CN112287979A - Mutual information-based energy storage battery state judgment method - Google Patents

Mutual information-based energy storage battery state judgment method Download PDF

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CN112287979A
CN112287979A CN202011094205.2A CN202011094205A CN112287979A CN 112287979 A CN112287979 A CN 112287979A CN 202011094205 A CN202011094205 A CN 202011094205A CN 112287979 A CN112287979 A CN 112287979A
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马速良
李建林
余峰
刘硕
龚寒
谭宇良
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Beijing Lianzhi Huineng Technology Co ltd
Xinyuan Zhichu Energy Development Beijing Co ltd
North China University of Technology
Jiangsu Higee Energy Co Ltd
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North China University of Technology
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Abstract

The invention relates to an energy storage battery state judgment method based on mutual information, which counts the operation terminal voltage data of historical S types and carries out first-order differential processing, and labels the operation state type L represented by each datasForming a data sample set A; randomly sampling the data sample set A to form a subset BrAnd subset BrThe middle samples are mutually exclusive; calculating the first-order differential signal of the terminal voltage of the energy storage battery to be detected and each subset BrThe mutual information between every two samples is accumulated from large to small in sequence until the ratio of the accumulated result to the sum of the mutual information values is more than or equal to a set threshold value; next, subset B is calculatedrThe proof of judgment of (1); and finally, solving the average value of judgment evidence vectors generated by each subset to form a final judgment evidence vector, and judging the running state type of the energy storage battery to be detected. The invention can simply, quickly and timely judge the running state condition of the energy storage battery, and realizes the purposeAnd the intelligent and automatic evaluation and management of the running state of the energy storage battery.

Description

Mutual information-based energy storage battery state judgment method
The technical field is as follows:
the invention relates to the technical field of energy storage batteries, in particular to an energy storage battery state judgment method based on mutual information.
Background art:
the energy storage battery can provide various auxiliary services such as peak shaving, frequency modulation, standby, black start and the like for the operation of the power grid, can improve the consumption level of clean energy and the permeability in the power grid, and improves the operation quality of the power grid. As the scale of application and popularization of the energy storage battery in the power grid increases, potential hidden dangers of the energy storage battery in a long-term service process may cause a safety problem of a power system. Meanwhile, with the large-scale application of electric vehicles, the echeloned utilization, screening and classification of the retired power batteries also become a hot problem of research. Therefore, the operation state of the energy storage battery is evaluated, and the operation type of the energy storage battery is screened and judged, so that the method is vital to improving the safety of the energy storage battery and deeply and reasonably utilizing the energy storage battery.
Under the large background of rapid development of artificial intelligence, the intelligent detection service for the operating state of the energy storage battery is developed at a high speed and is realized in stages, and the research on the diagnostic method and mode of the operating state of the energy storage battery becomes a key subject. At present, a data mining and pattern recognition method based on a large number of long-term data samples of the energy storage battery becomes a main means for judging and identifying the state of the energy storage battery, and data cleaning and preprocessing, feature extraction and selection, diagnosis model design and optimization become standard processes applied to a diagnosis scheme based on the running state of the data-driven energy storage battery. The feature extraction and selection are usually realized by a large amount of artificial experiences or a deep learning process based on a large amount of data samples, and the artificial subjectivity is strong or the calculated amount is large; most of the diagnostic model designs are represented as optimized single reinforced models, the diagnostic models are sensitive to singular samples or noise and are prone to overfitting or under-fitting problems, and additional data are often needed for evaluation and verification in the model parameter optimization process.
