CN105628383A - Bearing fault diagnosis method and system based on improved LSSVM transfer learning - Google Patents

Bearing fault diagnosis method and system based on improved LSSVM transfer learning Download PDF

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CN105628383A
CN105628383A CN201610069784.2A CN201610069784A CN105628383A CN 105628383 A CN105628383 A CN 105628383A CN 201610069784 A CN201610069784 A CN 201610069784A CN 105628383 A CN105628383 A CN 105628383A
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lssvm
recurrence
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tau
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CN105628383B (en
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严如强
陈超
沈飞
陈雪峰
张兴武
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Southeast University
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    • G01MEASURING; TESTING
    • G01MTESTING STATIC OR DYNAMIC BALANCE OF MACHINES OR STRUCTURES; TESTING OF STRUCTURES OR APPARATUS, NOT OTHERWISE PROVIDED FOR
    • G01M13/00Testing of machine parts
    • G01M13/04Bearings
    • G01M13/045Acoustic or vibration analysis

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Abstract

The invention discloses a bearing fault diagnosis method and system based on improved LSSVM transfer learning, and the method comprises the following steps: processing target data and auxiliary data through employing recurrence quantification analysis, extracting a nonlinear feature and combing the nonlinear feature with a conventional time domain feature, forming a characteristic vector, and forming a training set; constructing a fault classification model through employing an improved LSSVM transfer learning, extracting the nonlinear feature of unmarked fault vibration data of a target bearing under a target work condition through the recurrence quantification analysis, combining the nonlinear feature with the conventional time domain feature, forming a feature vector, forming a test set, inputting the test set into a trained improved LSSVM model, carrying out analysis and outputting a result. Through respectively adding a penalty function and constraint condition of an auxiliary set into the original target function and constraint condition, the method enables the improved LSSVM to be affected by the auxiliary set in an iterative learning process, and improves the classification precision.

Description

Method for Bearing Fault Diagnosis and system based on modified model LSSVM transfer learning
Technical field
The invention belongs to bearing failure diagnosis field, especially a kind of Method for Bearing Fault Diagnosis based on modified model LSSVM (LeastSquaresSupportVectorMachine, least square method supporting vector machine) transfer learning and system.
Background technology
Bearing, as one of the vitals of rotating machinery, is widely used in modern industry, its fault diagnosis has become effective means that guarantee safe production, prevent major accident from occurring. Current bearing failure diagnosis mainly includes the operating procedures such as data acquisition, feature extraction and failure modes. Wherein, failure modes can use conventional machines learning algorithm to realize, and existing effect classification needs training data identical with test data distribution in fact, and targeted diagnostics data volume is sufficient.
But ubiquitous complex working condition environment in actual industrial system, often lead to that targeted diagnostics data cannot directly obtain, training data and test data distribution character exist certain difference, these all can reduce the generalization ability of conventional machines study fault diagnosis model, even more so that model is no longer applicable.
When problem above occurs, the employing of most of conventional machines learning algorithms re-labels target bearing fault sample and solves, but it needs great many of experiments and Professional knowledge, and the change of the factor such as external frictional force, operating mode in industrial environment, do not ensure that the flag data that collects is consistent with the distribution of target bearing fault data, and re-label target bearing fault sample and also need to extra time and human cost. How to overcome the conventional machines learning algorithm deficiency in bearing failure diagnosis field, it has also become the problem being presently required solution.
Summary of the invention
Goal of the invention a: purpose is to provide a kind of Method for Bearing Fault Diagnosis based on modified model LSSVM transfer learning, to solve the problems referred to above that prior art exists. A kind of bearing failure diagnosis system based on modified model LSSVM transfer learning of offer is provided.
