CN117522103A - Dangerous chemical enterprise HSE compliance risk calculation system and method based on problem list - Google Patents

Abstract

The invention provides a dangerous chemical enterprise HSE compliance risk computing system and method based on a problem list, wherein a problem data collection module is arranged to collect multi-type problem data from hidden danger investigation records, examination records, internal examination records and event and accident handling files according to a set period, and a problem data sorting module traverses and analyzes to realize category division and quantity counting to generate a problem data list; and further starting a compliance risk calculation module, calling information of the problem data list, and utilizing the file compliance risk calculation model and the implementation compliance risk calculation model to decide file files of a set period, implementation compliance risk indexes and comprehensive compliance risk indexes so as to realize enterprise compliance risk evaluation. By adopting the scheme, the intelligent quantitative evaluation of the compliance risk of the enterprise file document and implementation is automatically realized based on the computer program, large-scale data analysis and calculation are not required to be manually executed, and the HSE professional compliance management of the enterprise is efficiently and reliably facilitated.

Description

Dangerous chemical enterprise HSE compliance risk calculation system and method based on problem list

Technical Field

The invention relates to the technical field of enterprise compliance intelligent management and control application, in particular to a dangerous chemical enterprise HSE compliance risk computing system and method based on a problem list.

Background

Along with the continuous perfection of legal treatment and standard systems, higher requirements are put forward on the compliance of the HSE field of the hazardous chemical substance industry, and the national compliance management of enterprises is also more and more important.

The enterprise in the HSE field of hazardous chemicals industry has the characteristics that the system files relate to various services, the quantity is complicated, the implementation situation is difficult to judge, the compliance analysis difficulty is high, a plurality of hazardous chemicals enterprises in the existing enterprises directly carry out compliance or no accident or punishment on the files, the compliance evaluation flow is equal to the compliance, and the compliance situation of enterprise indexes is judged by mostly depending on human resources, the working efficiency is low, so that the enterprise cannot know the illegal violation indexes of the enterprise in time in the construction process, the planning development of the later stage of the enterprise is not facilitated, and therefore, the measure for calculating the compliance risk in the HSE field of the hazardous chemicals enterprise is absent.

At present, although there is a related study of enterprise compliance analysis, for example, patent CN113283861a provides an enterprise compliance management method and system, which includes an enterprise compliance index prediction module, an enterprise rule violation index availability judgment module, an enterprise rule violation index identification module, an enterprise compliance construction module and an enterprise compliance treatment module. However, the method is mainly used for qualitatively analyzing the compliance problem and is used for analyzing possible illegal constituent elements in enterprise files, and support cannot be provided for quantitative calculation of compliance risks in the field of hazardous chemicals HSE.

The information disclosed in the background section of the invention is only for enhancement of understanding of the general background of the invention and should not be taken as an acknowledgement or any form of suggestion that this information forms the prior art already known to a person skilled in the art.

Disclosure of Invention

In order to solve the problems, the invention provides the risk calculation system for the HSE compliance of the dangerous chemical enterprise based on the problem list, which is used for intelligently analyzing and calculating the HSE compliance risk index in the demand time period based on the compliance risk of the document such as a system and the implementation compliance risk, and can objectively reflect the change trend of the HSE compliance risk of the dangerous chemical enterprise, so that the purposes of quantification, analysis and comparison of the HSE compliance risk of the dangerous chemical enterprise are realized. In one embodiment, the system comprises:

the system comprises a problem data collection module, a database and a database, wherein the problem data collection module is configured to collect multi-type problem data of an enterprise in a set history period from a multi-source enterprise archive source, wherein the multi-source enterprise archive source comprises hidden trouble investigation records, inspection records, internal examination records and event and accident handling archives;

the problem data arrangement module is configured to traverse all problem data based on a set rule, realize category division and quantitative counting, generate a problem data list and store the problem data list;

And the compliance risk calculation module is configured to call the corresponding file document compliance risk calculation model and implementation compliance risk calculation model for inputting the information in the problem data list, respectively obtain the file document compliance risk index and the implementation compliance risk index of the enterprise setting period, and further calculate the sum of the file document compliance risk index and the implementation compliance risk index as an index to evaluate the HSE professional compliance risk of the current enterprise.

In a preferred embodiment, the problem data collection module traverses a multi-source enterprise archive source for a set period of time by taking a file type and a name as indexes, and stores a problem data record meeting the condition in a preset problem data source storage area in a partition way by taking source information as a tag, wherein the storage area is arranged at a cloud server in communication connection with a computer system.

Further, in one embodiment, after the problem data arrangement module reads the required problem data from the problem data source storage area through the data transmission line, classification is performed on the problem data of each source, and residual problem data after the problem data of the HSE file document is identified and extracted is used as implementation problem data, so as to form a file document data set with multiple data sources and an implementation problem data set and store the file document data set.

Specifically, in one embodiment, the issue data arrangement module identifies data that satisfies the following as a file document issue:

files, systems and procedure data with the actual content not conforming to the standard requirements or the update progress;

file, system and regulation data with insufficient information integrity; and

record incomplete archival data.

In an alternative embodiment, the problem of identifying the file document by semantic matching is performed according to the file contents of "compliance management system guidelines" and "standard for review of safety production standardization of hazardous chemical practice institutions".

Further, in a preferred embodiment, the problem data sort module is further configured to: the method comprises the steps of selecting problem data with a set scale as a training sample, carrying out problem category classification and identification by professionals, taking a problem set and category identification which are classified by professionals as a training set, and carrying out learning training by a classifier to obtain a problem data classification model for realizing the category classification of the problem data.

As a further improvement of the invention, in one embodiment, the compliance risk calculation module pre-processes the document file problem set prior to calculation according to the following logic to screen out duplicate redundancy problem data from different sources:

E＝F∪G∪H∪I

Wherein E is a period file document compliance risk set of set time, F is a problem set of HSE file document compliance in a problem of internal checking of set time period, G is a problem set of HES file document compliance in a problem of external checking of set time period, H is a problem set of HSE file document compliance in a problem of accident reason of set time period, and I is a problem set of HSE file document compliance in a problem of event reason of set time period.

In practical application, in one embodiment, the problem set for setting the compliance of the HSE file document in the accident cause includes multi-level analysis data such as direct cause, management cause, root cause, etc. Events include personal injuries such as industrial injuries, occupational diseases, nonproductive deaths, etc. that do not constitute an accident.