The invention content is as follows:
in order to simplify the energy storage battery state evaluation process, reduce the influence of human factors, strengthen the complete description of the possible running state of the energy storage battery to be detected and improve the robustness of the identification technology of the possible running state of the energy storage battery to be detected, the invention provides an energy storage battery state judgment method based on mutual information. The technical scheme adopted by the invention is as follows:
a mutual information-based energy storage battery state judgment method comprises the following steps:
step 1: preprocessing the terminal voltage of the energy storage battery in different historical operating states; the method comprises the following specific steps:
step 1.1: the method comprises the steps that terminal voltage signals of m energy storage batteries in a one-time charging and discharging test process are collected by using measuring equipment, the m energy storage batteries are divided into a normal type and a fault type, and the fault type is divided into a specific type in S-1, so that the m energy storage batteries comprise S types, and the type L of each signal is markeds,s=1,2,…,S;
Step 1.2: performing first-order difference preprocessing on the m historical terminal voltage data, and combining the operation state class L of the energy storage batterysForming a data sample set A, setting the number R of extracted sample subsets, the capacity Q of the subsets and a comparison threshold value delta, and enabling R to be 1;
step 2: generating an energy storage battery state judgment evidence; randomly sampling the data sample set A to form a subset B with the capacity of QrR is 1,2, …, R, and the sampling process guarantees the subset BrThe middle samples are mutually exclusive;
and step 3: acquiring a terminal voltage signal of an energy storage battery to be detected in a primary charging and discharging test process by using measuring equipment, calculating a first-order difference of the terminal voltage, defining the first-order difference to be represented by a random variable Y, and setting j to be 1;
and 4, step 4: calculating to-be-detected energy storage battery and subset BrThe mutual information between each sample in the group; assuming that random variable Y and subset B represented by first-order differential data of terminal voltage of energy storage battery to be detectedrThe sample of the jth in the sequence represents a random variable of
Figure BDA0002723143610000021
And p (y) represents a random variable
Figure BDA0002723143610000022
And the edge probability distribution function of Y,
Figure BDA0002723143610000023
representing random variables
Figure BDA0002723143610000024
And Y, the mutual information calculation formula is as follows:
Figure BDA0002723143610000025
and 5: judging whether j is greater than or equal to Q, if so, entering a step 6, otherwise, j is j +1, and returning to the step 4;
step 6: sum of calculated mutual information values
Figure BDA0002723143610000026
Accumulating the mutual information values from large to small in sequence until the ratio of the accumulated result to the sum of the mutual information values is greater than or equal to a set threshold value delta;
and 7: statistical subset BrThe number of different types corresponding to the medium history energy storage battery samples
Figure BDA0002723143610000031
And the frequency of the different types of samples participating in the accumulation process
Figure BDA0002723143610000032
The predicate evidence vector for this subset is computed as:
Figure BDA0002723143610000033
and 8: forming a fused final energy storage battery state judgment result; judging subset BrAnd if the number of the energy storage batteries reaches a set value, namely whether R is smaller than R, making R be R +1 and returning to the step 2 to continue generating judgment evidence vectors, if not, calculating the average value of the judgment evidence vectors generated by the R difference subsets to form a final judgment evidence vector, judging the running state type of the energy storage battery to be detected according to the numerical condition in the final judgment evidence vector, returning to the final judgment evidence vector, and finishing the judgment process of the running state of the energy storage battery to be detected, wherein the energy storage battery represented by the maximum value in the final judgment evidence vector is normal or the fault type is a final judgment result.
The first preferred scheme is as follows: the step 4 represents a random variable
Figure BDA0002723143610000034
And the marginal probability distribution function of Y
Figure BDA0002723143610000035
The distribution calculation process for p (y) is as follows:
step 4.1: taking the maximum value y of the first-order differential signal of the terminal voltage of the detection batterymaxAnd the minimum value yminAnd is in [ ymin,ymax]N parts of inner equal intervals;
step 4.2: and counting the frequency of each point of the first-order difference signal of the end voltage of the energy storage battery to be detected in different intervals, and dividing the frequency by the total data of the first-order difference signal of the end voltage of the energy storage battery to be detected to obtain the probability of occurrence of each interval, and recording the probability as the edge probability distribution p (Y) of the random variable Y.
