PROCESS OF CONTROLLABLE SYNTHESIS OF CARBON FILMS OF COMPOSITE CARBON STRUCTURES
CROSS REFERENCE TO RELATED APPLICATIONS This patent application relates to, and claims the benefit of, United
States provisional patent application Serial No. 60/411 ,083 filed on
September 17, 2002, entitled PROCESS OF CONTROLLABLE
SYNTHESIS OF CARBON FILMS OF COMPOSITE CARBON
STRUCTURES, which is incorporated herein in its entirety.
FIELD OF THE INVENTION
This invention relates to a process of controllable growth of pure carbon films out of single-walled fuUerenes (SWF), multi-walled fuUerenes (MWF), well oriented single-walled nanotubes (SWNT) and multi-walled
nanotubes (MWNT) on various substrates and to the apparatus used
therein.
BACKGROUND OF THE INVENTION
FuUerenes and carbon nanotubes, which constitute a new and
unique class of materials, form the basic building or structural block of novel nano-scale technology of the 21st century.
Carbon nanotubes can function as either a conductor such as a
metal, as a semiconductor or a dielectric. Carbon nanotubes have shown
promise in many areas of application, including nano-scale electronic
devices, electron field emission, industrial chemistry and electrochemistry,
high strength materials, gas storage and many other aspects. Practically,
they surpass all known materials by their unique physical and chemical
properties. However, the availability of these new carbon nano-scale
materials and the ability to produce films in different shapes and
configurations and also of high quality and in on a mass scale necessary
for practical commercialization, is still problematic.
Moreover, methods of synthesis of carbon films, which allow
controlling of parameters of fuUerenes and nanotubes during the process of growth, are needed. For example, methods are required to change the
angle of orientation of carbon nanotubes during their synthesis, to create
carbon films out of several homogeneous layers, each of which is characterized by certain parameters of fuUerenes and/or nanotubes, such as diameter, length, number of walls in fuUerenes and in nanotubes, angle
of orientation of nanotubes, etc.
Besides, it is important for practical technology to increase dimensions (area) of carbon films and ability to precipitate them on different substrates (metal, semiconductor, dielectric), and also absence of polluting additives, such as metallic catalytic particles, different forms of
carbon, for example amorphous carbon, etc.
At present, three main fabrication methods are used for synthesis of
fuUerenes and carbon nanotubes. They are as follows: arc discharge of
carbon rod, laser ablation of carbon and chemical vapor deposition (CVD)
of carbon-containing gas.
The arc discharge and the laser ablation methods do not allow
synthesis of carbon films and their precipitation on various substrates.
According to these methods, a mixture of multi-walled nanotubes,
amorphous carbon and graphite particles is formed. In order to form
single-walled nanotubes, metal particles are added to the source. These
particles are injected into the steam phase of carbon and serve as a
catalyst. During formation of single-walled nanotubes, metallic catalytic
particles, for example Ni, Co, Fe etc., which pollute the initial product, are
injected into a vapor phase of carbon. It is still not possible to control size
and orientation of nanotubes, and also to control these parameters during
formation of nano-scale product. Existing methods of production are time
consuming and expensive. For example, they require high expenses,
including ones for accurate cleaning of nano-scale products at final stages. This is greatly reflected on the price of a product, which depends on purity
of a product.
In the CVD method, the necessary for the growth of films carbon
medium is formed as a result of chemical decomposition of carbon- containing bonds. Thus, products of decomposition will always pollute carbon films.
The CVD method does not allow controlling parameters of structure
during the process of film growth. For example, after growth of the fullerene homogeneous layer, this method does not allow to start growth of
the nanotubes layer, to change the angle of nanotubes orientation, etc.
The carbon arc method is the most common way to produce
fuUerenes and carbon nanotubes. This method creates nanotubes by the
arc-vaporization of two carbon rods placed end-to-end and separated by a
distance of approximately 1 mm. A direct current of 50 - 100 A, driven by
approximately 20 V, creates a high temperature discharge between the
two electrodes (W. Kratschmer, L.D. Lamb, K. Fostiropoulus, D.R.
Huffman, Nature 347 (1990) 354; lijima and T. Ichihashi, Nature 363
(1993) 603). The discharge vaporizes one of the carbon rods and forms a
small rod-shaped deposit on the other rod. The yield by arc discharge
method is low.
In United States Patent No. 5,482,601 issued on January 9, 1996,
carbon nanotubes are produced by successively repositioning an axially
extending rod-like carbonaceous anode in relation to a cathode surface such that a tip end surface of the anode successively faces different
portions of the cathode surface. Carbonaceous deposits are scraped and collected. Excess amorphous carbon lumps are also produced along with
carbon nanotubes. Thus, they need complex purification processes.
