US8287776B2 - Preparation of a photochromic ink - Google Patents

Preparation of a photochromic ink Download PDF

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US8287776B2
US8287776B2 US13/141,718 US200913141718A US8287776B2 US 8287776 B2 US8287776 B2 US 8287776B2 US 200913141718 A US200913141718 A US 200913141718A US 8287776 B2 US8287776 B2 US 8287776B2
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hydrogen
alkyl
phenyl
spiropyran
alkoxy
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US20110297898A1 (en
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Marc Maurer
Max Hügin
Thomas Raimann
Leonhard Feiler
Bruno Inderbitzin
André Fuchs
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BASF SE
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BASF SE
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    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09KMATERIALS FOR MISCELLANEOUS APPLICATIONS, NOT PROVIDED FOR ELSEWHERE
    • C09K9/00Tenebrescent materials, i.e. materials for which the range of wavelengths for energy absorption is changed as a result of excitation by some form of energy
    • C09K9/02Organic tenebrescent materials
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07DHETEROCYCLIC COMPOUNDS
    • C07D471/00Heterocyclic compounds containing nitrogen atoms as the only ring hetero atoms in the condensed system, at least one ring being a six-membered ring with one nitrogen atom, not provided for by groups C07D451/00 - C07D463/00
    • C07D471/02Heterocyclic compounds containing nitrogen atoms as the only ring hetero atoms in the condensed system, at least one ring being a six-membered ring with one nitrogen atom, not provided for by groups C07D451/00 - C07D463/00 in which the condensed system contains two hetero rings
    • C07D471/10Spiro-condensed systems
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07DHETEROCYCLIC COMPOUNDS
    • C07D491/00Heterocyclic compounds containing in the condensed ring system both one or more rings having oxygen atoms as the only ring hetero atoms and one or more rings having nitrogen atoms as the only ring hetero atoms, not provided for by groups C07D451/00 - C07D459/00, C07D463/00, C07D477/00 or C07D489/00
    • C07D491/02Heterocyclic compounds containing in the condensed ring system both one or more rings having oxygen atoms as the only ring hetero atoms and one or more rings having nitrogen atoms as the only ring hetero atoms, not provided for by groups C07D451/00 - C07D459/00, C07D463/00, C07D477/00 or C07D489/00 in which the condensed system contains two hetero rings
    • C07D491/10Spiro-condensed systems
    • C07D491/107Spiro-condensed systems with only one oxygen atom as ring hetero atom in the oxygen-containing ring
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09BORGANIC DYES OR CLOSELY-RELATED COMPOUNDS FOR PRODUCING DYES, e.g. PIGMENTS; MORDANTS; LAKES
    • C09B57/00Other synthetic dyes of known constitution
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09DCOATING COMPOSITIONS, e.g. PAINTS, VARNISHES OR LACQUERS; FILLING PASTES; CHEMICAL PAINT OR INK REMOVERS; INKS; CORRECTING FLUIDS; WOODSTAINS; PASTES OR SOLIDS FOR COLOURING OR PRINTING; USE OF MATERIALS THEREFOR
    • C09D11/00Inks
    • C09D11/02Printing inks
    • C09D11/03Printing inks characterised by features other than the chemical nature of the binder
    • C09D11/037Printing inks characterised by features other than the chemical nature of the binder characterised by the pigment
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09DCOATING COMPOSITIONS, e.g. PAINTS, VARNISHES OR LACQUERS; FILLING PASTES; CHEMICAL PAINT OR INK REMOVERS; INKS; CORRECTING FLUIDS; WOODSTAINS; PASTES OR SOLIDS FOR COLOURING OR PRINTING; USE OF MATERIALS THEREFOR
    • C09D11/00Inks
    • C09D11/50Sympathetic, colour changing or similar inks
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09KMATERIALS FOR MISCELLANEOUS APPLICATIONS, NOT PROVIDED FOR ELSEWHERE
    • C09K2211/00Chemical nature of organic luminescent or tenebrescent compounds
    • C09K2211/10Non-macromolecular compounds
    • C09K2211/1018Heterocyclic compounds
    • C09K2211/1025Heterocyclic compounds characterised by ligands
    • C09K2211/1029Heterocyclic compounds characterised by ligands containing one nitrogen atom as the heteroatom
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09KMATERIALS FOR MISCELLANEOUS APPLICATIONS, NOT PROVIDED FOR ELSEWHERE
    • C09K2211/00Chemical nature of organic luminescent or tenebrescent compounds
    • C09K2211/10Non-macromolecular compounds
    • C09K2211/1018Heterocyclic compounds
    • C09K2211/1025Heterocyclic compounds characterised by ligands
    • C09K2211/1088Heterocyclic compounds characterised by ligands containing oxygen as the only heteroatom
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10TTECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION
    • Y10T436/00Chemistry: analytical and immunological testing
    • Y10T436/14Heterocyclic carbon compound [i.e., O, S, N, Se, Te, as only ring hetero atom]
    • Y10T436/141111Diverse hetero atoms in same or different rings [e.g., alkaloids, opiates, etc.]