Further, the random variable in step 4
Figure BDA0002723143610000036
And joint probability score of YCloth function
Figure BDA0002723143610000037
The calculation method of (2) is as follows: acquiring a first order differential signal of battery terminal voltage and subset BrThe frequency of the jth sample occurring in the interval divided by the marginal probability distribution function at the same time is divided by the total data of the first-order differential signals of the terminal voltage of the energy storage battery to be detected to obtain the probability of each interval, and the probability is recorded as the random variable Y and the sum
Figure BDA0002723143610000038
Joint probability distribution of
Figure BDA0002723143610000039
The preferred scheme II is as follows: the specific steps of the step 6 comprise:
step 6.1: sum of calculated mutual information values
Figure BDA0002723143610000041
Let j equal 1 and MidInfo equal 0;
step 6.2: sorting mutual information values from big to small
Figure BDA0002723143610000042
And accumulating the mutual information values in turn, i.e.
Figure BDA0002723143610000043
Until the ratio MidInfo/SI of the sum of the accumulated result and the mutual information value(r)Greater than or equal to delta, record subset BrThe type of historical energy storage battery participating in the accumulation process.
The preferable scheme is three: the specific steps of step 8 include:
step 8.1: judging subset BrIf the number reaches the set value, namely, if R is smaller than R, if R is equal to R +1, returning to the step 2 to continue generating the judgment evidence vector Evi(r)If not, go to step 8.2;
step 8.2: computing the average of the decision evidence vectors generated by the R difference subsets
Figure BDA0002723143610000044
Form the final decision evidence vector Evi ═ η12,...,ηS]Wherein
Figure BDA0002723143610000045
Step 8.3: according to the eta in the final judgment evidence vector12,...,ηSThe running state type of the energy storage battery to be detected is judged according to the numerical condition, and the normal or fault type of the energy storage battery represented by the maximum value in the final judgment evidence vector is returned as a final judgment result LsAnd arg (·) represents a function of the type of the energy storage battery represented by the returned maximum value, and the judgment process of the operation state of the energy storage battery to be detected is completed.
Compared with the closest prior art, the excellent effects of the invention are as follows:
in the technical scheme of the invention, mutual information of the first-order difference of the voltage of the energy storage battery to be detected and the first-order difference data of the voltage of the energy storage batteries in the historical records is directly calculated, and the similarity between the energy storage battery to be detected and the energy storage batteries in different states in the historical records is sequentially analyzed in an accumulated manner according to the sequence from large to small so as to form the state judgment of the energy storage battery to be detected. Compared with the traditional machine learning method which requires an artificial characteristic extraction process, the method disclosed by the invention does not need the characteristic extraction process based on mutual information calculation of different energy storage battery voltages, is beneficial to influence of artificial subjective factors, and improves the applicability of the method.
In the technical scheme of the invention, on the basis of calculating and sorting the energy storage batteries to be detected and recording the energy storage mutual information of different running states in history, the proportion of normal and different faults of the history recording energy storage batteries in the subset sample and the screened result is counted to form a diagnosis evidence. Compared with a simple method only outputting the most sample types, the method fully considers the composition conditions of all the subset samples and the historical recording energy storage batteries in the screened result, completely and accurately reflects the description of the possible running state of the batteries to be detected, and is beneficial to more comprehensively and accurately judging the running condition of the energy storage batteries to be detected.
In the technical scheme of the invention, a plurality of differentiated diagnosis evidence modes are generated by randomly generating a plurality of data subsets, so that the variety of diagnosis evidences of the energy storage battery to be detected is enriched. Compared with a single diagnosis evidence, the method disclosed by the invention has the advantages that the influence of singular samples and noise is favorably relieved by utilizing an integration process and an average value calculation method, and the robustness of a diagnosis result is improved.
Description of the drawings:
fig. 1 is a flow chart of a method for determining the state of an energy storage battery according to the present invention.
Fig. 2 is a schematic diagram illustrating the principle of the method for determining the state of the energy storage battery based on mutual information in steps 2 to 7.