Technical scheme: a kind of Method for Bearing Fault Diagnosis based on modified model LSSVM transfer learning, comprises the steps:
Step 1, utilize recurrence quantification analysis that target data and assistance data are processed, extract nonlinear characteristic and also combine with conventional Time-domain feature, composition characteristic vector, composing training collection;
Step 2, utilization build failure modes model based on modified model LSSVM transfer learning algorithm:
Object function in the former optimization problem of LSSVM and in constraints, increase penalty and the constraints of supplementary set respectively, make LSSVM in the process of iterative learning, be subject to the impact of supplementary set, thus improving its nicety of grading, build the fault diagnosis model based on transfer learning;
Step 3: unmarked for target bearing under target operating condition fault vibration data separate recurrence quantification analysis is extracted nonlinear characteristic and combines with conventional Time-domain feature, composition characteristic vector, constitute test set, be input in the modified model LSSVM model trained in step 2, analyze output result.
Further, described target data is target bear vibration data under target operating condition, and described assistance data is target bear vibration data or close on bear vibration data under variable working condition.
Further, described recurrence quantification analysis comprises the steps:
The State Space Reconstruction that step 1a, employing coordinate postpone carries out phase space reconfiguration, and wherein time delay and Embedded dimensions are tried to achieve by mutual information method and false point of proximity method respectively; If the bear vibration sequence signal of length N x (1), x (2) ...., and x (N) } corresponding phase space reconstruction is:
X ( 1 ) = { x ( 1 ) , x ( 1 + τ ) , . . . , x ( 1 + ( m - 1 ) τ ) } · · · · X ( i ) = { x ( i ) , x ( i + τ ) , . . . , x ( i + ( m - 1 ) τ ) } · · · · X ( N - ( m - 1 ) τ ) = { x ( N - ( m - 1 ) τ ) , x ( N - ( m - 2 ) τ ) , . . . , x ( N ) }
Wherein, 1��i��N-(m-1) ��, X (1), X (2), ...., X (N-(m-1) ��) is phase space reconstruction vector, �� is the time delay tried to achieve by mutual information method, m is the Embedded dimensions tried to achieve by false point of proximity method, x (i) represents the observed value in i-th moment of bear vibration sequence signal of length N, x (i+ ��) represents the observed value in bear vibration sequence signal (i+ ��) moment of length N, and N is bear vibration seasonal effect in time series length;
Step 1b, build phase space recursion matrix:
R i , j = &Theta; ( &epsiv; - | | X ( i ) - X ( j ) | | ) = 1 : &epsiv; > | | X ( i ) - X ( j ) | | 0 : &epsiv; < | | X ( i ) - X ( j ) | |
Wherein: i, j=1,2 ..., N-(m-1) ��; �� () is unit jump function; �� is recurrence threshold value, for fixing recurrence threshold epsilon, any two vector X (i), X (j) in space is substituted into above-mentioned formula, can obtain the 0-1 matrix that N �� N distance matrix is corresponding;
Step 1c, structure recurrence plot: represent R under i-j coordinate with stainijThe value of=1, constitutes recurrence plot, graphically directviewing description seasonal effect in time series recursive nature;
Step 1d, from recurrence plot dot density and line structure, extract recurrence rate, definitiveness, recurrence entropy and these four effective characteristic parameters of laminarity.
Further, described extraction nonlinear characteristic as follows with the step that conventional Time-domain feature combines:
Step 2a, employing time-domain statistical analysis method extract peak-to-peak value, virtual value, variance and kurtosis index from bearing vibration signal;
Time domain vibration signal is carried out phase space reconfiguration by the State Space Reconstruction that step 2b, employing coordinate postpone, and build recurrence plot, extract recurrence rate, definitiveness, laminarity and recurrence entropy index, and four eigenvalues extracted with step 2a combine, after normalization, constitute the characteristic vector of 8 dimensions.
