US20020049024A1 - Carrier head with a substrate sensor - Google Patents
Carrier head with a substrate sensor Download PDFInfo
- Publication number
- US20020049024A1 US20020049024A1 US09/296,942 US29694299A US2002049024A1 US 20020049024 A1 US20020049024 A1 US 20020049024A1 US 29694299 A US29694299 A US 29694299A US 2002049024 A1 US2002049024 A1 US 2002049024A1
- Authority
- US
- United States
- Prior art keywords
- carrier head
- substrate
- aperture
- chamber
- support pad
- Prior art date
- Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
- Granted
Links
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- XAGFODPZIPBFFR-UHFFFAOYSA-N aluminium Chemical compound [Al] XAGFODPZIPBFFR-UHFFFAOYSA-N 0.000 description 2
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Images
Classifications
-
- B—PERFORMING OPERATIONS; TRANSPORTING
- B24—GRINDING; POLISHING
- B24B—MACHINES, DEVICES, OR PROCESSES FOR GRINDING OR POLISHING; DRESSING OR CONDITIONING OF ABRADING SURFACES; FEEDING OF GRINDING, POLISHING, OR LAPPING AGENTS
- B24B37/00—Lapping machines or devices; Accessories
- B24B37/27—Work carriers
- B24B37/30—Work carriers for single side lapping of plane surfaces
-
- B—PERFORMING OPERATIONS; TRANSPORTING
- B24—GRINDING; POLISHING
- B24B—MACHINES, DEVICES, OR PROCESSES FOR GRINDING OR POLISHING; DRESSING OR CONDITIONING OF ABRADING SURFACES; FEEDING OF GRINDING, POLISHING, OR LAPPING AGENTS
- B24B37/00—Lapping machines or devices; Accessories
- B24B37/005—Control means for lapping machines or devices
- B24B37/0053—Control means for lapping machines or devices detecting loss or breakage of a workpiece during lapping
-
- B—PERFORMING OPERATIONS; TRANSPORTING
- B24—GRINDING; POLISHING
- B24B—MACHINES, DEVICES, OR PROCESSES FOR GRINDING OR POLISHING; DRESSING OR CONDITIONING OF ABRADING SURFACES; FEEDING OF GRINDING, POLISHING, OR LAPPING AGENTS
- B24B49/00—Measuring or gauging equipment for controlling the feed movement of the grinding tool or work; Arrangements of indicating or measuring equipment, e.g. for indicating the start of the grinding operation
-
- H—ELECTRICITY
- H01—ELECTRIC ELEMENTS
- H01L—SEMICONDUCTOR DEVICES NOT COVERED BY CLASS H10
- H01L21/00—Processes or apparatus adapted for the manufacture or treatment of semiconductor or solid state devices or of parts thereof
- H01L21/67—Apparatus specially adapted for handling semiconductor or electric solid state devices during manufacture or treatment thereof; Apparatus specially adapted for handling wafers during manufacture or treatment of semiconductor or electric solid state devices or components ; Apparatus not specifically provided for elsewhere
- H01L21/68—Apparatus specially adapted for handling semiconductor or electric solid state devices during manufacture or treatment thereof; Apparatus specially adapted for handling wafers during manufacture or treatment of semiconductor or electric solid state devices or components ; Apparatus not specifically provided for elsewhere for positioning, orientation or alignment
- H01L21/681—Apparatus specially adapted for handling semiconductor or electric solid state devices during manufacture or treatment thereof; Apparatus specially adapted for handling wafers during manufacture or treatment of semiconductor or electric solid state devices or components ; Apparatus not specifically provided for elsewhere for positioning, orientation or alignment using optical controlling means
Definitions
- the present invention relates generally to chemical mechanical polishing of substrates, and more particularly to methods and apparatus for detecting the presence of a substrate in a carrier head of a chemical mechanical polishing system.
- Integrated circuits are typically formed on substrates, particularly silicon wafers, by the sequential deposition of conductive, semiconductive or insulative layers. After each layer is deposited, the layer is etched to create circuitry features. As a series of layers are sequentially deposited and etched, the outer or uppermost surface of the substrate, i.e., the exposed surface of the substrate, becomes increasingly non-planar. Therefore, the substrate surface is periodically planarized surface to provide a substantially planar layer surface.
- CMP Chemical mechanical polishing
- This planarization method typically requires that the substrate be mounted to a carrier or polishing head. The exposed surface of the substrate is then placed against a rotating polishing pad.
- the carrier provides a controllable load, i.e., pressure, on the substrate to press it against the polishing pad.
- the carrier may rotate to affect the relative velocity distribution over the surface of the substrate.
- a polishing slurry including an abrasive and at least one chemically-reactive agent, may be distributed over the polishing pad to provide an abrasive chemical solution at the interface between the pad and substrate.
- the carrier head is used to remove the substrate from the polishing pad after the polishing process has been completed.
- the substrate is vacuum-chucked to the underside of the carrier head.
- the carrier head is retracted, the substrate is lifted off the polishing pad.
- One problem that has been encountered in CMP is that the substrate may not be lifted by the carrier head. For example, if the surface tension binding the substrate to the polishing pad is greater than the force binding the substrate on the carrier head, then the substrate will remain on the polishing pad when the carrier head retracts. Also, if a defective substrate fractures during polishing, then the carrier head may be unable to remove the fractured substrate from the polishing pad.
- a related problem is that the attachment of the substrate to the carrier head may fail, and the substrate may detach from the carrier head. This may occur if, for example, the substrate was attached to the carrier head by surface tension alone, rather than in combination with vacuum-chucking.
- the carrier head no longer carries the substrate.
- the CMP apparatus will continue to operate even though the substrate is no longer present in the carrier head. This may decrease throughput.
- a loose substrate i.e., one not attached to a carrier head, may be knocked about by the moving components of the CMP apparatus, potentially damaging the substrate or the polishing pad, or leaving debris which may damage other substrates.
- CMP CMP
- a carrier head may include a rigid base having a bottom surface which serves as a substrate receiving surface. Multiple channels extend through the base to the substrate receiving surface. A pump or vacuum source can apply a vacuum to the channels. When air is pumped out of the channels, the substrate will be vacuum-chucked to the bottom surface of the base. A pressure sensor may be connected to a pressure line between the vacuum source and the channels in the carrier head. If the substrate was not successfully vacuum-chucked to the carrier head, then the channels will be open and air or other fluid will leak into the channels. On the other hand, if the substrate was successfully vacuum-chucked to the carrier head, then the channels will be sealed and air will not leak into the channels. Consequently, the pressure sensor will measure a higher vacuum or lower pressure when the substrate is successfully vacuum-chucked to the underside of the carrier head as compared to when the substrate is not properly attached to the carrier head.
- the invention is directed to a carrier head that has a base, a flexible member connected to the base defining a first chamber, and a support pad positioned between the base and the flexible member.
- a lower face of the flexible member provides a substrate receiving surface
- the support pad has a plurality of apertures which cooperate with the flexible member to provide a plurality of pockets to trap a fluid that may be located between a substrate and the flexible member as a result of a substrate attachment procedure.
- Implementations of the invention may include the following features.
- a valve in the carrier head may open or close a passage in the carrier head.
- the plurality of apertures may include a sensor aperture positioned below the valve so that the flexible member can deflect into the sensor aperture to actuate the valve if a fluid is evacuated from the first chamber and the substrate is not attached to the substrate receiving surface.
- a support plate may be positioned between the support pad and the base, and the sensor aperture may be located below a corresponding aperture in the support plate.
- a guardian aperture may be positioned between an edge of the support pad and the sensor aperture to prevent the fluid from traveling directly from the edge of the an annular aperture substantially enclosing the sensor aperture.
- An annular wall may extend from the support pad towards the first flexible member about the sensor aperture.
- the wall may be substantially perpendicular to, or it may slope away from, a surface of the support pad.
- the plurality of apertures in the support pad may occupy a majority of a surface area of the support pad.
- the apertures may be of different sizes, or a uniform size.
- the carrier head may include a port fluidly coupled to the first chamber, and a pump may be coupled to the port to vary a pressure level in the first chamber.
- a support plate having a plurality of apertures may be positioned between the base and the support pad.
- the invention is directed to a carrier head that has a base, a flexible member joined to the base to define a first chamber and a substrate receiving surface, and a support pad positioned between the base and the flexible member.
- the support pad includes a sensor aperture and a plurality of apertures extending about the sensor aperture to provide a plurality of pockets to trap a fluid which may be present between a substrate and the flexible member as a result of a substrate attachment procedure.
- the invention is directed to a support pad for a carrier head that includes a flexible member which defines a substrate receiving surface.
- the support pad has a sensor aperture and a plurality of apertures extending about the sensor aperture to provide a plurality of pockets to trap a fluid which may be present between a substrate and the flexible member as a result of a substrate attachment procedure.
- the invention is directed to a carrier head that has a base, a flexible member connected to the base to define a first chamber and a substrate receiving surface, a support pad positioned between the base and the flexible member, and a guardian member extending downward from the support pad.
- the support pad has a sensor aperture, and the guarding member forms a wall around the sensor aperture to block a fluid that can be trapped between the substrate and the flexible member during a substrate attachment procedure from entering the sensor aperture.
- the invention is directed to a carrier head that has a base, a flexible member joined to the base to define a chamber and a substrate receiving surface, and a support plate positioned between the base and the flexible member.
- the support plate includes a sensor aperture and a plurality of apertures extending about the sensor aperture to provide a plurality of pockets to trap a fluid which may be present between a substrate and the flexible member as a result of a substrate attachment procedure.
- the invention is directed to a carrier head that has a flexible membrane with a substrate receiving surface, a rigid body having an aperture into which the flexible membrane deflects if a chamber is evacuated and the substrate is not attached to the substrate receiving surface, and a barrier on the rigid body to prevent fluid that may be located between the substrate and the flexible membrane from causing the flexible membrane to deflect into the aperture when the substrate is attached to the substrate receiving surface.
- the barrier may include a region into which the flexible membrane can expand to provide a fluid pocket.
- the barrier may include a support pad having a plurality of apertures therethrough secured to a bottom surface of the body, or a plurality of recesses formed in a bottom surface of the body.
- the barrier may include a baffle joined to a bottom surface of the body.
- the invention is directed to a carrier head having a flexible membrane with a substrate receiving surface, a substrate detection mechanism, and means for preventing fluid that may be located between the substrate and the flexible membrane from interfering with the substrate detection mechanism.
- the invention is directed to a carrier head that has a base and a transparent flexible member connected to the base to provide a pressurizable chamber and a substrate receiving surface.
- the flexible membrane may be formed of a silicone that does not contain pigmentation.
- a support structure may be positioned between the base and the flexible membrane, and a valve may be positioned on a lower surface of the base.
- the support structure may have an aperture therethrough which is aligned with the valve, and alignment of the valve with the aperture may be viewable through the transparent membrane.
- the CMP apparatus includes a sensor to detect whether the substrate is properly attached to the carrier head.
- the sensor is less prone to false alarms.
- FIG. 1 is an exploded perspective view of a chemical mechanical polishing apparatus.
- FIG. 2 is a schematic top view of a carousel, with the upper housing removed.
- FIG. 3 is partially a cross-sectional view of the carousel of FIG. 2 along line 3 - 3 , and partially a schematic diagram of the pressure regulators used by the CMP apparatus.
- FIG. 4 is a schematic cross-sectional view of a carrier head with a flexible membrane and a chamber.
- FIG. 5A is a schematic cross-sectional view of a carrier head with a vented chamber.
- FIG. 5B is a view of the carrier head of FIG. 5A without an attached substrate.
- FIG. 6A is a schematic cross-sectional view of a carrier head with a valve connecting the chamber to a bladder.
- FIG. 6B is a view of the carrier head of FIG. 6A without an attached substrate.
- FIG. 7 is a schematic cross-sectional view of a carrier head with a valve connecting the chamber to ambient atmosphere in accordance with the present invention.
- FIGS. 8A and 8G are graphs showing pressure as a function of time in a CMP apparatus using the carrier head of FIG. 4.
- FIGS. 8B and 8C are graphs showing pressure as a function of time in a CMP apparatus using the carrier head of FIG. 5A.
- FIGS. 8D and 8E are graphs showing pressure as a function of time in a CMP apparatus using the carrier head of FIG. 6A.
- FIG. 8F is a graph showing pressure as a function of time in a CMP apparatus using the carrier head of FIG. 7.
- FIG. 9A is a schematic cross-sectional view of a support plate, a support pad and a flexible membrane.
- FIG. 9B is a schematic perspective view of the support pad of FIG. 9A.
- FIG. 9C is a schematic cross-sectional view illustrating the extension of the flexible membrane into the aperture in the support pad.
- FIGS. 10 A- 10 C are schematic top views of support pads with a plurality of apertures, a guardian aperture and a sensor aperture.
- FIGS. 11A and 11B are schematic cross-sectional views of support pads with an annular guard member extending downward around the edges of a sensor aperture.
- CMP apparatus 20 A complete description of CMP apparatus 20 may be found in pending U.S. Pat. No. 5,738,574, the entire disclosure of which is hereby incorporated by reference.
- CMP apparatus 20 includes a lower machine base 22 with a table top 23 mounted thereon and a removable upper outer cover (not shown).
- Table top 23 supports a series of polishing stations 25 , and a transfer station 27 .
- Transfer station 27 may form a generally square arrangement with the three polishing stations. Transfer station 27 serves multiple functions of receiving individual substrates 10 from a loading apparatus (not shown), washing the substrates, loading the substrates into carrier heads (to be described below), receiving the substrates from the carrier heads, washing the substrates again, and finally transferring the substrates back to the loading apparatus.
- Each polishing station 25 includes a rotatable platen 30 on which is placed a polishing pad 32 . If substrate 10 is an eight-inch (200 mm) diameter disk, then platen 30 and polishing pad 32 will be about twenty inches in diameter. Platen 30 may be connected by a platen drive shaft (not shown) to a platen drive motor (also not shown). For most polishing processes, the drive motor rotates platen 30 at about thirty to two-hundred revolutions per minute, although lower or higher rotational speeds may be used.