The specific implementation mode is as follows:
example (b):
the technical solutions in the embodiments of the present application will be clearly and completely described below with reference to the drawings in the embodiments of the present application.
A mutual information-based energy storage battery state judgment method comprises the following steps:
step 1: preprocessing the terminal voltage of the energy storage battery in different historical operating states;
step 1.1: the method comprises the steps that terminal voltage signals of m energy storage batteries in a one-time charging and discharging test process are collected by using measuring equipment, the m energy storage batteries are divided into a normal type and a fault type, and the fault type is divided into a specific type in S-1, so that the m energy storage batteries comprise S types, and the type L of each signal is markeds,s=1,2,…,S;
Step 1.2: performing first-order difference preprocessing on the m historical terminal voltage data, and combining the operation state class L of the energy storage batterysForming a data sample set A, setting the number R of extracted sample subsets, the capacity Q of the subsets and a comparison threshold value delta, and enabling R to be 1;
step 2: generating an energy storage battery state judgment evidence; randomly sampling the data sample set A to form a subset B with the capacity of Qr(R1, 2, …, R) and the sampling process guarantees the subset BrThe middle samples are mutually exclusive;
and step 3: acquiring a terminal voltage signal of an energy storage battery to be detected in a primary charging and discharging test process by using measuring equipment, calculating a first-order difference of the terminal voltage, defining the first-order difference to be represented by a random variable Y, and setting j to be 1;
and 4, step 4: define subset BrThe jth sample in (1) is composed of random variables
Figure BDA0002723143610000061
Representing, calculating the random variables Y and
Figure BDA0002723143610000062
edge probability distribution of
Figure BDA0002723143610000063
And p (y); the first-order differential signal of the terminal voltage of the energy storage battery to be detected represents a random variable Y and a random variable
Figure BDA0002723143610000064
And the marginal probability distribution function of Y
Figure BDA0002723143610000065
The distribution calculation process for p (y) is as follows:
step 4.1: taking the maximum value y of the first-order differential signal of the terminal voltage of the detection batterymaxAnd the minimum value yminAnd is in [ ymin,ymax]N parts of inner equal intervals;
step 4.2: counting the frequency of each point of the first-order differential signal at the end voltage of the energy storage battery to be detected in different intervals, and dividing the frequency by the total data of the first-order differential signal at the end voltage of the energy storage battery to be detected to obtain the probability of occurrence of each interval, and recording the probability as the edge probability distribution p (Y) of the random variable Y;
step 4.3: random variable
Figure BDA0002723143610000066
And the joint probability distribution function of Y
Figure BDA0002723143610000067
The calculation method of (2) is as follows: battery terminal acquisitionVoltage first order difference signal sum subset BrThe frequency of the jth sample occurring in the interval divided by the marginal probability distribution function at the same time is divided by the total data of the first-order differential signals of the terminal voltage of the energy storage battery to be detected to obtain the probability of each interval, and the probability is recorded as the random variable Y and the sum
Figure BDA0002723143610000068
Joint probability distribution of
Figure BDA0002723143610000069
First-order differential signal of terminal voltage of energy storage battery to be detected and subset BrThe mutual information of the jth sample in (1) is:
Figure BDA00027231436100000610
and 5: judging whether j is greater than or equal to Q, if so, entering a step 6, otherwise, j is j +1, and returning to the step 4;
step 6: screening out subset B based on mutual informationrThe energy storage battery sample with similar running characteristics to the energy storage battery to be detected is obtained; the method specifically comprises the following steps:
step 6.1: sum of calculated mutual information values
Figure BDA0002723143610000071
Let j equal 1 and MidInfo equal 0;
step 6.2: sorting mutual information values from big to small
Figure BDA0002723143610000072
And accumulating the mutual information values in turn, i.e.
