CN114781450B - Train rolling bearing state identification method based on parameter optimization MOMEDA-MIA-CNN - Google Patents
Train rolling bearing state identification method based on parameter optimization MOMEDA-MIA-CNN Download PDFInfo
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Abstract
The invention relates to the technical field of running state identification of key parts of a train, and discloses a method for identifying the state of a rolling bearing of the train based on parameter optimization MOMEDA-MIA-CNN, which comprises the following steps: step (1), acquiring rolling bearing data of a train; step (2), optimizing MOMEDA parameters; step (3), data preprocessing; step (4), train rolling bearing operation data modal compartmentalization; step 5, establishing an initial model of the rolling bearing MIA-CNN of the train; step (6), optimizing a MIA-CNN model of the train rolling bearing; and (7) identifying the running state of the rolling bearing of the train. The MIA-CNN model is used for carrying out self-adaptive feature extraction and state identification on the section signals after noise reduction, so that end-to-end transmission of data is realized, and the artificial influence is reduced, and therefore, the train rolling bearing running state identification result has good reliability.
Description
Technical Field
The invention relates to the technical field of running state identification of key parts of a train, in particular to a method for identifying the state of a rolling bearing of the train based on parameter optimization MOMEDA-MIA-CNN.
Background
The rapid development of rail transit brings infinite convenience to the life of masses, and meanwhile, the safety of trains is receiving more and more attention. The rolling bearing is used as a key part of a bogie component and a wheel shaft, is one of the most important parts in a transmission system, and has the important significance in timely identifying the running state of the rolling bearing and ensuring the safe and stable running of a train and the life safety of train personnel.
In the actual running process of the train, the rolling bearing of the train bears huge load for a long time, and the high-speed and high-temperature complex and severe running environment where the bearing is located makes the rolling bearing of the train extremely easy to break down, and the rolling bearing is usually integrated in other mechanical equipment, so that the collected vibration signals contain a large amount of impact noise and interference of environmental noise besides the vibration signals of the bearing, and great difficulty is brought to accurately identifying the running state of the rolling bearing. The minimum entropy deconvolution algorithm (MOMEDA) with optimal adaptation of multiple points is a novel non-iterative blind deconvolution enhancement technology, the MOMEDA does not need to set iteration times in advance, the optimal deconvolution filter is obtained by using the maximized multi-point kurtosis as an objective function through a matrix operation method, fault pulse signals are extracted from actually measured rolling bearing vibration signals rapidly and efficiently, and therefore noise reduction of the actually measured signals is achieved. Modal Interval Analysis (MIA) is one of the effective tools to solve the uncertainty problem, which converts the uncertainty into modal interval form and quantifies the uncertainty by the width of the modal interval. Converting data into a modal interval form can contain richer information, and the credibility is higher. Convolutional Neural Networks (CNNs) are one of the typical deep learning algorithms, generally comprising convolutional layers, pooled layers, fully connected layers, and the like. The convolution layer of CNN can learn and extract key features in signals, the pooling layer screens fault features extracted by the convolution layer, filters useless features to realize dimension reduction of the fault features, the full-connection layer synthesizes the extracted features, and a softmax classifier identifies the running state of the equipment. The MIA-based CNN (MIA-CNN) has the same structure and working principle as the CNN, and in the processes of model establishment, optimization and identification, a mode interval theory of a data characteristic and the like from an original determined value is converted into a mode interval form, the mode interval contains all possibilities of a true value of the data, and a final output interval also contains all possible values of similarity with a corresponding model, so that some uncertainty factors caused by noise interference, a transmission path and the like can be eliminated. The MOMEDA and MIA-CNN are combined to identify the running state of the train rolling bearing, so that the reliability of the identification result of the train rolling bearing is greatly improved.
Disclosure of Invention
The invention aims to solve the problem that the running state recognition rate is low due to weak fault characteristics caused by the influence of a transmission path and background noise on a train rolling bearing vibration signal, and provides a train rolling bearing state recognition method based on the combination of parameter optimization MOMEDA-MIA-CNN. And determining an optimal filter period T and an optimal filter length L of Multipoint Optimal Minimum Entropy Deconvolution (MOMEDA) by utilizing a particle swarm optimization algorithm, performing MOMEDA noise reduction on the acquired train rolling bearing vibration signals by utilizing the obtained MOMEDA optimal parameters, converting the noise-reduced signals into a modal interval form, inputting a convolutional neural network model (MIA-CNN) based on modal interval analysis, and completing the extraction of train rolling bearing fault characteristics and the identification of running states.