Definitions

  • the present invention relates to a photochromic ink, the process for its preparation which is based on a photochromic spiropyran powder obtainable by melting, cooling and crushing, and to a new form of a photochromic spiropyran obtainable thereby.
  • photochromic ink is meant a formulation formed as fluid ink which changes color when exposed to UV light radiation and provides a sufficiently high color density for use in the printing processes.
  • the International Application WO2005075978 (Freshpoint) describes the preparation of solvent-based or water-based printing inks comprising a spiropyran, an acrylate polymer as binder, a solvent or water and additives.
  • the spiropyran is added as finely ground powder.
  • Spiropyrans used for preparing printing inks for time temperature indicators have to be easily dispersible. Therefore a small particle size of the spiropyran is required, for example obtained by intensively milling using standard bead mills.
  • This method has at least two drawbacks. First, the milling operation is a time-intensive process, as long milling times are required to produce small enough particles to enable the formation of a stable dispersion. Second, the milling operation can not be used for all spiropyrans as some spiropyrans irreversibly change their color during milling.
  • a good dispersibility is needed to obtain a high color strength.
  • the use in aqueous and solvent-based systems is desired.
  • the problem underlying the present invention is to reduce the milling time and to prepare an easily activable spiropyran which can be easily converted into a colored spiropyran having a high color strength. “excellent activable” or “easily converted” means that only short exposure to UV light is required.
  • the invention relates to a process to prepare a photochromic ink comprising the steps of
  • the invention further relates to a photochromic ink obtainable according to the process of claim 1 .
  • the invention further relates to a photochromic spiropyran in the form of a powder which, after dispersion in a printing ink, has at least the double color strength than known forms of the same spiropyran, said powder being obtainable by
  • the inventive process allows the preparation of easily activable time temperature indicators in powder form which can be used in various ink formulations.
  • the decomposition temperature of spiropyrans is below 250° C., i.e. all spiropyrans so far tested by the present inventors at least start decomposing below or even far below 250° C.
  • a certain degree, e.g. up to 20%, 30%, 40% or even 50%, of decomposition is acceptable since the gain in color strength by the inventive process more than compensates for the loss of intact spiropyrans by decomposition.
  • some spiropyrans tend to decompose rather rapidly, some even explosively.
  • due care should be taken not to raise the temperature more than is necessary to obtain a complete melt or not to use explosive spiropyrans in the process of the present invention, especially not in larger scale.
  • Spiropyrans which are suitable for being used in the process of the present invention can easily be detected and selected, e.g. by heating an undangerously small amount of them until they melt and watching the decomposition behaviour.
  • the preferred manner of carrying out process step a) above is to heat the spiropyran until it has melted, i.e. to heat it only slightly, e.g. 2, 5 or 10° C. above its melting point which is usually in the range of 140-200° C., especially 150-190° C.
  • heating is continued until melting is complete, i.e. all of the spiropyran has melted, but in order to avoid circumvention of the patent protection the respective patent claim comprises also those modifications of the process wherein only a substantial portion, e.g. 10, 20, 30, 40, 50, 60, 70, 80 or 90 percent (percent), of the spiropyran has melted.
  • the solidified spiropyran is in a transparent form.
  • Solidified is crystalline or semi amorphous.
  • si-amorphous herein means a spiropyran having an intermediate structure of an amorphous structure and a crystalline structure.
  • Cooling means for example, cooling to room temperature or a temperature below room temperature and comprises also shock cooling.
  • Shock cooling is preferably performed by pouring the melt on solid carbon dioxide (also called dry ice or carbon dioxide snow) or into liquid nitrogen whereupon the melt usually splits into tiny pieces.
  • the melting is carried out using any method of heat transfer, for example the melting is formed by heating using an oil bath, by melt extrusion, by radiation, e.g. NIR/IR radiation, heating using a hot air technology, heating by using a cold plasma and the like.
  • the melting is formed by heating using an oil bath, by melt extrusion, by radiation, e.g. NIR/IR radiation, heating using a hot air technology, heating by using a cold plasma and the like.
  • a short heating treatment is preferred to avoid the decomposition of the spiropyrans.
  • Polymeric binders for inks include all polymers known to be used in inks, e.g. homopolymers, copolymers (random or block-copolymers) or mixtures thereof including polymers of acrylic acid or methacrylic acid, acrylates or methacrylates (e.g. methyl acrylate or methyl methacrylate), styrene, acrylamide, vinyl acetate, vinyl alcohol, vinyl chloride, polyurethanes, cellulose nitrate, carboxymethyl cellulose.
  • Preferred is a water-soluble or water-dispersible acrylic polymer.
