WO1992005501A1 - System and method of producing adaptive fir digital filter with non-linear frequency resolution - Google Patents

System and method of producing adaptive fir digital filter with non-linear frequency resolution Download PDF

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Publication number
WO1992005501A1
WO1992005501A1 PCT/US1991/006846 US9106846W WO9205501A1 WO 1992005501 A1 WO1992005501 A1 WO 1992005501A1 US 9106846 W US9106846 W US 9106846W WO 9205501 A1 WO9205501 A1 WO 9205501A1
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Prior art keywords
filter
coefficients
frequency
adaptive
equalization
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PCT/US1991/006846
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French (fr)
Inventor
Ronald P. Genereux
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Cambridge Signal Technologies, Inc.
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Publication of WO1992005501A1 publication Critical patent/WO1992005501A1/en

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    • HELECTRICITY
    • H03ELECTRONIC CIRCUITRY
    • H03HIMPEDANCE NETWORKS, e.g. RESONANT CIRCUITS; RESONATORS
    • H03H21/00Adaptive networks
    • H03H21/0012Digital adaptive filters
    • HELECTRICITY
    • H03ELECTRONIC CIRCUITRY
    • H03HIMPEDANCE NETWORKS, e.g. RESONANT CIRCUITS; RESONATORS
    • H03H21/00Adaptive networks
    • H03H21/0012Digital adaptive filters
    • H03H2021/0096Digital adaptive filters with input-sampling frequency and output-delivery frequency which differ, e.g. extrapolation; anti-aliasing

Definitions

  • the present invention relates to a filtering system and more particularly to an equalization system and method for utilizing adaptive digital filters with non-linear frequency resolution.
  • Quality audio products are designed with the goal of reproducing as accurately as possible at the
  • Room boundaries can have a significant effect on the sound radiated by a loudspeaker and eventually perceived by the listener. Reflections off walls and furniture combine at the listener's ears in a complex manner such that the various frequency components in the music are unbalanced, influencing the sound to a greater extent than any other component in the system. The problem is difficult to deal with because the extent of the problem can only be assessed by making a measurement of the system at the exact listening position.
  • a solution to the problem is to use adaptive digital filters to develop inverse filters for the loudspeaker/room response.
  • the invertability of these system responses has been studied and numerous solutions have been proposed.
  • Several of these solutions involve frequency domain transform techniques to design finite impulse response (“FIR”) filters.
  • FIR finite impulse response
  • one or more loudspeakers are located in a small to medium sized room such as a studio control room or domestic living room.
  • a test signal is output through a loudspeaker and received at a microphone, located near, but by necessity not coincident to, the location of the listener's ears.
  • Inverse filter coefficients are then generated from the measured transfer function. These coefficients are then transferred to a fixed digital filter for use in the playback mode, at which time the system processes the audio source material in real time.
  • Frequency response anomalies in a room are the results of the reinforcement and cancellation which occur when sound waves from various sources (i.e., direct and reflected) add together in and out of phase. It has been found that the average distance between pressure maxima in a room is about 0.9 times the
  • the auditory system has the ability to discriminate direct sound from later reflections, as well as the ability to detect the direction from which a sound is coming. It also perceives tones on a logarithmic frequency scale, rather than the linear range in which adaptive filters operate. While the ability to generate very accurate equalization filters is one of the goals of the known adaptive systems, i.e., minimize an error in the least mean squared sense, it is not necessarily correct from psychoacoustic criteria.
  • the filter coefficients an to a N-1 are updated based on an error signal e(n), which is the difference between the filter's output y(n) and a reference signal d(n).
  • Any known method may be used for performing this update including those described in "Adaptive Signal Processing", edited by L.H. Sibul, 1987 IEEE Press, New York. Such known methods typically attempt to minimize some function of the error signal e(n).
  • this technique can be used to adaptively design digital filters with responses matched to the given signals.
  • Figure 2 illustrates a predictive filter structure used for equalization, which is described in U.S. Patent No. 4,458,362 issued to Berkovitz et al.
  • the filter A(n) is updated based on the error between the current input signal sample and its predicted value y(n). If x(n) is the output of a system driven by a "white" sequence, it can be shown that the resulting filter is an inverse of the system response, with properties suitable for use as an equalizer.
  • a digital filter's frequency resolution is directly proportional to its length. If we define resolution to be the minimum 3 dB feature bandwidth, and assume that an adapted FIR filter represents a rectangularly
  • f res 0.89 x f s /N where f res is the resolution in Hertz, f s is the
  • N is the total number of FIR filter coefficients.
  • a common sampling frequency is 44,100 H z .
  • N For the filter to have better than 20 H z resolution, which would be needed for satisfactory equalization at low frequencies, N must be greater than 1960.
  • N In typical audio
  • An additional object of this invention is to provide a method for accurately adapting an FIR filter when a large number of filter taps are required to obtain adequate frequency resolution.
  • Yet another object of this invention is to provide an efficient means for implementing long FIR filters which do not introduce amplitude or phase distortions into the response by band splitting and recombination.
  • the system and method of the present invention provides a means for designing a single fixed FIR filter adaptively from measured data, in a manner whereby the filter's frequency and time resolution can be
  • the resulting filter exhibits properties which allow it to be efficiently implemented in various multi-rate configurations.
  • the system and method of the present invention exploits several properties of FIR filters to solve the problems associated with prior art systems.
