GB2373628A - Optical Amplifiers - Google Patents

Optical Amplifiers Download PDF

Info

Publication number
GB2373628A
GB2373628A GB0107001A GB0107001A GB2373628A GB 2373628 A GB2373628 A GB 2373628A GB 0107001 A GB0107001 A GB 0107001A GB 0107001 A GB0107001 A GB 0107001A GB 2373628 A GB2373628 A GB 2373628A
Authority
GB
United Kingdom
Prior art keywords
waveguide
optical amplifier
rare earth
substrate
silicon
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Withdrawn
Application number
GB0107001A
Other versions
GB0107001D0 (en
Inventor
William Paul Gillin
Richard James Curry
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Queen Mary University of London
Original Assignee
Queen Mary and Westfiled College University of London
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Queen Mary and Westfiled College University of London filed Critical Queen Mary and Westfiled College University of London
Priority to GB0107001A priority Critical patent/GB2373628A/en
Publication of GB0107001D0 publication Critical patent/GB0107001D0/en
Priority to PCT/GB2002/000908 priority patent/WO2002078097A2/en
Publication of GB2373628A publication Critical patent/GB2373628A/en
Withdrawn legal-status Critical Current

Links

Classifications

    • HELECTRICITY
    • H01ELECTRIC ELEMENTS
    • H01SDEVICES USING THE PROCESS OF LIGHT AMPLIFICATION BY STIMULATED EMISSION OF RADIATION [LASER] TO AMPLIFY OR GENERATE LIGHT; DEVICES USING STIMULATED EMISSION OF ELECTROMAGNETIC RADIATION IN WAVE RANGES OTHER THAN OPTICAL
    • H01S3/00Lasers, i.e. devices using stimulated emission of electromagnetic radiation in the infrared, visible or ultraviolet wave range
    • H01S3/09Processes or apparatus for excitation, e.g. pumping
    • H01S3/091Processes or apparatus for excitation, e.g. pumping using optical pumping
    • H01S3/0915Processes or apparatus for excitation, e.g. pumping using optical pumping by incoherent light
    • H01S3/0933Processes or apparatus for excitation, e.g. pumping using optical pumping by incoherent light of a semiconductor, e.g. light emitting diode
    • HELECTRICITY
    • H01ELECTRIC ELEMENTS
    • H01SDEVICES USING THE PROCESS OF LIGHT AMPLIFICATION BY STIMULATED EMISSION OF RADIATION [LASER] TO AMPLIFY OR GENERATE LIGHT; DEVICES USING STIMULATED EMISSION OF ELECTROMAGNETIC RADIATION IN WAVE RANGES OTHER THAN OPTICAL
    • H01S3/00Lasers, i.e. devices using stimulated emission of electromagnetic radiation in the infrared, visible or ultraviolet wave range
    • H01S3/05Construction or shape of optical resonators; Accommodation of active medium therein; Shape of active medium
    • H01S3/06Construction or shape of active medium
    • H01S3/063Waveguide lasers, i.e. whereby the dimensions of the waveguide are of the order of the light wavelength
    • HELECTRICITY
    • H01ELECTRIC ELEMENTS
    • H01SDEVICES USING THE PROCESS OF LIGHT AMPLIFICATION BY STIMULATED EMISSION OF RADIATION [LASER] TO AMPLIFY OR GENERATE LIGHT; DEVICES USING STIMULATED EMISSION OF ELECTROMAGNETIC RADIATION IN WAVE RANGES OTHER THAN OPTICAL
    • H01S3/00Lasers, i.e. devices using stimulated emission of electromagnetic radiation in the infrared, visible or ultraviolet wave range
    • H01S3/14Lasers, i.e. devices using stimulated emission of electromagnetic radiation in the infrared, visible or ultraviolet wave range characterised by the material used as the active medium
    • H01S3/16Solid materials
    • HELECTRICITY
    • H01ELECTRIC ELEMENTS
    • H01SDEVICES USING THE PROCESS OF LIGHT AMPLIFICATION BY STIMULATED EMISSION OF RADIATION [LASER] TO AMPLIFY OR GENERATE LIGHT; DEVICES USING STIMULATED EMISSION OF ELECTROMAGNETIC RADIATION IN WAVE RANGES OTHER THAN OPTICAL
    • H01S3/00Lasers, i.e. devices using stimulated emission of electromagnetic radiation in the infrared, visible or ultraviolet wave range
    • H01S3/02Constructional details
    • HELECTRICITY
    • H01ELECTRIC ELEMENTS
    • H01SDEVICES USING THE PROCESS OF LIGHT AMPLIFICATION BY STIMULATED EMISSION OF RADIATION [LASER] TO AMPLIFY OR GENERATE LIGHT; DEVICES USING STIMULATED EMISSION OF ELECTROMAGNETIC RADIATION IN WAVE RANGES OTHER THAN OPTICAL
    • H01S3/00Lasers, i.e. devices using stimulated emission of electromagnetic radiation in the infrared, visible or ultraviolet wave range
    • H01S3/14Lasers, i.e. devices using stimulated emission of electromagnetic radiation in the infrared, visible or ultraviolet wave range characterised by the material used as the active medium
    • H01S3/16Solid materials
    • H01S3/1601Solid materials characterised by an active (lasing) ion
    • H01S3/1603Solid materials characterised by an active (lasing) ion rare earth
    • HELECTRICITY
    • H01ELECTRIC ELEMENTS
    • H01SDEVICES USING THE PROCESS OF LIGHT AMPLIFICATION BY STIMULATED EMISSION OF RADIATION [LASER] TO AMPLIFY OR GENERATE LIGHT; DEVICES USING STIMULATED EMISSION OF ELECTROMAGNETIC RADIATION IN WAVE RANGES OTHER THAN OPTICAL
    • H01S3/00Lasers, i.e. devices using stimulated emission of electromagnetic radiation in the infrared, visible or ultraviolet wave range
    • H01S3/14Lasers, i.e. devices using stimulated emission of electromagnetic radiation in the infrared, visible or ultraviolet wave range characterised by the material used as the active medium
    • H01S3/16Solid materials
    • H01S3/163Solid materials characterised by a crystal matrix