  • the binder is thus preferably an acrylic binder.
  • Inks contain a variety of additives to eliminate foaming, dispersion of pigments, rheological modifiers, and slip agents.
  • the inks comprise a total content of spiropyran of from 1 to 20% by weight, preferably 1.5-20% by weight, 2-20% by weight, 3-20% by weight based on the total weight of the ink.
  • the spiropyran-dispersed ink composition can be produced by employing various methods which have so far conventionally been known. For example, it can readily be obtained by blending the respective components (binder, additive, spiropyran powder) and mixing and stirring them by means of a stirrer such as a dissolver or mixing and crushing them by means of a ball mill.
  • a stirrer such as a dissolver or mixing and crushing them by means of a ball mill.
  • the spiropyran compound is for example a spiropyran as disclosed (including processes for its manufacture) in WO 2008/083925 A1 or WO 2005075978 A2 (Freshpoint), or a spiropyran as disclosed in the European Application EP08156605 (Ciba), filed May 21, 2008 (corresponding to PCT/EP2009/05564 filed May 11, 2009 and published as WO2009141237 A1), all of which publications are incorporated herein by reference.
  • Phenyl or benzyl Y carrying an is napthyl or napthylmethyl.
  • Y does not carry an annealed benzo ring.
  • the preferred compound has the following formula
  • the spiropyran compounds are molten and re-solidified by cooling to room temperature.
  • the re-solidified spiropyran can easily be dispersed in an ink formulation.
  • the milling time is reduced by factor 5 compared to unmolten spiropyrans.
  • the exposure time of the ink formulation by UV radiation is less (approximately 4-40%, preferably 4-10%) compared to an ink formulation containing an unmolten spiropyran.
  • the basic ink formulation is described below.
  • the printing ink is then applied to a paper using a wiper.
  • the film thickness is approximately 12 ⁇ m.
  • the label obtained is activated using UV light.
  • the Table below shows that the molten and re-solidified spiropyran according to the invention needs only 1/10 of the UV Dosis to reach the same color strength as the unmolten spiropyran.
  • the radiation time is reduced from 2 seconds to 0.2 seconds.
  • L, a and b used in the present text are informal abbreviations of the coordinates of the CIE color space L*, a* and b* and should not be mixed up with the Hunter values L, a and b.
  • L (and L*) define the lightness axis of the CIE color space with 0 meaning black and 100 meaning white; a (and a*) define the location on the red-green axis (positive values are red, negative values are green, and 0 is neutral); and b (and b*) define the location on the blue-yellow axis (positive values are yellow, negative values are blue, and 0 is neutral).
  • the starting color values (uncharged) of the unmolten and the molten spiropyran are slightly different due to a slight discoloration during the melting process.
  • the bleaching kinetic is the same for both products.
  • Example 1 is molten in a glass tube at 171° C. for 5 minutes and further treated according to Example 1.
  • a Collin Teachline extruder E 20 T is heated to 160° C.
  • the extruder is loaded with 500 g of the following spiropyran (LF2807)
  • the spiropyran is molten during the extrusion process and exits out as a high viscous liquid which is then cooled. Glassy plates are formed. The plates are crushed and added to an aqueous based basic ink formulation using a planetary mill (available from Fritsch GmbH, Planetary Fritsch Pulverisette 7) to obtain a printing ink.
  • Step 1) A solution of 2,3,3-trimethylindolenine (5.0 g, 31.4 mmol) and 4-fluorobenzylbromide (3.0 g, 15.7 mmol) in dry toluene 30 ml is stirred overnight at 80-85° C. The mixture is cooled to room temperature, filtered through a glass filter, washed with diethyl ether and dried under reduced pressure. The crude product is dissolved in CH 2 Cl 2 and treated with 5% aqueous NaOH under stirring for 30 minutes.
  • the organic phase is separated, dried over Na 2 SO 4 , passed through a short alumina column in equal parts per volume of hexane-CH 2 Cl 2 and evaporated giving rise to a corresponding free base, which is immediately dissolved in 10 ml ethanol containing a few drops of triethylamine.
  • Step 2 A solution of 1-(4′-fluorobenzyl)-3,3-dimethyl-2-methylene-indoline (2.7 g, 10.0 mmol) and 2-hydroxy-3-methoxy-5-nitrobenzaldehyde (3.6 g, 13.0 mmol) is refluxed in 25 ml ethanol for 2 hours, cooled to room temperature, filtered, triturated with 1% triethylamine (in water), washed with water, crystallized from ethanol, and dried under reduced pressure yielding crystalline LF2807.
  • Crystalline LF2807 is dispersed and milled in 5% loading in the printing ink described above using a perl mill (pulverisette) with zirconium oxide beads (650 rpm) for 10 minutes.
  • Crystalline LF2807 is molten, re-solidified, dispersed and milled in 1% loading in the printing ink described above using a perl mill (pulverisette) with zirconium oxide beads (650 rpm) for 10 minutes.
  • the molten, re-solidified and milled LF2807 exhibits about the same L-value as the unmolten and milled LF2807 (Experiment B) despite the fact that the concentration of the active material in Experiment C is 5 times lower. Therefore the color strength for the molten, re-solidified and milled LF2807 is 500% as compared to the unmolten and milled LF2807 for which the color strength is set as 100%.