  • the system and method produce an FIR filter with high resolution at low frequencies by having a large number of coefficients, but reduces resolution at higher frequencies by allowing only a fraction of the
  • coefficients to adapt to the high frequency part of the signal This is accomplished by using a multi-rate, segmented adaptation procedure, such that resolution and bandwidth are controlled independently at each stage. If desired, the resulting filter can be made to
  • Fig. 1 is a schematic view of an adaptive FIR filter.
  • Fig. 2 is a schematic view of a linear predictor equalizer.
  • Fig. 3(a)-3(d) are graphs of time domain and corresponding frequency domain results from operation of the method of the present invention.
  • Fig. 4 is a schmatic diagram showing the steps in the removal of the sampling artifacts from data.
  • Fig. 5 is a schmatic diagram of an adaptive FIR filter of the present invention.
  • Fig. 6 is an impulse response of an equalization filter using the system and method of the present invention.
  • Fig. 7 is a parallel implementation of the filter of the present invention.
  • Fig. 8 is a two stage multi rate implementation of the filter of the present invention.
  • Fig. 9 is a schmatic diagram of a three stage multi rate implementation of the filter of the present
  • Fig. 10 is a graph of the band-limited loudspeaker/ room response for which equalization is to be adapted using the system and method of the present invention.
  • Fig. 11 is a graph showing the impulse response of a 320 coefficient Equalization filter adapted using a conventional LMS approach.
  • Fig. 12 is a graph showing frequency response of the filter whose time response is shown in Fig. 11.
  • Fig. 13 is a graph of the impulse response of a 320 coefficient Equalization filter using the system and method of the present invention.
  • Fig. 14 is a graph of the frequency response of the filter whose time response is shown in Fig. 13.
  • Fig. 15 is a flow chart for the method of the present invention performing half band processing.
  • Fig. 16 is a schmatic diagram of the components of the present invention.
  • the basic principle set forth in the description that follows is the segmentation of an adaptive filter in both the time and frequency domains for the purpose of controlling the resolution of the resulting filter. This is accomplished by sequentially adapting portions of the final filter to data at different sampling rates, and using interpolation techniques to make the
  • a ROM or RAM 52 is used for storing test signals and is down loaded., from a host computer (not shown).
  • a signal RAM 56 is used for storing signals during processing and a suitable RAM would be the Motorola MCM 6164.
  • a clock 58 operates at a frequency which is a multiple of the desired system sampling frequencies and a program divider 60 generates various sampling frequencies from the clock 58.
  • a digital signal processing microcomputer 62 controls the operation of the system of the present invention by executing various signal processing
  • Example of a suitable digital signal processor is the Motorola DSP 56001. Secondary digital signal processors 64 operate in parallel to provide the necessary
  • a Sigma-Delta type analog digital converter 66 operates at various sampling frequencies and an antiliasing filter and sample and hold circuit are an inherent part of the Sigma-Delta design and a suitable device can be obtained from
  • a digital to analog conversion system 68 includes a digital
  • a Bessel type low pass filter 70 is used to remove the high frequency components from the output signal.
  • An optional interface 54 to the host computer 62 may also be used.
  • the system and method operate as follows. Given that the equalization filter is to operate over a total bandwidth of ⁇ Hz, then the sampling rate, f samp' is chosen such that f samp ⁇ 2 ⁇ in accordance with the well known Nyquist criterion for sampled signals.
  • the total filter length N is
  • the filter is then constructed from a set of adaptively- derived segments, such that the frequency resolution varies as a function of frequency.
  • segment is used here instead of "band” to differentiate the method of the present invention from that of
  • the filter may then be implemented in a conventional FIR filter structure, or in a preferred embodiment, as a parallel structure which exploits the special time-frequency relationship inherent in the coefficients, as discussed below and shown in Figure 7.
  • the table below illustrates the relationships between the various parameter of adaptation for the most general case.
  • the segment i is defined in terms of frequency range and resolution, and those parameters determine minimum values for the segment adaptation length p i , total length n i , and the sampling frequency f isamp .
  • the segment adaptation length p i is determined as follows:
  • n 0 coefficients of the first segment are set to zero, as shown in Figure 3a.
  • n 0 is equal to p 0 in the first segment adapted.
  • the coefficients are adapted according to any chosen adaptive algorithm, operating on input data sampled at the appropriate sample rate fosamp ' Tne resulting nn coefficients, shown in Figure 3b, comprise the first segment.
  • the filter is then interpolated by a factor L to length n 1 and scaled, forming the n 1 total filter coefficients at that stage, comprising the p 1 coefficients to be
  • the second segment consists of the first p 1 values readapted according to the chosen algorithm, this time with input data obtained at L times the
  • the Analog to Digital converter oversample the data by a factor of two, the resulting digitized samples processed through a half band filter and decimated by a factor of 2, with the output used by the adaptive filter. This is shown schematically in Figure 4. If the adaptation procedure is being performed in non-real time using previously sampled and stored data, then the data may be sampled at the higher rate and post processed in a similar manner to obtain equivalent results.
  • the length of the sampled data sequences which are processed by the filter during adaptation must be sufficient to allow the filter to converge for the given filter length chosen adaptation algorithm.
  • the convergence factor K is initially chosen to be near its maximum allowable value for stable behavior, a value which can be calculated from the total energy in the signal and the number of adapting coefficients in the filter using well-known relationships. Then, in order to minimize misadjustment, K is scaled by a constant less than but very close to 1.0 after each sampling interval. When the value of K becomes small enough that adaptation of the coefficients essentially ceases, then the process may be terminated, and the adapted filter coefficients used as the results of the current segment.