In order to achieve the above purpose, the present invention provides the following technical solutions: a train rolling bearing state identification method based on parameter optimization MOMEDA-MIA-CNN comprises the following steps:
step (1), acquiring rolling bearing data of a train;
step (2), optimizing MOMEDA parameters;
optimizing a filtering period T and a filter length L of a MOMEDA algorithm by using a kurtosis spectral product as an optimization index through a particle swarm optimization algorithm, selecting the filtering parameter with the optimal filtering period and filter length when the kurtosis spectral product is maximum, and marking the filtering period and the filter length as Tu and Lu respectively;
step (3), data preprocessing;
performing MOMEDA noise reduction on the acquired train rolling bearing vibration signal data set { x (t) } by utilizing the optimal filtering parameters Tu and Lu obtained in the step (2), reducing noise interference, and forming a train rolling bearing operation data set { y (t) } after noise reduction;
step (4), train rolling bearing operation data modal compartmentalization;
converting the preprocessed train rolling bearing operation data set { y (t) } into a modal interval form y (t) according to an error theory and a modal interval theory,to increase the reliability of the data set to be analyzed; wherein the method comprises the steps ofy(t) represents the lower bound of the rolling bearing operating dataset,>representing the rolling bearing operational dataset upper bound.
Step 5, establishing an initial model of the rolling bearing MIA-CNN of the train;
dividing rolling bearing types according to the running state of the rolling bearing of the train, constructing an initial MIA-CNN model by combining a noise-reduced modal compartmentalized running data set of the rolling bearing of the train, and encoding the running state of the rolling bearing of the train to form an ideal output target of the MIA-CNN model;
step (6), optimizing a MIA-CNN model of the train rolling bearing;
according to the CNN model training method, taking a part of each state of the train rolling bearing operation data set with the mode interval in the step (4) as a training sample, and adopting an Adam iterative updating algorithm to iteratively update the weights and the bias of MIA-CNN key points; obtaining a loss function value and accuracy of training sample data of each iteration through forward propagation calculation, updating model parameters through reverse propagation, and completing train rolling bearing MIA-CNN model optimization when the training sample data loss function value is low and the accuracy is high and the expected requirement is met;
step (7), identifying the running state of the rolling bearing of the train;
and (3) taking the rest part of signals of the train rolling bearing signals which are subjected to the mode interval in the step (4) as test samples, inputting the test samples into an optimized train rolling bearing MIA-CNN model, calculating an output result of the MIA-CNN model, and comparing the obtained result by using a mode interval size comparison method, wherein an operation state corresponding to the mode interval maximum value corresponding to the code is the train rolling bearing operation state.
Preferably, in step (1), a train running part experiment platform is built aiming at the train rolling bearing, and the platform comprises two unidirectional acceleration sensors, a data acquisition card, a three-phase asynchronous motor and a PC (personal computer), wherein the unidirectional acceleration sensors acquire running data of the train running part rolling bearing, the two unidirectional acceleration sensors are respectively arranged in the horizontal direction and the vertical direction of a rolling bearing end cover of the test bed, time domain analysis is carried out on vibration signals in the horizontal direction and the vertical direction acquired by the two unidirectional acceleration sensors, and the vibration signals with large amplitude are selected as a train rolling bearing running original signal data set and recorded as { x (t) }, wherein t is time.
Preferably, in step (2), the kurtosis product is the product of the kurtosis and the envelope spectrum peak factor.
Preferably, in step (4), the mathematical definition of the modal interval z is:
i.e. the modal interval z passes through a pair of real numbersz,Is defined in whichzRepresenting the lower bound->Represents an upper bound, kR represents a real set of modal closed-form intervals, where z is not +.>The upper and lower bounds of the modal interval are not limited, and the theoretical basis of the mathematical operation of the modal interval is the Kaucher algorithm.
Preferably, in step (5), the initial parameters of MIA-CNN are initially set empirically, including: activation functions, loss functions, learning rate, batch size, optimizers, iteration number, and Dropout layers.