Further, described training dataset is:
T = { T p ; T a } T p = { ( x i p , y i p ) } , i = 1,2 , . . . , N p T a = { ( x i a , y i a ) } , i = 1,2 , . . . , N a ;
Wherein, TpAnd TaFor target and supplemental training data set;WithRespectively target training data concentrates the characteristic vector of i-th sample and corresponding failure identification,WithThe respectively characteristic vector of i-th sample and corresponding failure identification in supplemental training data set; The characteristic vector that wherein target data and assistance data are concentrated all utilizes recurrence quantification analysis to extract nonlinear characteristic the method combined with conventional Time-domain feature; NpAnd NaRespectively target and ancillary vibration data set sample number, a represents assistance data, and p represents target data.
Further, described step 2 is further:
A) optimization problem of standard LSSVM is built:
In formula, J (��, e) represents the function of parameter �� and e, the method direction of �� presentation class hyperplane, and b represents biasing,Represent fault feature vector x in training setiTransform to Hilbert space, eiRepresent error function, ��pFor the regularization coefficient of target data, NpFor target data set sample number
B) object function in standard LSSVM optimization problem and in constraints, increases penalty and the constraints of supplementary set respectively, is represented by:
Wherein, ��p����aRespectively the regularization coefficient of target data and assistance data, is all higher than 0, eiFor error function;
C) optimization problem after adding supplementary set being solved, try to achieve parameter a and b, concrete solution procedure is as follows:
C-1) Lagrange function is built
Wherein, ai�� R (i=1,2 ..., (Np+Na)) for the Lagrange factor, symbol is unrestricted;
C-2) L is asked respectively (��, b, e, partial differential a), and to make it be zero, is shown below:
C-3) arrange and eliminate variable �� and ei, finally give following matrix form:
0 Y T Y &Omega; + &gamma; - 1 b a = 0 I &OverBar;
In formula:
�� is (a Np+Na)��(Np+Na) symmetrical matrix, andK is kernel function,yi��yjRepresent i-th in training set respectively, failure identification that jth sample is corresponding.
Try to achieve parameter a and b:
b a = 0 Y T Y &Omega; + &gamma; - 1 - 1 0 I &OverBar;
C-4) obtain adding the improvement LSSVM Function Estimation expression formula of supplementary set:
y ( x ) = sgn ( &Sigma; i = 1 N p + N a a i y i K ( x i , x ) + b ) .
Further, described step 2 also includes the using method of four kinds of supplementary sets, is respectively as follows:
1): by the �� in object functionaIt is set to 0, deletes constraints II;
2): by the �� in object functionpBeing set to 0, delete constraints I, object function becomes:
3): put �� in object functiona=��p, constraints remains unchanged;
4): by cross validation to the �� in object functionaAnd ��pBeing optimized, constraints remains unchanged.
A kind of Method for Bearing Fault Diagnosis based on modified model LSSVM transfer learning, comprises the steps:
Step one, target data and assistance data are processed, extract relevant information, build training set;
Step 2, structure failure modes model,
In formula, J (��, e) represents the function of parameter �� and e, the method direction of �� presentation class hyperplane, and b represents biasing,Represent fault feature vector x in training setiTransform to Hilbert space, eiRepresent error function, ��p����aThe respectively regularization coefficient of target data and assistance data, Np��NaThe respectively sample number of target data and assistance data, i is i-th fault feature vector in training set;
Step 3, build test set and be input in modified model LSSVM model, analyzing output result.
In further embodiment, described training set is:
T = { T p ; T a } T p = { ( x i p , y i p ) } , i = 1,2 , . . . , N p T a = { ( x i a , y i a ) } , i = 1,2 , . . . , N a ;
Wherein, TpAnd TaFor target and supplemental training data set;WithRespectively target training data concentrates the characteristic vector of i-th sample and corresponding failure identification,WithThe respectively characteristic vector of i-th sample and corresponding failure identification in supplemental training data set; The characteristic vector that wherein target data and assistance data are concentrated all utilizes recurrence quantification analysis to extract nonlinear characteristic the method combined with conventional Time-domain feature; NpAnd NaRespectively target and ancillary vibration data set sample number, a represents assistance data, and p represents target data.