  • the adaptation is performed in non-real time using stored samples, a significant savings in memory may be achieved if a minimum data set is initially sampled and stored, then cycled through repeatedly while the convergence constant is reduced as described above.
  • the data sample size should be at least twice the total filter length n i of the segment being adapted.
  • test signal When the filter is used in the embodiment of an equalizer, the test signal must be chosen carefully so that a correct inverse filter can be generated.
  • the test signal must have a white spectrum and be uncorrelated, and in particular, this property should be ensured in a finite number of samples.
  • This can be achieved by using a maximum length sequence, or preferably obtained by creating a sequence with the desired properties using an inverse Fourier Transform method.
  • the magnitude of the frequency transform will be specified, and the phase component of the transform will be generated from a sequence of random numbers between + ⁇ and - ⁇ .
  • the real part of the transform is made symmetric about 0, and the imaginary part anti-symmetric.
  • an inverse transform to this data, such as is available using well known Fast Fourier Transform techniques, a time domain signal which is a power of 2 in length and has the desired spectral properties will be generated.
  • a further advantage of using such a method is its ability to generate any arbitrary spectral shape, which can be used to
  • test signal noise to have the inverse characteristic other than white, specifically that of the desired post equalization spectrum.
  • sample-by-sample adaptive algorithms such as the LMS never actually achieve the optimal solution for the coefficients at any given sampling interval, but rather do so only in the mean, performance may be improved by obtaining the mean using the following processing steps.
  • R additional samples are processed with a value of K several times greater than its final previous value.
  • the filter coefficients are copied from the adaptive filter and added into a suitable external memory array for the purposes of averaging.
  • the coefficient sums in the memory array are each divided by R to obtain their average value, and these are then used as the coefficient results of the current segment.
  • filter coefficients are obtained from the adaptation of the current segment, they must be further processed in order to be used as initial conditions for the next segment of the filter.
  • L 2 (half- band case) as noted earlier.
  • the lowpass interpolation filter may be designed using any of the well-known techniques for designing FIR filters. A particularly straightforward method is that of the window-function technique, described in most texts on digital filter design. For this application, the length of the
  • interpolating filter M must be odd and the quantity (M- 1)/(2L) an integer in order for the interpolation filter delay to be removed.
  • M interpolation filter delay
  • Interpolation of the segment filter coefficients is accomplished by inserting (L-1) zero value coefficients between each of the original coefficients, and appending [(M-1J/2] - 1 zeroes to the end, then convolving the resulting Ln i + [(M-1)/2]-1 coefficients with the M lowpass filter coefficients.
  • the resulting filter coefficients represent a filter which has the identical frequency response of the original filter in the lower 1/L part of its band, and a low pass characteristic above.
  • the interpolated and scaled filter coefficients are then used as the initial condition for the next stage of adaptation. It is at this step that restrictions are imposed on the filter in order to control resolution. For the case of segment 1, by constraining the filter to adapt only the first pi coefficients, and keeping the remaining [n 1 - p 1 ] coefficients constant at the
  • the adaptation process essentially converts the lowpass characteristic of the initial filter
  • FIG. 6 is an example of a filter adapted in the manner described above.
  • the desired high frequency resolution is rather broad, and can be obtained with a relatively short filter.
  • a longer filter is required, but since the additional
  • approximately half of the filter coefficients can be associated exclusively with the first segment.
  • the filter can be decomposed into a bank of parallel filters, each of which is related to a segment of the original filter.
  • S j are the p j coefficients adapted during segment j
  • S j - 1 are the remaining (p j -1 - n j ) adapted during segment j-1, and so on. Due to the manner in which each segment has been adapted and the structure of this implementation, each branch is band limited and delayed relative to the branch above it in the diagram. It is therefore possible to implement each branch at a
  • resulting filter response are necessarily introduced due to the fact that the delay and phase shift introduced by the decimation and interpolation process cannot be removed and are not related in any way to the filter response being implemented.
  • Figure 8 shows a two stage multi-rate
  • Figure 9 shows a three-stage implementation. As will be obvious to those skilled in the art, further extensions to greater than three stages may be desirable as a means of further reducing the computational load in real time applications and can be accomplished by extension of this technique.
  • FIG. 10 shows the response to be equalized
  • Figures 11 and 12 show the filter impulse and frequency response, respectively, for a 320 coefficient filter using conventional (i.e. single step) LMS adaptation.
  • the filter has a
  • Figure 13 and 14 show the results of a 4 segment
  • segment is # adaptive taps resolution freg. range

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Abstract

An adaptive filter includes a memory (52) for storing test signals and is down loaded from a host computer via an optional interfacing device (54). A memory (56) is used for storing signals during processing. A clock (58) operates at a frequency which is a multiple of the desired system sampling frequencies. A program divider (60) generates various sampling frequencies from the clock (58). A digital signal processor (62) controls the operation of the system. Secondary digital signal processors (64) operate in parallel to provide the necessary computational power. A sigma-delta type analog to digital converter (66) operating at various sampling frequencies is connected to the input of the processor (62). A digital to analog converter (68) including an interpolation filter is connected to the output of the processor (62). A Bessel type low pass filter (70) is used to remove the high frequency components from the output signal.

Description

SYSTEM AND METHOD OF PRODUCING ADAPTIVE FIR DIGITAL FILTER WITH NON-LINEAR FREQUENCY RESOLUTION
BACKGROUND OF THE INVENTION
The present invention relates to a filtering system and more particularly to an equalization system and method for utilizing adaptive digital filters with non-linear frequency resolution.