- Each polishing station may further include an associated pad conditioner apparatus 40 .
- Each pad conditioner apparatus 40 has a rotatable arm 42 holding an independently rotating conditioner head 44 and an associated washing basin 46 .
- the conditioner apparatus maintains the condition of the polishing pad so that it will effectively polish any substrate pressed against it while it is rotating.
- a slurry 50 containing a reactive agent e.g., deionized water for oxide polishing
- abrasive particles e.g., silicon dioxide for oxide polishing
- a chemically-reactive catalyzer e.g., potassium hydroxide for oxide polishing
- Slurry/rinse arm 52 includes several spray nozzles (not shown) which provide a high pressure rinse of polishing pad 32 at the end of each polishing and conditioning cycle.
- Two or more intermediate washing stations 55 a and 55 b may be positioned between neighboring polishing stations.
- the washing stations rinse the substrates as they pass from one polishing station to another.
- a rotatable multi-head carousel 60 is positioned above lower machine base 22 .
- Carousel 60 is supported by a center post 62 and rotated thereon about a carousel axis 64 by a carousel motor assembly located within base 22 .
- Center post 62 supports a carousel support plate 66 and a cover 68 .
- Multi-head carousel 60 includes four carrier head systems 70 .
- Three of the carrier head systems receive and hold substrates and polish them by pressing them against the polishing pad 32 on platen 30 of polishing stations 25 .
- One of the carrier head systems receives a substrate from and delivers the substrate to transfer station 27 .
- the four carrier head systems are mounted on carousel support plate 66 at equal angular intervals about carousel axis 64 .
- Center post 62 allows the carousel motor to rotate the carousel support plate 66 and to orbit the carrier head systems, and the substrates attached thereto, about carousel axis 64 .
- Each carrier head system 70 includes a polishing or carrier head 100 .
- Each carrier head 100 independently rotates about its own axis, and independently laterally oscillates in a radial slot 72 formed in carousel support plate 66 .
- a carrier drive shaft 74 connects a carrier head rotation motor 76 to carrier head 100 (shown by the removal of one-quarter of cover 68 ). There is one carrier drive shaft and motor for each head.
- carousel support plate 66 supports the four carrier head systems.
- Carousel support plate includes four radial slots 72 , generally extending radially and oriented 90° apart. Radial slots 72 may either be close-ended (as shown) or open-ended.
- the top of support plate supports four slotted carrier head support slides 80 . Each slide 80 aligns along one of the radial slots 72 and moves freely along a radial path with respect to carousel support plate 66 .
- Two linear bearing assemblies bracket each radial slot 72 to support each slide 80 .
- each linear bearing assembly includes a rail 82 fixed to carousel support plate 66 , and two hands 83 (only one of which is illustrated in FIG. 3) fixed to slide 80 to grasp the rail.
- Two bearings 84 separate each hand 83 from rail 82 to provide free and smooth movement therebetween.
- the linear bearing assemblies permit slides 80 to move freely along radial slots 72 .
- One of the arms of each slide 80 contains an unillustrated threaded receiving cavity or nut fixed to the slide near its distal end.
- the threaded cavity or nut receives a worm-gear lead screw 86 driven by a slide radial oscillator motor 87 mounted on carousel support plate 66 .
- motor 87 turns lead screw 86
- slide 80 moves radially.
- the four motors 87 are independently operable to independently move the four slides along the radial slots 72 in carousel support plate 66 .
- a carrier head assembly or system each including a carrier head 100 , a carrier drive shaft 74 , a carrier motor 76 , and a surrounding non-rotating shaft housing 78 , is fixed to each of the four slides.
- Drive shaft housing 78 holds drive shaft 74 by paired sets of lower ring bearings 88 and a set of upper ring bearings 89 .
- a rotary coupling 90 at the top of drive motor 76 couples three or more fluid lines 92 a, 92 b and 92 c to three or more channels 94 a, 94 b and 94 c, respectively, in drive shaft 74 .
- Three vacuum or pressure sources, such as pumps, venturis or pressure regulators (hereinafter collectively referred to simply as “pumps”) 93 a, 93 b and 93 c may be connected to fluid lines 92 a, 92 b and 92 c, respectively.
- Three pressure sensors or gauges 96 a, 96 b and 96 c may be connected to fluid lines 92 a, 92 b and 92 c, respectively.
- Controllable valves 98 a, 98 b and 98 c may be connected across the fluid lines between pressure gauges 96 a, 96 b and 96 c, and pumps 93 a, 93 b and 93 c, respectively.
- Pumps 93 a - 93 c, pressure gauges 96 a - 96 c and valves 98 a - 98 c may be appropriately connected to a general-purpose digital computer 99 .
- Computer 99 may operate pumps 93 a - 93 c, as described in more detail below, to pneumatically power carrier head 100 and to vacuum-chuck a substrate to the bottom of the carrier head.
- computer 99 may operate valves 98 a - 98 c and monitor pressure gauges 96 a - 96 c, as described in more detail below, to sense the presence of the substrate in the carrier head.
- the pumps remain coupled to the same fluid lines, although the function or purpose of the pumps may change.
- each carrier head lowers a substrate into contact with polishing pad 32 , and slurry 50 acts as the media for chemical mechanical polishing of the substrate or wafer.
- carrier head 100 holds the substrate against the polishing pad and evenly distributes a force across the back surface of the substrate.
- the carrier head also transfers torque from the drive shaft to the substrate and ensures that the substrate does not slip from beneath the carrier head during polishing.
- carrier head 100 includes a housing 102 , a base 104 , a gimbal mechanism 106 , a loading mechanism 108 , a retaining ring 110 , and a substrate backing assembly 112 .
- a more detailed description of a similar carrier head may be found in pending U.S. patent application Ser. No. 08/861,260 by Zuniga, et al., filed May 21, 1997, entitled A CARRIER HEAD WITH A FLEXIBLE MEMBRANE FOR A CHEMICAL MECHANICAL POLISHING SYSTEM, and assigned to the assignee of the present invention, the entire disclosure of which is hereby incorporated by reference.
- the housing 102 is connected to drive shaft 74 to rotate therewith about an axis of rotation 107 which is substantially perpendicular to the surface of the polishing pad.
- the loading mechanism 108 is positioned between housing 102 and base 104 to apply a load, i.e., a downward pressure, to base 104 .
- the vertical position of base 104 relative to polishing pad 32 is also controlled by loading mechanism 108 .
- Pressurization of a chamber 290 positioned between base 104 and substrate backing assembly 112 generates an upward force on the base and a downward force on the substrate backing assembly. The downward force on the substrate backing assembly presses the substrate against the polishing pad.
- the substrate backing assembly 112 includes a support structure 114 , a flexure 116 connected between support structure 114 and base 104 , and a flexible membrane 118 connected to support structure 114 .
- the flexible membrane 118 extends below support structure 114 to provide a mounting surface 274 for the substrate.
- Housing 102 is generally circular in shape to correspond to the circular configuration of a substrate to be polished.
- the housing includes an annular housing plate 120 and a generally-cylindrical housing hub 122 .
- Housing hub 122 may include an upper hub portion 124 and a lower hub portion 126 .
- the lower hub portion may have a smaller diameter than the upper hub portion.
- the housing plate 120 may surround lower hub portion 126 and be affixed to upper hub portion 124 by bolts 128 .
- An annular cushion 121 may be attached, for example, by an adhesive, to an upper surface 123 of housing plate 120 . As discussed below, the cushion acts as a soft stop to limit the downward travel of base 104 .
- Base 104 is a generally ring-shaped body located beneath housing 102 .
- a lower surface 150 of base 104 includes an annular recess 154 .
- a passage 156 may connect a top surface 152 of base 104 to annular recess 154 .
- a fixture 174 may be inserted into passage 152 , and a flexible tube (not shown) may connect fixture 133 to fixture 174 .
- the base 104 may be formed of a rigid material such as aluminum, stainless steel or fiber-reinforced plastic.
- a bladder 160 may be attached to lower surface 150 of base 104 .
- Bladder 160 may include a membrane 162 and a clamp ring 166 .
- Membrane 162 may be a thin annular sheet of a flexible material, such as a silicone rubber, having protruding edges 164 .
- the clamp ring 166 may be an annular body having a T-shaped cross-section and including wings 167 .
- a plurality of tapped holes, spaced at equal angular intervals, are located in the upper surface of the clamp ring. The holes may hold bolts or screws to secure the clamp ring to the base.
- protruding edges 164 of membrane 162 are fit above wings 167 of clamp ring 166 .
- Clamp ring 166 may be secured to base 104 by screws 168 (not shown in FIG. 4, but one screw is shown on the left hand side of the cross-sectional view of FIG. 6A). Clamp ring 166 seals membrane 162 to base 104 to define a volume 170 .
- a vertical passage 172 extends through clamp ring 166 and is aligned with passage 152 in base 104 .
- An O-ring 178 may be used to seal the connection between passage 156 and passage 172 .
- Pump 93 b may be connected to bladder 160 via fluid line 92 b, rotary coupling 90 , channel 94 b in drive shaft 74 , passage 132 in housing 102 , the flexible tube (not shown), passage 152 in base 104 , and passage 172 in clamp ring 166 . If pump 93 b forces a fluid, for example a gas, such as air, into volume 170 , then bladder 160 will expand downwardly. On the other hand, if pump 93 b evacuates fluid from volume 170 , then bladder 160 will contract. As discussed below, bladder 160 may be used to apply a downward pressure to support structure 114 and flexible membrane 118 .
- a fluid for example a gas, such as air
- Gimbal mechanism 106 permits base 104 to move with respect to housing 102 so that the base may remain substantially parallel with the surface of the polishing pad.
- Gimbal mechanism 106 includes a gimbal rod 180 and a flexure ring 182 .
- the upper end of gimbal rod 180 fits into a passage 188 through cylindrical bushing 142 .
- the lower end of gimbal rod 180 includes an annular flange 184 which is secured to an inner portion of flexure ring 182 by, for example, screws 187 .
- the outer portion of flexure ring 182 is secured to base 104 by, for example, screws 185 (not shown in FIG. 4, but one screw is shown in the left hand side of the cross-sectional view of FIG. 6A).
- Gimbal rod 180 may slide vertically along passage 188 so that base 104 may move vertically with respect to housing 102 . However, gimbal rod 180 prevents any lateral motion of base 104 with respect to housing 102 .
- Gimbal mechanism 106 may also include a vertical passage 196 formed along the central axis of gimbal rod 180 .
- Passage 196 connects upper surface 134 of housing hub 122 to chamber 290 .
- O-rings 198 may be set into recesses in bushing 142 to provide a seal between gimbal rod 180 and bushing 142 .
- the vertical position of base 104 relative to housing 102 is controlled by loading mechanism 108 .
- the loading mechanism includes a chamber 200 located between housing 102 and base 104 .
- Chamber 200 is formed by sealing base 104 to housing 102 .
- the seal includes a diaphragm 202 , an inner clamp ring 204 , and an outer clamp ring 206 .
- Diaphragm 202 which may be formed of a sixty mil thick silicone sheet, is generally ring-shaped, with a flat middle section and protruding edges.
- Inner clamp ring 204 is used to seal diaphragm 202 to housing 102 .
- Inner clamp ring 204 is secured to base 104 , for example, by bolts 218 , to firmly hold the inner edge of diaphragm 202 against housing 102 .
- Outer clamp ring 206 is used to seal diaphragm 202 to base 104 .
- Outer clamp ring 206 is secured to base 104 , for example, by bolts (not shown), to hold the outer edge of diaphragm 202 against the top surface of base 104 .
- the space between housing 102 and base 104 is sealed to form chamber 200 .
- Pump 93 a may be connected to chamber 200 via fluid line 92 a, rotary coupling 90 , channel 94 a in drive shaft 74 , and passage 130 in housing 102 .
- Fluid for example a gas, such as air, is pumped into and out of chamber 200 to control the load applied to base 104 . If pump 93 a pumps fluid into chamber 200 , the volume of the chamber will increase and base 104 will be pushed downwardly. On the other hand, if pump 93 a pumps fluid out of chamber 200 , the volume of chamber 200 will decrease and base 104 will be pulled upwardly.
- Outer clamp ring 206 also includes an inwardly projecting flange 216 which extends over housing 102 .
- inwardly projecting flange 216 of outer clamp ring 206 abuts cushion 121 to prevent over-extension of the carrier head.
- Inwardly projecting flange 216 also acts as a shield to prevent slurry from contaminating components, such as diaphragm 202 , in the carrier head.
- Retaining ring 110 may be secured at the outer edge of base 104 .
- Retaining ring 110 is a generally annular ring having a substantially flat bottom surface 230 .
- retaining ring 110 is also pushed downwardly to apply a load to polishing pad 32 .
- An inner surface 232 of retaining ring 110 defines, in conjunction with mounting surface 274 of flexible membrane 118 , a substrate receiving recess 234 . The retaining ring 110 prevents the substrate from escaping the receiving recess and transfers the lateral load from the substrate to the base.
- Retaining ring 110 may be made of a hard plastic or a ceramic material. Retaining ring 110 may be secured to base 104 by, for example, bolts 240 (only one is shown in this cross-sectional view).
- the substrate backing assembly 112 is located below base 104 .
- Substrate backing assembly 112 includes support structure 114 , flexure 116 and flexible membrane 118 .
- the flexible membrane 118 connects to and extends beneath support structure 114 .
- Support structure 114 includes a support plate 250 , an annular lower clamp 280 , and an annular upper clamp 282 .
- Support plate 250 may be a generally disk-shaped rigid member.
- Support plate 250 may have a generally planar lower surface 256 with a downwardly-projecting lip 258 at its outer edge.
- a plurality of apertures 260 may extend vertically through support plate 250 connecting lower surface 256 to an upper surface 254 .
- An annular groove 262 may be formed in upper surface 254 near the edge of the support plate.
- Support plate 250 may be formed of aluminum or stainless steel.
- a support pad 263 (not shown), having a plurality of apertures 265 and a sensor aperture 267 , may be attached to lower surface 256 of the support plate to serve as a cushion between the support plate and the substrate.