Abstract

An optical amplifier comprises a silicon-based substrate (1) having a gain region (7) for amplifying an optical signal and a rare earth based organic light-emitting device (13) for producing excited rare earth ions in the gain region. The optical signal may be amplified by stimulated emission from the excited rare earth ions. When the rare earth is erbium the optical amplifier can provide amplification at 1.5 žm. Where the rare-earth ion is neodymium it can provide amplification at 1.3 žm.

Description

OPTICAL AMPLIFIERS
The present invention relates to optical amplifiers.
As used herein, the words"light emitting device"and"light-emitting diode"are used to describe a device which emits electromagnetic radiation of any wavelength, and are not intended to be limited to systems emitting light in the visible spectrum. The word "optical"is intended to apply to electromagnetic radiation of any wavelength and is not intended to be limited to light in the visible spectrum.
Current long distance optical fibre telecommunication systems operate at wavelengths of 1.5 u. m or 1.3 um, since these are the low-loss and low-dispersion windows for silica optical fibres. However, despite these wavelengths having very low losses in these fibres, the optical signals still need to be regularly regenerated by optical amplifiers spaced at intervals along the fibre. For wavelengths around 1.5 um, the current technology for achieving this is the Erbium Doped Fibre Amplifier (EDFA) which consists of a length of optical fibre doped with erbium ions. Erbium is particularly useful as it has an intra-atomic transition within the 4f level of the Er3+ ion between the first excited state (4I13/2) and the ground state (5/2) which emits at-1. 54 um. The erbium ions are excited using external lasers so that, when the optical signal to be regenerated passes through the fibre, it causes stimulated emission from the excited erbium ions. This has the effect of amplifying the optical signal.
This system works efficiently but necessitates the provision of external pumping lasers, which require a significant input of energy and which contribute towards the bulk of the device.
In accordance with a first aspect of the present invention there is provided an optical amplifier comprising a silicon-based substrate having a gain region for amplifying an optical signal, an organic light-emitting device containing a rare earth being provided for producing excited rare earth ions in the gain region.
This enables the provision of excited rare earth ions directly in the gain region without the need for external lasers. The signal can then be amplified by stimulated emission from the rare earth ions in the normal way.
The gain region is conveniently formed by a waveguide on the substrate, thus permitting the size of the device to be kept to a minimum.
The waveguide preferably follows a coiled path on the substrate. This makes maximum use of the surface area of the substrate and allows a long gain region to be formed on a small substrate.
The waveguide is preferably a ridge or buried-ridge waveguide and may be formed from layers of dielectric material deposited on the substrate.
The amplifier preferably comprises coupling means for coupling optical fibres to the amplifier. These coupling means may be V-shaped grooves in the substrate. Silicon is easily micromachined to produce such grooves and this enables simple and accurate positioning of the fibres so as to produce a simple, low-cost amplifier.
The rare earth used in the light-emitting device may be erbium, enabling stimulated emission (and therefore amplification) of light at 0. 98 and 1. 53um. If amplification is required at other wavelengths other rare earths can be used. Emission centred on 0. 98, 1. 064 and 1. 33 um has been demonstrated using neodymium, and emission centred on 0. 98 um using ytterbium.
The preferred embodiments of the invention provide a solid state optical amplifier based on silicon technology that can provide optical amplification at a number of wavelengths including 1. 3 um and 1. 5 um. The device has the advantage that it can be reasonably small, easily fabricated onto a planar substrate and can operate using a single DC power supply.
Some preferred embodiments of the invention will now be described by way of example only and with reference to the accompanying drawings in which :