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  • Chemical & Material Sciences (AREA)
  • Organic Chemistry (AREA)
  • Engineering & Computer Science (AREA)
  • Materials Engineering (AREA)
  • Life Sciences & Earth Sciences (AREA)
  • Wood Science & Technology (AREA)
  • Chemical Kinetics & Catalysis (AREA)
  • General Chemical & Material Sciences (AREA)
  • Inks, Pencil-Leads, Or Crayons (AREA)
  • Nitrogen Condensed Heterocyclic Rings (AREA)
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Abstract

The present invention relates to a photochromic ink, the process for its preparation which is based on a spiropyran powder obtainable by melting, cooling and crushing, and to a new form of a spiropyran obtainable thereby. Said process to prepare a photochromic ink comprises the steps of a) heating and melting the spiropyran at a temperature below 250 C, b) cooling the melt to obtain a solidified spiropyran, c) crushing the solidified spiropyran to obtain a powder, d) optionally adding the powder to a binder providing the basis for the photochromic ink.

Description

The present invention relates to a photochromic ink, the process for its preparation which is based on a photochromic spiropyran powder obtainable by melting, cooling and crushing, and to a new form of a photochromic spiropyran obtainable thereby.
The use of photochromic inks or dyes is well known. By “photochromic ink” is meant a formulation formed as fluid ink which changes color when exposed to UV light radiation and provides a sufficiently high color density for use in the printing processes.
The International Application WO2005075978 (Freshpoint) describes the preparation of solvent-based or water-based printing inks comprising a spiropyran, an acrylate polymer as binder, a solvent or water and additives. The spiropyran is added as finely ground powder.
Spiropyrans used for preparing printing inks for time temperature indicators have to be easily dispersible. Therefore a small particle size of the spiropyran is required, for example obtained by intensively milling using standard bead mills. This method has at least two drawbacks. First, the milling operation is a time-intensive process, as long milling times are required to produce small enough particles to enable the formation of a stable dispersion. Second, the milling operation can not be used for all spiropyrans as some spiropyrans irreversibly change their color during milling.
A good dispersibility is needed to obtain a high color strength. The use in aqueous and solvent-based systems is desired.
The problem underlying the present invention is to reduce the milling time and to prepare an easily activable spiropyran which can be easily converted into a colored spiropyran having a high color strength. “Easily activable” or “easily converted” means that only short exposure to UV light is required.
It has been found that spiropyrans after melting and re-solidifying show different properties compared to crushed spiropyrans obtained by milling. First, it is possible to combine the spiropyran powder with a basic ink formulation without intensive milling. Second, a very high color strength is obtained after activation with UV light. In order to reach the same color strength milled spiropyrans need a longer exposure time (circa 10 times longer) with UV light than the melted/re-solidified products.
Thus, the invention relates to a process to prepare a photochromic ink comprising the steps of
    • a) heating and melting a spiropyran, i.e. a photochromic spiropyran at a temperature below 250° C., i.e. heating a photochromic spiropyran until it has melted,
    • b) cooling the melt to obtain a solidified spiropyran,
    • c) crushing the solidified spiropyran to obtain a powder,
    • d) optionally adding the powder to a binder providing the basis for the photochromic ink.
The invention further relates to a photochromic ink obtainable according to the process of claim 1.
The invention further relates to a photochromic spiropyran in the form of a powder which, after dispersion in a printing ink, has at least the double color strength than known forms of the same spiropyran, said powder being obtainable by
    • a) heating and melting a photochromic spiropyran at a temperature below 250° C., i.e. carefully heating the spiropyran until it has melted,
    • b) cooling the melt to obtain a solidified spiropyran, and
    • c) crushing the solidified spiropyran to obtain a powder.
The reason for the unique property of the new form of a spiropyran is not entirely clear. It may be due to the particle size. Spiropyrans of similar particle size may e.g. not be accessible by conventional methods due to reaggregation of small particles in the milling operation.
The inventive process allows the preparation of easily activable time temperature indicators in powder form which can be used in various ink formulations.
The decomposition temperature of spiropyrans is below 250° C., i.e. all spiropyrans so far tested by the present inventors at least start decomposing below or even far below 250° C. A certain degree, e.g. up to 20%, 30%, 40% or even 50%, of decomposition is acceptable since the gain in color strength by the inventive process more than compensates for the loss of intact spiropyrans by decomposition. However, some spiropyrans tend to decompose rather rapidly, some even explosively. Hence, due care should be taken not to raise the temperature more than is necessary to obtain a complete melt or not to use explosive spiropyrans in the process of the present invention, especially not in larger scale. Spiropyrans which are suitable for being used in the process of the present invention can easily be detected and selected, e.g. by heating an undangerously small amount of them until they melt and watching the decomposition behaviour.
The preferred manner of carrying out process step a) above is to heat the spiropyran until it has melted, i.e. to heat it only slightly, e.g. 2, 5 or 10° C. above its melting point which is usually in the range of 140-200° C., especially 150-190° C. Preferably, heating is continued until melting is complete, i.e. all of the spiropyran has melted, but in order to avoid circumvention of the patent protection the respective patent claim comprises also those modifications of the process wherein only a substantial portion, e.g. 10, 20, 30, 40, 50, 60, 70, 80 or 90 percent (percent), of the spiropyran has melted.
The solidified spiropyran is in a transparent form.
Solidified is crystalline or semi amorphous. The term “semi-amorphous” herein means a spiropyran having an intermediate structure of an amorphous structure and a crystalline structure.
Cooling means, for example, cooling to room temperature or a temperature below room temperature and comprises also shock cooling. Shock cooling is preferably performed by pouring the melt on solid carbon dioxide (also called dry ice or carbon dioxide snow) or into liquid nitrogen whereupon the melt usually splits into tiny pieces.
The melting is carried out using any method of heat transfer, for example the melting is formed by heating using an oil bath, by melt extrusion, by radiation, e.g. NIR/IR radiation, heating using a hot air technology, heating by using a cold plasma and the like.
A short heating treatment is preferred to avoid the decomposition of the spiropyrans.
Polymeric binders for inks include all polymers known to be used in inks, e.g. homopolymers, copolymers (random or block-copolymers) or mixtures thereof including polymers of acrylic acid or methacrylic acid, acrylates or methacrylates (e.g. methyl acrylate or methyl methacrylate), styrene, acrylamide, vinyl acetate, vinyl alcohol, vinyl chloride, polyurethanes, cellulose nitrate, carboxymethyl cellulose. Preferred is a water-soluble or water-dispersible acrylic polymer. The binder is thus preferably an acrylic binder.
Inks contain a variety of additives to eliminate foaming, dispersion of pigments, rheological modifiers, and slip agents.
The inks comprise a total content of spiropyran of from 1 to 20% by weight, preferably 1.5-20% by weight, 2-20% by weight, 3-20% by weight based on the total weight of the ink.
The spiropyran-dispersed ink composition can be produced by employing various methods which have so far conventionally been known. For example, it can readily be obtained by blending the respective components (binder, additive, spiropyran powder) and mixing and stirring them by means of a stirrer such as a dissolver or mixing and crushing them by means of a ball mill.
The spiropyran compound is for example a spiropyran as disclosed (including processes for its manufacture) in WO 2008/083925 A1 or WO 2005075978 A2 (Freshpoint), or a spiropyran as disclosed in the European Application EP08156605 (Ciba), filed May 21, 2008 (corresponding to PCT/EP2009/05564 filed May 11, 2009 and published as WO2009141237 A1), all of which publications are incorporated herein by reference.
This is especially a spiropyran derivative of formula I:
Figure US08287776-20121016-C00001