Figure BDA0002723143610000073
Until the ratio MidInfo/SI of the sum of the accumulated result and the mutual information value(r)Greater than or equal to delta, record subset BrThe type of the historical energy storage battery participating in the accumulation process;
and 7: statistical subset BrHistory of China storeNumber of different types of corresponding battery samples
Figure BDA0002723143610000074
And the frequency of the different types of samples participating in the accumulation process
Figure BDA0002723143610000075
Computing a predicate evidence vector for the subset
Figure BDA0002723143610000076
Comprises the following steps:
Figure BDA0002723143610000077
and 8: forming a fused final energy storage battery state judgment result; the method comprises the following specific steps:
step 8.1 judge subset BrThe number reaches a set value (namely whether R is smaller than R), if so, the R is made to be R +1, the step 2 is returned, and the judgment evidence vector Evi is continuously generated(r)If not, entering step 3.2;
step 8.2 calculate the average of the decision evidence vectors generated by the R difference subsets
Figure BDA0002723143610000078
Form the final decision evidence vector Evi ═ η12,...,ηS]Wherein
Figure BDA0002723143610000079
According to the eta in the final judgment evidence vector12,...,ηSThe running state type of the energy storage battery to be detected is judged according to the numerical condition, and the normal or fault type of the energy storage battery represented by the maximum value in the final judgment evidence vector is returned as a final judgment result LsAnd arg (·) represents a function of the type of the energy storage battery represented by the returned maximum value, and the judgment process of the operation state of the energy storage battery to be detected is completed.
Finally, it should be noted that: the described embodiments are only some embodiments of the present application and not all embodiments. All other embodiments, which can be derived by a person skilled in the art from the embodiments given herein without making any creative effort, shall fall within the protection scope of the present application.

Claims (5)

1. A mutual information-based energy storage battery state judgment method is characterized by comprising the following steps:
step 1: preprocessing the terminal voltage of the energy storage battery in different historical operating states and to be detected; the method comprises the following specific steps:
step 1.1: the method comprises the steps that terminal voltage signals of m energy storage batteries in a one-time charging and discharging test process are collected by using measuring equipment, the m energy storage batteries are divided into a normal type and a fault type, and the fault type is divided into a specific type in S-1, so that the m energy storage batteries comprise S types, and the type L of each signal is markeds,s=1,2,…,S;
Step 1.2: performing first-order difference and pretreatment on the m historical terminal voltage data, and combining the operation state class L of the energy storage batterysForming a data sample set A, setting the number R of extracted sample subsets, the capacity Q of the subsets and a comparison threshold value delta, and enabling R to be 1;
step 2: generating an energy storage battery state judgment evidence; randomly sampling the data sample set A to form a subset B with the capacity of QrR is 1,2, …, R, and the sampling process guarantees the subset BrThe middle samples are mutually exclusive;
and step 3: acquiring a terminal voltage signal of an energy storage battery to be detected in a primary charging and discharging test process by using measuring equipment, calculating a first-order difference of the terminal voltage, defining the first-order difference to be represented by a random variable Y, and setting j to be 1;
and 4, step 4: calculating to-be-detected energy storage battery and subset BrThe mutual information between each sample in the group; assuming that random variable Y and subset B represented by first-order differential data of terminal voltage of energy storage battery to be detectedrThe sample of the jth in the sequence represents a random variable of
Figure FDA0002723143600000011
And p (y) represents a random variable
Figure FDA0002723143600000012
And the edge probability distribution function of Y,
Figure FDA0002723143600000013
representing random variables
Figure FDA0002723143600000014
And Y, the mutual information calculation formula is as follows:
Figure FDA0002723143600000015
and 5: judging whether j is greater than or equal to Q, if so, entering a step 6, otherwise, j is j +1, and returning to the step 4;
step 6: sum of calculated mutual information values
Figure FDA0002723143600000021
Accumulating the mutual information values from large to small in sequence until the ratio of the accumulated result to the sum of the mutual information values is greater than or equal to a set threshold value delta;
and 7: statistical subset BrThe number of different types corresponding to the medium history energy storage battery samples
Figure FDA0002723143600000022
And the frequency of the different types of samples participating in the accumulation process
Figure FDA0002723143600000023
The predicate evidence vector for this subset is computed as:
Figure FDA0002723143600000024
and 8:forming a fused final energy storage battery state judgment result; judging subset BrAnd if the number of the energy storage batteries reaches a set value, namely whether R is smaller than R, making R be R +1 and returning to the step 2 to continue generating judgment evidence vectors, if not, calculating the average value of the judgment evidence vectors generated by the R difference subsets to form a final judgment evidence vector, judging the running state type of the energy storage battery to be detected according to the numerical condition in the final judgment evidence vector, returning to the final judgment evidence vector, and finishing the judgment process of the running state of the energy storage battery to be detected, wherein the energy storage battery represented by the maximum value in the final judgment evidence vector is normal or the fault type is a final judgment result.