In United States Patent No. 5,753,088 issued on May 19, 1998,
carbon nanotubes are produced by submerging carbonaceous anode and cathode electrodes in liquid nitrogen or other suitable liquefied materials such as helium or hydrogen (they must be ultra pure). Passing a direct current between electrodes to strike a plasma arc between anode and
cathode erodes carbon from the anode and deposits carbon nanotubes on
the surface of the cathode. Examination of materials scraped from the core of the cathode by electron microscopy has shown that carbon multi-walled
tubes and bundles of single-walled tubes possess nanometer (30 - 80 nm)
diameters and micrometer lengths.
The apparatus and method comprising novel electrodes for use in
arc discharge techniques were disclosed in United States Patent No.
6,063,243 issued May 16, 2000. The electrodes have interior conduits for
delivery and withdrawal of materials from the arc region, where product is
formed. The anode (compound anode) is optionally made from more than one material. The materials assist by providing reaction ingredients and a catalyst or affecting the reaction kinetics. The disclosed method is used for producing nano-scale particles and tubes, comprising essentially materials chosen from the group 6-BN, BC2N or BC3.
A second method using laser ablation, a laser is used to vaporize the carbon that is being condensed in the form of carbon nanotubes. A laser ablation system disclosed in United States Patent No. 6.331.690 B1 issued December 18, 2001 produces SWNT from carbon vapor in the presence of Ni, Co, Pt, Pd or alloys containing at least two said materials.
The carbon vapor and the catalyst vapor are constantly generated from a carbon pellet and a catalyst pellet under radiation of YAG laser beams so that the SWNTs are constant in diameter.
One obvious connection between these two methods (arc discharge and laser ablation) is that both require a small percentage of transition metal (Co or Ni) to co-condense with the carbon (Chemical Physics Letters 260, 471 - 475). These catalytic particles pollute nano-scale product. Moreover, excess amorphous carbon lumps are also produced along with carbon nanotubes and they need expensive and complex purification processes. For example, the price of fuUerenes depends on the purity.
These two methods are not able to control the parameters of length and diameter of the nanotubes. It is impossible to manufacture a carbon film on different substrates consisting of SWF, MWF (onions), SWNT, MWNT and multilayer film comprising a layer of said nano-scale particles.
A third method of chemical vapor deposition (CVD) is entirely
distinct from the catalytic formation of nanotubes by laser ablation and arc
discharge. In this method a carbon nanotube film is produced by using a
metal-catalyst (Ni, Co, Mo, etc.) in circumstances of chemical
decomposition of carbonaceous materials.
United States Patent No. 6,331 ,209 B1 describes a method of
formation of purified carbon nanotubes, in which graphitic phase or carbon
particles are removed by plasma etching. Carbon nanotubes layer is being
grown on a substrate using high-density plasma CVD. The substrate is an amorphous silicon or poly-silicon substrate, on which a catalytic metal layer is formed. A hydrocarbon series gas may be used as a plasma
source gas for the growth of the carbon nanotube layer.
The invention described in United States Patent No. 6,346,303 B1 provides a process for synthesizing parallel-aligned one-dimensional
nanosubstances. A membrane with channels serves as the host material for the synthesis. Channels of the membrane have a diameter of 30 - 35
nm. Parallel-aligned nanosubstances can be synthesized in these channels over a relatively large area (~ 1 cm2) by using an electron
cyclotron resonance chemical vapor deposition (ERC-CVD) of the precursor gas.
According to the ERC-CVD system, different nanosubstances can
be synthesized by using a suitable precursor gas. For example, possible
nanosubstances include carbon-based nanosubstances, silicon
nanosubstances, GaN nanosubstances, BCN nanosubstances and
tungsten nanosubstances. When the precursor gas includes carbon-
containing gas (CxHy, where x and y are positive integers), carbon-based
nanosubstances can be synthesized.
United States Patent No. 6,333,016 B1 discloses a method of
manufacturing of carbon nanotubes by contacting, in a reactor cell,
metallic catalytic particles with an effective amount of a carbon-containing
gas at a temperature sufficient to catalytically produce carbon nanotubes,
wherein a substantial portion of carbon nanotubes are SWNT and other
portion (up to 50%) can be MWNT. Catalytic particles contain at least one
metal from group VIII and at least one metal from group Vlb. The amount of carbon or amorphous carbon and other solid residues (in terms of
weight) is less than 40% of weigh of the total solid carbon product formed
during the process.
As shown in transmission electron microscopic images, carbon nanotubes have a shape of a fiber (wire) with an external diameter of about 0.7 - 5 nm (SWNT) and about 2-50 nm (MWNT). This is clearly seen in large quantities of catalytic particles, carbon or amorphous carbon
in the shown images.