Quality audio products are designed with the goal of reproducing as accurately as possible at the
listener's ears the acoustic signal originally recorded or broadcast. Yet despite the many improvements that have been made in audio technology in the past several years, there still remains at least one major obstacle to achieving that goal.
Room boundaries can have a significant effect on the sound radiated by a loudspeaker and eventually perceived by the listener. Reflections off walls and furniture combine at the listener's ears in a complex manner such that the various frequency components in the music are unbalanced, influencing the sound to a greater extent than any other component in the system. The problem is difficult to deal with because the extent of the problem can only be assessed by making a measurement of the system at the exact listening position.
A solution to the problem is to use adaptive digital filters to develop inverse filters for the loudspeaker/room response. The invertability of these system responses has been studied and numerous solutions have been proposed. Several of these solutions involve frequency domain transform techniques to design finite impulse response ("FIR") filters. Various
configurations of time domain adaptive FIR filters have also been developed. Although adaptive infinite impulse response ("IIR") filters are also applicable, problems of convergence and stability generally make them less practical. In most systems using inverse filters for
equalization, one or more loudspeakers are located in a small to medium sized room such as a studio control room or domestic living room. During a separate calibration mode, a test signal is output through a loudspeaker and received at a microphone, located near, but by necessity not coincident to, the location of the listener's ears. Inverse filter coefficients are then generated from the measured transfer function. These coefficients are then transferred to a fixed digital filter for use in the playback mode, at which time the system processes the audio source material in real time.
Frequency response anomalies in a room are the results of the reinforcement and cancellation which occur when sound waves from various sources (i.e., direct and reflected) add together in and out of phase. It has been found that the average distance between pressure maxima in a room is about 0.9 times the
wavelength. It follows that the level of high frequency sounds, with short wavelengths, will vary significantly between nearby points, while that of the longer
wavelength low frequencies will be less position
sensitive.
This issue is generally ignored in applying
equalization, but becomes extremely important as the resolution and accuracy of the inverse correction filter improves. Since a listener must use two ears, generally separated by about 20 cm, it is not physically possible to provide perfect equalization across the full audio band at both ears simultaneously. This clearly suggests that while low frequencies may be corrected quite accurately, higher frequencies must be treated
differently.
To further complicate the issue, the auditory system has the ability to discriminate direct sound from later reflections, as well as the ability to detect the direction from which a sound is coming. It also perceives tones on a logarithmic frequency scale, rather than the linear range in which adaptive filters operate. While the ability to generate very accurate equalization filters is one of the goals of the known adaptive systems, i.e., minimize an error in the least mean squared sense, it is not necessarily correct from psychoacoustic criteria.
From the above discussions, it is clear that improvements over the current state of the art require a means for more effectively controlling filter accuracy as a function of frequency and space. Existing
techniques approach the problem by either controlling the resolution of the filter directly, as in U.S. Patent No. 4,628,530 to Philips, or with a multi-band approach, using high resolution digital filters for low
frequencies, and low resolution analog or digital filters at high frequencies. Current means of
implementing this multi-band approach require that the signal to be equalized be split into two or more
frequency bands and operated on by parallel filters.
This has several disadvantages. First, since there is no interaction between the filters in the various bands, it makes the adaptation of the filters difficult.
Secondly, the additional processing steps of band splitting and recombination distort the signal and introduce noise into the system.
Referring to Figure 1, the basic structure of a known adaptive FIR filter is shown. The output of the filter y(n) is the linear combination of current and delayed signal values x(n-i) scaled by the filter coefficients ai, where 0 ≤ i ≤ N - 1, with N being the number of signal values, i.e. y(n) = a0x(n) + a1x(n-1) + . . . + aN-1 x(n-N+1)
The filter coefficients an to aN-1 are updated based on an error signal e(n), which is the difference between the filter's output y(n) and a reference signal d(n). Any known method may be used for performing this update including those described in "Adaptive Signal Processing", edited by L.H. Sibul, 1987 IEEE Press, New York. Such known methods typically attempt to minimize some function of the error signal e(n). The coefficient update equation for the LMS algorithm is (with K being the convergence factor): ai(n + 1) = ai(n) + K e(n) x(n-i)
By choosing an appropriate input and reference signal, this technique can be used to adaptively design digital filters with responses matched to the given signals.
Figure 2 illustrates a predictive filter structure used for equalization, which is described in U.S. Patent No. 4,458,362 issued to Berkovitz et al. Here the filter A(n) is updated based on the error between the current input signal sample and its predicted value y(n). If x(n) is the output of a system driven by a "white" sequence, it can be shown that the resulting filter is an inverse of the system response, with properties suitable for use as an equalizer.
A digital filter's frequency resolution is directly proportional to its length. If we define resolution to be the minimum 3 dB feature bandwidth, and assume that an adapted FIR filter represents a rectangularly
windowed version of an optimal Infinite Impulse Response (IIR) filter, then fres = 0.89 x fs/N where fres is the resolution in Hertz, fs is the
sampling frequency in Hertz, and N is the total number of FIR filter coefficients.
For high quality audio applications, a common sampling frequency is 44,100 Hz. For the filter to have better than 20 Hz resolution, which would be needed for satisfactory equalization at low frequencies, N must be greater than 1960. However, in typical audio
applications, this resolution is required only at very low frequencies, which is a small fraction of the total signal bandwidth fs/2. For most adaptive algorithms such a long filter introduces computational
difficulties. In the case of algorithms such as the LMS, the problem is one of convergence and
"misadjustment" due to algorithm noise. This leads to a significant disparity between the adaptive filter and the theoretical optimal filter.