- Flexible membrane 118 is a circular sheet formed of a flexible and elastic material, such as a high-strength silicone rubber. Membrane 118 may have a protruding outer edge 270 . A portion 272 of membrane 118 extends around a lower corner of support plate 250 at lip 258 , upwardly around an outer cylindrical surface 268 of the support plate, and inwardly along upper surface 254 . Protruding edge 270 of membrane 118 may fit into groove 262 . The edge of flexible membrane 118 is clamped between lower clamp 280 and support plate 250 . A small aperture or plurality of apertures may be formed at the approximate center of membrane 118 . The apertures may be about one to ten millimeters across, and are used, as discussed below, to sense the presence of the substrate.
- the flexure 116 is a generally planar annular ring. Flexure 116 is flexible in the vertical direction, and may be flexible or rigid in the radial and tangential directions.
- the material of flexure 116 is selected to have a durometer measurement between 30 on the Shore A scale and 70 on the Shore D scale.
- the material of flexure 116 may be a rubber such as neoprene, an elastomeric-coated fabric such as NYLONTM or NOMEXTM, a plastic, or a composite material such as fiberglass or silicone.
- the space between flexible membrane 118 , support structure 114 , flexure 116 , base 104 , and gimbal mechanism 106 defines chamber 290 .
- Passage 196 through gimbal rod 180 connects chamber 290 to the upper surface of housing 102 .
- Pump 93 c (see FIG. 3) may be connected to chamber 290 via fluid line 92 c, rotary coupling 90 , channel 94 c in drive shaft 74 and passage 196 in gimbal rod 180 . If pump 93 c forces a fluid, for example a gas, such as air, into chamber 290 , then the volume of the chamber will increase and flexible membrane 118 will be forced downwardly. On the other hand, if pump 93 c evacuates air from chamber 290 , then the volume of the chamber will decrease and the membrane will be forced upwardly. It is advantageous to use a gas rather than a liquid because a gas is more compressible.
- the lower surface of flexible membrane 118 provides a mounting surface 274 .
- substrate 10 is positioned in substrate receiving recess 234 with the backside of the substrate positioned against the mounting surface.
- the edge of the substrate may contact the raised lip 258 of support ring 114 through flexible membrane 118 .
- the center of flexible membrane 118 may be bowed inwardly and pulled above lip 258 . If the backside of the substrate is placed against mounting surface 274 , then the extension of the flexible membrane above lip 258 creates a low-pressure pocket 278 between the substrate and the flexible membrane (see FIGS. 5A and 6A). This low-pressure pocket vacuum-chucks the substrate to the carrier head.
- a CMP apparatus utilizing carrier head 100 may operate as follows. Substrate 10 is loaded into substrate receiving recess 234 with the backside of the substrate abutting mounting surface 274 of flexible membrane 118 . Pump 93 b pumps fluid into bladder 160 . This causes bladder 160 to expand and force support structure 114 downwardly. The downward motion of support structure 114 causes lip 258 to press the edge of flexible membrane 118 against the edge of substrate 10 , creating a fluid-tight seal at the edge of the substrate. Then pump 93 c evacuates chamber 290 to create a low-pressure pocket between flexible membrane 118 and the backside of substrate 10 as previously described.
- pump 93 a pumps fluid out of chamber 200 to lift base 104 , substrate backing assembly 112 , and substrate 10 off a polishing pad or out of the transfer station.
- Carousel 60 then, for example, rotates the carrier head to a polishing station.
- Pump 93 a then forces a fluid into chamber 200 to lower the substrate 10 onto the polishing pad.
- Pump 93 b evacuates volume 170 so that bladder 160 no longer applies a downward pressure to support structure 114 and flexible membrane 118 .
- pump 93 c may pump a gas into chamber 290 to apply a downward load to substrate 10 for the polishing step.
- the CMP apparatus of the present invention is capable of detecting whether a substrate is properly attached to carrier head 100 . If the CMP apparatus detects that the substrate is missing or is improperly attached to the carrier head, the operator may be alerted and polishing operations may be automatically halted.
- the CMP apparatus may sense whether carrier head 100 successfully chucked the substrate as follows. After pump 93 c evacuates chamber 290 to create low pressure pocket 278 between flexible membrane 118 and the backside of substrate 10 , pressure gauge 96 c is used to measure the pressure in chamber 290 .
- chamber 290 is initially at a pressure P a1 . Then pump 93 c begins to evacuate chamber 290 at a time T a0 . On the one hand, if the substrate is properly attached to the carrier head, substrate 10 will block aperture 276 and pump 93 c will successfully evacuate chamber 290 . Consequently, the pressure in chamber 290 will fall to a pressure P a2 . If the substrate is not present or is not properly attached to the carrier head, then aperture 276 will not be blocked, and air from the ambient atmosphere will leak into chamber 290 .
- pressure gauge 96 c measures the pressure in line 92 c, and thus in chamber 290 , at time T a1 after the pump is activated.
- Computer 99 may be programmed to compare the pressure measured by pressure gauge 96 c to a threshold pressure P aT which is between pressures P a2 and P a3 .
- threshold pressure P aT may be determined experimentally. If the pressure measured by gauge 96 c is below threshold pressure P aT then it is assumed that the substrate is chucked to the carrier head and the polishing process may proceed. On the other hand, if the pressure measured by gauge 96 c is above threshold pressure P aT this provides an indication that the substrate is not present or is not properly attached to the carrier head.
- flexible membrane 118 a of carrier head 100 a does not include an aperture. Rather, carrier head 100 a includes a vent 300 between chamber 290 and the ambient atmosphere.
- Vent 300 includes a passageway 302 formed in flexure ring 182 a, a passageway 304 formed in base 104 a, and a passageway 306 formed in outer clamp ring 206 a. Vent 300 may also include a check valve 308 to prevent fluid from exiting chamber 290 . Check valve 308 may be located between base 104 a and outer clamp ring 206 a. During polishing, when pump 93 c pressurizes chamber 290 , the air pressure in passageway 304 will close check valve 308 . This ensures that the pressure in chamber 290 remains constant.
- a CMP apparatus using carrier head 100 a senses whether the substrate has been successfully chucked to the carrier head as follows.
- the substrate is loaded into substrate receiving recess 234 so that the backside of the substrate contacts mounting surface 274 .
- Pump 93 c evacuates chamber 290 to create low-pressure pocket 278 between flexible membrane 118 a and substrate 10 .
- Pressure gauge 96 c measures the pressure in chamber 290 to determine whether the substrate was successfully vacuum-chucked to the carrier head.
- chamber 290 is initially at a pressure P b1 .
- Pump 93 c begins to evacuate chamber 290 at time T b0 . If the substrate is properly attached to the carrier head, then the pressure measured by gauge 96 c will fall from pressure P b1 to a pressure P b2 . If the substrate is not present or is improperly attached to the carrier head, then the pressure measured by gauge 96 c will fall from pressure P b1 to a pressure P b3 . Since air may leak into chamber 290 through vent 300 if the substrate is present, pressure P b2 is greater than pressure P b3 .
- Computer 99 may be programmed to compare the pressure measured by gauge 96 c at time T b1 after activation of pump 93 c to a threshold pressure P bT . If the pressure measured by gauge 96 c is greater than the threshold pressure P bT , it is assumed that the substrate is chucked to the carrier head and the polishing process may continue normally. On the other hand, if the pressure measured by gauge 96 c is less than the threshold pressure P bT , this is an indication that the substrate is not present or is not properly attached to the carrier head. Pressures P b1 , P b2 , P b3 and P bT depend upon the efficiency of pump 93 c, the size and shape of chamber 290 , and the size and shape of vent 300 , and may be determined experimentally.
- membrane 118 a In order for carrier head 100 a to function properly, membrane 118 a must deflect sufficiently to block entry port 322 . The deflection of membrane 118 a depends upon the diameter of sensor aperture 320 , the vertical distance that membrane 118 needs to deflect, the elastic modulus and thickness of membrane 118 a, and the vacuum level in chamber 290 .
- Sensor aperture 320 may be about 1.25 inches in diameter, the distance between bottom surface 256 of support plate 250 and the bottom surface of flexure ring 182 may be about 120 to 140 mils, membrane 118 a may have a thickness of ⁇ fraction (1/32) ⁇ inch and a durometer measurement of about forty to forty-five on the Shore A scale, and the vacuum level in chamber 290 may be about twenty-two to twenty-four inches of mercury (inHg) when aperture 274 is blocked and about ten to fifteen inHg when the aperture is not blocked.
- inHg in mercury
- volume 170 may be measured to determine whether the substrate was successfully chucked to the carrier head. If this alternate method is used, carrier head 100 a need not have a vent 300 .
- Volume 170 may initially be at a pressure P c1 , and valve 98 b is closed to seal volume 170 from pressure regulator 93 b.
- pressure gauge 96 b is used to measure the pressure in volume 170 .
- support structure 114 is drawn upwardly. This causes annular upper ring 282 to press upwardly on membrane 162 and reduces the volume of bladder 160 .
- gauge 96 b If the pressure measured by gauge 96 b is greater than a threshold pressure P cT , it is assumed that the substrate is chucked to the carrier head and the polishing process may continue normally. On the other hand, if the pressure measured by gauge 96 b is less than the threshold pressure P cT , this is an indication that the substrate is not present or is not properly attached to the carrier head.
- a mechanically actuated valve 350 is located between chamber 290 and volume 170 .
- Valve 350 may be at least partially located in a chamber 366 formed across passage 156 b between fixture 174 and bladder 160 .
- Valve 350 includes a valve stem 352 and a valve press plate 356 .
- Valve stem 352 may extend through an aperture 354 between chamber 366 and chamber 290 in flexure ring 182 b.
- Valve press plate 356 is connected to the lower end of valve stem 352 and fits in a shallow depression 358 in a lower surface 360 of flexure ring 182 b.
- Three channels 362 (only one channel is shown in the cross-sectional view of FIG.
- Valve 350 may also include an annular flange 364 positioned above flexure rings 182 b in chamber 366 .
- An O-ring 368 may be positioned around valve stem 352 between annular flange 364 and flexure ring 182 b.
- a spring 370 may be positioned between annular flange 364 and a ceiling 372 of chamber 366 . Spring 370 biases valve stem 352 downwardly so valve 350 is closed.
- O-ring 368 is compressed between annular flange 364 and flexure ring 182 b to seal channels 362 from chamber 366 , thereby isolating chamber 366 from chamber 290 .
- valve stem 352 is forced upwardly (as shown in FIG. 6B)
- O-ring 368 will no longer be compressed and fluid may leak around the O-ring.
- valve 350 will be open and chamber 366 and chamber 290 will be in fluid communication via channels 362 .
- Support plate 250 b may include a generally circular sensor aperture 374 located beneath valve press plate 356 . As discussed below, flexible membrane 118 b may deflect upwardly through sensor aperture 374 to open valve 350 .
- a CMP apparatus including carrier head 100 b senses whether the substrate has been successfully vacuum-chucked to the carrier head as follows.
- the substrate is positioned in the substrate receiving recess 234 so that the backside of the substrate contacts mounting surface 274 .
- Pump 93 b inflates bladder 160 to form a seal between flexible membrane 118 b and substrate 10 .
- valve 98 b is closed to isolate bladder 160 from pump 93 b.
- a first measurement of the pressure in volume 170 is made by means of pressure gauge 96 b.
- Pump 93 c evacuates chamber 290 to create low-pressure pocket 278 between the flexible membrane and the substrate.
- a second measurement of the pressure in volume 170 is made by means of pressure gauge 96 b. The first and second pressure measurements may be compared to determine whether the substrate was successfully vacuum-chucked to the carrier head.
- volume 170 may initially be at a pressure P d1 .
- the first pressure measurement is made at time T d1 before pump 93 c begins to evacuate chamber 290 .
- support structure 114 is drawn upwardly. This causes annular upper ring 282 to press upwardly on membrane 162 . This will reduce the volume of bladder 160 .
- the second pressure measurement is made at time T d2 after chamber 290 has been evacuated.
- valve 350 remains closed, and the reduction of the volume of bladder 160 will thereby increase the pressure in volume 170 measured by gauge 96 b as pressure P d1
- valve 350 is opened and fluid is evacuated from volume 170 so that the pressure measured by gauge 96 b falls to pressure P d3 . Therefore, if the second measured pressure is larger than the first measured pressure, the substrate has been successfully chucked by the carrier head. However, if the second measured pressure is less than the first measured pressure, the substrate has not been successfully chucked by the carrier head.
- Computer 99 may be programed to store the two pressure measurements, compare the pressure measurements, and thereby determine whether the substrate was successfully vacuum-chucked to the carrier head.
- valve press plate 356 may be about 1.0 to 1.5 inches in diameter
- spring 370 may apply a downward load of about two to three pounds
- valve press plate 376 may be about the same size as aperture 374
- the distance between bottom surface 256 of support plate 250 and the bottom surface of flexure ring 182 may be about 80 to 100 mils
- the vacuum level in chamber 290 may be about ten to fifteen inHg.
- valve 98 b may remain open when pump 93 c evacuates chamber 290 .
- Volume 170 may initially be at a pressure P e1 .
- the first pressure measurement is made at time T e1 before pump 93 c begins to evacuate chamber 290 .
- the second pressure measurement is made at time T e2 after pump 93 c begins to evacuate chamber 290 .
- valve 350 remains closed, and pressure regulator 93 b will maintain the pressure in volume 170 at pressure P e1 .
- valve 350 is opened.
- Pressure regulator 93 b will be unable to maintain the pressure in volume in 170 as fluid is evacuated, and the pressure in volume 170 will fall to pressure P e2 . Therefore, if the second measured pressure is smaller than the first measured pressure, the substrate was not successfully chucked by the carrier head. However, if the second measured pressure is equal to the first measured pressure, the substrate is properly attached to the carrier head.
- Carrier head 100 b provides several benefits. First, carrier head 100 b is a sealed system in which there are no leaks or apertures to the atmosphere. Therefore, it is difficult for slurry to contaminate the interior of the carrier head. In addition, carrier head 100 b provides an absolute method of determining whether the substrate has been vacuum-chucked to the carrier head: if the pressure in volume 170 increases, the substrate is properly attached to the carrier head, whereas if the pressure in volume 170 decreases, the substrate is not present or is not properly attached to the carrier head. Experimentation is not required to determine a threshold pressure.