In another aspect, in one embodiment, the compliance risk calculation module pre-processes the set of implementation problems prior to calculation to screen out duplicate redundancy problem data from different sources according to the following logic:

J＝K∪L∪M∪N

wherein J is a set time period implementation compliance risk set, K is a set of implementation problems in the set time period internal inspection problems, L is a set of implementation problems in the set time period external inspection problems, M is a set of implementation problems in the set time period accident cause, and N is a set of implementation problems in the set time period event cause.

Preferably, in one embodiment, the compliance risk calculation module obtains a document compliance risk index corresponding to the enterprise setting period according to a logic execution program of the following formula:

A＝P/P’＝[card(Q)+α+β+γ]/∑P

wherein A is a file document compliance risk index of an enterprise in a set time period, P is a set time period file document compliance risk degree, P' is a history file document compliance risk degree, card (Q) is an element risk degree of a non-accident reason and a non-event reason in a set time period file document compliance risk set E, alpha is an element risk degree of the set time period file document compliance risk set E only reflected in the accident reason, beta is an element risk degree of the set time period file document compliance risk set E only reflected in the event reason, gamma is an element risk degree of the set time period file document compliance risk set E simultaneously reflected in the accident reason and the event reason, wherein the risk degree of each problem element is configured on the basis of the number of different types of problem elements and corresponding risk weights, and the risk weight values of the different types of problem elements are associated with the problem severity.

Further, in one embodiment, the compliance risk calculation module obtains the implementation compliance risk index corresponding to the enterprise set period according to the logic execution program of the following formula:

B＝T/T’＝[card(S)+θ+κ+ν]/∑T

B is an implementation compliance risk index of an enterprise in a set time period, T is an implementation compliance risk degree of the enterprise in the set time period, T' is a historical implementation compliance risk degree, and card (S) is an element risk degree of a non-accident cause and a non-event cause in an implementation compliance risk set J in the set time period; θ is the element risk degree of the compliance risk set J implemented in the set time period and only shown in the accident cause, κ is the element risk degree of the compliance risk set J implemented in the set time period and only shown in the event cause, and ν is the element risk degree of the compliance risk set J implemented in the set time period and simultaneously shown in the accident cause and the event cause, wherein the risk degree of each problem element is configured based on the number of different types of problem elements and corresponding risk weights, and the risk weight values of the different types of problem elements are associated with the problem risk severity.

Based on the aspect of application control of the system in any one or more of the embodiments, the invention further provides a method for calculating HSE compliance risk of a hazardous chemical substance enterprise based on a problem list, which is characterized in that the method comprises the following steps:

a problem data collection step, namely collecting multi-type problem data of enterprises in a set history period from a multi-source enterprise archive source, wherein the multi-source enterprise archive source comprises hidden trouble investigation records, inspection records, internal examination records, event and accident handling archives;

A problem data arrangement step, namely traversing all problem data based on a set rule, realizing category division and quantitative counting, generating a problem data list and storing the list;

and in the compliance risk calculation step, information in a calling problem data list is input into a corresponding file document compliance risk calculation model and an implementation compliance risk calculation model, file document compliance risk indexes and implementation compliance risk indexes of an enterprise setting period are respectively obtained, and then the sum of the file document compliance risk indexes and the implementation compliance risk indexes is calculated to be used as an index to evaluate the HSE professional compliance risk of the current enterprise.

Based on other aspects of the method described in the above embodiments, the present invention further provides a storage medium, where the storage medium stores a program code capable of implementing the method described in the above embodiments.

Compared with the closest prior art, the invention has the following beneficial effects:

the invention provides a dangerous chemical enterprise HSE compliance risk computing system based on a problem list, which is provided with a problem data collection module for collecting multi-type problem data from hidden danger investigation records, examination records, internal examination records, event and accident handling files according to a set period, and realizing category division and quantity counting by traversing analysis of a problem data arrangement module to generate a problem data list; the invention collects problem data based on the existing inspection, internal audit record and accident event processing file, does not need to consume a large amount of resources to create basic data, and can ensure the reliability and the authenticity of a data source;

And further starting a compliance risk calculation module, calling information in the problem data list, and utilizing the file compliance risk calculation model and the implementation compliance risk calculation model to decide file files of an enterprise setting period, implement compliance risk indexes and comprehensive compliance risk indexes so as to realize enterprise compliance risk assessment. By adopting the scheme, the quantitative evaluation of the risk of the compliance of the enterprise in the aspects of automatically realizing the document of the enterprise file and implementing the document is realized based on the computer program, the calculation is realized by combining the matched problem data with the designed operation rule, the matching of the calculation result and the actual situation is ensured to the greatest extent, the timeliness is ensured, and meanwhile, the accurate risk evaluation index is obtained, so that the HSE professional compliance management of the enterprise is facilitated.

Additional features and advantages of the invention will be set forth in the description which follows, and in part will be obvious from the description, or may be learned by practice of the invention. The objectives and other advantages of the invention will be realized and attained by the structure particularly pointed out in the written description and claims hereof as well as the appended drawings.

Drawings

The accompanying drawings are included to provide a further understanding of the invention, and are incorporated in and constitute a part of this specification, illustrate the invention and together with the embodiments of the invention, serve to explain the invention, without limitation to the invention. In the drawings:

FIG. 1 is a schematic diagram of a system for calculating HSE compliance risk of a hazardous chemical substance enterprise based on a problem list according to an embodiment of the present invention;

fig. 2 is a flowchart of a method for calculating HSE compliance risk of a hazardous chemical substance enterprise based on a problem list according to another embodiment of the present invention.

Detailed Description

The following will explain the embodiments of the present invention in detail with reference to the drawings and examples, so that the practitioner of the present invention can fully understand how to apply the technical means to solve the technical problems, achieve the implementation process of the technical effects, and implement the present invention according to the implementation process. It should be noted that, as long as no conflict is formed, each embodiment of the present invention and each feature of each embodiment may be combined with each other, and the formed technical solutions are all within the protection scope of the present invention.

Although a flowchart depicts operations as a sequential process, many of the operations can be performed in parallel, concurrently, or at the same time. The order of the operations may be rearranged. The process may be terminated when its operations are completed, but may have additional steps not included in the figures. The processes may correspond to methods, functions, procedures, subroutines, and the like.