United States Patent No. 6,350,488 B1 discloses a method of synthesizing carbon nanotubes, which includes forming of metal catalyst
layer over a substrate. The metal catalyst layer is etched to form isolated
nano-sized catalytic metal particles; and carbon nanotubes, only vertically
aligned over the substrate, are grown from respective isolated nano-sized
catalytic metal particles by thermal CVD of a carbon source gas. The
etching gas may be ammonia, hydrogen or hydride. As disclosed, this
method of synthesis can produce carbon nanotubes with a diameter from
a few nanometers to hundreds nanometers and with a length from a few
micrometers to hundreds of micrometers. At the same time, high
temperature of the substrate significantly limits choice of the substrate
material.
The objective of the United States Patent No. 6,361 ,861 B2 is to
provide methods for the synthesis of dense arrays of vertically well-aligned carbon nanotubes on prepared substrates, where each carbon nanotube is
simultaneously and completely filled with conductive filler. This method
includes steps of depositing a growth catalyst onto a conductive substrate to form the prepared substrate, creating a vacuum within a vessel, which
contains the prepared substrate, flowing H2 / inert gas (e.g. Ar) within the vessel, increasing pressure within the vessel and increasing temperature
of the substrate and then changing the H2 /Ar gas to ethylene gas so that ethylene gas flows within the vessel. As it is clearly seen from the images, the carbon nanotubes have a diameter of 300 - 350 nm.
A common disadvantage of methods discussed above is that the
vapor phase of carbon, from which carbon nanotubes are obtained, is
formed by a single source and the parameters of this vapor phase (temperature and concentration (density) of carbon particles) are
determined by parameters of this same source. As a result, temperature of
vapor phase (flow) and concentration of carbon particles are interlinked.
This does not allow directed change of vapor phase parameters and
obtaining of carbon films with required type of structure.
In connection with the above, principally new method of controlled
synthesis of carbon films, suitable for commercial utilization, is described
in this invention.
SUMMARY OF THE INVENTION
An objective of this invention is to provide a method of controllable
formation of pure (free from impurities) carbon films over conducting, semiconducting or insulating substrates without using metallic catalytic
particles. Another objective is to provide for growing of carbon films over a small or large (up to hundreds of cm2) surface of substrates. Carbon films (CF) comprised of one or more homogenous layers (single-layer (SLCF) or
multi-layer (MLCF) carbon films) have been grown by the method disclosed herein, wherein each layer can include the same fuUerenes or carbon nanotubes in controllable different forms such as SWF, MWF,
SWNT or MWNT.
Also the controllable method allows synthesis of carbon films
comprising non-homogenous or/and homogenous layers consisting of all
mentioned forms of fuUerenes or/and nanotubes. Other aspect of the present invention is that the new method of the
synthesis under low temperatures of the substrate (from the near-to-room
temperature to temperatures of up to ~ 500K and slightly over) is able to
control diameter of fuUerenes and diameter and/or length of nanotubes
during their growth. This method is also able to change the angle of
orientation of nanotubes in the range of ±45° towards to the perpendicular
to the surface of substrates on which they are being grown. The angle of
nanotube orientation with respect to the substrate surface can be
controlled during growth of the nanotube. Carbon nanotubes are well
oriented and grown strictly linear or bent with different orientations, for
example vertically aligned or inclined.
The present invention provides a method of synthesizing pre¬
selected carbon structures on a substrate, comprising forming a carbon
vapor phase interfacial region adjacent to a surface of the substrate by directing at least one carbon particle flux to the surface, and controlling a
process of growth of the pre-selected carbon structures by controlling temperature and density of the at least one carbon particle flux and controlling an orientation of the at least one carbon particle flux with
respect to the surface of the substrate.
The present invention also provides a product comprising a pre- selected carbon structure selected from the group consisting of one or
more layers of planar carbon films, fuUerenes, carbon nanotubes and combinations thereof synthesized by a method including forming a carbon
vapor phase interfacial region adjacent to a surface of the substrate by directing at least one carbon particle flux to the surface, and controlling a
process of growth of the pre-selected carbon structures by controlling
temperature and density of the at least one carbon particle flux and
controlling an orientation of the at least one carbon particle flux with
respect to the surface of the substrate.
The present invention also provides a product comprising at least
one layer of single-walled or multi-walled fuUerenes on a surface of a
substrate and at least one layer of single-walled or multi-walled nanotubes
on the at least one layer of single-walled or multi-walled fuUerenes, the
single-walled nanotubes having a first cylindrical axis oriented substantially
perpendicular and to the surface of the substrate.