The beneficial effects of the invention are as follows:
compared with the existing train rolling bearing state identification method, the method provided by the invention has the advantages that interference generated by a transmission path, background noise and the like is weakened by using a MOMEDA algorithm, the filtering period and the filtering length of the MOMEDA algorithm are optimized by using a particle swarm optimization algorithm, the vibration signal of the train rolling bearing is recovered from a noise signal to the greatest extent, meanwhile, the filtered signal is subjected to modal interval by using a modal interval method in consideration of the incompleteness of filtering, the uncertainty problem in the vibration signal of the train rolling bearing is further processed, and the extraction of the fault characteristics and the identification of the running state of the train rolling bearing are automatically completed by using an MIA-CNN model; the method not only carries out filtering denoising on the original signal, but also secondarily processes the problem of uncertainty in the train rolling bearing operation data set by a mode interval method, so that the reliability of a state identification result is improved, and the method has the following advantages:
1. two acceleration sensors are adopted to acquire the running data of the rolling bearing of the train, and the data with larger amplitude is selected as the running data of the rolling bearing, so that the data source is more reliable;
2. the particle swarm optimization algorithm is adopted to optimize the parameters of the MOMEDA, so that the defect that the main influence parameters of the MOMEDA depend on artificial experience selection is overcome, and the MOMEDA filtering effect is better;
3. the filtered train rolling bearing signals are converted into a modal interval form, and the problem of numerical uncertainty in the input of a train rolling bearing state identification model can be effectively solved through the problem of uncertainty in the secondary processing signal acquisition process of modal interval theory;
in summary, the MIA-CNN model is used to perform adaptive feature extraction and state recognition on the section signal after noise reduction, end-to-end transmission of data is achieved, and human influence is reduced, so that the train rolling bearing running state recognition result has good reliability.
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FIG. 1 is a block flow diagram of an embodiment of a method for identifying the state of a rolling bearing of a train based on parameter optimization MOMEDA-MIA-CNN.
Detailed Description
The following description of the embodiments of the present invention will be made clearly and completely with reference to the accompanying drawings, in which it is apparent that the embodiments described are only some embodiments of the present invention, but not all embodiments. All other embodiments, which can be made by those skilled in the art based on the embodiments of the invention without making any inventive effort, are intended to be within the scope of the invention.
Referring to fig. 1, the present invention provides a technical solution: the train rolling bearing state identification method based on the parameter optimization MOMEDA-MIA-CNN specifically comprises the following steps:
step (1), acquiring rolling bearing data of a train;
aiming at a train rolling bearing, a train running part experiment platform is built, and comprises two unidirectional acceleration sensors PCB 352C33, a data acquisition card NI PXI-1042, a three-phase asynchronous motor, a PC (personal computer) and the like, wherein the unidirectional acceleration sensors PCB 352C33 acquire running data of the train running part rolling bearing, and the two unidirectional acceleration sensors PCB 352C33 are respectively arranged in the horizontal direction and the vertical direction of a rolling bearing end cover of a test bed; performing time domain analysis on vibration signals in the horizontal and vertical directions acquired by the two unidirectional acceleration sensors, selecting the vibration signals with large amplitude as an original signal data set for running the rolling bearing of the train, and recording the original signal data set as { x (t) }, wherein t is time;
step (2), optimizing MOMEDA parameters;
parameters affecting the MOMEDA filtering effect are mainly: a filtering period T and a filter length L; when the set filtering period T is inconsistent with the actual filtering period, the obtained filtering result is very likely to be completely wrong, and the mistake is often difficult to be perceived; the filter length L is in direct proportion to the filtering effect of the MOMEDA algorithm, but when the filter length is too large, part of effective information of an original signal can be filtered;
therefore, the reasonable selection of the filtering period T and the filter length L has decisive influence on the noise reduction effect of the MOMEDA;