The computer device includes a user device and a network device. Wherein the user equipment or client includes, but is not limited to, a computer, a smart phone, a PDA, etc.; network devices include, but are not limited to, a single network server, a server group of multiple network servers, or a cloud based cloud computing consisting of a large number of computers or network servers. The computer device may operate alone to implement the invention, or may access a network and implement the invention through interoperation with other computer devices in the network. The network in which the computer device is located includes, but is not limited to, the internet, a wide area network, a metropolitan area network, a local area network, a VPN network, and the like.

The terms "first," "second," and the like may be used herein to describe various elements, but these elements should not be limited by these terms, and these terms are used merely to distinguish one element from another. The term "and/or" as used herein includes any and all combinations of one or more of the associated listed items. When an element is referred to as being "connected" or "coupled" to another element, it can be directly connected or coupled to the other element or intervening elements may be present.

The terminology used herein is for the purpose of describing particular embodiments only and is not intended to be limiting of example embodiments. As used herein, the singular forms "a", "an" and "the" are intended to include the plural forms as well, unless the context clearly indicates otherwise. It will be further understood that the terms "comprises" and/or "comprising," when used herein, specify the presence of stated features, integers, steps, operations, elements, and/or components, but do not preclude the presence or addition of one or more other features, integers, steps, operations, elements, components, and/or groups thereof.

Society has placed higher demands on compliance in the HSE field of the hazardous chemicals industry. The enterprise in the HSE field of hazardous chemicals industry has the characteristics that the system files relate to various services, the quantity is complicated, the implementation situation is difficult to judge, the compliance analysis difficulty is high, a plurality of hazardous chemicals enterprises in the existing enterprises directly carry out compliance or no accident or punishment on the files, the compliance evaluation flow is equal to the compliance, and the compliance situation of enterprise indexes is judged by mostly depending on human resources, the working efficiency is low, so that the enterprise cannot know the illegal violation indexes of the enterprise in time in the construction process, the planning development of the later stage of the enterprise is not facilitated, and therefore, the measure for calculating the compliance risk in the HSE field of the hazardous chemicals enterprise is absent.

At present, although there is a related study of enterprise compliance analysis, for example, patent CN113283861a provides an enterprise compliance management method and system, which includes an enterprise compliance index prediction module, an enterprise rule violation index availability judgment module, an enterprise rule violation index identification module, an enterprise compliance construction module and an enterprise compliance treatment module. However, the method is mainly used for qualitatively analyzing the compliance problem and is used for analyzing possible illegal constituent elements in enterprise files, and support cannot be provided for quantitative calculation of compliance risks in the field of hazardous chemicals HSE.

In order to solve the problems, the invention provides a method and a system for calculating the HSE compliance risk of a dangerous chemical enterprise based on a problem list, which are used for analyzing and calculating a demand time period HSE compliance risk index based on two aspects of document compliance risk, implementation compliance risk of a system and the like, so that the change trend of the HSE compliance risk of the dangerous chemical enterprise can be objectively reflected, and the purposes of quantification, analysis and comparison of the HSE compliance risk of the dangerous chemical enterprise are realized.

The structural design and functional principles of the system provided by embodiments of the present invention are described in detail below based on the drawings, and the operations shown in the description may be performed in a computer system containing, for example, a set of computer-executable instructions. Although a logical order of steps is described herein, in some cases the operations illustrated or described may be performed in a different order than is described herein.

Example 1

Fig. 1 shows a schematic structural diagram of an HSE compliance risk computing system for a hazardous chemical substance enterprise based on a problem list according to an embodiment of the present invention, and referring to fig. 1, it can be known that the system includes:

the system comprises a problem data collection module, a database and a database, wherein the problem data collection module is configured to collect multi-type problem data of an enterprise in a set history period from a multi-source enterprise archive source, wherein the multi-source enterprise archive source comprises hidden trouble investigation records, inspection records, internal examination records and event and accident handling archives;

the problem data arrangement module is configured to traverse all problem data based on a set rule, realize category division and quantitative counting, generate a problem data list and store the problem data list;

and the compliance risk calculation module is configured to call the corresponding file document compliance risk calculation model and implementation compliance risk calculation model for inputting the information in the problem data list, respectively obtain the file document compliance risk index and the implementation compliance risk index of the enterprise setting period, and further calculate the sum of the file document compliance risk index and the implementation compliance risk index as an index to evaluate the HSE professional compliance risk of the current enterprise.

By using the system for calculating the HSE compliance risk of the dangerous chemical enterprise provided by the embodiment, the HSE compliance risk index of the enterprise demand time period can be calculated based on the document compliance risk of the documents such as the system and the like, and the change trend of the HSE compliance risk of the dangerous chemical enterprise can be objectively reflected, so that the purposes of quantification, analysis and comparison of the HSE compliance risk of the dangerous chemical enterprise are realized.

Because the problem list-based risk calculation function of the HSE compliance risk of the hazardous chemical substance enterprise provided by the embodiment is described as being implemented in a computer system. The computer system may be provided in a control core processor of the robot, for example. For example, the functional logic described herein may be implemented as software executable in control logic that is executed by a CPU in a computer processing system. The functions described herein may also be implemented as a set of program instructions stored in a non-transitory tangible computer-readable medium.

When implemented in this manner, the computer program comprises a set of instructions that, when executed by a computer, cause the computer to perform the functional logic that performs the functions described above. The programmable logic may be temporarily or permanently installed in a non-transitory tangible computer readable medium such as a read-only memory chip, a computer memory, a magnetic disk, or other storage medium. In addition to being implemented in software, the logic described herein may be embodied in discrete components, integrated circuits, programmable logic used in conjunction with a programmable logic device such as a Field Programmable Gate Array (FPGA) or microprocessor, or any other device including any combination thereof.

Further, the problem data collection module traverses a multi-source enterprise archive source of a set time period by taking a file type and a name as indexes, and stores problem data records meeting the conditions in a preset problem data source storage area in a partition mode by taking source information as a label, wherein the storage area is arranged at a cloud server in communication connection with a computer system.

In practical application, the compliance evaluation behaviors such as internal and external inspection are mostly one time a year, and the comparison of the historical compliance level of an enterprise is carried out by taking a year as a unit, so that the problem data collection module traverses the multi-source enterprise archive source of the current year by taking the file type and the name as indexes to acquire the problem data in consideration of the period of one year.

Next, a problem data arrangement module is started, and is configured to traverse all problem data based on a set rule, realize category division and quantitative counting, generate a problem data list and store the problem data list;

in one embodiment, the problem data sorting module performs classification on the problem data of each source after reading the required problem data from the problem data source storage area through the data transmission line, and identifies the remaining problem data after extracting the problem data of the HSE file document as implementation problem data, so as to form a file document data set and an implementation problem data set of multiple data sources.