wherein
  • R1 is hydrogen, —C1-C18 alkoxy, —C1-C18 alkylthio, halogen, —C1-C18 alkyl, —NO2 or a phenyl radical, like preferably phenyl;
  • R2 is hydrogen, —C1-C18 alkoxy or NO2;
  • R3 is NO2 or halogen;
  • R4 is hydrogen, —C1-C18 alkoxy or halogen;
  • R5 is hydrogen, halogen, —C1-C18 alkoxy, —COOH, —COO—C1-C18 alkyl, —CF3 or phenyl;
  • R6 is hydrogen or R6 and R7 form together a phenyl ring;
  • R7 is hydrogen;
  • Ra is hydrogen or —C1-C6 alkyl;
  • Rb is hydrogen or —C1-C6 alkyl, or together with Ra form a 5-6 membered ring;
  • Y is phenyl or benzyl wherein the phenyl or benzyl group may be substituted by one or more groups selected from NO2 fluorine, bromine, chlorine, CF3 or phenyl and may carry an annealed benzo ring, or
    • Y is —CH2—COO—C1-C18 alkyl or —CH2—COOH or —CH2—CO—N(R10)—R9; or —CH2—CO—N(R10)-L-N(R10) CO—CH2—; wherein
    • R9 is hydrogen, C1-C18 alkyl, phenyl, mesityl, phenyl once or more than once substituted by halogen, —CF3, C1-C6 alkyl, —C1-C6 alkoxy, carboxy, —COO—C1-C6 alkyl, —S-phenyl or —CO-phenyl;
    • R10 is hydrogen, C1-C18 alkyl;
    • L is 1,3 phenylene or 1,4 phenylene wherein the phenylene linker is optionally substituted by once or more than once by halogen, —CF3, C1-C18 alkyl, —C1-C18 alkoxy, carboxy, —COO—C1-C18 alkyl, —CONH2, —CON(C1-C18 alkyl)2, nitro; or L is naphthalene, biphenylene or phenylene-O-phenylene wherein the naphthalene, biphenylene or phenylene-O-phenylene linker is optionally substituted once or more than once by halogen, —CF3, C1-C18 alkyl, —C1-C18 alkoxy, carboxy, —COO—C1-C18 alkyl, —CONH2, —CON(C1-C18 alkyl)2, nitro.
Phenyl or benzyl Y carrying an is napthyl or napthylmethyl. Preferably, Y does not carry an annealed benzo ring.
Preferences
Preferred are compounds of the formula I wherein
  • R1 is hydrogen, —C1-C18 alkoxy, —C1-C18 alkylthio, halogen, —C1-C18 alkyl or —NO2;
  • R2 is hydrogen or —C1-C18 alkoxy;
  • R3 is NO2 or halogen;
  • R4 is hydrogen, —C1-C18 alkoxy or halogen;
  • R5 is hydrogen, halogen, —C1-C18 alkoxy, —COOH, —COO—C1-C18 alkyl, —CF3 or phenyl;
  • R6 is hydrogen or R6 and R7 form together a phenyl ring;
  • R7 is hydrogen;
  • Ra is hydrogen or —C1-C6 alkyl;
  • Rb is hydrogen or —C1-C6 alkyl, or together with Ra form a 5-6 membered ring;
  • Y is phenyl or benzyl wherein the phenyl or benzyl group may be substituted by one or more groups selected from fluorine, bromine, chlorine, CF3 or phenyl or
    • Y is —CH2—COO—C1-C18 alkyl or —CH2—COOH or —CH2—CO—N(R10)—R9; or —CH2—CO—N(R10)-L-N(R10) CO—CH2—; wherein
    • R9 is hydrogen, C1-C18 alkyl, phenyl, mesityl, phenyl once or more than once substituted by halogen, —CF3, C1-C6 alkyl, —C1-C6 alkoxy, carboxy, —COO—C1-C6 alkyl, —S-phenyl or —CO-phenyl;
    • R10 is hydrogen, C1-C18 alkyl;
    • L is 1,3 phenylene or 1,4 phenylene wherein the phenylene linker is optionally substituted by once or more than once by halogen, —CF3, C1-C18 alkyl, —C1-C18 alkoxy, carboxy, —COO—C1-C18 alkyl, —CONH2, —CON(C1-C18 alkyl)2, nitro; or L is naphthalene, biphenylene or phenylene-O-phenylene wherein the naphthalene, biphenylene or phenylene-O-phenylene linker is optionally substituted once or more than once by halogen, —CF3, C1-C18 alkyl, —C1-C18 alkoxy, carboxy, —COO—C1-C18 alkyl, —CONH2, —CON(C1-C18 alkyl)2, nitro.
Preferred are compounds of the formula I wherein
  • Y is
Figure US08287776-20121016-C00002
  • R1 is C1-C6 alkoxy, preferably methoxy,
  • R2 is hydrogen,
  • R3 is NO2,
  • R4 is hydrogen,
  • R5 is hydrogen or C1-C6 alkoxy,
  • R6 is hydrogen,
  • R7 is hydrogen,
  • Ra is methyl,
  • Rb is methyl,
  • R100 is NO2, bromine, fluorine or CF3, preferably bromine, fluorine or CF3,
  • R200 is hydrogen or fluorine.
Especially preferred is a compound of the formula I wherein
  • Y is nitro-benzyl, like especially 4-nitro-benzyl, or
Figure US08287776-20121016-C00003
    • preferably Y is 4-fluoro-benzyl or 2,4-difluoro-benzyl,
  • R1 is methoxy,
  • R2 is hydrogen,
  • R3 is NO2,
  • R4 is hydrogen,
  • R5 is hydrogen
  • R6 is hydrogen,
  • R7 is hydrogen,
  • Ra is methyl,
  • Rb is methyl,
The preferred compound has the following formula
Figure US08287776-20121016-C00004
The spiropyran compounds are molten and re-solidified by cooling to room temperature. The re-solidified spiropyran can easily be dispersed in an ink formulation. The milling time is reduced by factor 5 compared to unmolten spiropyrans. The exposure time of the ink formulation by UV radiation is less (approximately 4-40%, preferably 4-10%) compared to an ink formulation containing an unmolten spiropyran.
Furthermore preferred is a compound of the formula I wherein Ra and Rb together form a hexylene ring, Y is phenyl, R1 is methoxy, R2 is hydrogen, R3 is nitro, R4 is hydrogen, R5 is hydrogen, R6 is hydrogen R7 is hydrogen. This preferred compound has the following formula
Figure US08287776-20121016-C00005
Furthermore preferred are compounds of the formula I
wherein Y is —CH2—COR,
  • R1 is C1-C6 alkoxy, C1-C6 alkylthio, or a phenyl radical, like especially phenyl, preferably R1 is C1-C6 alkoxy or C1-C6 alkylthio,
  • R is —C1-C6 alkoxy or —NHR9 wherein R9 is phenyl, phenyl once or more than once substituted by halogen, —CF3, C1-C6 alkyl, —C1-C6 alkoxy, —S-phenyl or —CO-phenyl,
  • R2 is hydrogen,
  • R3 is NO2,
  • R4 is hydrogen,
  • R5 is hydrogen,
  • R6 is hydrogen,
  • R7 is hydrogen,
  • Ra is methyl and
  • Rb is methyl.
These compounds can be expressed by the following formula Ia
Figure US08287776-20121016-C00006
Especially preferred are further compounds of the formula Ia wherein R1 is methoxy or ethoxy and R is
Figure US08287776-20121016-C00007
EXAMPLES Example 1 Melting
1 g 1′-(2,4-Difluorbenzyl),3′,3′-dimethyl-6-nitro-8-methoxy(2H-1-benzopyran-2,2′-2H-indol) (LF3233)
Figure US08287776-20121016-C00008