- valve 350 is biased closed by spring 370 , the valve only opens if chamber 290 is under vacuum and a substrate is not present or is improperly attached to the carrier head. Consequently, the wafer sensor mechanism is not sensitive to the sequence of pressure or vacuum states in chamber 290 and volume 170 .
- carrier head 100 c include a mechanically actuated valve 350 connected across a passage 380 between chamber 290 and the ambient atmosphere.
- Valve 350 may be at least partially located in a chamber 366 ′ formed across passage 380 , and includes valve stem 352 , valve press plate 356 , and annular flange 364 . In its closed position, valve 350 ′ isolates chamber 366 ′ from chamber 290 . However, if valve stem 352 is forced upwardly (as shown in FIG. 6B), then O-ring 368 will no longer be compressed and fluid may leak around the O-ring. As such, valve 350 will be open and chamber 290 will be in fluid communication with the ambient atmosphere via passage 380 .
- a CMP apparatus including carrier head 100 c senses whether the substrate has been successfully vacuum-chucked to the carrier head as follows. Referring to FIG. 8F, chamber 290 is initially at a pressure P f1 . Then pump 93 c begins to evacuate chamber 290 at a time T f0 . If the substrate is present, valve 350 remains closed, and the pressure in chamber 290 as measured by gauge 96 c will fall to a pressure P f2 . On the other hand, if the substrate is not present, then valve 350 is opened. Consequently, pump 93 c will not be able to completely evacuate chamber 290 , and the pressure in chamber 290 will only fall to a pressure P f3 which is greater than pressure P f2 . Computer 99 may be programmed to compare the pressure measured by pressure gauge 96 c to a threshold pressure P fT which is between pressures P f2 and P f3 to determine whether the substrate is present and properly attached to the carrier head.
- a carrier head 100 d includes a support pad 263 located between support plate 250 d and flexible membrane 118 d.
- the surface dimensions of the support pad and the support plate are substantially similar, e.g., the pad and plate may be circular and have the same diameter.
- the diameter of the support pad and the support plate may each be about 7.81 inches.
- the pad and the plate may be attached to each other, for example, by an adhesive.
- Carrier head 100 d may be constructed similarly to carrier heads 100 a, 100 b or 100 c, with a vent or an actuatable valve, and an aperture in the support plate in the corresponding location through which the flexible membrane deflects.
- support pad 263 includes a plurality of apertures 265 .
- apertures 265 provide indentations into which flexible membrane 118 d can extend to provide a plurality of air pockets 273 between the flexible membrane and the substrate.
- air pockets 273 it should be noted that air can be trapped between the substrate and the flexible membrane as the substrate is vacuum-chucked to the carrier head.
- the pockets prevent air from accumulating between the substrate and the flexible membrane in the region of the sensor aperture 374 d.
- air that is captured between the flexible membrane and the substrate during the vacuum-chucking procedure tends to be trapped in the pockets, and does not reach the region of the sensor aperture.
- the pockets provide a surface “roughness” which slows the speed of air flow between the substrate and the flexible membrane. Consequently, any air between the membrane and substrate is less likely to cause the flexible membrane to extend into aperture sensor 374 d and actuate the valve or block the entry port. Thus, the risk of a false alarm indicating that the substrate is not properly attached to the carrier head is reduced.
- the apertures 265 may be of uniform size, e.g., they may have a diameter between about 0.5 and 1.0 inches.
- a larger sensor aperture 267 in the support pad is aligned with sensor aperture 374 d.
- Sensor aperture 267 permits membrane 118 d to extend through aperture 374 d to actuate the valve (assuming carrier head 100 d is constructed similarly to carrier head 100 b ) or block a passage (assuming carrier head 100 d is constructed similarly to carrier head 100 a ).
- support pad 263 ′ includes apertures 265 ′ of varying sizes.
- the apertures may range in size from a diameter of about 0.5 inch to about 1.0 inch.
- the apertures provide a convoluted or circuitous path for air to flow between the edge of the support pad and the sensor aperture, thereby reducing the likelihood that air will reach the sensor aperture.
- the support pad 263 ′ further includes a guardian aperture 269 which is positioned between the sensor aperture and an edge of the support pad to block an air path from an edge of the support pad to the sensor aperture.
- first and second edges 390 and 392 of guardian aperture 269 extend outward beyond first and second edges 394 and 396 of the sensor aperture and are substantially linearly aligned.
- the guardian aperture may have other shapes as well.
- support pad 263 ′′ may include an annular guardian aperture 269 ′ that surrounds sensor aperture 267 to substantially completely block the air path to the sensor aperture.
- Support pad 263 ′′ includes a plurality of connecting pieces 281 to join an annular piece 283 to the remainder of the support pad.
- the outermost ring of apertures of support pad 263 ′′′ are connected to form a plurality of elongated apertures 265 ′′ and an elongated guardian aperture 269 ′′.
- These elongated apertures provide a greater total aperture volume to trap air and a more circuitous path for air to flow to the sensor aperture.
- First and second edges 390 ′′ and 392 ′′ of the guardian aperture extend beyond first and second edges 394 and 396 of the sensor aperture.
- air may also be prevented from triggering a false alarm by providing an annular guardian member 271 extending downward from the support pad and surrounding the sensor aperture.
- the guardian member forms a generally circular wall completely surrounding the sensor aperture.
- the guardian member prevents air bubbles between the substrate and flexible membrane from accumulating in the region of the sensor aperture.
- guardian member 271 may have walls which are generally perpendicular to the surface of the support pad.
- FIG. 11B shows an annular guardian member 271 ′ which has a sloping wall.
- Annular guardian member 271 or 271 ′ may be attached to the support pad by an adhesive or formed integrally with the support pad.
- the guardian member can be combined with any one of support pads 263 , 263 ′ or 263 ′′.
- Substantially similar arrangements may be used in connection with the support plate. That is, apertures or indentations may be formed in the support plate to provide regions into which the flexible membrane can extend to provide air pockets.
- the guardian members may be formed on the support plate. In such arrangements, a support pad may be unnecessary.
- the apertures should cover a majority portion of the surface area of the support pad or support plate.
- the apertures should extend over approximately 50 percent of the available surface area of the support pad or support plate.
- the apertures should provide a convoluted or circuitous route for air flow between the edge of the substrate and the sensor aperture.
- the flexible membrane may be transparent or semi-transparent.
- the flexible membrane may be formed of a silicone that does not have any added pigmentation.
- the transparent flexible membrane is a particular advantage in carrier head 100 c and 100 d, because it permits the user to look through the membrane to determine whether the sensor aperture in the support structure is aligned with the valve press plate before the retaining ring is secured to the base. If the aperture and press plate are not properly aligned, the entire backing assembly can be rotated until they are aligned. Then the retaining ring can be secured to the base to hold the substrate backing assembly in place.
- the CMP apparatus may detect whether the carrier head has successfully chucked the substrate.
- the pressure gauges may also be used to continuously monitor the presence of a substrate in the carrier head. If pressure gauges 96 c or 96 b detect a change in the pressure of volume 170 , for example, while transporting the substrate between polishing stations or between a polishing station and a transfer station, then this is an indication that the substrate has loosened or detached from the carrier head. In this circumstance, operations may be halted and the problem corrected.
- Another problem that has been encountered in CMP is that the substrate may escape from the carrier head during polishing. For example, if the retaining ring accidentally lifts off the polishing pad, the frictional force from the polishing pad will slide the substrate out from beneath the carrier head.
- a CMP apparatus using carrier head 100 may sense whether the substrate is properly positioned beneath the carrier head during polishing. If carrier head 100 is to be used in this fashion, it is advantageous to have several apertures 278 located near the periphery of the flexible membrane 118 .
- pressure gauge 96 c is used to measure the pressure in chamber 290 . Referring to FIG. 8G, chamber 290 is initially at a pressure P g1 . If the substrate is properly positioned beneath the carrier head, substrate 10 will block apertures 278 and the pressure in chamber 290 will remain constant. However, if the substrate escapes, then apertures 278 will not be blocked, and fluid from chamber 290 will leak through the apertures into the ambient atmosphere. Consequently, the pressure in chamber 290 will fall to a pressure P g2 .
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Abstract
A carrier head for a chemical mechanical polishing system includes a flexible membrane with a substrate receiving surface, a sensor mechanism to determine if a substrate is properly attached to the carrier head, and means for preventing fluid that may be located between the substrate and the flexible membrane from interfering with the substrate detection mechanism.
Description
- This is a continuation-in-part application of copending Ser. No. 08/862,350, filed May, 23, 1997, the entire disclosure of which is incorporated herein by reference.
- The present invention relates generally to chemical mechanical polishing of substrates, and more particularly to methods and apparatus for detecting the presence of a substrate in a carrier head of a chemical mechanical polishing system.
- Integrated circuits are typically formed on substrates, particularly silicon wafers, by the sequential deposition of conductive, semiconductive or insulative layers. After each layer is deposited, the layer is etched to create circuitry features. As a series of layers are sequentially deposited and etched, the outer or uppermost surface of the substrate, i.e., the exposed surface of the substrate, becomes increasingly non-planar. Therefore, the substrate surface is periodically planarized surface to provide a substantially planar layer surface.
- Chemical mechanical polishing (CMP) is one accepted method of planarization. This planarization method typically requires that the substrate be mounted to a carrier or polishing head. The exposed surface of the substrate is then placed against a rotating polishing pad. The carrier provides a controllable load, i.e., pressure, on the substrate to press it against the polishing pad. In addition, the carrier may rotate to affect the relative velocity distribution over the surface of the substrate. A polishing slurry, including an abrasive and at least one chemically-reactive agent, may be distributed over the polishing pad to provide an abrasive chemical solution at the interface between the pad and substrate.
- Typically, the carrier head is used to remove the substrate from the polishing pad after the polishing process has been completed. The substrate is vacuum-chucked to the underside of the carrier head. When the carrier head is retracted, the substrate is lifted off the polishing pad.
- One problem that has been encountered in CMP is that the substrate may not be lifted by the carrier head. For example, if the surface tension binding the substrate to the polishing pad is greater than the force binding the substrate on the carrier head, then the substrate will remain on the polishing pad when the carrier head retracts. Also, if a defective substrate fractures during polishing, then the carrier head may be unable to remove the fractured substrate from the polishing pad.
- A related problem is that the attachment of the substrate to the carrier head may fail, and the substrate may detach from the carrier head. This may occur if, for example, the substrate was attached to the carrier head by surface tension alone, rather than in combination with vacuum-chucking.
- As such, an operator may not know that the carrier head no longer carries the substrate. The CMP apparatus will continue to operate even though the substrate is no longer present in the carrier head. This may decrease throughput. In addition, a loose substrate, i.e., one not attached to a carrier head, may be knocked about by the moving components of the CMP apparatus, potentially damaging the substrate or the polishing pad, or leaving debris which may damage other substrates.
- Another problem encountered in CMP is the difficulty of determining whether the substrate is present in the carrier head. Because the substrate is located beneath the carrier head, it is difficult to determine by visual inspection whether the substrate is present in and properly attached to the carrier head. In addition, optical detection techniques are impeded by the presence of slurry.
- A carrier head may include a rigid base having a bottom surface which serves as a substrate receiving surface. Multiple channels extend through the base to the substrate receiving surface. A pump or vacuum source can apply a vacuum to the channels. When air is pumped out of the channels, the substrate will be vacuum-chucked to the bottom surface of the base. A pressure sensor may be connected to a pressure line between the vacuum source and the channels in the carrier head. If the substrate was not successfully vacuum-chucked to the carrier head, then the channels will be open and air or other fluid will leak into the channels. On the other hand, if the substrate was successfully vacuum-chucked to the carrier head, then the channels will be sealed and air will not leak into the channels. Consequently, the pressure sensor will measure a higher vacuum or lower pressure when the substrate is successfully vacuum-chucked to the underside of the carrier head as compared to when the substrate is not properly attached to the carrier head.
- Unfortunately, there are several problems with this method of detecting the presence of a substrate in the carrier head. Corrosive slurry may be suctioned into the channels and contaminate the carrier head. In addition, the threshold pressure for determining whether the substrate has been lifted from the polishing pad must be determined experimentally.
- Accordingly, it would be useful to provide a CMP system capable of reliably sensing the presence of a substrate in a carrier head. It would also be useful if such a system could operate without exposing the interior of the carrier head to contamination by a slurry.
- In one aspect, the invention is directed to a carrier head that has a base, a flexible member connected to the base defining a first chamber, and a support pad positioned between the base and the flexible member. A lower face of the flexible member provides a substrate receiving surface, and the support pad has a plurality of apertures which cooperate with the flexible member to provide a plurality of pockets to trap a fluid that may be located between a substrate and the flexible member as a result of a substrate attachment procedure.
- Implementations of the invention may include the following features. A valve in the carrier head may open or close a passage in the carrier head. The plurality of apertures may include a sensor aperture positioned below the valve so that the flexible member can deflect into the sensor aperture to actuate the valve if a fluid is evacuated from the first chamber and the substrate is not attached to the substrate receiving surface. A support plate may be positioned between the support pad and the base, and the sensor aperture may be located below a corresponding aperture in the support plate. A guardian aperture may be positioned between an edge of the support pad and the sensor aperture to prevent the fluid from traveling directly from the edge of the an annular aperture substantially enclosing the sensor aperture. An annular wall may extend from the support pad towards the first flexible member about the sensor aperture. The wall may be substantially perpendicular to, or it may slope away from, a surface of the support pad. The plurality of apertures in the support pad may occupy a majority of a surface area of the support pad. The apertures may be of different sizes, or a uniform size. The carrier head may include a port fluidly coupled to the first chamber, and a pump may be coupled to the port to vary a pressure level in the first chamber. A support plate having a plurality of apertures may be positioned between the base and the support pad.
- In another aspect, the invention is directed to a carrier head that has a base, a flexible member joined to the base to define a first chamber and a substrate receiving surface, and a support pad positioned between the base and the flexible member. The support pad includes a sensor aperture and a plurality of apertures extending about the sensor aperture to provide a plurality of pockets to trap a fluid which may be present between a substrate and the flexible member as a result of a substrate attachment procedure.
