periodicity defect region interposed between said first and second regions of periodically alternating material layers, wherein an arrangement of said first region, said second region, and said periodicity region exhibits a photonic band gap structure having a transmission band edge corresponding to the input photonic signal frequency, and wherein an interaction of the input photonic signal with said arrangement of said first region, said second region, and said periodicity region generates a second photonic signal at a second frequency, said second frequency being different than the first frequency.
14. The device of claim 13, wherein said first and second regions are each arranged as quarter-wave structures, and wherein a thickness of said periodicity defect region is approximately 1/2 wavelength of the input photonic signal.
15. The device of claim 13, wherein said second frequency is a third harmonic of the input photonic frequency.
16. A method for optical frequency conversion of an input photonic signal, the input photonic signal having an input photonic signal frequency and an input photonic signal bandwith, comprising the steps of:
selecting the frequency of the input photonic signal so as to produce a second signal at a desired harmonic frequency;
providing a device comprising a plurality of first material layers; and a plurality of second material layers, said first and second material layers arranged such that said device exhibits a photonic band gap structure, wherein said photonic band gap structure exhibits a transmission band edge corresponding to the input photonic signal frequency, and wherein an interaction of the input photonic signal with said arrangement of layers generates a second photonic signal at a second frequency, said second frequency being different than the first frequency; and inputting the input photonic signal into said device to generate said second signal at said harmonic frequency.
17. The method of claim 16, further comprising:
selecting the materials used in said device such that said first material layer has a first index of refraction and said second material layer has a second index of refraction, wherein said first index of refraction is greater than said second index of refraction, and wherein a difference in said first index of refraction and said second index of refraction corresponds to a desired harmonic frequency of the input photonic signal.
18. The method of claim 16, further comprising:
arranging said first and second material layers in an alternating manner; and selecting a number of periods for said alternating first and second layers to provide a desired conversion efficiency.
19. The method of claim 18, further comprising:
selecting a number of periods for said alternating first and second layers such that a width of said band edge is greater than the input photonic signal bandwidth.
20. The method of claim 18, further comprising:
selecting said materials arranged in said alternating manner, such that an absorption in said materials at the input photonic signal frequency and said harmonic frequency is at a minimum.
CA002327170A 1998-04-02 1998-04-02 Photonic signal frequency conversion using a photonic band gap structure Abandoned CA2327170A1 (en)

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