Figure 1A shows a schematic diagram of a silicon-on-insulator substrate into which has been etched a pair of V-grooves for locating an optical fibre to the end of the waveguide structure, Figure 1B being a plan view of the substrate; Figure 2A is a plan view of the substrate of Figure 1 following the etching of a waveguide structure, Figure 2B being a cross-sectional view of the substrate and waveguide structure; Figure 3 is a cross sectional view of the assembly of Figure 2 following planarisation.
Figure 4 shows a cross section through the waveguide structure of Figure 3 following deposition of an indium tin oxide (ITO) anode layer, organic layers and top metallisation; Figure 5 shows a plan view of the waveguide structure of Figure 4; Figure 6 shows a cross section through a second embodiment of a device in accordance with the invention; and Figure 7 shows a cross section through the device of figure 6 following etching of the top contact and planarisation.
Electroluminescence from organic materials has been the subject of increasing interest in recent years. In 1987 Tang and VanSlyke [C. W. Tang and S. A. VanSlyke, Appl.
Phys. Lett. , 51 (12), 913, 1987] demonstrated that it was possible to obtain visible electroluminescence, with a peak emission wavelength of-510 mu, from aluminium tris- (8-hydroxyquinoline) (AIQ) based diodes. Considerable work has been done since then on improving the brightness, efficiency and reliability of organic light emitting devices (OLEDs), and AIQ has remained one of the most widely used emitting materials.
It has recently been demonstrated by R. J. Curry and W. P. Gillin, Appl. Phys. Lett., 75 (10), 1380, 1999 and O. M. Khreis, R. J. Curry, M. Somerton, W. P. Gillin, J. Appl. Phys. , 88 (2), 777,2000 that it is possible to incorporate rare earth ions into organic molecules which can be incorporated into an organic light emitting diode (OLED) to produce infrared emission. Emission has been demonstrated centred at 0.98 and 1.53 um using erbium, 0.9, 1.064 and 1.33 um using neodymium and 0.98 u. m using ytterbium. Furthermore, it has been demonstrated by R. J. Curry, W. P. Gillin, A. P.
Knights, R. Gwilliam, Appl. Phys. Lett. , 77 (15), 2271,2000 that it is possible to integrate an erbium containing device directly onto a silicon substrate to obtain 1. 53 um emission from the silicon.
The fabrication of an optical amplifier making use of such emission is described with reference to Figures 1 to 5.
Figure 1 shows a silicon-on-insulator substrate 1 comprising a silicon oxide layer 2 sandwiched between two silicon layers 3,4. V-shaped grooves 5,6 (see Figure IB) have been etched into the substrate 1. The grooves 5,6 are sized and arranged so as to locate optical fibres (not shown) accurately to the ends of a waveguide that will be subsequently etched. The V-shaped grooves 5,6 are fabricated using standard silicon photolithography and anisotropic chemical etching.
As shown in Figure 2, following the fabrication of the V-shaped grooves 5,6, a waveguide structure 7 is defined by photolithography. Standard chemical etching is then used to etch away part of the overlying silicon 3 to produce a ridge waveguide structure 7. The dimensions of the waveguide 7 will be dependent on the wavelength of the light with which it is designed to operate. The coiled nature of the waveguide 7 allows for a longer waveguide to be fabricated on a given surface area of substrate 1.
As shown in Figure 3, after fabrication of the ridge waveguide 7 the whole structure is planarised, i. e. the waveguide 7 is surrounded by a low refractive index layer 8. This may be formed of any dielectric material with a refractive index lower than silicon such as for example CVD deposited silicon oxides or nitrides or spin on glasses. This layer 8 serves several functions. It provides a flat surface onto which an OLED can be
deposited so as to ease manufacture, it provides a well characterised low refractive index material to surround the waveguide 7 in order to improve the waveguide properties and it provides some mechanical protection to the waveguide 7. The planarisation with a low refractive index glass can be achieved in several ways. In one example, Chemical Vapour Deposition (CVD) is used to deposit a silicon dioxide layer 8 around the waveguide. Alternatively, spin on glasses can be deposited. This deposition will give an uneven surface covering the whole device. Following the deposition the glass layer 8 can be planarised back to the top of the silicon waveguide using either a chemical etchant or by chemical mechanical polishing, so as to leave the structure shown in Figure 3.