The present invention also provides a product comprising at least
one layer of single-walled or multi-walled fuUerenes on a surface of a substrate and at least one layer of single-walled nanotubes on the at least
one layer of single-walled or multi-walled fuUerenes, the single-walled
nanotubes having a first longitudinal section with a first cylindrical axis oriented substantially perpendicular to the surface of the substrate and the
single-walled nanotubes having a second longitudinal section inclined at a pre-selected angle to the first longitudinal section.
The present invention also provides a product comprising at least one layer of single-walled or multi-walled fuUerenes on a surface of a substrate and at least one layer of single-walled nanotubes on the at least
one layer of single-walled or multi-walled fuUerenes inclined at a preselected angle with respect to the normal to the surface.
The present invention also provides a product comprising at least one layer of single-walled or multi-walled fuUerenes on a surface of a
substrate and at least one layer of single-walled nanotubes on the at least
one layer of single-walled or multi-walled fuUerenes having a cylindrical
axis substantially perpendicular to the surface and at least one layer of
multi-walled fuUerenes on the at least one layer of single-walled nanotubes.
BRIEF DESCRIPTION OF THE DRAWINGS
Preferred embodiments of the invention will now be described, by way of example only, with reference to the drawings, in which:
Figure 1 shows a cross-sectional view illustrating a two-layer carbon film produced from carbon fuUerenes and carbon nanotubes produced in accordance with the method of the present invention;
Figure 2 is a schematic view of the process of fullerene synthesis by the mixing of two carbon particle flows with "cold" condensation centers in the interface area; Figure 3a and Figure 3b are schematic illustrations of configurations similar to Figure 2 for obtaining carbon films comprised of carbon nanotubes with controllable angle of inclination from the axis of nanotubes
towards the substrate in the range Θ° = ± 45 ;
Figure 4 is a schematic illustration of apparatus used for the synthesis using evaporation of carbon by electron beam, also this apparatus can be used for the synthesis using evaporation of carbon by laser ablation, arc discharge and plasma discharge;
Figure 5 is a schematic illustration of another apparatus used for the synthesis of carbon nanotubes based on the outline in Figures 3a and 3b;
Figure 6a shows a scanning tunneling microscope (STM) image of a SWNT film on quartz and Figure 6b shows a high precision transmission electron microscope (HTEM) image of bundles of these SWNTs with d=1.07 nm;
Figure 7a shows a scanning tunneling microscope (STM) image
and Figure 7b shows the profile of a nanotube film on single crystal
graphite substrate, the nanotube has a diameter is 6.3 A and the diameter
of a bundle is 5 nm; Figure 8a is an STM image of carbon nanotube layer on quartz
produced according to Example 2 discussed below;
Figure 8b shows a high precision transmission electron microscope
(HTEM) image of the carbon nanotubes of Figure 8a after their extraction
from the surface of the substrate and further dispersion by ultrasound;
Figure 9a shows a STM image of a carbon nanotube film on a quartz substrate;
Figure 9b shows a HTEM image of the carbon nanotubes of Figure
9a after their extraction from the surface of the substrate and further dispersion by ultrasound; Figure 10 is an SEM image of carbon film of carbon nanotubes
inclined on a single crystal of graphite substrate;
Figure 11 is an SEM image of carbon film of carbon nanotubes
grown on a silicon substrate with the nanotubes having a p-n junction; and
Figure 12 is a timing chart showing the process for obtaining
various nanoscale carbon films using the apparatus of Figure 5.
DETAILED DESCRIPTION OF THE INVENTION
Definitions:
As used herein, the phrase "cold carbon flux" or "cold carbon
particles" describes particles that are formed due to partial re-evaporation
(re-reflection) of "hot carbon particles" from the surface of the substrate
(Fig.4). Naturally, this process depends on the temperature and the
material of substrate, which in their turn are determined from the required
(pre-selected) density of the "cold carbon flux" or "cold carbon particles". In
this case substrate temperature can be from 300 K and above, but not
exceeding 770K. Another method of forming the "cold carbon flux" or "cold
carbon particles" is shown in Fig.5 as a reflecting mirror 3. Generally, the
"cold carbon flux" or "cold carbon particles" can also form from an
independent source, for example, 24 in Fig.2 or 2 in Fig 5. As used herein, the phrase "cold condensation centers" relates to
cold carbon particles in the vapor phase interfacial region, used for forming fuUerenes.
As used herein, the phrase "hot carbon flux" or "hot carbon
particles" means particles that are formed by evaporation of carbon particles into the vapor phase by electron beam or by other method, for example, laser or arc discharge evaporation.