- In another aspect, the invention is directed to a support pad for a carrier head that includes a flexible member which defines a substrate receiving surface. The support pad has a sensor aperture and a plurality of apertures extending about the sensor aperture to provide a plurality of pockets to trap a fluid which may be present between a substrate and the flexible member as a result of a substrate attachment procedure.
- In another aspect, the invention is directed to a carrier head that has a base, a flexible member connected to the base to define a first chamber and a substrate receiving surface, a support pad positioned between the base and the flexible member, and a guardian member extending downward from the support pad. The support pad has a sensor aperture, and the guarding member forms a wall around the sensor aperture to block a fluid that can be trapped between the substrate and the flexible member during a substrate attachment procedure from entering the sensor aperture.
- In another aspect, the invention is directed to a carrier head that has a base, a flexible member joined to the base to define a chamber and a substrate receiving surface, and a support plate positioned between the base and the flexible member. The support plate includes a sensor aperture and a plurality of apertures extending about the sensor aperture to provide a plurality of pockets to trap a fluid which may be present between a substrate and the flexible member as a result of a substrate attachment procedure.
- In yet another aspect, the invention is directed to a carrier head that has a flexible membrane with a substrate receiving surface, a rigid body having an aperture into which the flexible membrane deflects if a chamber is evacuated and the substrate is not attached to the substrate receiving surface, and a barrier on the rigid body to prevent fluid that may be located between the substrate and the flexible membrane from causing the flexible membrane to deflect into the aperture when the substrate is attached to the substrate receiving surface.
- Implementations of the invention may include the following features. The barrier may include a region into which the flexible membrane can expand to provide a fluid pocket. For example, the barrier may include a support pad having a plurality of apertures therethrough secured to a bottom surface of the body, or a plurality of recesses formed in a bottom surface of the body. The barrier may include a baffle joined to a bottom surface of the body.
- In still another aspect, the invention is directed to a carrier head having a flexible membrane with a substrate receiving surface, a substrate detection mechanism, and means for preventing fluid that may be located between the substrate and the flexible membrane from interfering with the substrate detection mechanism.
- In even another aspect, the invention is directed to a carrier head that has a base and a transparent flexible member connected to the base to provide a pressurizable chamber and a substrate receiving surface.
- Implementations of the invention may include the following features. The flexible membrane may be formed of a silicone that does not contain pigmentation. A support structure may be positioned between the base and the flexible membrane, and a valve may be positioned on a lower surface of the base. The support structure may have an aperture therethrough which is aligned with the valve, and alignment of the valve with the aperture may be viewable through the transparent membrane.
- Advantages of the invention include the following. The CMP apparatus includes a sensor to detect whether the substrate is properly attached to the carrier head. The sensor is less prone to false alarms.
- Other advantages and features of the invention become apparent from the following description, including the drawings and claims.
- FIG. 1 is an exploded perspective view of a chemical mechanical polishing apparatus.
- FIG. 2 is a schematic top view of a carousel, with the upper housing removed.
- FIG. 3 is partially a cross-sectional view of the carousel of FIG. 2 along line3-3, and partially a schematic diagram of the pressure regulators used by the CMP apparatus.
- FIG. 4 is a schematic cross-sectional view of a carrier head with a flexible membrane and a chamber.
- FIG. 5A is a schematic cross-sectional view of a carrier head with a vented chamber.
- FIG. 5B is a view of the carrier head of FIG. 5A without an attached substrate.
- FIG. 6A is a schematic cross-sectional view of a carrier head with a valve connecting the chamber to a bladder.
- FIG. 6B is a view of the carrier head of FIG. 6A without an attached substrate.
- FIG. 7 is a schematic cross-sectional view of a carrier head with a valve connecting the chamber to ambient atmosphere in accordance with the present invention.
- FIGS. 8A and 8G are graphs showing pressure as a function of time in a CMP apparatus using the carrier head of FIG. 4.
- FIGS. 8B and 8C are graphs showing pressure as a function of time in a CMP apparatus using the carrier head of FIG. 5A.
- FIGS. 8D and 8E are graphs showing pressure as a function of time in a CMP apparatus using the carrier head of FIG. 6A.
- FIG. 8F is a graph showing pressure as a function of time in a CMP apparatus using the carrier head of FIG. 7.
- FIG. 9A is a schematic cross-sectional view of a support plate, a support pad and a flexible membrane.
- FIG. 9B is a schematic perspective view of the support pad of FIG. 9A.
- FIG. 9C is a schematic cross-sectional view illustrating the extension of the flexible membrane into the aperture in the support pad.
- FIGS.10A-10C are schematic top views of support pads with a plurality of apertures, a guardian aperture and a sensor aperture.
- FIGS. 11A and 11B are schematic cross-sectional views of support pads with an annular guard member extending downward around the edges of a sensor aperture.
- Like reference numbers are designated in the various drawings to indicate like elements. A letter suffix or a primed reference number indicates that an element has a modified function, operation or structure, or to differentiate elements in the same embodiment.
- Referring to FIG. 1, one or
more substrates 10 will be polished by a chemical mechanical polishing (CMP)apparatus 20. A complete description ofCMP apparatus 20 may be found in pending U.S. Pat. No. 5,738,574, the entire disclosure of which is hereby incorporated by reference. -
CMP apparatus 20 includes alower machine base 22 with atable top 23 mounted thereon and a removable upper outer cover (not shown).Table top 23 supports a series of polishingstations 25, and atransfer station 27.Transfer station 27 may form a generally square arrangement with the three polishing stations.Transfer station 27 serves multiple functions of receivingindividual substrates 10 from a loading apparatus (not shown), washing the substrates, loading the substrates into carrier heads (to be described below), receiving the substrates from the carrier heads, washing the substrates again, and finally transferring the substrates back to the loading apparatus. - Each polishing
station 25 includes arotatable platen 30 on which is placed apolishing pad 32. Ifsubstrate 10 is an eight-inch (200 mm) diameter disk, then platen 30 and polishingpad 32 will be about twenty inches in diameter.Platen 30 may be connected by a platen drive shaft (not shown) to a platen drive motor (also not shown). For most polishing processes, the drive motor rotatesplaten 30 at about thirty to two-hundred revolutions per minute, although lower or higher rotational speeds may be used. - Each polishing station may further include an associated
pad conditioner apparatus 40. Eachpad conditioner apparatus 40 has arotatable arm 42 holding an independently rotatingconditioner head 44 and an associatedwashing basin 46. The conditioner apparatus maintains the condition of the polishing pad so that it will effectively polish any substrate pressed against it while it is rotating. - A
slurry 50 containing a reactive agent (e.g., deionized water for oxide polishing), abrasive particles (e.g., silicon dioxide for oxide polishing) and a chemically-reactive catalyzer (e.g., potassium hydroxide for oxide polishing), is supplied to the surface of polishingpad 32 by a combined slurry/rinsearm 52. Sufficient slurry is provided to cover and wet theentire polishing pad 32. Slurry/rinsearm 52 includes several spray nozzles (not shown) which provide a high pressure rinse of polishingpad 32 at the end of each polishing and conditioning cycle. - Two or more intermediate washing stations55 a and 55 b may be positioned between neighboring polishing stations. The washing stations rinse the substrates as they pass from one polishing station to another.
- A rotatable
multi-head carousel 60 is positioned abovelower machine base 22.Carousel 60 is supported by acenter post 62 and rotated thereon about acarousel axis 64 by a carousel motor assembly located withinbase 22.Center post 62 supports acarousel support plate 66 and acover 68.Multi-head carousel 60 includes fourcarrier head systems 70. Three of the carrier head systems receive and hold substrates and polish them by pressing them against thepolishing pad 32 onplaten 30 of polishingstations 25. One of the carrier head systems receives a substrate from and delivers the substrate to transferstation 27. - The four carrier head systems are mounted on
carousel support plate 66 at equal angular intervals aboutcarousel axis 64.Center post 62 allows the carousel motor to rotate thecarousel support plate 66 and to orbit the carrier head systems, and the substrates attached thereto, aboutcarousel axis 64. - Each
carrier head system 70 includes a polishing orcarrier head 100. Eachcarrier head 100 independently rotates about its own axis, and independently laterally oscillates in aradial slot 72 formed incarousel support plate 66. Acarrier drive shaft 74 connects a carrierhead rotation motor 76 to carrier head 100 (shown by the removal of one-quarter of cover 68). There is one carrier drive shaft and motor for each head. - Referring to FIG. 2, in which cover68 of
carousel 60 has been removed,carousel support plate 66 supports the four carrier head systems. Carousel support plate includes fourradial slots 72, generally extending radially and oriented 90° apart.Radial slots 72 may either be close-ended (as shown) or open-ended. The top of support plate supports four slotted carrier head support slides 80. Eachslide 80 aligns along one of theradial slots 72 and moves freely along a radial path with respect tocarousel support plate 66. Two linear bearing assemblies bracket eachradial slot 72 to support eachslide 80. - As shown in FIGS. 2 and 3, each linear bearing assembly includes a
rail 82 fixed tocarousel support plate 66, and two hands 83 (only one of which is illustrated in FIG. 3) fixed to slide 80 to grasp the rail. Twobearings 84 separate eachhand 83 fromrail 82 to provide free and smooth movement therebetween. Thus, the linear bearing assemblies permit slides 80 to move freely alongradial slots 72. - A
bearing stop 85 anchored to the outer end of one of therails 82 preventsslide 80 from accidentally coming off the end of the rails. One of the arms of each slide 80 contains an unillustrated threaded receiving cavity or nut fixed to the slide near its distal end. The threaded cavity or nut receives a worm-gear lead screw 86 driven by a slideradial oscillator motor 87 mounted oncarousel support plate 66. Whenmotor 87 turns leadscrew 86, slide 80 moves radially. The fourmotors 87 are independently operable to independently move the four slides along theradial slots 72 incarousel support plate 66. - A carrier head assembly or system, each including a
carrier head 100, acarrier drive shaft 74, acarrier motor 76, and a surroundingnon-rotating shaft housing 78, is fixed to each of the four slides. Driveshaft housing 78 holds driveshaft 74 by paired sets oflower ring bearings 88 and a set ofupper ring bearings 89. - A
rotary coupling 90 at the top ofdrive motor 76 couples three or morefluid lines more channels drive shaft 74. Three vacuum or pressure sources, such as pumps, venturis or pressure regulators (hereinafter collectively referred to simply as “pumps”) 93 a, 93 b and 93 c may be connected tofluid lines fluid lines Controllable valves pressure gauges power carrier head 100 and to vacuum-chuck a substrate to the bottom of the carrier head. In addition, computer 99 may operate valves 98 a-98 c and monitor pressure gauges 96 a-96 c, as described in more detail below, to sense the presence of the substrate in the carrier head. In the various embodiments of the carrier head described below, the pumps remain coupled to the same fluid lines, although the function or purpose of the pumps may change. - During actual polishing, three of the carrier heads are positioned at and above respective polishing stations. Each carrier head lowers a substrate into contact with polishing
pad 32, andslurry 50 acts as the media for chemical mechanical polishing of the substrate or wafer. - Generally,
carrier head 100 holds the substrate against the polishing pad and evenly distributes a force across the back surface of the substrate. The carrier head also transfers torque from the drive shaft to the substrate and ensures that the substrate does not slip from beneath the carrier head during polishing. - Referring to FIG. 4,
carrier head 100 includes ahousing 102, abase 104, agimbal mechanism 106, aloading mechanism 108, a retainingring 110, and asubstrate backing assembly 112. A more detailed description of a similar carrier head may be found in pending U.S. patent application Ser. No. 08/861,260 by Zuniga, et al., filed May 21, 1997, entitled A CARRIER HEAD WITH A FLEXIBLE MEMBRANE FOR A CHEMICAL MECHANICAL POLISHING SYSTEM, and assigned to the assignee of the present invention, the entire disclosure of which is hereby incorporated by reference. - The
housing 102 is connected to driveshaft 74 to rotate therewith about an axis ofrotation 107 which is substantially perpendicular to the surface of the polishing pad. Theloading mechanism 108 is positioned betweenhousing 102 andbase 104 to apply a load, i.e., a downward pressure, tobase 104. The vertical position ofbase 104 relative to polishingpad 32 is also controlled byloading mechanism 108. Pressurization of achamber 290 positioned betweenbase 104 andsubstrate backing assembly 112 generates an upward force on the base and a downward force on the substrate backing assembly. The downward force on the substrate backing assembly presses the substrate against the polishing pad. - The