This waveguide structure 7 is now suitable for the fabrication of a rare earth based OLED 13, as shown in Figure 4. The anode for the OLED 13 can either be the surface of the silicon 3 or an overlayer of Indium Tin Oxide (ITO). If ITO is used, a thin layer 9 of ITO is sputtered over the device and patterned using photolithography so that it covers the active region of the waveguide 7. Following this deposition, organic layers 10,11 are deposited to form the OLED. In the simplest case this consists of a hole transporting layer 10 such as N, N'diphenyl-N, N'-bis (3-methylphenyl)-1, 1'-biphenyl- 3, 3'-diamine (TPD) and a rare earth based emitting layer 11. The rare earth-based emitting layer may include for example erbium (ill) tris (8-hydroxyquinoline) (ErQ) but may comprise any rare earth combined with any other suitable organic ligand which allows for transfer of energy into the internal levels of the rare earth ion. This may include the use of organic ligands which are designed so that their excitons are at energies resonant with internal levels in the rare earth ion. However, this may not be an overriding concern as, even for molecules where the exciton energies in the organic ligands are very different from the levels in the rare earth ion, coupling of the energy between them is still possible. The emitting layer 11 may also be the electron transporting layer.
A number of refinements to this simple structure are possible. These include the use of different hole transporting materials, extra layers to improve hole or electron injection from the contacts into the device, exciton blocking layers or the use of dopant materials
within the charge transport layers 10, 11. Following the deposition of the OLED a top cathode contact 12 is formed by the evaporation of a suitable metal electrode. Figure 5 shows a plan view of the device shown in Figure 4. In order to obtain the largest gain region the OLED 13 covers the whole of the coiled waveguide structure 7.
In order to prevent short-circuits between the two contacts 9,12 the ITO anode 9, hole transport layer 10, emitting layer 11 and metal cathode 12 have slightly different evaporation patterns as shown in Figure 5.
A second embodiment of a device in accordance with the invention will now be described with reference to Figures 6 and 7. As an alternative to placing the OLED 13 on the surface of the waveguide 7 and using the evanescent wave in the OLED 13 to couple and provide gain, the OLED may be integrated directly into the silicon waveguide. In such an embodiment the OLED 13 is deposited on the ridge waveguide 7 in a similar manner to that described above. However, rather than using metal as the top contact 12 the device is covered with a further layer of silicon. This is again etched into the waveguide pattern forming an OLED which is in the heart of the waveguide and thus at the centre of the guided mode.
For this embodiment the fabrication procedure up to Figure 3 remains the same although the thickness of the waveguide layer 7 is lower, the precise thickness depending on the wavelength of light for which the waveguide is designed. The ITO layer 9 and the organic layers 10 and 11 are then deposited as before but instead of the metal top contact 12 (see Figure 4), a doped silicon layer 14 is deposited to act as the top contact as shown in Figure 6. The thickness of this top silicon layer 6 is such that the OLED is incorporated in the centre of the waveguided mode. This depends on the wavelength of light for which the device is designed to operate. Following the deposition of this silicon layer 14 it is patterned and etched using standard photolithographic and etching techniques, as shown in Figure 7, to produce a top contact 15 matching the pattern of the underlying silicon waveguide 7. The surface of the wafer is then be planarised 16 using the same techniques as before.
Although the device has been described as a'buried-ridge'waveguide formed on a silicon-on-insulator (SOI) substrate, it will be appreciated that other configurations will fall within the scope of the invention. For example, it is also possible to form a waveguide on a conventional silicon substrate by making the waveguide from layers of dielectric materials deposited on to the silicon. This structure could then be patterned in a similar way to that described for the SOI substrate.