As used herein, the word "fullerene(s)" is a commonly accepted name for a special form of existence of super-molecules of carbon, for
example, C60, C120, etc., which are widely known in the scientific
literature.
The present invention provides a method for producing carbon
films, which include layers preferably made up of fuUerenes, oriented
nanotube structures or their combination. Referring to Figure 1 a bi-layer
carbon structure is shown generally at 10, which may be grown using the
method disclosed herein, and includes a layer of fuUerenes 14 grown on
the surface of a substrate 12 and a layer of nanotubes 16 grown on top of
the layer of fuUerenes. The method of growth allows one to change directly
the structure during growth, for example, SWF to SWNT or MWF to MWNT
as well as the orientation of the longitudinal axis of the nanotubes in the
range of ±45° from the normal to the surface of the substrate 12 during the
process of growth of layers as shown in Figure 1. The diameter of the nanotubes may vary and may be 0.63 nm and above.
Figure 2 shows a schematic view the fullerene synthesis by mixing
of two carbon particle fluxes from two separate carbon sources with "cold" condensation centers in interface area of the substrate. The substrate 12
onto which the carbon films are grown is placed on a temperature controlled plate 20. A first carbon source 22 is aligned with the substrate 12 and a second carbon source 24 is positioned at an angle with respect
to the substrate 12. Emanating from carbon source 22 is a first hot flux 26 of saturated vapor phase carbon particles and emanating from carbon source 24 is a second cold flux 28 of saturated vapor phase carbon with
both fluxes 26 and 28 being directed toward substrate 12.
The "hot and cold carbon particles" may contain carbon atoms (C1 ), dimers of carbon (C2) ..., C6 and also compounds of a higher degree,
and in some cases microclumps and microparticles of carbon are also
possible.
The density and temperature of the carbon fluxes can be controlled
during the process of the film growth by changing modes of carbon
evaporation of the second carbon source 24. For example, such changes
may be achieved by changing temperature of the mirrors used to reflect
the secondary particle fluxes, which changes the concentration of the cold
flux density, changing the type of substrate material, the angle of the
sources with respect to the substrate surface, etc. Further details are given
in the Examples. A general explanation is given in Figure 12 and also
Examples 1 - 5 give non-limiting examples.
The flow of "cold" carbon particle flux 28 is directed in such a way
that in the area near to the substrate surface (interface area) mixing of
both carbon flows occurs. As a result, an over-saturated vapor carbon
phase with condensation centers in the form of "cold" carbon particles is formed near the substrate's surface thus producing a super saturated carbon vapor interface 30 in the vicinity of the top surface of substrate 12.
A flux of "hot" carbon particles is formed by evaporation of graphite by for example electron beam bombardment.
In the configuration shown at 40 in Figure 3a the substrate 12 is at
an angle (theta) with respect to the first carbon source 22 while the second hot carbon source 24 produces a flow of "cold" carbon particles with controllable density and temperature by changing mode in the time of
carbon evaporation of the second source 24. Figures 2 and 3a display the
source 24 of "cold" carbon particles separately and "independently" from the source 22 of "hot" carbon particles. In Fig. 3b, flux of "cold" particles,
which is directed to the substrate 12, is formed due to partial re-reflection
(re-evaporation) of "hot" carbon particles from the mirror 48. The mirror 48
can be manufactured in a form of a substrate out of any material
(conductor, semiconductor or dielectric). For example, the "mirror" 48 can
be manufactured out of graphite, quartz, steel, titanium, copper etc. The
mirror's temperature can be 300 K and above, depending on the required
value of relative ratio R of the "cold" flux particle density to "hot" flux
particle density. For example, if the temperature of "mirror" 48 is
approximately 300 K, then the relative density R ~ 1/59, i.e. there are
approximately 59 - 60 "hot" atoms of carbon for 1 "cold" atom of carbon. If
one were to raise the temperature of the mirror, then R increases, i.e. R >
1/59, and if to lower the temperature of the mirror, then R < 1/59.
The difference between Figure 3a and Figure 2 is following. In
Figure 2, the flux of "hot" carbon particles 26 is directed perpendicular to the substrate 12. As a result, during of the process of growth, carbon
nanotubes, oriented perpendicular to the surface of the substrate 12, are obtained. In Figure 3, the flux of "hot" carbon particles is oriented under
the angle Θ to the normal to the surface of the substrate. In this process,
nanotubes, oriented under the angle Θ to the normal to the substrate, are
obtained. In the process shown in Figure 3a, chirality and diameter of
nanotubes change, which differs from the process shown in Figure 2. By changing the angle Θ it is possible to vary orientation and properties of
nanotubes. If the angle Θ changes during the process of growth, boundary
(for example, p-n-p) can be obtained. It is shown graphically in Figure 1.