Specifically, in one embodiment, the issue data arrangement module identifies data that satisfies the following as a file document issue:

files, systems and procedure data with the actual content not conforming to the standard requirements or the update progress;

file, system and regulation data with insufficient information integrity; and

record incomplete archival data.

In actual application, the file document data which are not matched or clear can be identified by semantic matching according to the file contents of the guidelines of the compliance management system (GB/T35770-2017) and the standards of the standard review of the safety production standardization of hazardous chemicals practitioner;

for example: the following HES file document compliance problem data:

the file requirements do not meet the requirements of enterprises or laws, the content of HSE responsibility does not exist in the HSE system file, the content of the security contract responsibility is not embodied in the HSE management program file, the system revision is not timely, the national standard and the group company system are inconsistent with the service requirement of a fire extinguisher, the enterprise environment-friendly management system is not revised for a long time, the related system standard is not perfected, no operation rules are carried out, the operation rules are not definite about the security management program of the unloading operation, the security management measures of the unloading operation are required to be perfected in the operation rules, the system is not strict, the system is not formally issued, and the operation rules are not established;

Or the records lack of checking problems, records do not select checking items, the files of the QHSE management system of the company are 2008 edition, the files lack of signing or numbering, reference expiration or the problem of low aging in the design work such as the revocation standard, etc., the review records do not have file numbering, the integrity, accuracy, legality and traceability of various data such as the files do not meet the requirements, the files are updated or revised untimely, etc.

Other problems than HES file document compliance are stated as implementation problem elements: the system is not in place, the system is not in accordance with the system for redemption, the system is not audited, the system is not in place for implementation, the file is not issued, the file declaration force is not enough, or the contents of other system operation regulations are implemented.

In practical application, classification of multiple amount of problem data can be realized by constructing a problem data classification model in advance, the method comprises the steps of selecting problem data with a set scale as a training sample, performing problem classification and identification by professionals, taking a problem set and a class identification after the professionals are classified as a training set, and performing learning training by using a classifier to obtain a problem data classification model;

When the method is applied, the classification model is adopted to automatically classify other problem sets of the enterprise.

As a further improvement of the invention, in one embodiment, the compliance risk calculation module pre-processes the document file problem set prior to calculation according to the following logic to screen out duplicate redundancy problem data from different sources:

E＝F∪G∪H∪I

wherein E is a period file document compliance risk set of set time, F is a problem set of HSE file document compliance in a problem of internal checking of set time period, G is a problem set of HES file document compliance in a problem of external checking of set time period, H is a problem set of HSE file document compliance in a problem of accident reason of set time period, and I is a problem set of HSE file document compliance in a problem of event reason of set time period.

Taking one year as a set period, E is a file document compliance risk set of a certain year, F is a file document compliance problem set of HSE in the problems of internal examination (hidden danger examination, internal examination and the like) of the year, G is a file document compliance problem set of HES in the problems of external examination (external examination, superior examination and the like) of the year, H is a file document compliance problem set of HSE in the reasons of accident of the year, and I is a file document compliance problem set of HSE in the reasons of accident of the year. The problem set of the compliance of the HSE file document in the annual accident cause comprises multi-level analysis data such as direct cause, management cause, root cause and the like. Events include personal injuries such as industrial injuries, occupational diseases, nonproductive deaths, etc. that do not constitute an accident.

In another aspect, in one embodiment, the compliance risk calculation module pre-processes the set of implementation problems prior to calculation to screen out duplicate redundancy problem data from different sources according to the following logic:

J＝K∪L∪M∪N

wherein J is a set time period implementation compliance risk set, K is a set of implementation problems in the set time period internal inspection problems, L is a set of implementation problems in the set time period external inspection problems, M is a set of implementation problems in the set time period accident cause, and N is a set of implementation problems in the set time period event cause.

Taking a period of one year as an example, J is a compliance risk set implemented in a certain year, K is a problem set except for compliance of a file document in the problems of internal inspection (hidden trouble shooting, inspection, internal inspection, etc.) in the year, L is a problem set except for compliance of a file document in the problems of external inspection (external inspection, superior inspection, etc.) in the year, M is a problem set except for compliance of a file document in the cause of an accident in the year, and N is a problem set except for compliance of a file document in the cause of an event in the year.

Further, in one embodiment, the compliance risk calculation module obtains a document compliance risk index corresponding to the enterprise setting period according to a logic execution program of the following formula:

A＝P/P’＝[card(Q)+α+β+γ]/∑P

Wherein A is a file document compliance risk index of an enterprise in a set time period, P is a file document compliance risk degree of the set time period, P' is a history file document compliance risk degree, namely, the sum of all annual file document compliance risk degrees, card (Q) is an element risk degree of a non-accident reason and a non-event reason in a set time period file document compliance risk set E, alpha is an element risk degree only reflected in the accident reason in the set time period file document compliance risk set E, beta is an element risk degree only reflected in the event reason in the set time period file document compliance risk set E, gamma is an element risk degree simultaneously reflected in the accident reason and the event reason in the set time period file document compliance risk set E, wherein the risk degree of each problem element is configured in an associated manner based on the number of different types of problem elements and corresponding risk weights, and the risk weight of the different types of problem elements.

Taking one-year time as a set period, A is a compliance risk index of a certain annual file document, P is a compliance risk degree of a certain annual file document, P' is a compliance risk degree of a history file document, namely, the compliance risk degrees of all annual file documents are summed, and card (Q) is the number of non-accident-causing event elements (elements which are non-accident-causing and are non-event-causing) in a compliance risk set E of the certain annual file document, and the risk weight is configured to be 1, so that the number of the non-accident-causing event elements is the non-accident-causing event element risk degree; alpha is the element risk degree of the compliance risk set E of the file document of a certain year, which is only reflected in the accident reason, beta is the element risk degree of the compliance risk set E of the file document of a certain year, which is only reflected in the accident reason, and gamma is the element risk degree of the compliance risk set E of the file document of a certain year, which is reflected in both the accident reason and the event reason.