the kurtosis is a time domain index capable of representing the impact magnitude of a signal, the envelope spectrum peak factor is a frequency domain index capable of representing the periodicity of the signal and the impact magnitude of the signal, the kurtosis is the product of the kurtosis and the envelope spectrum peak factor, and when the kurtosis is larger, the periodicity of the signal is more obvious and the impact is larger; using kurtosis spectral products as optimization indexes, optimizing a filtering period T and a filter length L of a MOMEDA algorithm by using a particle swarm optimization algorithm, taking T and L when the kurtosis spectral products are maximum as optimal filtering parameters, and respectively marking the T and L as Tu and Lu;
step (3), data preprocessing;
performing MOMEDA noise reduction on the acquired train rolling bearing vibration signal data set { x (t) } by utilizing the optimal filtering parameters Tu and Lu obtained in the step (2), reducing noise interference, and forming a train rolling bearing operation data set { y (t) } after noise reduction;
step (4), train rolling bearing operation data modal compartmentalization;
considering the problem of uncertainty in the transmission path of the train rolling bearing vibration signal and the data preprocessing process, converting the preprocessed train rolling bearing operation data set { y (t) } into a modal interval form y (t) according to the modal interval theory and the error theory,to increase the reliability of the signal to be analyzed; wherein the method comprises the steps ofy(t) represents the lower bound of the rolling bearing operating dataset,>representing the rolling bearing operational dataset upper bound;
the mathematical definition of the modal interval z is:
i.e. the modal interval z passes through a pair of real numbersz,Is defined in whichzRepresenting the lower bound->Represents an upper bound, kR represents a real set of modal closed-form intervals, where z is not +.>The upper and lower bounds of the modal interval are not limited, and the theoretical basis of the mathematical operation of the modal interval is the Kaucher algorithm.
Step 5, establishing an initial model of the rolling bearing MIA-CNN of the train;
constructing an initial MIA-CNN model according to the train running state expression type and the train rolling bearing signals subjected to the modal interval after input noise reduction, and encoding the train running state expression type to form an ideal output target of the MIA-CNN model;
in the embodiment, the running states of the rolling bearings of the train are preferably 5, namely normal, inner ring fault, outer ring fault, cage fault and ball fault; the sensitive characteristic data of each running state is processed into 1024 x 1 vector form to be input into a convolutional neural network model, and simultaneously, 5 train rolling bearing running states are encoded to form an ideal output target of the convolutional neural network model,
wherein the normal code is ([ 1,1], [0,0 ]);
the inner ring fault code is ([ 0,0], [1,1], [0,0 ]);
the outer ring fault code is ([ 0,0], [1,1], [0,0 ]);
cage failure codes are ([ 0,0], [1,1], [0,0 ]);
the ball fault code is ([ 0,0], [1,1 ]);
initial parameters of the convolutional neural network are initially set according to experience, including: activation functions, loss functions, learning rate, batch size, optimizers, iteration number, dropout layers, etc.;
step (6), optimizing a MIA-CNN model of the train rolling bearing;
according to the CNN model training method, taking a part of each state of the train rolling bearing operation data set with the mode interval in the step (4) as a training sample, and adopting an Adam iterative updating algorithm to iteratively update the weights and the bias of MIA-CNN key points; obtaining a loss function value and accuracy of training sample data of each iteration through forward propagation calculation, updating model parameters through reverse propagation, and completing train rolling bearing MIA-CNN model optimization when the training sample data loss function value is low and the accuracy is high and the expected requirement is met;
step (7), identifying the running state of the rolling bearing of the train;
and (3) taking the rest part of signals of the train rolling bearing signals with the mode interval in the step (4) as test samples, inputting the test samples into an optimized train rolling bearing MIA-CNN model, calculating an output result of the MIA-CNN model, and comparing the obtained result by using a mode interval size comparison method, wherein an operation state corresponding to the mode interval maximum value corresponding to the code is the train rolling bearing operation state.
Although embodiments of the present invention have been shown and described, it will be understood by those skilled in the art that various changes, modifications, substitutions and alterations can be made therein without departing from the principles and spirit of the invention, the scope of which is defined in the appended claims and their equivalents.
