CN114781450A - Train rolling bearing state identification method based on parameter optimization MOMEDA-MIA-CNN - Google Patents

Train rolling bearing state identification method based on parameter optimization MOMEDA-MIA-CNN Download PDF

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CN114781450A
CN114781450A CN202210433462.7A CN202210433462A CN114781450A CN 114781450 A CN114781450 A CN 114781450A CN 202210433462 A CN202210433462 A CN 202210433462A CN 114781450 A CN114781450 A CN 114781450A
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谢锋云
刘慧�
周生通
王明泽
肖乾
王玲岚
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Abstract

The invention relates to the technical field of running state recognition of train key components, and discloses a train rolling bearing state recognition method based on parameter optimization MOMEDA-MIA-CNN, which comprises the following steps: step (1), acquiring train rolling bearing data; step (2), optimizing MOMEDA parameters; step (3), preprocessing data; step (4), carrying out data modal compartmentalization by train rolling bearing; step (5), establishing an initial model of a rolling bearing MIA-CNN of the train; step (6), optimizing a train rolling bearing MIA-CNN model; and (7) identifying the running state of the rolling bearing of the train. The MIA-CNN model is used for carrying out self-adaptive feature extraction and state recognition on the interval signals subjected to noise reduction, end-to-end transmission of data is achieved, and human influence is reduced, so that the train rolling bearing operation state recognition result has good reliability.

Description

Train rolling bearing state identification method based on parameter optimization MOMEDA-MIA-CNN
Technical Field
The invention relates to the technical field of running state recognition of train key components, in particular to a train rolling bearing state recognition method based on parameter optimization MOMEDA-MIA-CNN.
Background
The rapid development of rail transit brings infinite convenience to the lives of the public, and meanwhile, the safety of trains is concerned more and more. The rolling bearing is one of the most important parts in a transmission system as a key part of a bogie member and an axle, and the timely identification of the running state of the rolling bearing has important significance for ensuring the safe and stable running of a train and the life safety of train personnel.
Because the train rolling bearing bears huge load for a long time in the actual operation process of the train, and the complex and severe operation environment with high speed and high temperature in which the bearing is positioned makes the train bearing easily break down, and the rolling bearing is usually integrated in other mechanical equipment, the collected vibration signals contain a large amount of interference of impact noise and environmental noise besides the vibration signals of the bearing, and the interference brings great difficulty for accurately identifying the rolling bearing carrying state. A multipoint optimal adaptive minimum entropy deconvolution algorithm (MOMEDA) is a novel non-iterative blind deconvolution enhancing technology, the MOMEDA does not need to set iteration times in advance, the maximum multipoint kurtosis is used as a target function, an optimal deconvolution filter is found through a matrix operation method, a fault pulse signal is extracted from an actually measured rolling bearing vibration signal quickly and efficiently, and therefore noise reduction of the actually measured signal is achieved. Modal Interval Analysis (MIA), one of the effective tools to solve the uncertainty problem, converts the uncertainty into a modal interval form and quantifies the uncertainty by the width of the modal interval. The data are converted into a modal interval form, so that the information can be more abundant, and the reliability is higher. Convolutional Neural Networks (CNNs) are one of the typical deep learning algorithms, and generally include convolutional layers, pooled layers, fully-connected layers, and the like. The CNN convolutional layer can learn and extract key features in signals, the pooling layer screens fault features extracted by the convolutional layer, useless features are filtered, dimension reduction of the fault features is achieved, the fully-connected layer integrates the extracted features, and the softmax classifier identifies the operation state of equipment. The CNN (MIA-CNN) based on MIA has the same structure and working principle with the CNN, data characteristics and the like are converted into a mode of a mode interval from an original determined value with a mode interval theory in the process of establishing, optimizing and identifying a model, the mode interval comprises all possibilities of a real value of the data, and a final output interval also comprises all possible values of similarity with the corresponding model, so that some uncertain factors caused by noise interference, a transfer path and the like can be eliminated. The MOMEDA and the MIA-CNN are combined to identify the running state of the train rolling bearing, so that the reliability of the train rolling bearing identification result is greatly improved.