is heated in a glass tube at 160° C. for 5 minutes. The molten mass is cooled to room temperature and pulverized. The powder is then added to an aqueous based basic ink formulation using a planetary mill (available from Fritsch GmbH, Planetary Fritsch Pulverisette 7) to obtain a printing ink.
The basic ink formulation is described below.
The printing ink is then applied to a paper using a wiper. The film thickness is approximately 12 μm. The label obtained is activated using UV light.
The Table below shows that the molten and re-solidified spiropyran according to the invention needs only 1/10 of the UV Dosis to reach the same color strength as the unmolten spiropyran. The radiation time is reduced from 2 seconds to 0.2 seconds.
The values L, a and b used in the present text are informal abbreviations of the coordinates of the CIE color space L*, a* and b* and should not be mixed up with the Hunter values L, a and b. L (and L*) define the lightness axis of the CIE color space with 0 meaning black and 100 meaning white; a (and a*) define the location on the red-green axis (positive values are red, negative values are green, and 0 is neutral); and b (and b*) define the location on the blue-yellow axis (positive values are yellow, negative values are blue, and 0 is neutral).
The starting color values (uncharged) of the unmolten and the molten spiropyran are slightly different due to a slight discoloration during the melting process.
Unmolten 2 seconds molten 0.2 seconds
activated: activated:
L a b L a b
uncharged 86.74 −0.14 4.27 81.84 1.51 1.33
charged 44.6 −0.54 −38.43 42.36 −4.94 −42.01
The bleaching kinetic is the same for both products.
The following spiropyrans having a benzylic group Y are treated analogously as described in Example 1.
Figure US08287776-20121016-C00009
Exposure
Mel- Mel- time
ting ting to UV
Temp Time radiation L-
Lab No. R100 R200 R1 R5 (° C.) (min) (s) value
LF3206 Br H OMe** H 10 53
195 1 4 34
LF3391 H H OMe H 10 41
170 1 4 29
LF2923 ** H OMe H 10 56
170 5 4 38
LF2807 F H OMe H 10 39
155 1 0.4 39
FP152 CF3 H OMe H 10 27
160 5 10 11
FP258 CF3 H OMe OMe 10 44
160 5 10 16
FP220 I H OMe H 10 37
185 5 10 22
* LF2923 carries a benzo ring which is annealed to the C-atom carrying the substituent R100
and the C-atom marked with * in the above formula.
**OMe means methoxy, i.e. OCH3.
The following spiropyrans having an ester or amid group Y are treated analogously as described in Example 1.
Figure US08287776-20121016-C00010
Exposure
Melting time to UV
Melting Time radiation
Lab No. R R1 Temp (° C.) (min) (s) L-value
LF3721 —OCH(CH3)2 OMe 10 31
(OCH3) 150 5  4 14
LF3471
Figure US08287776-20121016-C00011
OMe — 190 — 1 10  4 67 40
LF3838
Figure US08287776-20121016-C00012
OMe — 180 — 1 10  4 63 38
LF3847
Figure US08287776-20121016-C00013
OMe — 180 — 1 10 10 85 50
LF4001
Figure US08287776-20121016-C00014
OMe — 180 — 1 10  1 77 44
LF3849
Figure US08287776-20121016-C00015
OMe — 180 — 1 10  1 69 40
LF4005
Figure US08287776-20121016-C00016
OMe — 180 — 1 10  1 68 35
LF4009
Figure US08287776-20121016-C00017
OMe — 180 — 1 10 10 77 43
LF3550
Figure US08287776-20121016-C00018
OMe — 180 — 1 10  4 73 44
LF4022
Figure US08287776-20121016-C00019
OMe — 180 — 1 10  1 70 32
LF4026
Figure US08287776-20121016-C00020
OMe — 180 — 1 10 10 71 38
LF4032 —OCH(CH3)2 OEt** — 180 — 1 10 10 82 55
LF4033 —OCH(CH3)2 SMe** — 180 — 1 10  1 50 32
LF4035
Figure US08287776-20121016-C00021
OEt** — 180 — 1 10  1 76 42
LF4028
Figure US08287776-20121016-C00022
OMe — 180 — 1 10  4 76 59
LF4021
Figure US08287776-20121016-C00023
OMe — 180 — 1 10  4 74 61
R* indicates the position of the free valency forming the linkage to the rest of the spiropyran molecule.
**OEt = ethoxy = —O—CH2—CH3
***SME = methylthio = —S—CH3
The following spiropyran compound is treated analogously as described in Example 1
Figure US08287776-20121016-C00024
Unmolten 3 seconds activated molten 0.3 seconds activated
L a b L a b
uncharged 88.2 0.57 1.03 83.6 1.02 2.1
charged 63.6 1.05 1.8 44.17 −36.96 −30.53
The following spiropyran compound
Figure US08287776-20121016-C00025