Claims (5)
1. The train rolling bearing state identification method based on the parameter optimization MOMEDA-MIA-CNN is characterized by comprising the following steps of:
step (1), acquiring rolling bearing data of a train;
step (2), optimizing MOMEDA parameters;
optimizing a filtering period T and a filter length L of a MOMEDA algorithm by using a kurtosis spectral product as an optimization index through a particle swarm optimization algorithm, selecting the filtering parameter with the optimal filtering period and filter length when the kurtosis spectral product is maximum, and marking the filtering period and the filter length as Tu and Lu respectively;
step (3), data preprocessing;
performing MOMEDA noise reduction on the acquired train rolling bearing vibration signal data set { x (t) } by utilizing the optimal filtering parameters Tu and Lu obtained in the step (2), reducing noise interference, and forming a train rolling bearing operation data set { y (t) } after noise reduction;
step (4), train rolling bearing operation data modal compartmentalization;
converting the preprocessed train rolling bearing operation data set { y (t) } into a modal interval form y (t) according to an error theory and a modal interval theory,to increase the reliability of the data set to be analyzed; wherein the method comprises the steps ofy(t) represents the lower bound of the rolling bearing operating dataset,>representing the rolling bearing operational dataset upper bound;
step 5, establishing an initial model of the rolling bearing MIA-CNN of the train;
dividing rolling bearing types according to the running state of the rolling bearing of the train, constructing an initial MIA-CNN model by combining a noise-reduced modal compartmentalized running data set of the rolling bearing of the train, and encoding the running state of the rolling bearing of the train to form an ideal output target of the MIA-CNN model;
step (6), optimizing a MIA-CNN model of the train rolling bearing;
according to the CNN model training method, taking a part of each state of the train rolling bearing operation data set with the mode interval in the step (4) as a training sample, and adopting an Adam iterative updating algorithm to iteratively update the weights and the bias of MIA-CNN key points; obtaining a loss function value and accuracy of training sample data of each iteration through forward propagation calculation, updating model parameters through reverse propagation, and completing train rolling bearing MIA-CNN model optimization when the training sample data loss function value is low and the accuracy is high and the expected requirement is met;
step (7), identifying the running state of the rolling bearing of the train;
and (3) taking the rest part of signals of the train rolling bearing signals which are subjected to the mode interval in the step (4) as test samples, inputting the test samples into an optimized train rolling bearing MIA-CNN model, calculating an output result of the MIA-CNN model, and comparing the obtained result by using a mode interval size comparison method, wherein an operation state corresponding to the mode interval maximum value corresponding to the code is the train rolling bearing operation state.
2. The method for identifying the state of the rolling bearing of the train based on the parameter optimization MOMEDA-MIA-CNN according to claim 1, wherein the method comprises the following steps of: in the step (1), a train running part experiment platform is built aiming at a train rolling bearing, the experiment platform comprises two unidirectional acceleration sensors, a data acquisition card, a three-phase asynchronous motor and a PC machine, wherein the unidirectional acceleration sensors acquire running data of the train running part rolling bearing, the two unidirectional acceleration sensors are respectively arranged in the horizontal direction and the vertical direction of a rolling bearing end cover of a test bed, time domain analysis is carried out on vibration signals in the horizontal direction and the vertical direction acquired by the two unidirectional acceleration sensors, the vibration signals with large amplitude are selected to be used as a train rolling bearing running original signal data set, and the data set is recorded as { x (t) }, wherein t is time.
3. The method for identifying the state of the rolling bearing of the train based on the parameter optimization MOMEDA-MIA-CNN according to claim 1, wherein the method comprises the following steps of: in the step (2), the product of kurtosis and the peak factor of envelope spectrum is taken as the product of kurtosis and the kurtosis of kurtosis.
4. The method for identifying the state of the rolling bearing of the train based on the parameter optimization MOMEDA-MIA-CNN according to claim 1, wherein the method comprises the following steps of: in step (4), wherein the mathematical definition of the modal interval z is:
i.e. the modal interval z passes through a pair of real numbersz,Is defined in whichzRepresenting the lower bound->Represents an upper bound, kR represents a real set of modal closed-form intervals, where z is not +.>The upper and lower bounds of the modal interval are not limited, and the theoretical basis of the mathematical operation of the modal interval is the Kaucher algorithm.
5. The method for identifying the state of the rolling bearing of the train based on the parameter optimization MOMEDA-MIA-CNN according to claim 1, wherein the method comprises the following steps of: in step (5), initial parameters of MIA-CNN are initially set empirically, including: activation functions, loss functions, learning rate, batch size, optimizers, iteration number, and Dropout layers.
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