Claims (12)

  1. CLAIMS : 1. An optical amplifier comprising a silicon-based substrate having a gain region for amplifying an optical signal, an organic light-emitting device containing a rare earth being provided for producing excited rare earth ions in the gain region.
  2. 2. An optical amplifier as claimed in claim 1, wherein the gain region is formed by a waveguide on the substrate.
  3. 3. An optical amplifier as claimed in claim 2, wherein the waveguide follows a coiled path on the substrate.
  4. 4. An optical amplifier as claimed in claim 3, wherein the waveguide is a ridge or buried-ridge waveguide.
  5. 5. An optical amplifier as claimed in claim 2,3 or 4, wherein the waveguide is formed from layers of dielectric material deposited on the substrate.
  6. 6. An optical amplifier as claimed in any preceding claim, wherein the substrate is formed from silicon.
  7. 7. An optical amplifier as claimed in any preceding claim, wherein coupling means are provided for coupling optical fibres to the amplifier.
  8. 8. An optical amplifier as claimed in claim 7, wherein the coupling means are Vshaped grooves in the substrate.
  9. 9. An optical amplifier as claimed in any preceding claim, wherein the rare earth is erbium.
  10. 10. An optical amplifier as claimed in any of claims 1 to 8, wherein the rare earth is neodymium.
  11. 11. An optical amplifier as claimed in any of claims 1 to 8, wherein the rare earth is ytterbium.
  12. 12. An optical amplifier as herein described with reference to the accompanying drawings.
GB0107001A 2001-03-21 2001-03-21 Optical Amplifiers Withdrawn GB2373628A (en)

Priority Applications (2)

Application Number Priority Date Filing Date Title
GB0107001A GB2373628A (en) 2001-03-21 2001-03-21 Optical Amplifiers
PCT/GB2002/000908 WO2002078097A2 (en) 2001-03-21 2002-03-01 Optical amplifiers

Applications Claiming Priority (1)

Application Number Priority Date Filing Date Title
GB0107001A GB2373628A (en) 2001-03-21 2001-03-21 Optical Amplifiers

Publications (2)

Publication Number Publication Date
GB0107001D0 GB0107001D0 (en) 2001-05-09
GB2373628A true GB2373628A (en) 2002-09-25

Family

ID=9911197

Family Applications (1)

Application Number Title Priority Date Filing Date
GB0107001A Withdrawn GB2373628A (en) 2001-03-21 2001-03-21 Optical Amplifiers

Country Status (2)

Country Link
GB (1) GB2373628A (en)
WO (1) WO2002078097A2 (en)

Cited By (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO2004045112A3 (en) * 2002-11-08 2004-11-11 Intel Corp Method and apparatus for silicon-based optically-pumped amplification using stimulated scattering
US7046714B2 (en) 2003-09-10 2006-05-16 Intel Corporation Method and apparatus for Raman ring resonator based laser/wavelength converter