is molten in a glass tube at 171° C. for 5 minutes and further treated according to Example 1.
unmolten 2 seconds molten 0.2 seconds
activated activated
L a b L a b
uncharged 86.74 −0.14 4.27 81.84 1.51 1.33
charged 44.6 −0.54 −38.43 42.36 −4.94 −42.01
A Collin Teachline extruder E 20 T is heated to 160° C. The extruder is loaded with 500 g of the following spiropyran (LF2807)
Figure US08287776-20121016-C00026

and extruded out in 25 min.
The spiropyran is molten during the extrusion process and exits out as a high viscous liquid which is then cooled. Glassy plates are formed. The plates are crushed and added to an aqueous based basic ink formulation using a planetary mill (available from Fritsch GmbH, Planetary Fritsch Pulverisette 7) to obtain a printing ink.
molten 2 seconds activated
L a b
uncharged 89.7 −0.77 2.7
charged 29.97 −0.57 −36.95
3 g of the following spiropyran
Figure US08287776-20121016-C00027

is molten in a microwave (800 W) for 2 minutes. The molten mass is cooled to room temperature and pulverized. The powder is then added to an aqueous based basic ink formulation using a planetary mill (available from Fritsch GmbH, Planetary Fritsch Pulverisette 7) to obtain a printing ink
molten 2 seconds activated
L a b
uncharged 92.7 −0.58 1.8
charged 33.4 −0.62 −36.73

Preparation of the Water Based Printing Ink which Contains 10% Spiropyran (TTI)
Step 1: Basic Printing Ink
    • 20 g Glascol® LS-16 (Ciba AG) (acrylic copolymer in an aqueous solution)
    • 20 g Joncryl® 74 (BASF AG)
    • 0.25 g TEGO® Foamex 845 als antifoaming agent (Evonik Industries AG)
      Step 2: Preparation of the TTI-Printing Ink:
    • 1 g spiropyran (TTI)
    • 9 g Basic printing ink
    • 35 g zirconium oxide-balls having a diameter of 0.7-0.9 mm
    • Milling for 15 min at 650 rpm (rounds per minute) using a planetary mill (Planetary Fritsch Pulverisette 7 available from Fritsch GmbH, Germany).
    • Leaving the printing ink over night and separate the balls.
Example 2 Dispersing
The raw, i.e. crystalline and unmilled compound of the formula
Figure US08287776-20121016-C00028

(before melting step) is dispersed in the basic printing ink formulation described above according to the usual dispersion process described above, i.e. using a planetary mill (Planetary Fritsch Pulverisette 7 available from Fritsch GmbH, Germany) and milling at 650 rounds per minute (rpm), and the coloristical properties (especially L-Value→color development) are checked after 5, 15 and 30 minutes dispersion time. The color development after irradiation with UV light (cf. Example 3) is poor and very slow.
L a b
uncharged 93.84 −1 2.75
 5′ 73.79 −4.65 −4.25
Dispersion
15′ 63.79 −8.72 −12.72
Dispersion
30′ 59.24 −7.34 −10
Dispersion
The same compound
Figure US08287776-20121016-C00029

after melting step is also dispersed according to the usual dispersion process and the coloristical properties (especially L-Value→color development) are checked after 5, 15 and 30 minutes dispersion time. The color development after irradiation with UV light (cf. Example 3) shows that a very high and constant L-value is already obtained after only 5 minutes processing time (dispersion time).
L a b
uncharged 91.77 −0.83 1.89
 5′ 22 2.17 −39.47
Dispersion
15′ 21.74 2.83 −40.97
Dispersion
30′ 22.94 −1.97 −37.93
Dispersion
Example 3 Color Strength Comparison of Crystalline, Milled and Molten LF2807
Synthesis of crystalline LF2807 (as described on page 19 of WO 2008/083925 A1) having the structure:
Figure US08287776-20121016-C00030
Step 1) A solution of 2,3,3-trimethylindolenine (5.0 g, 31.4 mmol) and 4-fluorobenzylbromide (3.0 g, 15.7 mmol) in dry toluene 30 ml is stirred overnight at 80-85° C. The mixture is cooled to room temperature, filtered through a glass filter, washed with diethyl ether and dried under reduced pressure. The crude product is dissolved in CH2Cl2 and treated with 5% aqueous NaOH under stirring for 30 minutes. The organic phase is separated, dried over Na2SO4, passed through a short alumina column in equal parts per volume of hexane-CH2Cl2 and evaporated giving rise to a corresponding free base, which is immediately dissolved in 10 ml ethanol containing a few drops of triethylamine.
Step 2) A solution of 1-(4′-fluorobenzyl)-3,3-dimethyl-2-methylene-indoline (2.7 g, 10.0 mmol) and 2-hydroxy-3-methoxy-5-nitrobenzaldehyde (3.6 g, 13.0 mmol) is refluxed in 25 ml ethanol for 2 hours, cooled to room temperature, filtered, triturated with 1% triethylamine (in water), washed with water, crystallized from ethanol, and dried under reduced pressure yielding crystalline LF2807.
Color Strength Comparison:
(A): Crystalline LF2807 is stirred in 5% loading in the basic printing ink described above using a standard Teflon made disk-stirrer (100 rpm) for 10 minutes.
(B) Crystalline LF2807 is dispersed and milled in 5% loading in the printing ink described above using a perl mill (pulverisette) with zirconium oxide beads (650 rpm) for 10 minutes.
(C) Crystalline LF2807 is molten, re-solidified, dispersed and milled in 1% loading in the printing ink described above using a perl mill (pulverisette) with zirconium oxide beads (650 rpm) for 10 minutes.
All produced inks are drawn on paper using a #2 doctor blade resulting in an ink thickness of approximately 12 μm (wet). The prints are charged subsequently with UV light of 365 nm for 1 or 10 seconds as specified in the following table and the color is measured using a colorimeter.
The following results are obtained:
starting L-value color strength
Experiment L-value Charging after loading (approximately)
A 96 10 seconds 91 extremely low
B 87  1 second 45   100%,
comparison
C 85  1 second 46 ~500%
As can be seen above, after dispersion in the printing ink by identical treatment in the perl mill, the molten, re-solidified and milled LF2807 (Experiment C) exhibits about the same L-value as the unmolten and milled LF2807 (Experiment B) despite the fact that the concentration of the active material in Experiment C is 5 times lower. Therefore the color strength for the molten, re-solidified and milled LF2807 is 500% as compared to the unmolten and milled LF2807 for which the color strength is set as 100%.
The color strength of crystalline LF2807 which is not milled, but only stirred in the printing ink is extremely low.