Wherein α= Σαi

αi is an element risk weight coefficient only reflected in the accident cause, and is determined by an expert through the accident highest level corresponding to the accident cause, wherein αi is more than 1, i represents the i single risk element, and the value of αi is according to the accident highest level: particularly serious accidents, serious accidents and serious accidents, wherein 4 grades of numerical values are respectively set for general accidents, and the higher the risk importance degree is, the larger the value of the risk weight coefficient is;

β＝∑βi

wherein, beta i is an element risk weight coefficient only reflected in an event cause, and is determined by an expert through the highest level of the event corresponding to the event cause, beta i is more than 1, and beta i is less than alpha i;

γ＝∑γi

wherein, gamma is the element risk degree which is simultaneously reflected in the accident reason and the event reason, and is determined by an expert through the accident highest grade corresponding to the event reason, gamma is more than 1, gamma is more than alpha, and gamma is more than beta.

On the other hand, the compliance risk calculation module obtains an implementation compliance risk index corresponding to the enterprise setting period according to the following logic execution program:

B＝T/T’＝[card(S)+θ+κ+ν]/∑T

b is an implementation compliance risk index of an enterprise in a set time period, T is an implementation compliance risk degree of the enterprise in the set time period, T' is a historical implementation compliance risk degree, and card (S) is an element risk degree of a non-accident cause and a non-event cause in an implementation compliance risk set J in the set time period; θ is the element risk degree of the set time period implementation compliance risk set J which is only represented in the accident cause, κ is the element risk degree of the set time period implementation compliance risk set J which is only represented in the event cause, and ν is the element risk degree of the set time period implementation compliance risk set J which is simultaneously represented in the accident cause and the event cause.

Taking a period of one year as an example, B is a compliance risk index implemented by an enterprise in a certain year, T is a compliance risk implemented by the enterprise in a certain year, T' is a history compliance risk, namely, the compliance risk is summed up by all the year implementations, and card (S) is the number of non-accident-causing event elements (elements which are non-accident-causing and non-event-causing) in a compliance risk set J implemented in a certain year, wherein the number of non-accident-causing event elements is the non-accident-causing event element risk; θ is the risk degree of elements in the compliance risk set J implemented in a certain year, which are only represented in the accident cause, κ is the risk degree of elements in the compliance risk set J implemented in a certain year, which are only represented in the accident cause and the event cause, and ν is the risk degree of elements in the compliance risk set J implemented in a certain year, which are both represented in the accident cause and the event cause.

Wherein θ= Σθi

θi is an element risk weight coefficient only embodied in the accident cause, and is determined by an expert through the accident highest grade corresponding to the accident cause, θi is more than 1, i represents the i single implementation risk element, and the value of θi is according to the accident highest grade: particularly serious accidents, larger accidents and general accidents, wherein the numerical values of 4 grades are respectively set, and the higher the importance degree is, the larger the value is;

κ＝∑κi

Wherein, κi is the element risk degree only reflected in the HSE event cause, and is determined by the expert through the highest level of the event corresponding to the event cause, and κi is more than 1, and κi is less than θi;

ν＝∑νi

wherein, vi is the element risk degree which is simultaneously reflected in the accident reason and the event reason, and is determined by an expert through the highest accident level corresponding to the event reason, and vi is more than 1; and νi > θi > κi.

Further, after the file document compliance risk index and the implementation compliance risk index of the enterprise setting period are respectively calculated, the HSE compliance of the hazardous chemical substance enterprise consists of two parts, namely file document compliance and implementation compliance of a system and the like: r=a+b;

wherein R is HSE compliance risk index of dangerous chemical enterprises in a set time period, A is document compliance risk index of a set period file, and B is implementation compliance risk index in the set period. The enterprise HSE compliance risk index is a representation of the enterprise HSE compliance, and the larger the index, the higher the annual HSE compliance risk is reflected.

The existing compliance risk assessment technology does not embody the features of the field of hazardous chemicals HSE, and cannot realize a method for quantitatively assessing the risk of the HSE of a hazardous chemical enterprise. The utility model provides a dangerous chemical enterprise intelligence HSE compliance risk computing system based on problem list can overcome prior art's defect, from file document compliance, implement two aspects of compliance, proposes annual HSE compliance risk index concept, covers dangerous chemical enterprise HSE compliance management characteristic, realizes the quantization unified calculation to dangerous chemical enterprise annual compliance risk, can effectively be used to dangerous chemical enterprise HSE field compliance risk calculation, compliance performance evaluation, compliance problem analysis etc. compliance management field.

Implementation case:

file document compliance risk calculation for case 1, 2018:

E＝F∪G∪H∪I

wherein E is a 2018 HSE file document compliance risk set, F is a problem set of HSE file document compliance in 2018 internal inspection (hidden trouble shooting, inspection, internal inspection, etc.) problems, G is a problem set of HSE file document compliance in 2018 external inspection (external inspection, superior inspection, etc.), H is a problem set of HSE file document compliance in 2018 accident cause, and I is a problem set of HSE file document compliance in 2018 event cause.

A＝P/P’＝[card(Q)+α+β+γ]/∑P＝(16+6+8+10)/592＝0.0676

A is a 2018 year file document compliance risk index, P is a 2018 year file document compliance risk degree, card (Q) is the number of non-accident-causing event elements (elements which are non-accident-causing and non-event-causing) in a 2018 year file document compliance risk set E, and the number of the non-accident-causing event elements is the non-accident-causing event element risk degree; alpha is the element risk degree which is only reflected in the accident reason in the 2018-year file document compliance risk set E, beta is the element risk degree which is only reflected in the accident reason in the 2018-year file document compliance risk set E, and gamma is the element risk degree which is simultaneously reflected in the accident reason and the event reason in the 2018-year file document compliance risk set E. P' is the degree of risk of the compliance of the historical file documents, namely the sum of the degree of risk of the compliance of all the annual file documents.

Compliance risk calculations were performed in 2018:

J＝K∪L∪M∪N

wherein J is a 2018 implementation compliance risk set, K is a problem set D except HSE file document compliance in 2018 internal inspection (hidden trouble shooting, inspection, internal inspection, etc.) problems, L is an implementation problem set except HSE file document compliance in 2018 external inspection (external inspection, superior inspection, etc.) problems, M is a problem set except HSE file document compliance in 2018 accident cause, and N is a problem set except HSE file document compliance in 2018 event cause.