Disclosure of Invention
The invention aims to provide a train rolling bearing state identification method based on parameter optimization MOMEDA-MIA-CNN combination, aiming at the problem that the running state identification rate is not high due to the fact that a train rolling bearing vibration signal is influenced by a transmission path and background noise and fault characteristics are weak. Determining an optimal filtering period T and an optimal filter length L of a Multipoint Optimal Minimum Entropy Deconvolution (MOMEDA) by utilizing a particle swarm optimization algorithm, carrying out MOMEDA noise reduction on the collected train rolling bearing vibration signals by utilizing the obtained MOMEDA optimal parameters, converting the noise-reduced signals into a modal interval form, inputting a convolutional neural network model (MIA-CNN) based on modal interval analysis, and completing the extraction of the fault characteristics of the train rolling bearing and the identification of the running state.
In order to achieve the purpose, the invention provides the following technical scheme: a train rolling bearing state identification method based on parameter optimization MOMEDA-MIA-CNN comprises the following steps:
step (1), acquiring data of a train rolling bearing;
step (2), optimizing MOMEDA parameters;
optimizing a filtering period T and a filter length L of the MOMEDA algorithm by using the kurtosis spectral product as an optimization index and applying a particle swarm optimization algorithm, selecting the filtering period and the filter length when the kurtosis spectral product is maximum as optimal filtering parameters, and recording the optimal filtering parameters as Tu and Lu respectively;
step (3), preprocessing data;
carrying out MOMEDA noise reduction on the acquired train rolling bearing vibration signal data set { x (t) }accordingto the optimal filtering parameters Tu and Lu obtained in the step (2), reducing noise interference, and forming a train rolling bearing operation data set { y (t) } after noise reduction;
step (4), carrying out data modal compartmentalization by train rolling bearing;
converting the preprocessed train rolling bearing data set (y (t)) into a modal interval form y (t) according to an error theory and a modal interval theory,
Figure BDA0003611927130000031
to increase the reliability of the data set to be analyzed; whereiny(t) represents the lower bound of the rolling bearing operating data set,
Figure BDA0003611927130000032
representing the upper bound of the rolling bearing dataset.
Step (5), establishing an MIA-CNN initial model of a train rolling bearing;
dividing rolling bearing types according to the rolling bearing running states of the train, constructing an initial MIA-CNN model by combining a noise-reduced modal interval train rolling bearing data set, and coding the rolling bearing running state types of the train to form an ideal output target of the MIA-CNN model;
step (6), optimizing a rolling bearing MIA-CNN model of the train;
according to the CNN model training method, using part of each state of the train rolling axle bearing data set in the state interval in the step (4) as a training sample, and iteratively updating the weight and the offset of the MIA-CNN key point by adopting an Adam iterative updating algorithm; obtaining a loss function value and an accuracy rate of each iteration of training sample data through forward propagation calculation, updating model parameters through backward propagation, and finishing optimization of a MIA-CNN model of the train rolling bearing when the loss function value of the training sample data is low and the accuracy rate is high and an expected requirement is met;
step (7), identifying the running state of a train rolling bearing;
and (4) taking a part of the remaining signals of the train rolling bearing signals in the modal interval in the step (4) as test samples, inputting the test samples into an optimized train rolling bearing MIA-CNN model, calculating an output result of the MIA-CNN model, comparing the obtained result by using a modal interval size comparison rule, and obtaining the running state corresponding to the code corresponding to the maximum value of the modal interval, namely the train rolling bearing running state.
Preferably, in the step (1), a train running part experiment platform is built for the train rolling bearing, and the experiment platform comprises two one-way acceleration sensors, a data acquisition card, a three-phase asynchronous motor and a PC (personal computer), wherein the one-way acceleration sensors acquire running data of the rolling shaft of the train running part, the two one-way acceleration sensors are respectively installed in the horizontal direction and the vertical direction of an end cover of the experiment platform rolling bearing, vibration signals in the horizontal direction and the vertical direction acquired by the two one-way acceleration sensors are subjected to time domain analysis, the vibration signals with large amplitude are selected as an original signal data set for the train rolling bearing to operate, and the original signal data set is recorded as { x (t) }, wherein t is time.
Preferably, in step (2), the product of kurtosis and the peak factor of the envelope spectrum is taken as the kurtosis product.
Preferably, in step (4), the mathematical definition of the modal interval z is:
Figure BDA0003611927130000041
i.e. modal interval z is bounded by a pair of real numbersz
Figure BDA0003611927130000043
Is defined in whichzThe lower bound is represented by the number of bits,
Figure BDA0003611927130000044
representing the upper bound, kR represents the set of real numbers for the modal closed space, where z is not subject to
Figure BDA0003611927130000042
The size of the upper and lower boundaries in the modal interval is not limited, and the theoretical basis of the mathematical operation of the modal interval is Kaucher algorithm.