substrate backing assembly 112 includes asupport structure 114, aflexure 116 connected betweensupport structure 114 andbase 104, and aflexible membrane 118 connected to supportstructure 114. Theflexible membrane 118 extends belowsupport structure 114 to provide a mountingsurface 274 for the substrate. Each of these elements will be explained in greater detail below. -
Housing 102 is generally circular in shape to correspond to the circular configuration of a substrate to be polished. The housing includes anannular housing plate 120 and a generally-cylindrical housing hub 122.Housing hub 122 may include anupper hub portion 124 and alower hub portion 126. The lower hub portion may have a smaller diameter than the upper hub portion. Thehousing plate 120 may surroundlower hub portion 126 and be affixed toupper hub portion 124 bybolts 128. - An
annular cushion 121 may be attached, for example, by an adhesive, to anupper surface 123 ofhousing plate 120. As discussed below, the cushion acts as a soft stop to limit the downward travel ofbase 104. -
Base 104 is a generally ring-shaped body located beneathhousing 102. Alower surface 150 ofbase 104 includes an annular recess 154. A passage 156 may connect a top surface 152 ofbase 104 to annular recess 154. Afixture 174 may be inserted into passage 152, and a flexible tube (not shown) may connectfixture 133 tofixture 174. The base 104 may be formed of a rigid material such as aluminum, stainless steel or fiber-reinforced plastic. - A
bladder 160 may be attached tolower surface 150 ofbase 104.Bladder 160 may include amembrane 162 and aclamp ring 166.Membrane 162 may be a thin annular sheet of a flexible material, such as a silicone rubber, having protruding edges 164. Theclamp ring 166 may be an annular body having a T-shaped cross-section and includingwings 167. A plurality of tapped holes, spaced at equal angular intervals, are located in the upper surface of the clamp ring. The holes may hold bolts or screws to secure the clamp ring to the base. To assemblebladder 160, protrudingedges 164 ofmembrane 162 are fit abovewings 167 ofclamp ring 166. The entire assembly is placed in annular recess 154.Clamp ring 166 may be secured tobase 104 by screws 168 (not shown in FIG. 4, but one screw is shown on the left hand side of the cross-sectional view of FIG. 6A).Clamp ring 166seals membrane 162 tobase 104 to define avolume 170. Avertical passage 172 extends throughclamp ring 166 and is aligned with passage 152 inbase 104. An O-ring 178 may be used to seal the connection between passage 156 andpassage 172. -
Pump 93 b (see FIG. 3) may be connected tobladder 160 viafluid line 92 b,rotary coupling 90,channel 94 b indrive shaft 74,passage 132 inhousing 102, the flexible tube (not shown), passage 152 inbase 104, andpassage 172 inclamp ring 166. Ifpump 93 b forces a fluid, for example a gas, such as air, intovolume 170, thenbladder 160 will expand downwardly. On the other hand, ifpump 93 b evacuates fluid fromvolume 170, thenbladder 160 will contract. As discussed below,bladder 160 may be used to apply a downward pressure to supportstructure 114 andflexible membrane 118. -
Gimbal mechanism 106 permits base 104 to move with respect tohousing 102 so that the base may remain substantially parallel with the surface of the polishing pad.Gimbal mechanism 106 includes agimbal rod 180 and aflexure ring 182. The upper end ofgimbal rod 180 fits into apassage 188 throughcylindrical bushing 142. The lower end ofgimbal rod 180 includes anannular flange 184 which is secured to an inner portion offlexure ring 182 by, for example, screws 187. The outer portion offlexure ring 182 is secured to base 104 by, for example, screws 185 (not shown in FIG. 4, but one screw is shown in the left hand side of the cross-sectional view of FIG. 6A).Gimbal rod 180 may slide vertically alongpassage 188 so thatbase 104 may move vertically with respect tohousing 102. However,gimbal rod 180 prevents any lateral motion ofbase 104 with respect tohousing 102. -
Gimbal mechanism 106 may also include avertical passage 196 formed along the central axis ofgimbal rod 180.Passage 196 connectsupper surface 134 ofhousing hub 122 tochamber 290. O-rings 198 may be set into recesses inbushing 142 to provide a seal betweengimbal rod 180 andbushing 142. - The vertical position of
base 104 relative tohousing 102 is controlled byloading mechanism 108. The loading mechanism includes achamber 200 located betweenhousing 102 andbase 104.Chamber 200 is formed by sealingbase 104 tohousing 102. The seal includes adiaphragm 202, aninner clamp ring 204, and anouter clamp ring 206.Diaphragm 202, which may be formed of a sixty mil thick silicone sheet, is generally ring-shaped, with a flat middle section and protruding edges. -
Inner clamp ring 204 is used to sealdiaphragm 202 tohousing 102.Inner clamp ring 204 is secured tobase 104, for example, bybolts 218, to firmly hold the inner edge ofdiaphragm 202 againsthousing 102. -
Outer clamp ring 206 is used to sealdiaphragm 202 tobase 104.Outer clamp ring 206 is secured tobase 104, for example, by bolts (not shown), to hold the outer edge ofdiaphragm 202 against the top surface ofbase 104. Thus, the space betweenhousing 102 andbase 104 is sealed to formchamber 200. - Pump93 a (see FIG. 3) may be connected to
chamber 200 viafluid line 92 a,rotary coupling 90,channel 94 a indrive shaft 74, andpassage 130 inhousing 102. Fluid, for example a gas, such as air, is pumped into and out ofchamber 200 to control the load applied tobase 104. Ifpump 93 a pumps fluid intochamber 200, the volume of the chamber will increase andbase 104 will be pushed downwardly. On the other hand, ifpump 93 a pumps fluid out ofchamber 200, the volume ofchamber 200 will decrease andbase 104 will be pulled upwardly. -
Outer clamp ring 206 also includes an inwardly projectingflange 216 which extends overhousing 102. Whenchamber 200 is pressured andbase 104 moves downwardly, inwardly projectingflange 216 ofouter clamp ring 206 abutscushion 121 to prevent over-extension of the carrier head. Inwardly projectingflange 216 also acts as a shield to prevent slurry from contaminating components, such asdiaphragm 202, in the carrier head. - Retaining
ring 110 may be secured at the outer edge ofbase 104. Retainingring 110 is a generally annular ring having a substantially flatbottom surface 230. When fluid is pumped intochamber 200 andbase 104 is pushed downwardly, retainingring 110 is also pushed downwardly to apply a load to polishingpad 32. Aninner surface 232 of retainingring 110 defines, in conjunction with mountingsurface 274 offlexible membrane 118, asubstrate receiving recess 234. The retainingring 110 prevents the substrate from escaping the receiving recess and transfers the lateral load from the substrate to the base. - Retaining
ring 110 may be made of a hard plastic or a ceramic material. Retainingring 110 may be secured tobase 104 by, for example, bolts 240 (only one is shown in this cross-sectional view). - The
substrate backing assembly 112 is located belowbase 104.Substrate backing assembly 112 includessupport structure 114,flexure 116 andflexible membrane 118. Theflexible membrane 118 connects to and extends beneathsupport structure 114. -
Support structure 114 includes asupport plate 250, an annularlower clamp 280, and an annularupper clamp 282.Support plate 250 may be a generally disk-shaped rigid member.Support plate 250 may have a generally planarlower surface 256 with a downwardly-projectinglip 258 at its outer edge. A plurality ofapertures 260 may extend vertically throughsupport plate 250 connectinglower surface 256 to an upper surface 254. Anannular groove 262 may be formed in upper surface 254 near the edge of the support plate.Support plate 250 may be formed of aluminum or stainless steel. A support pad 263 (not shown), having a plurality ofapertures 265 and asensor aperture 267, may be attached tolower surface 256 of the support plate to serve as a cushion between the support plate and the substrate. -
Flexible membrane 118 is a circular sheet formed of a flexible and elastic material, such as a high-strength silicone rubber.Membrane 118 may have a protrudingouter edge 270. Aportion 272 ofmembrane 118 extends around a lower corner ofsupport plate 250 atlip 258, upwardly around an outercylindrical surface 268 of the support plate, and inwardly along upper surface 254. Protrudingedge 270 ofmembrane 118 may fit intogroove 262. The edge offlexible membrane 118 is clamped betweenlower clamp 280 andsupport plate 250. A small aperture or plurality of apertures may be formed at the approximate center ofmembrane 118. The apertures may be about one to ten millimeters across, and are used, as discussed below, to sense the presence of the substrate. - The
flexure 116 is a generally planar annular ring.Flexure 116 is flexible in the vertical direction, and may be flexible or rigid in the radial and tangential directions. The material offlexure 116 is selected to have a durometer measurement between 30 on the Shore A scale and 70 on the Shore D scale. The material offlexure 116 may be a rubber such as neoprene, an elastomeric-coated fabric such as NYLON™ or NOMEX™, a plastic, or a composite material such as fiberglass or silicone. - The space between
flexible membrane 118,support structure 114,flexure 116,base 104, andgimbal mechanism 106 defineschamber 290.Passage 196 throughgimbal rod 180 connectschamber 290 to the upper surface ofhousing 102. Pump 93 c (see FIG. 3) may be connected tochamber 290 viafluid line 92 c,rotary coupling 90,channel 94 c indrive shaft 74 andpassage 196 ingimbal rod 180. If pump 93 c forces a fluid, for example a gas, such as air, intochamber 290, then the volume of the chamber will increase andflexible membrane 118 will be forced downwardly. On the other hand, if pump 93 c evacuates air fromchamber 290, then the volume of the chamber will decrease and the membrane will be forced upwardly. It is advantageous to use a gas rather than a liquid because a gas is more compressible. - The lower surface of
flexible membrane 118 provides a mountingsurface 274. During polishing,substrate 10 is positioned insubstrate receiving recess 234 with the backside of the substrate positioned against the mounting surface. The edge of the substrate may contact the raisedlip 258 ofsupport ring 114 throughflexible membrane 118. - By pumping fluid out of
chamber 290, the center offlexible membrane 118 may be bowed inwardly and pulled abovelip 258. If the backside of the substrate is placed against mountingsurface 274, then the extension of the flexible membrane abovelip 258 creates a low-pressure pocket 278 between the substrate and the flexible membrane (see FIGS. 5A and 6A). This low-pressure pocket vacuum-chucks the substrate to the carrier head. - A CMP apparatus utilizing
carrier head 100 may operate as follows.Substrate 10 is loaded intosubstrate receiving recess 234 with the backside of the substrate abutting mountingsurface 274 offlexible membrane 118.Pump 93 b pumps fluid intobladder 160. This causesbladder 160 to expand and forcesupport structure 114 downwardly. The downward motion ofsupport structure 114 causeslip 258 to press the edge offlexible membrane 118 against the edge ofsubstrate 10, creating a fluid-tight seal at the edge of the substrate. Then pump 93 c evacuateschamber 290 to create a low-pressure pocket betweenflexible membrane 118 and the backside ofsubstrate 10 as previously described. Finally, pump 93 a pumps fluid out ofchamber 200 to liftbase 104,substrate backing assembly 112, andsubstrate 10 off a polishing pad or out of the transfer station.Carousel 60 then, for example, rotates the carrier head to a polishing station.Pump 93 a then forces a fluid intochamber 200 to lower thesubstrate 10 onto the polishing pad.Pump 93 b evacuatesvolume 170 so thatbladder 160 no longer applies a downward pressure to supportstructure 114 andflexible membrane 118. Finally, pump 93 c may pump a gas intochamber 290 to apply a downward load tosubstrate 10 for the polishing step. - The CMP apparatus of the present invention is capable of detecting whether a substrate is properly attached to
carrier head 100. If the CMP apparatus detects that the substrate is missing or is improperly attached to the carrier head, the operator may be alerted and polishing operations may be automatically halted. - The CMP apparatus may sense whether
carrier head 100 successfully chucked the substrate as follows. After pump 93 c evacuateschamber 290 to createlow pressure pocket 278 betweenflexible membrane 118 and the backside ofsubstrate 10,pressure gauge 96 c is used to measure the pressure inchamber 290. - Referring to FIG. 8A,
chamber 290 is initially at a pressure Pa1. Then pump 93 c begins to evacuatechamber 290 at a time Ta0. On the one hand, if the substrate is properly attached to the carrier head,substrate 10 will blockaperture 276 and pump 93 c will successfully evacuatechamber 290. Consequently, the pressure inchamber 290 will fall to a pressure Pa2. If the substrate is not present or is not properly attached to the carrier head, thenaperture 276 will not be blocked, and air from the ambient atmosphere will leak intochamber 290. Consequently, pump 93 c will not be able to completely evacuatechamber 290, and the pressure inchamber 290 will only fall to a pressure Pa3 which is greater than pressure Pa2. The exact values of pressures Pa1, Pa2 and Pa3 depend upon the efficiency of pump 93 c and the size ofaperture 276 andchamber 290, and may be experimentally determined.Pressure gauge 96 c measures the pressure inline 92 c, and thus inchamber 290, at time Ta1 after the pump is activated. Computer 99 may be programmed to compare the pressure measured bypressure gauge 96 c to a threshold pressure PaT which is between pressures Pa2 and Pa3. An appropriate threshold pressure PaT may be determined experimentally. If the pressure measured bygauge 96 c is below threshold pressure PaT then it is assumed that the substrate is chucked to the carrier head and the polishing process may proceed. On the other hand, if the pressure measured bygauge 96 c is above threshold pressure PaT this provides an indication that the substrate is not present or is not properly attached to the carrier head. - In the alternate embodiments of the carrier head of the present invention discussed below, elements with modified functions or operations will be referred to with single or double primed reference numbers. In addition, in the embodiments discussed below, although pressure sensors96 a-96 c remain coupled to fluid lines 92 a-92 c, respectively, the purpose or function of the pressure sensors may change.