In further embodiment, in step one, adopt recurrence quantification analysis that target data and assistance data are processed, specific as follows:
The State Space Reconstruction that step 1a, employing coordinate postpone carries out phase space reconfiguration, and wherein time delay and Embedded dimensions are tried to achieve by mutual information method and false point of proximity method respectively; If the bear vibration sequence signal of length N x (1), x (2) ...., and x (N) } corresponding phase space reconstruction is:
X ( 1 ) = { x ( 1 ) , x ( 1 + &tau; ) , . . . , x ( 1 + ( m - 1 ) &tau; ) } &CenterDot; &CenterDot; &CenterDot; &CenterDot; X ( i ) = { x ( i ) , x ( i + &tau; ) , . . . , x ( i + ( m - 1 ) &tau; ) } &CenterDot; &CenterDot; &CenterDot; &CenterDot; X ( N - ( m - 1 ) &tau; ) = { x ( N - ( m - 1 ) &tau; ) , x ( N - ( m - 2 ) &tau; ) , . . . , x ( N ) }
Wherein, 1��i��N-(m-1) ��, X (1), X (2), ...., X (N-(m-1) ��) is phase space reconstruction vector, �� is the time delay tried to achieve by mutual information method, m is the Embedded dimensions tried to achieve by false point of proximity method, x (i) represents the observed value in i-th moment of bear vibration sequence signal of length N, x (i+ ��) represents the observed value in bear vibration sequence signal (i+ ��) moment of length N, and N is bear vibration seasonal effect in time series length;
Step 1b, build phase space recursion matrix:
R i , j = &Theta; ( &epsiv; - | | X ( i ) - X ( j ) | | ) = 1 : &epsiv; > | | X ( i ) - X ( j ) | | 0 : &epsiv; < | | X ( i ) - X ( j ) | |
Wherein: i, j=1,2 ..., N-(m-1) ��; �� () is unit jump function; �� is recurrence threshold value, for fixing recurrence threshold epsilon, any two vector X (i), X (j) in space is substituted into above-mentioned formula, can obtain the 0-1 matrix that N �� N distance matrix is corresponding;
Step 1c, structure recurrence plot: represent R under i-j coordinate with stainijThe value of=1, constitutes recurrence plot, graphically directviewing description seasonal effect in time series recursive nature;
Step 1d, from recurrence plot dot density and line structure, extract recurrence rate, definitiveness, recurrence entropy and these four effective characteristic parameters of laminarity.
In a further embodiment, extract relevant information process particularly as follows:
Step 2a, employing time-domain statistical analysis method extract peak-to-peak value, virtual value, variance and kurtosis index from bearing vibration signal;
Time domain vibration signal is carried out phase space reconfiguration by the State Space Reconstruction that step 2b, employing coordinate postpone, and build recurrence plot, extract recurrence rate, definitiveness, laminarity and recurrence entropy index, and four eigenvalues extracted with step 2a combine, after normalization, constitute the characteristic vector of 8 dimensions.
In a further embodiment, the method solving failure modes model is:
C-1) Lagrange function is built
Wherein, ai�� R (i=1,2 ..., (Np+Na)) for the Lagrange factor, symbol is unrestricted;
C-2) L is asked respectively (��, b, e, partial differential a), and to make it be zero, is shown below:
C-3) arrange and eliminate variable �� and ei, finally give following matrix form:
0 Y T Y &Omega; + &gamma; - 1 b a = 0 I &OverBar;
In formula:
�� is (a Np+Na)��(Np+Na) symmetrical matrix, andK is kernel function,yi��yjRepresent i-th in training set respectively, failure identification that jth sample is corresponding.
Try to achieve parameter a and b:
b a = 0 Y T Y &Omega; + &gamma; - 1 - 1 0 I &OverBar;
C-4) obtain adding the improvement LSSVM Function Estimation expression formula of supplementary set:
y ( x ) = sgn ( &Sigma; i = 1 N p + N a a i y i K ( x i , x ) + b ) .