In the configuration shown at 44 in Figure 3b both flows of the carbon particle fluxes impinging on the substrate 12 are produced by a
single carbon source 46, which is a hot carbon source. Herewith, a flow of
"cold" carbon particles with controllable density and temperature is formed
by re-radiation of thermalized carbon particles from mirror-substrate 48.
Changing mode re-radiation of the "thermal" carbon particles from mirror-
substrate in the time performs by the temperature and density control.
Since formation of fuUerenes takes place in the volume of over-
saturated carbon vapor phase, then the substrate material may be of any
type including conductor, semi-conductor or insulator. Therefore, the
present invention is advantageous in that it allows following: obtaining of
fullerene films with high content of fuUerenes; obtaining films out of multi-
walled fuUerenes; obtaining of films out of well-oriented single-walled
nanotubes (after forming of monolayer of fuUerenes, the flow of "cold" carbon particles is being turned off); obtaining films out of combination of
oriented single-walled and multi-walled nanotubes; obtaining films out of multi-walled nanotubes; obtaining of films out of nanotubes with varied
chirality in different areas of the length, including obtaining of p-n boundary in the single or multi-walled nanotubes with two sections; obtaining carbon structures out of layers of fuUerenes and nanotubes.
In one embodiment of the invention the various carbon
nanostructures may be grown using electron beam evaporation in vacuum
of pure carbon under conditions of autocatalysis in over-saturated vapor phase of carbon without using metallic catalytic particles and free from impurities. The method of electron beam evaporation of various materials
by the electron beam method is well known to those skilled in the art.
Simplified, this process is schematically shown in Figure 4. As a result of
this process, a directed flux of carbon vapor phase 60 is being formed. In
this context, the flux of hot carbon particles is called a flux of "thermal"
carbon particles. (See 60 in Figure 4.) A flux of "cold" carbon particles 64
is formed due to partial re-evaporation (re-reflection) of carbon from the
surface of substrate 12. Naturally, re-evaporation coefficient depends on
temperature and material of a substrate.
The substrate temperature may be controlled during film growth and
may be maintained at about 300 K and above depending on the material
of the substrate and on the required (set) density of a flux of re-evaporated
"cold" carbon particles. These "cold" particles are those centers of
condensation of a vapor phase of "hot" carbon particles in the interface area.
When the ratio of flow densities of "cold" and "hot" particle fluxes are selected to be close to R = 1 :60, the vapor phase is being condensed
in the form of fuUerenes, which deposit on the substrate 12 thereby producing the film of fuUerenes 32. Flux density is defined as a number (N) of carbon particles that passes through a unit of surface area (cm2) within
a unit of time (sec) - N/sec cm2. In these materials a relative density of carbon particles was used. Here, flux density of "hot" carbon particles is
assumed to be equal to unity (1 ), and the relative density of "cold" carbon particles is assumed to be equal to R in relation to the "hot" ones. With R >
1 :60, surplus of condensation center occurs.
Carbon phases consist of fuUerenes and amorphous carbon. The
number of amorphous carbon phases increases with increase of R. With R
< 1 :60, deficit of condensation centers occurs. Carbonization of fuUerenes
takes place. The film consists of combination of fuUerenes, multi-walled
fuUerenes (onions) and appearance of amorphous carbon is possible. With
significant decrease of R, it is possible to obtain the film, which mostly
consists of multi-walled fuUerenes with large number of walls. If during the
process of growth of carbon fuUerenes film, the flow of "cold" carbon
particles has been stopped, the directed flow of "hot" carbon particles
continues to grow appearing on the surface fuUerenes in the form of
nanotubes, oriented towards the flow. Having changed the angle between the substrate and the direction of the flow of "hot" carbon particles during
the process of growth of the nanotube film, it is possible to change the
longitudinal axis of orientation of the nanotube in the range of ±45° (Fig.3a
and 3b). The control of direction of the "thermal" carbon particles (angle
θ°) is achieved by changing angular position in a space of the substrate in
a range ± 45°.