It is therefore a principal object of the present invention to provide inverse filters whose accuracy can be controlled as a function of frequency.
An additional object of this invention is to provide a method for accurately adapting an FIR filter when a large number of filter taps are required to obtain adequate frequency resolution.
Yet another object of this invention is to provide an efficient means for implementing long FIR filters which do not introduce amplitude or phase distortions into the response by band splitting and recombination.
SUMMARY OF THE INVENTION
The system and method of the present invention provides a means for designing a single fixed FIR filter adaptively from measured data, in a manner whereby the filter's frequency and time resolution can be
controlled. The resulting filter exhibits properties which allow it to be efficiently implemented in various multi-rate configurations.
The system and method of the present invention exploits several properties of FIR filters to solve the problems associated with prior art systems. The
underlying principle is the duality which exists between the time and frequency responses, i.e., narrow time domain events have broad frequency domain components, while narrow frequency domain features are
correspondingly long time domain events. Specifically, the system and method produce an FIR filter with high resolution at low frequencies by having a large number of coefficients, but reduces resolution at higher frequencies by allowing only a fraction of the
coefficients to adapt to the high frequency part of the signal. This is accomplished by using a multi-rate, segmented adaptation procedure, such that resolution and bandwidth are controlled independently at each stage. If desired, the resulting filter can be made to
approximate constant Q resolution. In addition, by adapting only a short part of the filter at a time, misadjustment is minimized.
These and other features and objects of the present invention will be more fully understood from the
following detailed description which should be read in light of the accompanying drawings in which
corresponding reference numerals refer to corresponding parts throughout the several views.
BRIEF DESCRIPTION OF THE DRAWINGS
Fig. 1 is a schematic view of an adaptive FIR filter.
Fig. 2 is a schematic view of a linear predictor equalizer.
Fig. 3(a)-3(d) are graphs of time domain and corresponding frequency domain results from operation of the method of the present invention.
Fig. 4 is a schmatic diagram showing the steps in the removal of the sampling artifacts from data.
Fig. 5 is a schmatic diagram of an adaptive FIR filter of the present invention.
Fig. 6 is an impulse response of an equalization filter using the system and method of the present invention. Fig. 7 is a parallel implementation of the filter of the present invention.
Fig. 8 is a two stage multi rate implementation of the filter of the present invention.
Fig. 9 is a schmatic diagram of a three stage multi rate implementation of the filter of the present
invention.
Fig. 10 is a graph of the band-limited loudspeaker/ room response for which equalization is to be adapted using the system and method of the present invention.
Fig. 11 is a graph showing the impulse response of a 320 coefficient Equalization filter adapted using a conventional LMS approach.
Fig. 12 is a graph showing frequency response of the filter whose time response is shown in Fig. 11.
Fig. 13 is a graph of the impulse response of a 320 coefficient Equalization filter using the system and method of the present invention.
Fig. 14 is a graph of the frequency response of the filter whose time response is shown in Fig. 13.
Fig. 15 is a flow chart for the method of the present invention performing half band processing.
Fig. 16 is a schmatic diagram of the components of the present invention.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
The basic principle set forth in the description that follows is the segmentation of an adaptive filter in both the time and frequency domains for the purpose of controlling the resolution of the resulting filter. This is accomplished by sequentially adapting portions of the final filter to data at different sampling rates, and using interpolation techniques to make the
transition between different rates. The method is meant to be applied where adaptive filtering techniques are used to design time-invariant filters from measured data, such as equalizers. For purposes of illustration, the system and method of the present invention will be described in an
embodiment using the LMS adaptive algorithm in a
predictive equalization filter configuration. Those skilled in the art will recognize that the technique can be applied to other filter configurations and adaptive algorithms in a straightforward extensions of the basic principles involved. The method as described requires several operations to be performed sequentially, but except for the sampling of signals, they need not be performed in real time. In the preferred embodiment, half-band decimation and interpolation are used when discussion sampling rate conversions, since these lend themselves well to producing the quasi-constant-Q resolution desired. However, any other integer or non- integer ratio can be equally applicable, and is not meant to be excluded from other embodiments.
Referring now to Figure 16, the embodiment of the hardware used to implement the adaptive filter and method of the present invention will now be described. A ROM or RAM 52 is used for storing test signals and is down loaded., from a host computer (not shown). A signal RAM 56 is used for storing signals during processing and a suitable RAM would be the Motorola MCM 6164. A clock 58 operates at a frequency which is a multiple of the desired system sampling frequencies and a program divider 60 generates various sampling frequencies from the clock 58. A digital signal processing microcomputer 62 controls the operation of the system of the present invention by executing various signal processing
operations, control and input output functions. Example of a suitable digital signal processor is the Motorola DSP 56001. Secondary digital signal processors 64 operate in parallel to provide the necessary
computational power and a suitable processor would be the Motorola DSP 56200. A Sigma-Delta type analog digital converter 66 operates at various sampling frequencies and an antiliasing filter and sample and hold circuit are an inherent part of the Sigma-Delta design and a suitable device can be obtained from
Motorola under the designation 56ADC16. A digital to analog conversion system 68 includes a digital
interpolation filter such as the Philips NPC5803 and the Analog Devices AD1864. A Bessel type low pass filter 70 is used to remove the high frequency components from the output signal. An optional interface 54 to the host computer 62 may also be used.