2. The mutual information-based energy storage battery state judgment method according to claim 1, wherein the step 4 represents a random variable
Figure FDA0002723143600000025
And the marginal probability distribution function of Y
Figure FDA0002723143600000026
The distribution calculation process for p (y) is as follows:
step 4.1: taking the maximum value y of the first-order differential signal of the terminal voltage of the detection batterymaxAnd the minimum value yminAnd is in [ ymin,ymax]N parts of inner equal intervals;
step 4.2: and counting the frequency of each point of the first-order difference signal of the end voltage of the energy storage battery to be detected in different intervals, and dividing the frequency by the total data of the first-order difference signal of the end voltage of the energy storage battery to be detected to obtain the probability of occurrence of each interval, and recording the probability as the edge probability distribution p (Y) of the random variable Y.
3. The method for determining the state of an energy storage battery based on mutual information as claimed in claim 2, wherein the random variable in step 4 is determined by a random number
Figure FDA0002723143600000027
And the joint probability distribution function of Y
Figure FDA0002723143600000028
The calculation method of (2) is as follows: acquiring a first order differential signal of battery terminal voltage and subset BrThe frequency of the jth sample occurring in the interval divided by the marginal probability distribution function at the same time is divided by the total data of the first-order differential signals of the terminal voltage of the energy storage battery to be detected to obtain the probability of each interval, and the probability is recorded as the random variable Y and the sum
Figure FDA0002723143600000031
Joint probability distribution of
Figure FDA0002723143600000032
4. The mutual information-based energy storage battery state judgment method according to claim 1, wherein the specific step of the step 6 comprises:
step 6.1: sum of calculated mutual information values
Figure FDA0002723143600000033
Let j equal 1 and MidInfo equal 0;
step 6.2: sorting mutual information values from big to small
Figure FDA0002723143600000034
And accumulating the mutual information values in turn, i.e.
Figure FDA0002723143600000035
Until the ratio MidInfo/SI of the sum of the accumulated result and the mutual information value(r)Greater than or equal to delta, record subset BrThe type of historical energy storage battery participating in the accumulation process.
5. The mutual information-based energy storage battery state judgment method according to claim 1, wherein the specific step of the step 8 comprises:
step 8.1: judging subset BrIf the number reaches the set value, namely, if R is smaller than R, if R is equal to R +1, returning to the step 2 to continue generating the judgment evidence vector Evi(r)If not, go to step 8.2;
step 8.2: computing the average of the decision evidence vectors generated by the R difference subsets
Figure FDA0002723143600000036
Form the final decision evidence vector Evi ═ η12,...,ηS]Wherein
Figure FDA0002723143600000037
Step 8.3: according to the eta in the final judgment evidence vector12,...,ηSThe running state type of the energy storage battery to be detected is judged according to the numerical condition, and the normal or fault type of the energy storage battery represented by the maximum value in the final judgment evidence vector is returned as a final judgment result LsAnd arg (·) represents a function of the type of the energy storage battery represented by the returned maximum value, and the judgment process of the operation state of the energy storage battery to be detected is completed.
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CN116628564A (en) * 2023-04-20 2023-08-22 上海宇佑船舶科技有限公司 Model training method and system for detecting generator state

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