The proposed scheme of synthesis of carbon films can be implemented in the apparatus schematically illustrated in Figure 4, where the flow of "thermal" carbon particles is formed by evaporation of carbon by an electron beam. Figure 4 is a schematic illustration of part of an
apparatus 50 for the synthesis of the hybrid carbon films using electron beam evaporation. A source of electrons 52 produces a beam of electrons
54, which is directed through a magnetic focusing lens 56 to focus the
electron beam onto the surface of a carbon target 58. Bombardment of the graphite target 58 by the electron beam produces a thermal carbon flux
60, which is directed toward substrate 12. A saturated carbon interface
region 62 is formed in front of the substrate 12 out of which a flow of re-
vaporized "cold" carbon particle flux 64 emanates directed toward
substrate 12. This flux of "cold" carbon particles 64 is formed in the
interface region 62 due to partial re-evaporation of carbon from the surface
of substrate 12. Since the coefficient of re-evaporation depends on the
temperature and material of the substrate 12, it can be controlled by
changing the temperature of the substrate 12 or by changing the material
of the substrate. Figure 5 shows a more detailed schematic illustration of an
apparatus 70 for the controllable synthesis of carbon mono-scale films and
materials and includes a vacuum chamber 72 containing a first carbon
source 74 from which "hot" carbon particles are produced thereby
producing a carbon particle flux 76. The apparatus 70 includes a second source of carbon 78, which is inclined at an angle with respect to source
74, and there maybe several of these sources of "hot" carbon particles. A source of "cold" carbon particles is in the form of a mirror 80 which reflect carbon particles from source 74 that reach mirror 80 through a screen 82
which has an aperture 84 positioned in the screen so that a flux of carbon particles 86 passes through the aperture 84 and reflect off mirror 80. The reflected beam of particles forms a diverging flux 88 toward a mixing zone
90 located adjacent to the surface of the substrate 90 onto which the film is being grown. Apparatus 70 includes dual sets of vacuum pumps 94 and
96 with pump 94 being a preliminary pump for obtaining a pressure of P ~
10"3 mm Hg and pump 96 being for obtaining a pressure of about P < 10"6
mm Hg. There may be several screens such as screen 82 with apertures
all directing carbon particle fluxes to different mirrors. Substrate 90 may be
made of any material, (conductor, semiconductor or insulator) and the
temperature of substrate 90 is controlled using a heater/cooler 98 having a
tube 100 for passing heated or cooled fluid under the substrate.
Alternatively heater/cooler 98 may be an electrically controlled
heater/cooler. Valves 102, 104 and 106 are used to control the pumping of
the vacuum chamber 72.
The present invention will now be illustrated using the following
non-limiting examples.
EXAMPLE 1
Using sources of vapor phase fluxes #1 and #3, single-layered film
with the thickness of 0.2 microns, made of single walled nanotubes normally oriented to the surface of a substrate, was precipitated on a
quartz (Figure 6) and graphite (Figure 7) substrate with dimensions of 20 x 20 mm2 in an apparatus shown in Figure 5.
Pressure in the working chamber did not exceed 10"6 torr. Directed flux of hot vapor phase of carbon was formed by the method of electron- ray vapor of carbon. Density of the flux did not exceed 1019/cm2. Cold vapor phase was formed as a result of its reflection from a thermal mirror
(source 3). In this case, tungsten substrate with the temperature of 300 K
(Figure 5) was used as a thermal mirror 3. As a result of intermixing of hot and cold fluxes of carbon, a hot vapor phase with cold condensation centers with a ratio R ~ 1/59 was formed in the near-surface area. As a
result of condensation of the vapor phase, a layer of fuUerenes with
diameter of 0.63 nm was formed on the surface of graphite substrate and
a layer of fuUerenes with diameter of 1.07 nm was formed on the surface
of quartz. After fullerene layer has been formed, the cold vapor phase
source #3 (Figure 5) is being switched off by shutting the diaphragm 8 (flux
12 of cold particles stops). After the cold vapor phase source has been
switched off, a directed flux of hot vapor phase was providing for the
growth of single-walled nanotubes, diameter and chirality of which were
defined by the precipitated layer of fuUerenes.
A scanning tunneling microscope (STM) image of the structure of
the nanotube film on quartz and also High Precision Transmission
Electronic Microscopy (HTEM) of the structure of nanotube bunches after their extraction from the surface of substrate and further dispersion by
ultrasound are shown in Figures 6a and 6b. Scanning Tunnel Microscopy
(STM) image of nanotube film on graphite and its profile are displayed in Figures 7a and 7b.
EXAMPLE 2
A film consisting of combination of MWNT and SWNT oriented normal to the substrate surface was synthesized on the silicon substrate with the diameter of 100 mm.
Forming of such a film was taking place by the method described in
example 1 , but under the condition of a lower density of cold vapor phase
flux (1/59 > R > 1/160). Lack of condensation centers is the reason for graphitization of a part of fuUerenes (formation of MWNF) and as a result,
for formation of fullerene monolayer out of mixture of MWNF and SWNF,
which after switching off the source of a cold vapor phase grow through as a mixture of MWNT and SWNT.