The system and method operate as follows. Given that the equalization filter is to operate over a total bandwidth of Ω Hz, then the sampling rate, fsamp' is chosen such that fsamp ≥ 2 Ω in accordance with the well known Nyquist criterion for sampled signals. The total filter length N is
determined by the minimum desired low frequency
resolution, fores of the filter according to the
relationship:
N = (0.89 x fsamp)/f0res
The filter is then constructed from a set of adaptively- derived segments, such that the frequency resolution varies as a function of frequency. The term "segment" is used here instead of "band" to differentiate the method of the present invention from that of
conventional frequency band splitting, since the present filter is being limited in both the time and frequency domains. The filter may then be implemented in a conventional FIR filter structure, or in a preferred embodiment, as a parallel structure which exploits the special time-frequency relationship inherent in the coefficients, as discussed below and shown in Figure 7. The table below illustrates the relationships between the various parameter of adaptation for the most general case.
Frequency Sampling Segment Combined Resolu-
Segment Range Frequency Length Length tion
0 0 to f1 Hz 2f1 Hz p0 n0 f0res
1 f1 to f2 Hz 2f2 Hz p1 n1 f1res
2 f2 to f3 Hz 2f3 Hz p2 n2 f2res : : : : : :
i fi to fi+1 fisamp Hz pi ni fires
: : : : : :
j fj to fsamp/2 fsamp pj nj fjres
The segment i is defined in terms of frequency range and resolution, and those parameters determine minimum values for the segment adaptation length pi, total length ni, and the sampling frequency fisamp. The segment adaptation length pi is determined as follows:
pi
Figure imgf000012_0001
Note that for ease of implementation, each
intermediate sampling frequency should be an integer submultiple of fsamp. Further computational efficiency can be achieved by using half-band processing at each stage, which results in the parameter relationships shown in the following table. Seg. Frequency Sampling Segment Combined Resolution___ Range Frequency Length Length
0 0 to fsamp/2J+1 fsamp/2J p0 n0 f0res
1 fsamp/2J+1to fsamp/2J fsamp/2J-1 p1 2n0 f1res
2 fsamp/2J to fsamp/2J+1 fsamp/2J+2 p2 4n0 f2res : : : : : : :
J fsamp/4 to fsamp/2 fsamp pJ 2Jn0 fJres Briefly, the following steps are involved in the adaptation process. Both the time domain and
corresponding frequency domain results for these steps are shown graphically in Figures 3a - 3d. In the first step, all n0 coefficients of the first segment are set to zero, as shown in Figure 3a. Typically, n0 is equal to p0 in the first segment adapted. The coefficients are adapted according to any chosen adaptive algorithm, operating on input data sampled at the appropriate sample rate fosamp' Tne resulting nn coefficients, shown in Figure 3b, comprise the first segment. The filter is then interpolated by a factor L to length n1 and scaled, forming the n1 total filter coefficients at that stage, comprising the p1 coefficients to be
readapted, plus the interpolated tail representing the lower frequency response of resolution f0res, as shown in Figure 3c. The second segment consists of the first p1 values readapted according to the chosen algorithm, this time with input data obtained at L times the
previous sample rate. The results of this are shown in Figure 3d. Subsequent segments are obtained by
repeating this sequence of basic operations; the entire adaptive process is described below in more detail for the half-band case following the discussion of several related issues. For all segments but the last, it is necessary that the sampled data be free of artifacts such as DC bias introduced by the analog to digital converter, and other sampling related artifacts which would not appear if the signal is sampled at the fsamp rate. One such important artifact is caused by the antialiasing filters in the Analog to Digital converters. This introduces an attenuation of the high frequency signal content of the band and a corresponding phase shift. It must not be present in the data used by the adaptive filter, because the filter will adapt to those characteristics and consequently be in error in subsequent segments, where such artifacts are not present. If the adaptation is performed in real time, then it is necessary that the Analog to Digital converter oversample the data by a factor of two, the resulting digitized samples processed through a half band filter and decimated by a factor of 2, with the output used by the adaptive filter. This is shown schematically in Figure 4. If the adaptation procedure is being performed in non-real time using previously sampled and stored data, then the data may be sampled at the higher rate and post processed in a similar manner to obtain equivalent results.
The length of the sampled data sequences which are processed by the filter during adaptation must be sufficient to allow the filter to converge for the given filter length chosen adaptation algorithm. The
parameters which affect this are algorithm specific, but well known to those skilled in the art. For the example described here using the LMS algorithm, the convergence factor K is initially chosen to be near its maximum allowable value for stable behavior, a value which can be calculated from the total energy in the signal and the number of adapting coefficients in the filter using well-known relationships. Then, in order to minimize misadjustment, K is scaled by a constant less than but very close to 1.0 after each sampling interval. When the value of K becomes small enough that adaptation of the coefficients essentially ceases, then the process may be terminated, and the adapted filter coefficients used as the results of the current segment. If the adaptation is performed in non-real time using stored samples, a significant savings in memory may be achieved if a minimum data set is initially sampled and stored, then cycled through repeatedly while the convergence constant is reduced as described above. In this case the data sample size should be at least twice the total filter length ni of the segment being adapted.
When the filter is used in the embodiment of an equalizer, the test signal must be chosen carefully so that a correct inverse filter can be generated.