B＝T/T’＝[card(S)+θ+κ+ν]/∑T＝(156+26+38+12)/3790＝0.0612

B is a 2018 compliance risk index, T is a 2018 compliance risk degree, and card (S) is the number of non-accident-causing event elements (elements which are non-accident-causing and non-event-causing) in a 2018 compliance risk set J, wherein the number of the non-accident-causing event elements is the non-accident-causing event element risk degree; θ is the element risk degree of the 2018-year-implementation compliance risk set J which is only represented in the accident cause, κ is the element risk degree of the 2018-year-implementation compliance risk set J which is only represented in the event cause, and ν is the element risk degree of the 2018-year-implementation compliance risk set J which is simultaneously represented in the accident cause and the event cause. T' is the historical implementation compliance risk, i.e., the sum of all year implementation compliance risks.

2018, calculation of a risk index of compliance:

R＝A+B＝0.1288

r is the 2018-year HSE compliance risk index of a dangerous chemical enterprise, A is the 2018-year file compliance risk index, and B is the 2018-year implementation compliance risk index.

Case 2, 2020 document compliance risk calculation:

E＝F∪G∪H∪I

wherein E is a 2020 HSE document compliance risk set, F is a 2020 internal inspection (hidden trouble shooting, inspection, internal inspection, etc.) problem set, G is a 2020 external inspection (external inspection, upper inspection, etc.) problem set, H is a 2020 accident cause HSE document compliance problem set, and I is a 2020 event cause HSE document compliance problem set.

A＝P/P’＝[card(Q)+α+β+γ]/∑P＝(12+2+6+16)/592＝0.0608

A is a 2020 file document compliance risk index, P is 2020 file document compliance risk, card (Q) is the number of non-accident-causing event elements (elements which are not accident-causing and are not accident-causing) in 2020 file document compliance risk set E, and the number of the non-accident-causing event elements is the non-accident-causing event element risk; the alpha is the element risk degree which is only reflected in the accident reason in the 2020-year file document compliance risk set E, the beta is the element risk degree which is only reflected in the accident reason in the 2020-year file document compliance risk set E, and the gamma is the element risk degree which is simultaneously reflected in the accident reason and the accident reason in the 2020-year file document compliance risk set E. P' is the degree of risk of the compliance of the historical file documents, namely the sum of the degree of risk of the compliance of all the annual file documents.

Compliance risk calculation was performed in year 2020:

J＝K∪L∪M∪N

the method comprises the steps of setting J as a 2020 implementation compliance risk set, setting K as a 2020 internal examination (hidden danger investigation, examination, internal examination and the like) problem set D except for document compliance, setting L as a 2020 external examination (external examination, upper examination and the like) problem set except for document compliance, setting M as a 2020 accident cause and setting N as a 2020 accident cause except for document compliance.

B＝T/T’＝[card(S)+θ+κ+ν]/∑T＝(166+12+58+4)/3790＝0.0633

B is a 2020 compliance risk index, T is 2020 compliance risk, and card (S) is the number of non-accident-causing event elements (elements which are not accident-causing and are not accident-causing) in 2020 compliance risk set J, wherein the number of the non-accident-causing event elements is the risk of the non-accident-causing event elements; θ is the risk of elements in the compliance risk set J implemented in 2020, which are only represented in the accident cause, κ is the risk of elements in the compliance risk set J implemented in 2020, which are only represented in the event cause, and ν is the risk of elements in the compliance risk set J implemented in 2020, which are both represented in the accident cause and the event cause. T' is the historical implementation compliance risk, i.e., the sum of all year implementation compliance risks.

And (5) calculating a 2020 compliance risk index:

R＝A+B＝0.1241

r is the HSE compliance risk index of the hazardous chemical substance enterprise in 2020, A is the document compliance risk index of the file in 2020, and B is the implementation compliance risk index in 2020.

In the dangerous chemical enterprise HSE compliance risk computing system based on the problem list, each module or unit structure can independently operate or operate in a combined mode according to actual data identification requirements and computing requirements so as to achieve corresponding technical effects.

Example two

The embodiment of the invention disclosed above describes a system in detail, and based on the aspect of application control of the system in any one or more embodiments, the invention further provides a method for calculating the risk of the risk compound enterprise HSE based on the problem list, where the method is used for controlling the risk compound enterprise HSE based on the problem list in any one or more embodiments. Specific examples are given below for details.

Specifically, fig. 2 shows a flow chart of a method for calculating HSE compliance risk of a hazardous chemical substance enterprise based on a problem list, which is provided in an embodiment of the present invention, and as shown in fig. 2, the method includes:

A problem data collection step, namely collecting multi-type problem data of enterprises in a set history period from a multi-source enterprise archive source, wherein the multi-source enterprise archive source comprises hidden trouble investigation records, inspection records, internal examination records, event and accident handling archives;

a problem data arrangement step, namely traversing all problem data based on a set rule, realizing category division and quantitative counting, generating a problem data list and storing the list;

and in the compliance risk calculation step, information in a calling problem data list is input into a corresponding file document compliance risk calculation model and an implementation compliance risk calculation model, file document compliance risk indexes and implementation compliance risk indexes of an enterprise setting period are respectively obtained, and then the sum of the file document compliance risk indexes and the implementation compliance risk indexes is calculated to be used as an index to evaluate the HSE professional compliance risk of the current enterprise.

In a preferred embodiment, in the problem data collection step, it includes:

traversing a multi-source enterprise archive source for a set time period by taking file types and names as indexes, storing problem data records meeting conditions in a preset problem data source storage area in a partitioning mode by taking source information as a tag, wherein the storage area is arranged on a cloud server in communication connection with a computer system.

Further, in one embodiment, the problem data sorting step includes:

after the required problem data are read from the problem data source storage area through the data transmission line, classifying the problem data of each source, identifying and extracting residual problem data after the HSE file document problem data are extracted as implementation problem data, and forming file document data sets of various data sources and implementation problem data sets.

Specifically, in an alternative embodiment, data satisfying the following is identified as a document problem:

files, systems and procedure data with the actual content not conforming to the standard requirements or the update progress;

file, system and regulation data with insufficient information integrity; and

record incomplete archival data.

As a further improvement of the present invention, in one embodiment, in the compliance risk calculation step, before performing the calculation, further includes:

preprocessing the document file problem set according to the following logic to screen out duplicate redundant problem data of different sources:

E＝F∪G∪H∪I

wherein E is a set time period HSE file document compliance risk set, F is a set time period internal checking problem HSE file compliance problem set, G is a set time period external checking problem HES file compliance problem set, H is a set time period accident reason HSE file compliance problem set, and I is a set time period event reason HSE file compliance problem set.