Claims (6)

1. A process to prepare a photochromic ink comprising the steps of:
a) heating and melting a spiropyran at a temperature below 250° C.,
b) cooling the melt to obtain a solidified spiropyran,
c) crushing the solidified spiropyran to obtain a powder, and
d) adding the powder to a binder providing the basis for the photochromic ink, wherein the spiropyran is a compound of the formula I:
Figure US08287776-20121016-C00031
wherein
R1 is hydrogen, —C1-C18 alkoxy, —C1-C18 alkylthio, halogen, —C1-C18 alkyl, —NO2 or a phenyl radical,
R2 is hydrogen, —C1-C18 alkoxy or NO2;
R3 is NO2 or halogen;
R4 is hydrogen, —C1-C18 alkoxy or halogen;
R5 is hydrogen, halogen, —C1-C18 alkoxy, —COOH, —COO—C1-C18 alkyl, —CF3 or phenyl;
R6 is hydrogen or R6 and R7 form together a phenyl ring;
R7 is hydrogen;
Ra is hydrogen or —C1-C6 alkyl;
Rb is hydrogen or —C1-C6 alkyl, or together with Ra form a 5-6 membered ring;
Y is phenyl or benzyl wherein the phenyl or benzyl group may be substituted by one or more groups selected from NO2 fluorine, bromine, chlorine, CF3 or phenyl or
Y is —CH2—COO—C1-C18 alkyl or —CH2—COOH or —CH2—CO—N(R10)—R9; or —CH2—CO—N(R10)-L-N(R10) CO—CH2—; wherein
R9 is hydrogen, C1-C18 alkyl, phenyl, mesityl, phenyl once or more than once substituted by halogen, —CF3, C1-C6 alkyl, —C1-C6 alkoxy, carboxy, —COO—C1-C6 alkyl, —S-phenyl or —CO-phenyl;
R10 is hydrogen, C1-C18 alkyl;
L is 1,3 phenylene or 1,4 phenylene wherein the phenylene linker is optionally substituted by once or more than once by halogen, —CF3, C1-C18 alkyl, —C1-C18 alkoxy, carboxy, —COO—C1-C18 alkyl, —CONH2, —CON(C1-C18 alkyl)2, nitro; or L is naphthalene, biphenylene or phenylene-O-phenylene wherein the naphthalene, biphenylene or phenylene-O-phenylene linker is optionally substituted once or more than once by halogen, —CF3, C1-C18 alkyl, —C1-C18 alkoxy, carboxy, —COO—C1-C18 alkyl, —CONH2, —CON(C1-C18 alkyl)2, nitro.
2. The process according to claim 1 wherein the binder is water-soluble or water-dispersible acrylic polymer.
3. The process according to claim 1, wherein the spiropyran is a compound of the formula I wherein
R1 is hydrogen, —C1-C18 alkoxy, —C1-C18 alkylthio, halogen, —C1-C18 alkyl, or NO2,
R2 is hydrogen or —C1-C18 alkoxy,
Y is phenyl or benzyl wherein the phenyl or benzyl group may be substituted by one or more groups selected from NO2, fluorine, bromine, chlorine, CF3 or phenyl or
Y is —CH2—COO—C1-C18alkyl or —CH2—COOH or —CH2—CO—N(R10)—R9; or —CH2—CO—N(R10)-L-N(R10)CO—CH2—; wherein R9, R10 and L are as defined in claim 1, and
the remaining substituents are as defined in claim 1.
4. The process according to claim 1, wherein the spiropyran is a compound of the formula I wherein
Y is
Figure US08287776-20121016-C00032
R1 is C1-C6alkoxy, R2 is hydrogen,
R3 is NO2,
R4 is hydrogen,
R5 is hydrogen or C1-C6alkoxy,
R6 is hydrogen,
R7 is hydrogen,
Ra is methyl,
Rb is methyl,
R100 is NO2, bromine, fluorine or CF3,
R200 is hydrogen or fluorine.
5. The process according to claim 1, wherein the spiropyran is a compound of the formula
Figure US08287776-20121016-C00033
6. The process according to claim 1, wherein the spiropyran is a compound of the formula I wherein
Y is —CH2—COR
R1 is C1-C6alkoxy or C1-C6alkylthio
R is —C1-C6alkoxy or —NHR9 wherein R9 is phenyl, phenyl once or more than once substituted by halogen, —CF3, C1-C6alkyl, —C1-C6 alkoxy, —S-phenyl or —CO-phenyl
R2 is hydrogen,
R3 is NO2
R4 is hydrogen,
R5 is hydrogen,
R6 is hydrogen,
R7 is hydrogen,
Ra is methyl,
Rb is methyl.
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