Specifically, the test signal must have a white spectrum and be uncorrelated, and in particular, this property should be ensured in a finite number of samples. This can be achieved by using a maximum length sequence, or preferably obtained by creating a sequence with the desired properties using an inverse Fourier Transform method. In this latter method, the magnitude of the frequency transform will be specified, and the phase component of the transform will be generated from a sequence of random numbers between +π and - π . In order to generate a real function, the real part of the transform is made symmetric about 0, and the imaginary part anti-symmetric. By applying an inverse transform to this data, such as is available using well known Fast Fourier Transform techniques, a time domain signal which is a power of 2 in length and has the desired spectral properties will be generated. A further advantage of using such a method is its ability to generate any arbitrary spectral shape, which can be used to
superimpose a desired spectral shape on the equalization filter. This is accomplished by designing the test signal noise to have the inverse characteristic other than white, specifically that of the desired post equalization spectrum.
Since sample-by-sample adaptive algorithms such as the LMS never actually achieve the optimal solution for the coefficients at any given sampling interval, but rather do so only in the mean, performance may be improved by obtaining the mean using the following processing steps. Once algorithm convergence has been achieved, R additional samples are processed with a value of K several times greater than its final previous value. After each of the samples are processed and coefficients updated in the chosen manner, the filter coefficients are copied from the adaptive filter and added into a suitable external memory array for the purposes of averaging. After all R samples have been processed, the coefficient sums in the memory array are each divided by R to obtain their average value, and these are then used as the coefficient results of the current segment.
Once filter coefficients are obtained from the adaptation of the current segment, they must be further processed in order to be used as initial conditions for the next segment of the filter. First the coefficients are interpolated to the new sampling rate f2 = L x f1 using well known techniques employing linear phase FIR low pass filters with normalized cutoff frequency of π/L and unity passband gain. For this example L = 2 (half- band case) as noted earlier. The lowpass interpolation filter may be designed using any of the well-known techniques for designing FIR filters. A particularly straightforward method is that of the window-function technique, described in most texts on digital filter design. For this application, the length of the
interpolating filter M must be odd and the quantity (M- 1)/(2L) an integer in order for the interpolation filter delay to be removed. Examples of typical values for M are 41, 61 and 253 for L = 2.
Interpolation of the segment filter coefficients is accomplished by inserting (L-1) zero value coefficients between each of the original coefficients, and appending [(M-1J/2] - 1 zeroes to the end, then convolving the resulting Lni + [(M-1)/2]-1 coefficients with the M lowpass filter coefficients. The first [(M-1)/2]-1 samples of the results, representing the interpolation filter delay, are then removed, resulting in a new filter of length ni+1 = Ln1 and sampling rate Lfi+1 Hz. The resulting filter coefficients represent a filter which has the identical frequency response of the original filter in the lower 1/L part of its band, and a low pass characteristic above.
Since each segment is adapted independently and without knowledge of subsequent segments, and in
particular the relative spectral balance between
segments, it is necessary to scale the interpolated coefficients before using them in the next segment in order to allow proper gain relationships to be
established during adaptation. This is accomplished by multiplying each of the interpolated coefficients by a gain factor G ≤ 1.0. In the simplest implementation, this can be a fixed constant for all segments. For the case of the predictive equalizer of this example, a value of 0.9 has been empirically found to yield good results.
An analysis of the spectral matching properties of adaptive linear predictive filters shows that the gain term is proportional to the mean-square value of the prediction error. This leads to a more robust method of determining G for each segment, although it requires additional computations. In this method, G is computed as the ratio of the mean-square prediction error to that of the mean-square signal value for the segment about to be adapted. Referring to Figure 2. G =
Figure imgf000018_0001
These values can be obtained by processing sampled data for the next segment i through the predictive equalizer at the sampling rate fisamp Hz, using the interpolated but unsealed filter coefficients from the i-1 segment. Again referring to Figure 2, samples of the unfiltered data x(n) are used in computing the mean-squared value of the input signal, while values of e(n) are used to compute the mean-square value of the prediction error.
The interpolated and scaled filter coefficients are then used as the initial condition for the next stage of adaptation. It is at this step that restrictions are imposed on the filter in order to control resolution. For the case of segment 1, by constraining the filter to adapt only the first pi coefficients, and keeping the remaining [n1 - p1] coefficients constant at the
interpolated and scaled values, the filter's resolution in the frequency band f1 to f2 is limited to f1res = 1.78f2/p1. The adaptation process essentially converts the lowpass characteristic of the initial filter
coefficients into the desired characteristic within that band, as is shown in Figure 3. This stage of the process can be considered to be equivalent to an
adaptive filter of pi coefficients in cascade with a fixed FIR filter whose first p1 coefficients are 0 and remaining [ n1 - p1] are those of the interpolated filter. This is shown schematically in Figure 5.
Viewed in this manner, other configurations leading to the same results can be developed. Because the actual number of coefficients adapted during each segment remains relatively small, algorithm misadjustment is minimized, as are other computational complexities associated with a large number of adaptive coefficients. The adaptation, interpolation and scaling steps are repeated for each of the remaining segments, with the resolution at each stage being controlled by limiting adaptation to only the first pk coefficients. For the final segment, adapted at the sampling rate fsamp' the coefficients resulting from the adaptation process are neither interpolated nor scaled, and become the final results of the procedure.