In another aspect, in one embodiment, the set of implementation problems is preprocessed to screen out duplicate redundancy problem data from different sources according to the following logic:

J＝K∪L∪M∪N

wherein J is a set time period implementation compliance risk set, K is a set of implementation problems in the set time period internal inspection problems, L is a set of implementation problems in the set time period external inspection problems, M is a set of implementation problems in the set time period accident cause, and N is a set of implementation problems in the set time period event cause.

Further, in the compliance risk calculation step, a logic execution program according to the following formula obtains a document compliance risk index corresponding to the enterprise setting period:

A＝P/P’＝[card(Q)+α+β+γ]/∑P

wherein A is a file document compliance risk index of an enterprise in a set time period, P is a set time period file document compliance risk degree, P' is a sum of historical file document compliance risk degrees, card (Q) is an element risk degree of a non-accident reason and a non-event reason in a set time period file document compliance risk set E, alpha is an element risk degree of the set time period file document compliance risk set E only reflected in the accident reason, beta is an element risk degree of the set time period file document compliance risk set E only reflected in the event reason, gamma is an element risk degree of the set time period file document compliance risk set E simultaneously reflected in the accident reason and the event reason, and the risk degree of each problem element is configured in an associated mode based on the number of different types of problem elements and corresponding risk weights.

Wherein α= Σαi

αi is an element risk weight coefficient only reflected in the accident cause, and is determined by an expert through the accident highest level corresponding to the accident cause, wherein αi is more than 1, i represents the i single risk element, and the value of αi is according to the accident highest level: particularly serious accidents, larger accidents and general accidents, wherein the numerical values of 4 grades are respectively set, and the higher the importance degree is, the larger the value is;

β＝∑βi

wherein, beta i is an element risk weight coefficient only reflected in an event cause, and is determined by an expert through the highest level of the event corresponding to the event cause, beta i is more than 1, and beta i is less than alpha i;

γ＝∑γi

wherein, gamma is the element risk degree which is simultaneously reflected in the accident reason and the event reason, and is determined by an expert through the accident highest grade corresponding to the event reason, gamma is more than 1, gamma is more than alpha, and gamma is more than beta.

In a specific embodiment, in the step of compliance risk calculation, the implementation compliance risk index corresponding to the enterprise setting period is obtained according to the following logic execution program:

B＝T/T’＝[card(S)+θ+κ+ν]/∑T

b is an implementation compliance risk index of an enterprise in a set time period, T is an implementation compliance risk degree of the enterprise in the set time period, T' is a historical implementation compliance risk degree, and card (S) is an element risk degree of a non-accident cause and a non-event cause in an implementation compliance risk set J in the set time period; θ is the element risk degree of the compliance risk set J implemented in the set time period and only shown in the accident cause, κ is the element risk degree of the compliance risk set J implemented in the set time period and only shown in the event cause, and ν is the element risk degree of the compliance risk set J implemented in the set time period and simultaneously shown in the accident cause and the event cause, wherein the risk degree of each problem element is configured based on the number of different types of problem elements and corresponding risk weights, and the risk weight values of the different types of problem elements are associated with the problem risk severity.

Wherein θ= Σθi

θi is an element risk weight coefficient only embodied in the accident cause, and is determined by an expert through the accident highest grade corresponding to the accident cause, θi is more than 1, i represents the i single implementation risk element, and the value of θi is according to the accident highest grade: particularly serious accidents, larger accidents and general accidents, wherein the numerical values of 4 grades are respectively set, and the higher the importance degree is, the larger the value is;

κ＝∑κi

wherein, κi is the element risk degree only reflected in the HSE event cause, and is determined by the expert through the highest level of the event corresponding to the event cause, and κi is more than 1, and κi is less than θi;

ν＝∑νi

wherein, vi is the element risk degree which is simultaneously reflected in the accident reason and the event reason, and is determined by an expert through the highest accident level corresponding to the event reason, and vi is more than 1; and νi > θi > κi.

Further, after the compliance risk index and the implementation compliance risk index of the HSE file document of the enterprise setting period are respectively calculated, the HSE compliance of the dangerous chemical enterprise is composed of two parts, namely the compliance and the implementation compliance of the file document of a system and the like: r=a+b;

wherein R is HSE compliance risk index of dangerous chemical enterprises in a set time period, A is document compliance risk index of a set period file, and B is implementation compliance risk index in the set period. The enterprise HSE compliance risk index is a representation of the enterprise HSE compliance, and the larger the index, the higher the annual HSE compliance risk is reflected.

For the foregoing method embodiments, for simplicity of explanation, the methodologies are shown as a series of acts, but one of ordinary skill in the art will appreciate that the present invention is not limited by the order of acts, as some steps may, in accordance with the present invention, occur in other orders or concurrently. Further, those skilled in the art will also appreciate that the embodiments described in the specification are all preferred embodiments, and that the acts and modules referred to are not necessarily required for the present invention.

It should be noted that in other embodiments of the present invention, the method may further obtain a new risk calculation of HSE compliance of the hazardous chemical substance enterprise by combining one or some of the above embodiments, so as to implement quantitative analysis of the risk of professional compliance of the hazardous chemical substance enterprise.

It should be noted that, based on the method in any one or more of the foregoing embodiments of the present invention, the present invention further provides a storage medium, where a program code capable of implementing the method in any one or more of the foregoing embodiments is stored, where the program code is executed by an operating system, and the program code is capable of implementing the method for calculating HSE compliance risk of a hazardous chemical substance enterprise based on a problem list as described above.

It is to be understood that the disclosed embodiments are not limited to the specific structures, process steps, or materials disclosed herein, but are intended to extend to equivalents of these features as would be understood by one of ordinary skill in the relevant arts. It is also to be understood that the terminology used herein is for the purpose of describing particular embodiments only, and is not intended to be limiting.

Reference in the specification to "one embodiment" or "an embodiment" means that a particular feature, structure, or characteristic described in connection with the embodiment is included in at least one embodiment of the invention. Thus, the appearances of the phrase "one embodiment" in various places throughout this specification are not necessarily all referring to the same embodiment.

Although the embodiments of the present invention are described above, the embodiments are only used for facilitating understanding of the present invention, and are not intended to limit the present invention. Any person skilled in the art can make any modification and variation in form and detail without departing from the spirit and scope of the present disclosure, but the scope of the present disclosure is still subject to the scope of the appended claims.