Preferably, in the step (5), the initial parameter of MIA-CNN is initially set empirically, which includes: activation function, loss function, learning rate, batch size, optimizer, number of iterations, and Dropout layer.
The beneficial effects of the invention are as follows:
compared with the existing train rolling bearing state identification method, the invention provides the method that the MOMEDA algorithm is used for weakening the interference generated by a transmission path, background noise and the like, the filtering period and the filtering length of the MOMEDA algorithm are optimized through the particle swarm optimization algorithm, the vibration signal of the train rolling bearing is recovered from the noise signal to the greatest extent, meanwhile, the incompleteness of filtering is considered, the modal interval method is used for carrying out modal compartmentalization on the filtered signal, the uncertainty problem in the vibration signal of the train rolling bearing is further processed, and the MIA-CNN model is used for automatically completing the extraction of the fault characteristics of the train rolling bearing and the identification of the running state; because the method not only carries out filtering and denoising on the original signal, but also secondarily processes the uncertainty problem of the train rolling bearing data set through a modal interval method, the reliability of the state identification result is improved, and the method has the following advantages:
1. the two acceleration sensors are adopted to obtain the running data of the train rolling bearing, and the data with larger amplitude is selected as rolling bearing carrying data, so that the data source is more reliable;
2. the particle swarm optimization algorithm is adopted to optimize the parameters of the MOMEDA, so that the defect that the main influence parameters of the MOMEDA depend on manual experience selection is overcome, and the MOMEDA filtering effect is better;
3. the filtered train rolling bearing signals are converted into a modal interval form, and the problem of uncertainty in the input of a train rolling bearing state identification model can be effectively solved by secondarily processing the uncertainty problem existing in the signal acquisition process through a modal interval theory;
in conclusion, the MIA-CNN model is used for carrying out adaptive feature extraction and state recognition on the noise-reduced interval signals, end-to-end transmission of data is achieved, and human influence is reduced, so that the train rolling bearing operation state recognition result has good reliability.
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FIG. 1 is a flow chart of an embodiment of a train rolling bearing state identification method based on parameter optimization MOMEDA-MIA-CNN.
Detailed Description
The technical solutions in the embodiments of the present invention will be clearly and completely described below with reference to the drawings in the embodiments of the present invention, and it is obvious that the described embodiments are only a part of the embodiments of the present invention, and not all of the embodiments. All other embodiments, which can be derived by a person skilled in the art from the embodiments given herein without making any creative effort, shall fall within the protection scope of the present invention.
In an embodiment, referring to fig. 1, the present invention provides a technical solution: a train rolling bearing state identification based on parameter optimization MOMEDA-MIA-CNN specifically comprises the following steps:
step (1), acquiring train rolling bearing data;
aiming at a train rolling bearing, a train running part experiment platform is built and comprises two one-way acceleration sensors PCB 352C33, a data acquisition card NI PXI-1042, a three-phase asynchronous motor, a PC (personal computer) and the like, wherein the one-way acceleration sensors PCB 352C33 acquire rolling bearing carrying data of the train running part, and the two one-way acceleration sensors PCB 352C33 are respectively installed in the horizontal direction and the vertical direction of an end cover of the experiment platform rolling bearing; performing time domain analysis on vibration signals in the horizontal direction and the vertical direction acquired by the two unidirectional acceleration sensors, selecting a vibration signal with large amplitude as an original signal data set for the operation of a train rolling bearing, and recording as { x (t) }, wherein t is time;
step (2), optimizing MOMEDA parameters;
the parameters influencing the filtering effect of the MOMEDA mainly comprise: a filter period T and a filter length L; when the set filtering period T is inconsistent with the actual filtering period, the obtained filtering result is very likely to be completely wrong, and the error is often hard to perceive; the length L of the filter is in direct proportion to the filtering effect of the MOMEDA algorithm, but when the length of the filter is too large, part of effective information of an original signal can be filtered;
therefore, the filtering period T and the filter length L are reasonably selected, and the decisive influence is exerted on the noise reduction effect of the MOMEDA;