- Referring to FIG. 5A,
flexible membrane 118 a of carrier head 100 a does not include an aperture. Rather, carrier head 100 a includes avent 300 betweenchamber 290 and the ambient atmosphere. -
Vent 300 includes apassageway 302 formed in flexure ring 182 a, apassageway 304 formed in base 104 a, and apassageway 306 formed inouter clamp ring 206 a. Vent 300 may also include acheck valve 308 to prevent fluid from exitingchamber 290.Check valve 308 may be located between base 104 a andouter clamp ring 206 a. During polishing, when pump 93 c pressurizeschamber 290, the air pressure inpassageway 304 will closecheck valve 308. This ensures that the pressure inchamber 290 remains constant. - Support plate250 a may include a
large sensor aperture 320 located beneath anentry port 322 ofpassage 196. As discussed below,flexible membrane 118 a may deflect upwardly throughsensor aperture 320 to closeentry port 322. In addition, a spacer (not shown) may be attached to the bottom surface offlexure ring 182. The spacer prevents direct contact betweensupport plate 250 andflexure ring 182 and provides a gap for fluid to flow frompassageway 302 toentry port 322. - A CMP apparatus using carrier head100 a senses whether the substrate has been successfully chucked to the carrier head as follows. The substrate is loaded into
substrate receiving recess 234 so that the backside of the substratecontacts mounting surface 274. Pump 93 c evacuateschamber 290 to create low-pressure pocket 278 betweenflexible membrane 118 a andsubstrate 10.Pressure gauge 96 c measures the pressure inchamber 290 to determine whether the substrate was successfully vacuum-chucked to the carrier head. - As shown in FIG. 5A, if the substrate was successfully vacuum-chucked,
flexible membrane 118 a is maintained in close proximity tosubstrate 10 by low-pressure pocket 278. Consequently, air may flow intochamber 290 throughvent 300 as pump 93 c attempts to evacuatechamber 290. As shown in FIG. 5B, if the substrate is not present or is not properly attached to the carrier head, thenmembrane 118 a will deflect throughsensor aperture 320 and be pulled against alower surface 324 ofgimbal rod 180 to closeentry port 322 ofpassage 196. - Referring to FIG. 8B,
chamber 290 is initially at a pressure Pb1. Pump 93 c begins to evacuatechamber 290 at time Tb0. If the substrate is properly attached to the carrier head, then the pressure measured bygauge 96 c will fall from pressure Pb1 to a pressure Pb2. If the substrate is not present or is improperly attached to the carrier head, then the pressure measured bygauge 96 c will fall from pressure Pb1 to a pressure Pb3. Since air may leak intochamber 290 throughvent 300 if the substrate is present, pressure Pb2 is greater than pressure Pb3. - Computer99 may be programmed to compare the pressure measured by
gauge 96 c at time Tb1 after activation of pump 93 c to a threshold pressure PbT. If the pressure measured bygauge 96 c is greater than the threshold pressure PbT, it is assumed that the substrate is chucked to the carrier head and the polishing process may continue normally. On the other hand, if the pressure measured bygauge 96 c is less than the threshold pressure PbT, this is an indication that the substrate is not present or is not properly attached to the carrier head. Pressures Pb1, Pb2, Pb3 and PbT depend upon the efficiency of pump 93 c, the size and shape ofchamber 290, and the size and shape ofvent 300, and may be determined experimentally. - In order for carrier head100 a to function properly,
membrane 118 a must deflect sufficiently to blockentry port 322. The deflection ofmembrane 118 a depends upon the diameter ofsensor aperture 320, the vertical distance thatmembrane 118 needs to deflect, the elastic modulus and thickness ofmembrane 118 a, and the vacuum level inchamber 290.Sensor aperture 320 may be about 1.25 inches in diameter, the distance betweenbottom surface 256 ofsupport plate 250 and the bottom surface offlexure ring 182 may be about 120 to 140 mils,membrane 118 a may have a thickness of {fraction (1/32)} inch and a durometer measurement of about forty to forty-five on the Shore A scale, and the vacuum level inchamber 290 may be about twenty-two to twenty-four inches of mercury (inHg) whenaperture 274 is blocked and about ten to fifteen inHg when the aperture is not blocked. - Referring to FIG. 8C, in an alternate method of operating a CMP apparatus including carrier head100 a, the pressure in
volume 170 may be measured to determine whether the substrate was successfully chucked to the carrier head. If this alternate method is used, carrier head 100 a need not have avent 300.Volume 170 may initially be at a pressure Pc1, andvalve 98 b is closed to sealvolume 170 frompressure regulator 93 b. After pump 93 c evacuateschamber 290 to createlow pressure pocket 278 betweenflexible membrane 118 and the backside ofsubstrate 10,pressure gauge 96 b is used to measure the pressure involume 170. As pump 93 c evacuateschamber 290,support structure 114 is drawn upwardly. This causes annularupper ring 282 to press upwardly onmembrane 162 and reduces the volume ofbladder 160. - If
substrate 10 is properly attached to carrier head 100 a, the pressure involume 170 will rise to a pressure Pc2. On the other hand, if the substrate is not present or is improperly attached to the carrier head,membrane 118 a will deflect throughsensor aperture 320 to closeentry port 322 ofpassage 196. Consequently, some fluid will be trapped inchamber 290, andchamber 290 will not reach as low a pressure. Sincesupport structure 114 will not be drawn as far upwardly andbladder 160 will not be as compressed, the pressure measured bygauge 96 b will rise only to a pressure Pc3 which is less than pressure Pc2. If the pressure measured bygauge 96 b is greater than a threshold pressure PcT, it is assumed that the substrate is chucked to the carrier head and the polishing process may continue normally. On the other hand, if the pressure measured bygauge 96 b is less than the threshold pressure PcT, this is an indication that the substrate is not present or is not properly attached to the carrier head. - Referring to FIG. 6A, in another embodiment a mechanically actuated
valve 350 is located betweenchamber 290 andvolume 170.Valve 350 may be at least partially located in achamber 366 formed across passage 156 b betweenfixture 174 andbladder 160.Valve 350 includes avalve stem 352 and avalve press plate 356.Valve stem 352 may extend through anaperture 354 betweenchamber 366 andchamber 290 inflexure ring 182 b.Valve press plate 356 is connected to the lower end ofvalve stem 352 and fits in ashallow depression 358 in alower surface 360 offlexure ring 182 b. Three channels 362 (only one channel is shown in the cross-sectional view of FIG. 6A) may be formed inflexure ring 182b surrounding aperture 354 and valve stem 352 to connectchamber 290 tochamber 366.Valve 350 may also include anannular flange 364 positioned above flexure rings 182 b inchamber 366. An O-ring 368 may be positioned aroundvalve stem 352 betweenannular flange 364 andflexure ring 182 b. In addition, aspring 370 may be positioned betweenannular flange 364 and aceiling 372 ofchamber 366.Spring 370 biases valve stem 352 downwardly sovalve 350 is closed. More specifically, O-ring 368 is compressed betweenannular flange 364 andflexure ring 182 b to sealchannels 362 fromchamber 366, thereby isolatingchamber 366 fromchamber 290. However, if valve stem 352 is forced upwardly (as shown in FIG. 6B), then O-ring 368 will no longer be compressed and fluid may leak around the O-ring. As such,valve 350 will be open andchamber 366 andchamber 290 will be in fluid communication viachannels 362. -
Support plate 250 b may include a generallycircular sensor aperture 374 located beneathvalve press plate 356. As discussed below, flexible membrane 118 b may deflect upwardly throughsensor aperture 374 to openvalve 350. - A CMP apparatus including
carrier head 100 b senses whether the substrate has been successfully vacuum-chucked to the carrier head as follows. The substrate is positioned in thesubstrate receiving recess 234 so that the backside of the substratecontacts mounting surface 274.Pump 93 b inflatesbladder 160 to form a seal between flexible membrane 118 b andsubstrate 10. Thenvalve 98 b is closed to isolatebladder 160 frompump 93 b. A first measurement of the pressure involume 170 is made by means ofpressure gauge 96 b. Pump 93 c evacuateschamber 290 to create low-pressure pocket 278 between the flexible membrane and the substrate. Then a second measurement of the pressure involume 170 is made by means ofpressure gauge 96 b. The first and second pressure measurements may be compared to determine whether the substrate was successfully vacuum-chucked to the carrier head. - As shown in FIG. 6A, if the substrate was successfully vacuum-chucked, flexible membrane118 b is maintained in close proximity to
substrate 10 bylow pressure pocket 278, andvalve 350 will remain in its closed position. On the other hand, as shown in FIG. 6B, if the substrate is not present or is improperly attached to the carrier head, then whenchamber 290 is evacuated, flexible membrane 118 b will deflect upwardly. The flexible membrane will thus contactvalve press plate 356 andopen valve 350, thereby fluidly connectingchamber 290 tochamber 366. This permits fluid to be drawn out ofvolume 170 throughchamber 290 and evacuated by pump 93 c. - Referring to FIG. 8D,
volume 170 may initially be at a pressure Pd1. The first pressure measurement is made at time Td1 before pump 93 c begins to evacuatechamber 290. Whenchamber 290 is evacuated at time Td1,support structure 114 is drawn upwardly. This causes annularupper ring 282 to press upwardly onmembrane 162. This will reduce the volume ofbladder 160. The second pressure measurement is made at time Td2 afterchamber 290 has been evacuated. - If the substrate is present,
valve 350 remains closed, and the reduction of the volume ofbladder 160 will thereby increase the pressure involume 170 measured bygauge 96 b as pressure Pd1 On the other hand, if the substrate is not present, thenvalve 350 is opened and fluid is evacuated fromvolume 170 so that the pressure measured bygauge 96 b falls to pressure Pd3. Therefore, if the second measured pressure is larger than the first measured pressure, the substrate has been successfully chucked by the carrier head. However, if the second measured pressure is less than the first measured pressure, the substrate has not been successfully chucked by the carrier head. - Computer99 may be programed to store the two pressure measurements, compare the pressure measurements, and thereby determine whether the substrate was successfully vacuum-chucked to the carrier head.
- In addition to the factors discussed previously with reference to carrier head100 a, the ability of membrane 118 b to actuate
valve 350 depends upon the diameter ofvalve press plate 356 and the downward load ofspring 370 onvalve stem 352 as well as the elasticity of membrane 118 b.Sensor aperture 374 may be about 1.0 to 1.5 inches in diameter,spring 370 may apply a downward load of about two to three pounds, valve press plate 376 may be about the same size asaperture 374, the distance betweenbottom surface 256 ofsupport plate 250 and the bottom surface offlexure ring 182 may be about 80 to 100 mils, and the vacuum level inchamber 290 may be about ten to fifteen inHg. - Referring to FIG. 8E, in an alternate method of operating a CMP apparatus including
carrier head 100 b,valve 98 b may remain open when pump 93 c evacuateschamber 290.Volume 170 may initially be at a pressure Pe1. The first pressure measurement is made at time Te1 before pump 93 c begins to evacuatechamber 290. The second pressure measurement is made at time Te2 after pump 93 c begins to evacuatechamber 290. If the substrate is present,valve 350 remains closed, andpressure regulator 93 b will maintain the pressure involume 170 at pressure Pe1. On the other hand, if the substrate is not present,valve 350 is opened.Pressure regulator 93 b will be unable to maintain the pressure in volume in 170 as fluid is evacuated, and the pressure involume 170 will fall to pressure Pe2. Therefore, if the second measured pressure is smaller than the first measured pressure, the substrate was not successfully chucked by the carrier head. However, if the second measured pressure is equal to the first measured pressure, the substrate is properly attached to the carrier head. -
Carrier head 100 b provides several benefits. First,carrier head 100 b is a sealed system in which there are no leaks or apertures to the atmosphere. Therefore, it is difficult for slurry to contaminate the interior of the carrier head. In addition,carrier head 100 b provides an absolute method of determining whether the substrate has been vacuum-chucked to the carrier head: if the pressure involume 170 increases, the substrate is properly attached to the carrier head, whereas if the pressure involume 170 decreases, the substrate is not present or is not properly attached to the carrier head. Experimentation is not required to determine a threshold pressure. In addition, becausevalve 350 is biased closed byspring 370, the valve only opens ifchamber 290 is under vacuum and a substrate is not present or is improperly attached to the carrier head. Consequently, the wafer sensor mechanism is not sensitive to the sequence of pressure or vacuum states inchamber 290 andvolume 170. - Referring to FIG. 7, in another embodiment,
carrier head 100 c include a mechanically actuatedvalve 350 connected across apassage 380 betweenchamber 290 and the ambient atmosphere.Valve 350 may be at least partially located in achamber 366′ formed acrosspassage 380, and includesvalve stem 352,valve press plate 356, andannular flange 364. In its closed position,valve 350′ isolateschamber 366′ fromchamber 290. However, if valve stem 352 is forced upwardly (as shown in FIG. 6B), then O-ring 368 will no longer be compressed and fluid may leak around the O-ring. As such,valve 350 will be open andchamber 290 will be in fluid communication with the ambient atmosphere viapassage 380. - A CMP apparatus including
carrier head 100 c senses whether the substrate has been successfully vacuum-chucked to the carrier head as follows. Referring to FIG. 8F,chamber 290 is initially at a pressure Pf1. Then pump 93 c begins to evacuatechamber 290 at a time Tf0. If the substrate is present,valve 350 remains closed, and the pressure inchamber 290 as measured bygauge 96 c will fall to a pressure Pf2. On the other hand, if the substrate is not present, thenvalve 350 is opened. Consequently, pump 93 c will not be able to completely evacuatechamber 290, and the pressure inchamber 290 will only fall to a pressure Pf3 which is greater than pressure Pf2. Computer 99 may be programmed to compare the pressure measured bypressure gauge 96 c to a threshold pressure PfT which is between pressures Pf2 and Pf3 to determine whether the substrate is present and properly attached to the carrier head. - As shown in FIG. 9A, a carrier head100 d includes a
support pad 263 located betweensupport plate 250 d and flexible membrane 118 d. The surface dimensions of the support pad and the support plate are substantially similar, e.g., the pad and plate may be circular and have the same diameter. The diameter of the support pad and the support plate may each be about 7.81 inches. The pad and the plate may be attached to each other, for example, by an adhesive. Carrier head 100 d may be constructed similarly to carrier heads 100 a, 100 b or 100 c, with a vent or an actuatable valve, and an aperture in the support plate in the corresponding location through which the flexible membrane deflects. - Referring to FIG. 9B,
support pad 263 includes a plurality ofapertures 265. As shown in FIG. 9C,apertures 265 provide indentations into which flexible membrane 118 d can extend to provide a plurality ofair pockets 273 between the flexible membrane and the substrate. In order to explain the advantages ofair pockets 273, it should be noted that air can be trapped between the substrate and the flexible membrane as the substrate is vacuum-chucked to the carrier head. However, the pockets prevent air from accumulating between the substrate and the flexible membrane in the region of thesensor aperture 374 d. Specifically, air that is captured between the flexible membrane and the substrate during the vacuum-chucking procedure tends to be trapped in the pockets, and does not reach the region of the sensor aperture. In addition, the pockets provide a surface “roughness” which slows the speed of air flow between the substrate and the flexible membrane. Consequently, any air between the membrane and substrate is less likely to cause the flexible membrane to extend intoaperture sensor 374 d and actuate the valve or block the entry port. Thus, the risk of a false alarm indicating that the substrate is not properly attached to the carrier head is reduced. - The
apertures 265 may be of uniform size, e.g., they may have a diameter between about 0.5 and 1.0 inches. Alarger sensor aperture 267 in the support pad is aligned withsensor aperture 374 d.Sensor aperture 267 permits membrane 118 d to extend throughaperture 374 d to actuate the valve (assuming carrier head 100 d is constructed similarly tocarrier head 100 b) or block a passage (assuming carrier head 100 d is constructed similarly to carrier head 100 a). - Referring to FIG. 10A, in another embodiment,
support pad 263′ includesapertures 265′ of varying sizes. The apertures may range in size from a diameter of about 0.5 inch to about 1.0 inch. The apertures provide a convoluted or circuitous path for air to flow between the edge of the support pad and the sensor aperture, thereby reducing the likelihood that air will reach the sensor aperture. - The
support pad 263′ further includes aguardian aperture 269 which is positioned between the sensor aperture and an edge of the support pad to block an air path from an edge of the support pad to the sensor aperture. Specifically, first andsecond edges guardian aperture 269 extend outward beyond first andsecond edges - The guardian aperture may have other shapes as well. For example, as shown in FIG. 10B,
support pad 263″ may include anannular guardian aperture 269′ that surroundssensor aperture 267 to substantially completely block the air path to the sensor aperture.Support pad 263″ includes a plurality of connectingpieces 281 to join anannular piece 283 to the remainder of the support pad. - Referring to FIG. 10C, the outermost ring of apertures of
support pad 263′″ are connected to form a plurality ofelongated apertures 265″ and anelongated guardian aperture 269″. These elongated apertures provide a greater total aperture volume to trap air and a more circuitous path for air to flow to the sensor aperture. First andsecond edges 390″ and 392″ of the guardian aperture extend beyond first andsecond edges - Referring to FIGS. 11A and 11B, air may also be prevented from triggering a false alarm by providing an
annular guardian member 271 extending downward from the support pad and surrounding the sensor aperture. In other words, the guardian member forms a generally circular wall completely surrounding the sensor aperture. The guardian member prevents air bubbles between the substrate and flexible membrane from accumulating in the region of the sensor aperture. As shown in FIG. 11A,guardian member 271 may have walls which are generally perpendicular to the surface of the support pad. On the other hand, FIG. 11B shows anannular guardian member 271′ which has a sloping wall.Annular guardian member support pads - Substantially similar arrangements may be used in connection with the support plate. That is, apertures or indentations may be formed in the support plate to provide regions into which the flexible membrane can extend to provide air pockets. In addition, the guardian members may be formed on the support plate. In such arrangements, a support pad may be unnecessary.