Claims (13)

1. A risk inventory-based risk compound enterprise HSE compliance risk computing system, the system comprising:

The system comprises a problem data collection module, a database and a database, wherein the problem data collection module is configured to collect multi-type problem data of an enterprise in a set history period from a multi-source enterprise archive source, wherein the multi-source enterprise archive source comprises hidden trouble investigation records, inspection records, internal examination records and event and accident handling archives;

the problem data arrangement module is configured to traverse all problem data based on a set rule, realize category division and quantitative counting, generate a problem data list and store the problem data list;

and the compliance risk calculation module is configured to call the corresponding file document compliance risk calculation model and implementation compliance risk calculation model for inputting the information in the problem data list, respectively obtain the file document compliance risk index and the implementation compliance risk index of the enterprise setting period, and further calculate the sum of the file document compliance risk index and the implementation compliance risk index as an index to evaluate the HSE professional compliance risk of the current enterprise.

2. The system of claim 1, wherein the problem data collection module traverses a multi-source enterprise archive source for a set period of time with a file type and a name as an index, stores problem data records meeting a condition in a preset problem data source storage area in a partition way with source information as a tag, and the storage area is arranged at a cloud server in communication connection with a computer system.

3. The system of claim 1, wherein the problem data sort module, after reading the required problem data from the problem data source storage area through the data transmission line, sorts the problem data for each source, identifies the remaining problem data after extracting the problem data of the HSE file document as implementation problem data, forms a file document data set of multiple data sources and implements the problem data set and stores the file document data set.

4. The system of claim 1, wherein the issue data arrangement module identifies data as a file document issue that satisfies the following:

files, systems and procedure data with the actual content not conforming to the standard requirements or the update progress;

file, system and regulation data with insufficient information integrity; and

record incomplete archival data.

5. The system of claim 4, wherein the problem of identifying the document of the file by semantic matching is performed based on the content of the documents, such as "guidelines for compliance management systems" and "standards for standardized review of safety production of hazardous chemicals in the institution".

6. The system of claim 1, wherein the issue data arrangement module is further configured to: the method comprises the steps of selecting problem data with a set scale as a training sample, carrying out problem category classification and identification by professionals, taking a problem set and category identification which are classified by professionals as a training set, and carrying out learning training by a classifier to obtain a problem data classification model for realizing the category classification of the problem data.

7. The system of claim 1, wherein the compliance risk calculation module pre-processes the document file problem set prior to calculation to screen out duplicate redundancy problem data of different sources according to the following logic:

E＝F∪G∪H∪I

wherein E is a period file document compliance risk set of set time, F is a problem set of HSE file document compliance in a problem of internal checking of set time period, G is a problem set of HES file document compliance in a problem of external checking of set time period, H is a problem set of HSE file document compliance in a problem of accident reason of set time period, and I is a problem set of HSE file document compliance in a problem of event reason of set time period.

8. The system of claim 7, wherein the problem set of HSE file document compliance in the incident cause includes multi-level analysis data of direct cause, management cause, root cause, etc. Events include personal injuries such as industrial injuries, occupational diseases, nonproductive deaths, etc. that do not constitute an accident.

9. The system of claim 1, wherein the compliance risk calculation module pre-processes the set of implementation problems to screen out duplicate redundancy problem data of different sources prior to calculation according to logic of the formula:

J＝K∪L∪M∪N

Wherein J is a set time period implementation compliance risk set, K is a set of implementation problems in the set time period internal inspection problems, L is a set of implementation problems in the set time period external inspection problems, M is a set of implementation problems in the set time period accident cause, and N is a set of implementation problems in the set time period event cause.

10. The system of claim 7, wherein the compliance risk calculation module obtains a document compliance risk index corresponding to the enterprise set period according to a logic execution program of the formula:

A＝P/P’＝[card(Q)+α+β+γ]/∑P

wherein A is a file document compliance risk index of an enterprise in a set time period, P is a set time period file document compliance risk degree, P' is a history file document compliance risk degree, card (Q) is an element risk degree of a non-accident reason and a non-event reason in a set time period file document compliance risk set E, alpha is an element risk degree of the set time period file document compliance risk set E only reflected in the accident reason, beta is an element risk degree of the set time period file document compliance risk set E only reflected in the event reason, gamma is an element risk degree of the set time period file document compliance risk set E simultaneously reflected in the accident reason and the event reason, wherein the risk degree of each problem element is configured on the basis of the number of different types of problem elements and corresponding risk weights, and the risk weight values of the different types of problem elements are associated with the problem severity.

11. The system of claim 9, wherein the compliance risk calculation module obtains the compliance risk index for the implementation corresponding to the enterprise set period according to a logic execution program of the formula:

B＝T/T’＝[card(S)+θ+κ+ν]/∑T

b is an implementation compliance risk index of an enterprise in a set time period, T is an implementation compliance risk degree of the enterprise in the set time period, T' is a historical implementation compliance risk degree, and card (S) is an element risk degree of a non-accident cause and a non-event cause in an implementation compliance risk set J in the set time period; θ is the element risk degree of the compliance risk set J implemented in the set time period and only represented in the accident cause, κ is the element risk degree of the compliance risk set J implemented in the set time period and only represented in the accident cause, and ν is the element risk degree of the compliance risk set J implemented in the set time period and simultaneously represented in the accident cause and the accident cause, wherein the risk degree of each problem element is configured based on the number of different types of problem elements and corresponding risk weights, and the risk weight values of the different types of problem elements are associated with the problem risk severity.

12. The utility model provides a dangerous chemical enterprise HSE compliance risk calculation method based on problem list, which is characterized in that the method comprises the following steps:

A problem data collection step, namely collecting multi-type problem data of enterprises in a set history period from a multi-source enterprise archive source, wherein the multi-source enterprise archive source comprises hidden trouble investigation records, inspection records, internal examination records, event and accident handling archives;

a problem data arrangement step, namely traversing all problem data based on a set rule, realizing category division and quantitative counting, generating a problem data list and storing the list;

and in the compliance risk calculation step, information in a calling problem data list is input into a corresponding file document compliance risk calculation model and an implementation compliance risk calculation model, file document compliance risk indexes and implementation compliance risk indexes of an enterprise setting period are respectively obtained, and then the sum of the file document compliance risk indexes and the implementation compliance risk indexes is calculated to be used as an index to evaluate the HSE professional compliance risk of the current enterprise.

13. A storage medium having stored thereon program code for implementing the method of any of claims 12.