the kurtosis is a time domain index capable of representing the impulse magnitude of a signal, the envelope spectrum peak factor is a frequency domain index capable of representing the periodicity of the signal and representing the impulse magnitude of the signal, the kurtosis product is a product of the kurtosis and the envelope spectrum peak factor, and when the kurtosis product is larger, the periodicity of the signal is more obvious and the impulse is larger; optimizing a filtering period T and a filter length L of an MOMEDA algorithm by using a particle swarm optimization algorithm by taking a kurtosis spectral product as an optimization index, taking T and L when the kurtosis spectral product is maximum as optimal filtering parameters, and respectively recording the optimal filtering parameters as Tu and Lu;
step (3), preprocessing data;
carrying out MOMEDA noise reduction on the acquired train rolling bearing vibration signal data set { x (t) }accordingto the optimal filtering parameters Tu and Lu obtained in the step (2), reducing noise interference, and forming a train rolling bearing operation data set { y (t) } after noise reduction;
step (4), carrying out data modal zoning on a rolling axle of the train;
considering the uncertainty problem in the vibration signal transmission path and the data preprocessing process of the train rolling bearing, converting a preprocessed train rolling bearing data set (y (t) into a modal interval form y (t)) according to a modal interval theory and an error theory,
Figure BDA0003611927130000061
to increase the reliability of the signal to be analyzed; whereiny(t) represents the lower bound of the rolling bearing operating data set,
Figure BDA0003611927130000071
representing a rolling bearing dataset upper bound;
the mathematical definition of the modal interval z is:
Figure BDA0003611927130000072
i.e. the modal interval z is defined by a pair of real numbersz
Figure BDA0003611927130000073
Is defined in whichzThe lower bound is represented by the number of bits,
Figure BDA0003611927130000074
representing the upper bound, kR represents the set of real numbers for the modal closed interval, where z is independent of
Figure BDA0003611927130000075
The size of the upper and lower boundaries in the modal interval is not limited, and the theoretical basis of the mathematical operation of the modal interval is Kaucher algorithm.
Step (5), establishing an MIA-CNN initial model of a train rolling bearing;
constructing an initial MIA-CNN model according to the train running state expression type and input noise-reduced modal interval train rolling bearing signals, and coding the train running state expression type to form an ideal output target of the MIA-CNN model;
in the embodiment, the train rolling bearing operation states are preferably 5, namely normal, inner ring fault, outer ring fault, retainer fault and ball fault; sensitive characteristic data of each operation state is processed into a vector form of 1024 x 1 and input into the convolutional neural network model, 5 train rolling bearing operation states are coded at the same time to form an ideal output target of the convolutional neural network model,
wherein the normal code is ([1,1], [0,0], [0,0], [0,0], [0,0 ]);
the inner ring fault codes are ([0,0], [1,1], [0,0], [0,0], [0,0 ]);
the outer ring fault codes are ([0,0], [0,0], [1,1], [0,0], [0,0 ]);
the cage fault code is ([0,0], [0,0], [0,0], [1,1], [0,0 ]);
the ball fault codes are ([0,0], [0,0], [0,0], [0,0], [1,1 ]);
the initial parameters of the convolutional neural network are initially set according to experience, and the initial parameters comprise: an activation function, a loss function, a learning rate, a batch size, an optimizer, an iteration number, a Dropout layer and the like;
step (6), optimizing a rolling bearing MIA-CNN model of the train;
according to the CNN model training method, a part of each state of the train rolling axis carrying dataset in the state interval in the step (4) is used as a training sample, and the Adam iterative update algorithm is adopted to iteratively update the weight and the offset of the MIA-CNN key points; obtaining a loss function value and an accuracy rate of each iteration of training sample data through forward propagation calculation, updating model parameters through backward propagation, and finishing optimization of the MIA-CNN model of the train rolling bearing when the loss function value of the training sample data is low and the accuracy rate is high and an expected requirement is met;
step (7), identifying the running state of a rolling bearing of the train;
and (4) taking a part of the remaining signals of the train rolling bearing signals in the modal interval in the step (4) as test samples, inputting the test samples into an optimized train rolling bearing MIA-CNN model, calculating an output result of the MIA-CNN model, comparing the obtained result by using a modal interval size comparison rule, and obtaining the running state corresponding to the maximum value of the modal interval corresponding to the code, namely the train rolling bearing running state.
Although embodiments of the present invention have been shown and described, it will be appreciated by those skilled in the art that various changes, modifications, substitutions and alterations can be made in these embodiments without departing from the principles and spirit of the invention, the scope of which is defined in the appended claims and their equivalents.