Citations (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
EP0729244A2 (en) * 1995-02-27 1996-08-28 AT&T IPM Corp. Passive optical network having amplified led transmitters
WO2001061797A1 (en) * 2000-02-18 2001-08-23 Photon-X, Inc. Rare earth polymer optical amplifier or fiber
WO2001078203A1 (en) * 2000-04-06 2001-10-18 Queen Mary And Westfield College Light-emitting systems

Family Cites Families (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
JPH05327109A (en) * 1992-03-26 1993-12-10 Idemitsu Kosan Co Ltd Organic optical gain element and its excitation method
DE19518021A1 (en) * 1995-05-17 1996-11-21 Sel Alcatel Ag Optical amplifier
CA2283075A1 (en) * 1997-03-03 1998-09-11 Akzo Nobel Nv Polymeric optical waveguide doped with a lanthanide-sensitizer complex
US5881089A (en) * 1997-05-13 1999-03-09 Lucent Technologies Inc. Article comprising an organic laser

Patent Citations (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
EP0729244A2 (en) * 1995-02-27 1996-08-28 AT&T IPM Corp. Passive optical network having amplified led transmitters
WO2001061797A1 (en) * 2000-02-18 2001-08-23 Photon-X, Inc. Rare earth polymer optical amplifier or fiber
WO2001078203A1 (en) * 2000-04-06 2001-10-18 Queen Mary And Westfield College Light-emitting systems

Non-Patent Citations (1)

* Cited by examiner, † Cited by third party
Title
Applied Physics Letters, Vol 77, No 12,Oct 200, Curry et al, pp2271-2273 *

Cited By (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO2004045112A3 (en) * 2002-11-08 2004-11-11 Intel Corp Method and apparatus for silicon-based optically-pumped amplification using stimulated scattering
US6888667B2 (en) 2002-11-08 2005-05-03 Intel Corporation Method and apparatus for silicon-based optically-pumped amplification using stimulated scattering
US7046714B2 (en) 2003-09-10 2006-05-16 Intel Corporation Method and apparatus for Raman ring resonator based laser/wavelength converter

Also Published As

Publication number Publication date
WO2002078097A3 (en) 2003-09-18
WO2002078097A2 (en) 2002-10-03
GB0107001D0 (en) 2001-05-09

Similar Documents

Publication Publication Date Title
US7606455B2 (en) Light emitting slot-waveguide device
US5881089A (en) Article comprising an organic laser
US20230094133A1 (en) Enhanced oled outcoupling by suppressing surface plasmon modes
Dıaz-Garcıa et al. “Plastic” lasers: Comparison of gain narrowing with a soluble semiconducting polymer in waveguides and microcavities
US7166959B2 (en) Display device having microresonator structure
US7510455B2 (en) Method for manufacturing display device with conductive resonator spacer layers having different total thicknesses
CN100459211C (en) Electroluminescent display device
JP3637071B2 (en) Optical device doped with erbium
EP1517589B1 (en) Substrate of emitting device and emitting device using the same
EP0474447B1 (en) Method of producing an apparatus comprising an optical gain device
EP1606861B1 (en) A system and method for an improved light-emitting device
WO2010002031A1 (en) Light emitting display apparatus
Curry et al. Silicon-based organic light-emitting diode operating at a wavelength of 1.5 μm
US6330262B1 (en) Organic semiconductor lasers
US9837794B2 (en) Optoelectronic devices, methods of fabrication thereof and materials therefor
US11362310B2 (en) Organic light-emitting devices using a low refractive index dielectric
GB2373628A (en) Optical Amplifiers
WO2001091254A2 (en) Microcavity amplifiers
US20030161023A1 (en) Light-emitting systems
CN109037403B (en) Super-radiation light-emitting diode structure with transparent window
US6947208B2 (en) Optical fiber amplifier with fully integrated pump source
US20050088723A1 (en) Waveguide optical amplifier
JPH08315984A (en) Organic electroluminescent element
CN113615016A (en) Electrically driven organic semiconductor laser diode and method for manufacturing the same
JP4731861B2 (en) Laser oscillator manufacturing method

Legal Events

Date Code Title Description
WAP Application withdrawn, taken to be withdrawn or refused ** after publication under section 16(1)