- In the above embodiments, the apertures should cover a majority portion of the surface area of the support pad or support plate. For example, the apertures should extend over approximately 50 percent of the available surface area of the support pad or support plate. In addition, the apertures should provide a convoluted or circuitous route for air flow between the edge of the substrate and the sensor aperture.
- In any of the carrier heads100 a-100 d, the flexible membrane may be transparent or semi-transparent. For example, the flexible membrane may be formed of a silicone that does not have any added pigmentation. The transparent flexible membrane is a particular advantage in
carrier head 100 c and 100 d, because it permits the user to look through the membrane to determine whether the sensor aperture in the support structure is aligned with the valve press plate before the retaining ring is secured to the base. If the aperture and press plate are not properly aligned, the entire backing assembly can be rotated until they are aligned. Then the retaining ring can be secured to the base to hold the substrate backing assembly in place. - As discussed above, the CMP apparatus may detect whether the carrier head has successfully chucked the substrate. In addition, in any of the embodiments, the pressure gauges may also be used to continuously monitor the presence of a substrate in the carrier head. If pressure gauges96 c or 96 b detect a change in the pressure of
volume 170, for example, while transporting the substrate between polishing stations or between a polishing station and a transfer station, then this is an indication that the substrate has loosened or detached from the carrier head. In this circumstance, operations may be halted and the problem corrected. - Another problem that has been encountered in CMP is that the substrate may escape from the carrier head during polishing. For example, if the retaining ring accidentally lifts off the polishing pad, the frictional force from the polishing pad will slide the substrate out from beneath the carrier head.
- A CMP apparatus using
carrier head 100 may sense whether the substrate is properly positioned beneath the carrier head during polishing. Ifcarrier head 100 is to be used in this fashion, it is advantageous to haveseveral apertures 278 located near the periphery of theflexible membrane 118. When pump 93 c pressurizeschamber 290 to apply a load to thesubstrate 10,pressure gauge 96 c is used to measure the pressure inchamber 290. Referring to FIG. 8G,chamber 290 is initially at a pressure Pg1. If the substrate is properly positioned beneath the carrier head,substrate 10 will blockapertures 278 and the pressure inchamber 290 will remain constant. However, if the substrate escapes, then apertures 278 will not be blocked, and fluid fromchamber 290 will leak through the apertures into the ambient atmosphere. Consequently, the pressure inchamber 290 will fall to a pressure Pg2. - The present invention has been described in terms of a number of preferred embodiments. The invention, however, is not limited to the embodiments depicted and described. Rather, the scope of the invention is defined by the appended claims.
Claims (40)
1. A carrier head, comprising:
a base;
a flexible member connected to the base defining a first chamber, a lower face of the flexible member providing a substrate receiving surface; and
a support pad positioned between the base and the flexible member, the support pad having a plurality of apertures which cooperate with the flexible member to provide a plurality of pockets to trap a fluid that may be located between a substrate and the flexible member as a result of a substrate attachment procedure.
2. The carrier head of claim 1 , further including a valve to open or close a passage in the carrier head, wherein the plurality of apertures include a sensor aperture positioned below the valve so that the flexible member can deflect into the sensor aperture to actuate the valve if a fluid is evacuated from the first chamber and the substrate is not attached to the substrate receiving surface.
3. The carrier head of claim 1 , further comprising a support plate positioned between the support pad and the base, wherein the plurality of apertures include a sensor aperture located below a corresponding aperture in the support plate, the corresponding aperture being part of a mechanism to determine whether the substrate is properly attached to the carrier head.
4. The carrier head of claim 3 , wherein the plurality of apertures include a guardian aperture positioned between an edge of the support pad and the sensor aperture to prevent the fluid from traveling directly from the edge of the support pad to the sensor aperture.
5. The carrier head of claim 4 , wherein the guardian aperture is longer in length than the sensor aperture.
6. The carrier head of claim 4 , wherein the guardian aperture is an annular aperture enclosing the sensor aperture.
7. The carrier head of claim 3 , further including an annular wall about the sensor aperture, the wall extending from the support pad towards the first flexible member.
8. The carrier head of claim 7 , wherein the wall is substantially perpendicular to a surface of the support pad.
9. The carrier head of claim 7 , wherein the wall slopes away from a surface of the support pad.
10. The carrier head of claim 1 , wherein the plurality of apertures of the support pad occupies a majority portion of a surface area of the support pad.
11. The carrier head of claim 1 , wherein the plurality of apertures include apertures of different sizes.
12. The carrier head of claim 1 , wherein the plurality of apertures include apertures of a uniform size.
13. The carrier head of claim 1 , further including:
a port fluidly coupled to the first chamber; and
a pump coupled to the port to vary a pressure level in the first chamber;
wherein the plurality of apertures include a sensor aperture positioned below the port.
14. The carrier head of claim 1 , further including a support plate positioned between the base and the support pad, the support plate having a plurality of apertures.
15. A carrier head, comprising:
a base;
a flexible member joined to the base to define a first chamber and a substrate receiving surface; and
a support pad positioned between the base and the flexible member, the support pad including a sensor aperture and a plurality of apertures extending about the sensor aperture to provide a plurality of pockets to trap a fluid which may be present between a substrate and the flexible member as a result of a substrate attachment procedure.
16. The carrier head of claim 15 , further including:
a second chamber; and
a valve located in a passage between the first chamber and the second chamber,
wherein the sensor aperture is positioned below the valve so that the flexible member deflects into the sensor aperture to actuate the valve if the substrate is not properly attached to the substrate receiving surface.
17. The carrier head of claim 15 , wherein the plurality of apertures include a guardian aperture positioned between an edge of the support pad and the sensor aperture to prevent the fluid from traveling directly from the edge of the support pad to the sensor aperture.
18. The carrier head of claim 17 , wherein the guardian aperture is longer in length than the sensor aperture.
19. The carrier head of claim 18 , wherein the guardian aperture is an annular aperture enclosing the sensor aperture.
20. The carrier head of claim 15 , further including an annular wall about the sensor aperture, the wall extending from the support pad towards the first flexible member.
21. The carrier head of claim 20 , wherein the wall is substantially perpendicular to a surface of the support pad.
22. The carrier head of claim 20 , wherein the wall slopes away from a surface of the support pad.
23. The carrier head of claim 15 , wherein the plurality of apertures of the support pad occupies a majority portion of a surface area of the support pad.
24. The carrier head of claim 15 , wherein the plurality of apertures includes apertures of different sizes.
25. The carrier head of claim 15 , wherein the plurality of apertures includes apertures of a uniform size.
26. A support pad for a carrier head that includes a flexible member defining a substrate receiving surface, the support pad comprising:
a sensor aperture; and
a plurality of apertures extending about the sensor aperture to provide a plurality of pockets to trap a fluid which may be present between a substrate and the flexible member as a result of a substrate attachment procedure.
27. A carrier head, comprising:
a base;
a flexible member connected to the base and defining a first chamber and a substrate receiving surface; and
a support pad positioned between the base and the flexible member, the support pad having a sensor aperture and a guardian member extending downward from the support pad and forming a wall around the sensor aperture to block a fluid that can be trapped between the substrate and the flexible member during a substrate attachment procedure from entering the sensor aperture.
28. The carrier head of claim 27 , wherein the support pad further includes a plurality of apertures about the sensor aperture to trap the fluid and prevent the fluid from entering the sensor aperture.
29. A carrier head, comprising:
a base;
a flexible member joined to the base to define a chamber and a substrate receiving surface; and
a support plate positioned between the base and the flexible member, the support plate including a sensor aperture and a plurality of apertures extending about the sensor aperture to provide a plurality of pockets to trap a fluid which may be present between a substrate and the flexible member as a result of a substrate attachment procedure.
30. An assembly for a chemical mechanical polishing system, comprising:
a carrier head including:
a base;
a first flexible member connected to the base
defining a chamber, a lower face of the flexible member providing a substrate receiving surface; and
a support pad positioned between the base and the flexible member, the support pad including a sensor aperture and a plurality of apertures therethrough, the plurality of aperture cooperating with the flexible member to provide a plurality of pockets to trap a first fluid that can be trapped between a substrate and the flexible member during a substrate attachment procedure;
a vacuum source connected to the chamber to evacuate the chamber; and
a sensor mechanism configured to indicate whether the substrate is attached to the substrate receiving surface by determining whether a portion of the flexible membrane is deflected into the sensor aperture when the chamber is evacuated.
31. A carrier head, comprising:
a flexible membrane having a substrate receiving surface;
a rigid body having an aperture into which the flexible membrane deflects if a chamber is evacuated and the substrate is not attached to the substrate receiving surface; and
a barrier on the rigid body to prevent fluid that may be located between the substrate and the flexible membrane from causing the flexible membrane to deflect into the aperture when the substrate is attached to the substrate receiving surface.
32. The carrier head of claim 31 , wherein the barrier includes a region into which the flexible membrane can expand to provide a fluid pocket.
33. The carrier head of claim 32 , wherein the barrier includes a support pad having a plurality of apertures therethrough secured to a bottom surface of the body.
34. The carrier head of claim 32 , wherein the barrier includes a plurality of recesses formed in a bottom surface of the body.
35. The carrier head of claim 31 , wherein the barrier includes a baffle joined to a bottom surface of the body.
36. A carrier head, comprising:
a flexible membrane having a substrate receiving surface;
a substrate detection mechanism; and
means for preventing fluid that may be located between the substrate and the flexible membrane from interfering with the substrate detection mechanism.
37. A carrier head, comprising:
a base;
a transparent flexible member connected to the base to provide a pressurizable chamber and a substrate receiving surface.
38. The carrier head of claim 37 , wherein the flexible membrane is formed of a silicone that does not contain pigments.
39. The carrier head of claim 37 , further comprising a support structure between the base and the flexible membrane and a valve on a lower surface of the base, the support structure having an aperture therethrough which is aligned with the valve.
40. The carrier head of claim 39 , wherein alignment of the valve with the aperture is viewable through the transparent membrane.
Priority Applications (5)
Application Number | Priority Date | Filing Date | Title |
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US09/296,942 US6398621B1 (en) | 1997-05-23 | 1999-04-22 | Carrier head with a substrate sensor |
TW089104209A TW471997B (en) | 1999-04-22 | 2000-03-08 | A carrier head with a substrate sensor |
EP00303396A EP1048407A3 (en) | 1999-04-22 | 2000-04-20 | A carrier head with a substrate sensor |
JP2000123071A JP4789304B2 (en) | 1999-04-22 | 2000-04-24 | Carrier head with substrate sensor |
US10/091,700 US6547641B2 (en) | 1997-05-23 | 2002-03-04 | Carrier head with a substrate sensor |
Applications Claiming Priority (2)
Application Number | Priority Date | Filing Date | Title |
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US08/862,350 US5957751A (en) | 1997-05-23 | 1997-05-23 | Carrier head with a substrate detection mechanism for a chemical mechanical polishing system |
US09/296,942 US6398621B1 (en) | 1997-05-23 | 1999-04-22 | Carrier head with a substrate sensor |
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US08/862,350 Continuation-In-Part US5957751A (en) | 1997-05-23 | 1997-05-23 | Carrier head with a substrate detection mechanism for a chemical mechanical polishing system |
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US10/091,700 Division US6547641B2 (en) | 1997-05-23 | 2002-03-04 | Carrier head with a substrate sensor |
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US6398621B1 US6398621B1 (en) | 2002-06-04 |
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US10/091,700 Expired - Fee Related US6547641B2 (en) | 1997-05-23 | 2002-03-04 | Carrier head with a substrate sensor |
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US10/091,700 Expired - Fee Related US6547641B2 (en) | 1997-05-23 | 2002-03-04 | Carrier head with a substrate sensor |
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Also Published As
Publication number | Publication date |
---|---|
JP4789304B2 (en) | 2011-10-12 |
US20020094766A1 (en) | 2002-07-18 |
US6547641B2 (en) | 2003-04-15 |
TW471997B (en) | 2002-01-11 |
EP1048407A2 (en) | 2000-11-02 |
EP1048407A3 (en) | 2003-04-02 |
JP2000323445A (en) | 2000-11-24 |
US6398621B1 (en) | 2002-06-04 |
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