Claims (5)

1. A train rolling bearing state identification method based on parameter optimization MOMEDA-MIA-CNN is characterized by comprising the following steps:
step (1), acquiring train rolling bearing data;
step (2), optimizing MOMEDA parameters;
optimizing a filtering period T and a filter length L of the MOMEDA algorithm by using the kurtosis spectral product as an optimization index and applying a particle swarm optimization algorithm, selecting the filtering period and the filter length when the kurtosis spectral product is maximum as optimal filtering parameters, and recording the optimal filtering parameters as Tu and Lu respectively;
step (3), preprocessing data;
carrying out MOMEDA noise reduction on the acquired train rolling bearing vibration signal data set { x (t) }accordingto the optimal filtering parameters Tu and Lu obtained in the step (2), reducing noise interference, and forming a train rolling bearing operation data set { y (t) } after noise reduction;
step (4), carrying out data modal zoning on a rolling axle of the train;
converting the preprocessed train rolling bearing data set (y (t)) into a modal interval form y (t) according to an error theory and a modal interval theory,
Figure FDA0003611927120000011
to increase the reliability of the data set to be analyzed; whereiny(t) represents the lower bound of the rolling bearing operating data set,
Figure FDA0003611927120000012
representing a rolling bearing dataset upper bound;
step (5), establishing an MIA-CNN initial model of a train rolling bearing;
dividing rolling bearing classes according to the rolling bearing operating state of the train, constructing an initial MIA-CNN model by combining a noise-reduced modal interval-based rolling bearing operating data set, and coding the rolling bearing operating state classes of the train to form an ideal output target of the MIA-CNN model;
step (6), optimizing a rolling bearing MIA-CNN model of the train;
according to the CNN model training method, using part of each state of the train rolling axle bearing data set in the state interval in the step (4) as a training sample, and iteratively updating the weight and the offset of the MIA-CNN key point by adopting an Adam iterative updating algorithm; obtaining a loss function value and an accuracy rate of each iteration of training sample data through forward propagation calculation, updating model parameters through backward propagation, and finishing optimization of a MIA-CNN model of the train rolling bearing when the loss function value of the training sample data is low and the accuracy rate is high and an expected requirement is met;
step (7), identifying the running state of a rolling bearing of the train;
and (5) taking a part of the rest signals of the train rolling bearing signals with the modal interval in the step (4) as test samples, inputting the test samples into an optimized train rolling bearing MIA-CNN model, calculating an output result of the MIA-CNN model, comparing the obtained result by using a modal interval size comparison rule, and determining the running state corresponding to the maximum value of the modal interval corresponding to the code as the train rolling bearing carrying running state.
2. The method for identifying the state of the train rolling bearing based on the parameter optimization MOMEDA-MIA-CNN as claimed in claim 1, wherein: in the step (1), a train running part experiment platform is built for a train rolling bearing, and the experiment platform comprises two one-way acceleration sensors, a data acquisition card, a three-phase asynchronous motor and a PC (personal computer), wherein the one-way acceleration sensors acquire running shaft carrying data of the train running part, the two one-way acceleration sensors are respectively installed in the horizontal direction and the vertical direction of an end cover of the train rolling bearing, vibration signals in the horizontal direction and the vertical direction acquired by the two one-way acceleration sensors are subjected to time domain analysis, the vibration signals with large amplitude are selected as an original signal data set for the train rolling bearing to operate, and the original signal data set is marked as { x (t) }, wherein t is time.
3. The method for identifying the state of the train rolling bearing based on the parameter optimization MOMEDA-MIA-CNN as claimed in claim 1, wherein: in the step (2), the product of the kurtosis and the peak factor of the envelope spectrum is used as the kurtosis product.
4. The method for identifying the state of the train rolling bearing based on the parameter optimization MOMEDA-MIA-CNN as claimed in claim 1, wherein the method comprises the following steps: in the step (4), the mathematical definition of the modal interval z is as follows:
Figure FDA0003611927120000021
i.e. modal interval z is bounded by a pair of real numbersz
Figure FDA0003611927120000022
Is defined in whichzThe lower bound is represented by the number of bits,
Figure FDA0003611927120000023
representing the upper bound, kR represents the set of real numbers for the modal closed interval, where z is independent of
Figure FDA0003611927120000031
The size of the upper and lower boundaries in the modal interval is not limited, and the theoretical basis of the mathematical operation of the modal interval is Kaucher algorithm.
5. The method for identifying the state of the train rolling bearing based on the parameter optimization MOMEDA-MIA-CNN as claimed in claim 1, wherein the method comprises the following steps: in the step (5), the initial parameter of the MIA-CNN is initially set according to experience, and the method comprises the following steps: activation function, loss function, learning rate, batch size, optimizer, number of iterations, and Dropout layer.
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