Figures 8a and 8b display STM image of the structure of nanotube
layer on quartz, and also High Precision Transmission Electronic
Microscopy (HTEM) of the nanotube structure after their extraction from
the surface of substrate and further dispersion by ultrasound.
EXAMPLE 3
Using sources of vapor phase fluxes #1 and #3, a film with the
thickness of 0.5 μm, made of multi-walled nanotubes, normally oriented to
the surface of a substrate, was precipitated on a quartz substrate with dimensions of 20 x 20 mm2 in a device shown in Figure 5.
Formation of such a film was taking place by the method described
in Examples 1 and 2, but under the condition of even more low density of the cold vapor phase (1/160 > R). (Excessive) hot particles of the carbon vapor phase, which don't participate in forming of fuUerenes, are being
condensed on colder fuUerenes and, after their precipitation on the substrate (switching off the source of cold vapor phase), grow through in the form MWNT film.
Figures 9a and 9b display STM image of the structure of nanotube film on quartz, and also High Precision Transmission Electronic
Microscopy (HTEM) of MWNT structure after their extraction from the surface of substrate and further dispersion by ultrasound.
EXAMPLE 4
Using sources of vapor phase fluxes #1 and #3 (inclined), a film
with the thickness of 0.38 μm, made of single walled nanotubes with the
diameter of 10.7 A and oriented to the normal to the surface of a substrate
under the angle of ~ 30°, was precipitated on a silicon substrate in a
device shown in Figure 5 under conditions of the Example 1. An electron-
microscopic image of cross-section of structure of the obtained film is shown in Figure 10.
EXAMPLE S Using sources of vapor phase fluxes #1 (continuous), #2 and #3
(inclined source of hot vapor phase of carbon), a film with the thickness of
0.38 μm, made of single walled nanotubes with the diameter variable by
the length, was precipitated on a silicon substrate with dimensions of 10 x 10 cm in a device shown in Figure 5 under conditions of the Example 1. As a result, a nanotube film with a p-n boundary will be obtained. An electron microscope image of a cross-section of structure of the obtained film is shown in Figure 11.
Although it is not shown in Figure 12, one or more layers of multi- walled fuUerenes can first be grown on the substrate or layers of multi- walled fuUerenes can be combined with layers of single-walled fuUerenes in any order depending on the mode of operation of the cold flux (density ratio R~1/60 produces single-walled fuUerenes and 1/160 < R 1/60 prduces multi-walled fuUerenes). The type of the top row of fuUerenes will define the type of nanotubes that can grow on top of it, i.e. single-walled nanotubes can only grow off the single-walled fuUerenes and multi-walled nanotubes can only grow off the multi-walled fuUerenes. Some of the possible combinations are shown in the diagram in Figure 12.
Figure 12 displays a general time diagram of obtaining of various nanoscale carbon films using for example the apparatus shown in Figure 5. It is noted that in order to grow the carbon nanotubes, at least one layer
of fuUerenes, single-walled (shown as "on" in column I with R about 1/59)
or multi-walled (1/160 < R < 1/60), is first grown on the substrate surface
using the conditions in column I and then the processing conditions are
changed to those shown in column II to grow single-walled nanotubes on
the single-walled fuUerenes or multi-walled nanotubes on the multi-walled
fuUerenes which are substantially perpendicular to the surface of the substrate using a flux of hot carbon particles which is oriented normal to
the surface. Column III shows that in order to grow nanotubes which have
an inclined section the flux of cold carbon particles is stopped and the orientation of the flux of hot carbon particles is changed to impinge the
surface at an angle thereby giving the inclined nanotube sections. It will be understood that the combinations of carbon structures shown in Figure 12
are meant to be exemplary and are not meant to be limiting. Those skilled in the art will appreciate that there are numerous other combinations which are intended to fall within the scope of the invention. Any combination of
fullerenes/nanotube/multi-inclined nanotubes may be grown.
Single or multi-walled nanotubes, having a second inclined section are shown in Figure 12 with the first section being perpendicular to the
surface. However, these nanotubes can also be grown with the first
section inclined or tilted to the surface and the nanotubes may have
multiple sections each inclined at a different angle.
As used herein, the terms "comprises", "comprising", "includes" and
"including" are to be construed as being inclusive and open ended, and not
exclusive. Specifically, when used in this specification including claims, the
terms "comprises", "comprising", "includes" and "including" and variations
thereof mean the specified features, steps or components are included. These terms are not to be interpreted to exclude the presence of other features, steps or components.
The foregoing description of the preferred embodiments of the invention has been presented to illustrate the principles of the invention and not to limit the invention to the particular embodiment illustrated. It is intended that the scope of the invention be defined by all of the embodiments encompassed within the following claims and their equivalents.