The filter which results from this process has unique properties which can be exploited to reduce the computational requirements of implementing the filter in real time. Figure 6 is an example of a filter adapted in the manner described above. Generally, the desired high frequency resolution is rather broad, and can be obtained with a relatively short filter. To obtain the desired high resolution at lower frequencies, a longer filter is required, but since the additional
coefficients were adapted at rates less than the
sampling frequency, they consequently can be implemented at lower rates. As can be seen, only the first pj coefficients, representing the last segment adapted, have any frequency content between fj and fsamp/2, and consequently affect the response of the filter in that frequency range. The remaining N - pj coefficients effect only the frequency range below fj. The same can be seen for each of the adapted segments. It is
important to note that because of the J-1 stages of interpolation undergone by the first segment,
approximately half of the filter coefficients can be associated exclusively with the first segment.
Alternatively, the filter can be decomposed into a bank of parallel filters, each of which is related to a segment of the original filter. Referring to Figure 7, Sj are the pj coefficients adapted during segment j, Sj- 1 are the remaining (pj-1 - nj) adapted during segment j-1, and so on. Due to the manner in which each segment has been adapted and the structure of this implementation, each branch is band limited and delayed relative to the branch above it in the diagram. It is therefore possible to implement each branch at a
correspondingly lower sampling rate than its
predecessor. Furthermore, the required delay can be obtained as a natural consequence of the decimation and interpolation process. It is therefore possible to implement the segmented filter using a multi-rate hardware system, and most importantly, obtain the same filter response as would be achieved by the single direct form filter operating at the fsamp. This is a major improvement over prior art methods of multi-rate filter implementation, where compromises in the
resulting filter response are necessarily introduced due to the fact that the delay and phase shift introduced by the decimation and interpolation process cannot be removed and are not related in any way to the filter response being implemented.
Figure 8 shows a two stage multi-rate
implementation of this kind. By properly designing the decimation and interpolation filters such that the sum of their delays Δ1 + Δ2 equals Δ0 plus the required delay pj, it is possible to exactly duplicate the impulse and frequency response of the original filter. Further savings are possible by extending this procedure further into a multi-stage implementation. Figure 9 shows a three-stage implementation. As will be obvious to those skilled in the art, further extensions to greater than three stages may be desirable as a means of further reducing the computational load in real time applications and can be accomplished by extension of this technique.
The choice of lowpass filter characteristics will determine the amount of aliasing noise and distortion which is introduced by this multi-rate processing. For critical systems, such as audio equalizers, those skilled in the art will recognize the tradeoffs involved between filter length, transition band width, and stopband attenuation.
The following example shows the results of the described method in adapting a loudspeaker/room
equalizer of the type shown in Fig. 2. Figure 10 shows the response to be equalized, and Figures 11 and 12 show the filter impulse and frequency response, respectively, for a 320 coefficient filter using conventional (i.e. single step) LMS adaptation. The filter has a
resolution of approximately 15 Hz throughout the band. Figure 13 and 14 show the results of a 4 segment
adaptation using the method of the present invention. The parameters at each stage are given below, and are given for example only and not meant to represent any preferred implementation. segment is # adaptive taps resolution freg. range
0 689 Hz 40 15.3 Hz 0 to 345 Hz
1 1378 Hz 10 122.6 Hz 345 to 689 Hz
2 2756 Hz 10 245.3 Hz 689 to 1378 Hz
3 5512 Hz 20 245.3 Hz 1378 to 2756 Hz
While the foregoing invention has been described with reference to the preferred embodiments, various alterations and modifications will occur to those
skilled in the art. All such alterations and
modifications are intended to fall within the scope of the appended claims.

Claims

What is claimed is:
1. A method of controlling filter accuracy of an adaptive digital filter, said method comprising the steps of:
a) selecting a bandwidth over which equalization is to be performed;
b) selecting a filter length for a desired low frequency resolution of said filter;
c) initializing the adaptive filter by setting all filter coefficients to zero, selecting an initial filter length n0 which is adapted at a chosen subrate of 2fi Hz where fi is the upper limit of a frequency range over which equalization is performed;
d) interpolating said filter coefficients by a ratio of f=fi+1/fi using a linear phase low pass filter with a normalized cutoff frequency of π/L;
e) convolving the interpolated coefficients with low pass filter coefficients and removing coefficients representing the interpolation filter delay to provide a new filter length ni+1 = L ni;
f) setting the filter coefficients equal to the interpolated coefficients and repeating steps (d) through (f) using a subrate of fi+1 Hz where fi+1 is L times fi for each of the selected subrates.
2. The method of controlling filter accuracy of an adaptive digital filter of claim 1 wherein such digital filter is used for equalization purposes.
3. The method of controlling filter accuracy of an adaptive digital filter of claim 1 wherein said filter coefficients are adapted using an LMS adaptive filtering algorithm.
4. An adaptive digital filter having a
controllable filter accuracy, said filter comprising: a) means for selecting a bandwidth over which equalization is to be performed;
b) means for selecting a filter length for a desired low frequency resolution of said filter;
c) means for initializing the adaptive filter by setting all filter coefficients to zero, and for selecting an initial filter length n0 which is adapted at a chosen subrate of 2fi Hz where fi is the upper limit of a frequency range over which equalization is performed;
d) means for interpolating said filter
coefficients by a ratio of f=fi+1/fi using a linear phase low pass filter with a normalized cutoff frequency of π/L;
e) means for convolving the interpolated
coefficients with low pass filter coefficients and for removing coefficients representing the interpolation filter delay to provide a new filter length ni+1 = L ni; f) means for setting the filter coefficients equal to the interpolated coefficients and for repeating steps (d) through (f) using a subrate of fi+1 Hz where fi+1 is L times fi for each of the selected subrates.
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