In a further embodiment, the using method of supplementary set includes following four kinds of methods:
1): by the �� in object functionaIt is set to 0, deletes constraints II;
2): by the �� in object functionpBeing set to 0, delete constraints I, object function becomes:
3): put �� in object functiona=��p, constraints remains unchanged;
4): by cross validation to the �� in object functionaAnd ��pBeing optimized, constraints remains unchanged.
A kind of bearing failure diagnosis system based on modified model LSSVM transfer learning, including such as lower module:
First module, is used for utilizing recurrence quantification analysis that target data and assistance data are processed, and extracts nonlinear characteristic and combines with conventional Time-domain feature, composition characteristic vector, composing training collection;
Second module, builds failure modes model for utilizing based on modified model LSSVM transfer learning algorithm:
Object function in the former optimization problem of LSSVM and in constraints, increase penalty and the constraints of supplementary set respectively, make LSSVM in the process of iterative learning, be subject to the impact of supplementary set, thus improving its nicety of grading, build the fault diagnosis model based on transfer learning;
Three module, for unmarked for target bearing under target operating condition fault vibration data separate recurrence quantification analysis being extracted nonlinear characteristic and combining with conventional Time-domain feature, composition characteristic vector, constitute test set, it is input in the modified model LSSVM model that step 2 has trained, analyzes output result.
Preferably, described target data is target bear vibration data under target operating condition, and described assistance data is target bear vibration data or close on bear vibration data under variable working condition;
Described first module includes recurrence quantification analysis submodule and for extracting nonlinear characteristic the submodule combined with conventional Time-domain feature;
Wherein, this recurrence quantification analysis submodule is used for:
Adopting the State Space Reconstruction that coordinate postpones to carry out phase space reconfiguration, wherein time delay and Embedded dimensions are tried to achieve by mutual information method and false point of proximity method respectively; If the bear vibration sequence signal of length N x (1), x (2) ...., and x (N) } corresponding phase space reconstruction is:
X ( 1 ) = { x ( 1 ) , x ( 1 + &tau; ) , . . . , x ( 1 + ( m - 1 ) &tau; ) } &CenterDot; &CenterDot; &CenterDot; &CenterDot; X ( i ) = { x ( i ) , x ( i + &tau; ) , . . . , x ( i + ( m - 1 ) &tau; ) } &CenterDot; &CenterDot; &CenterDot; &CenterDot; X ( N - ( m - 1 ) &tau; ) = { x ( N - ( m - 1 ) &tau; ) , x ( N - ( m - 2 ) &tau; ) , . . . , x ( N ) }
Wherein, 1��i��N-(m-1) ��, X (1), X (2), ...., X (N-(m-1) ��) is phase space reconstruction vector, �� is the time delay tried to achieve by mutual information method, m is the Embedded dimensions tried to achieve by false point of proximity method, x (i) represents the observed value in i-th moment of bear vibration sequence signal of length N, x (i+ ��) represents the observed value in bear vibration sequence signal (i+ ��) moment of length N, and N is bear vibration seasonal effect in time series length;
Build the recursion matrix of phase space:
R i , j = &Theta; ( &epsiv; - | | X ( i ) - X ( j ) | | ) = 1 : &epsiv; > | | X ( i ) - X ( j ) | | 0 : &epsiv; < | | X ( i ) - X ( j ) | |
Wherein: i, j=1,2 ..., N-(m-1) ��; �� () is unit jump function; �� is recurrence threshold value, for fixing recurrence threshold epsilon, any two vector X (i), X (j) in space is substituted into above-mentioned formula, can obtain the 0-1 matrix that N �� N distance matrix is corresponding;
Build recurrence plot: represent R under i-j coordinate with stainI, jThe value of=1, constitutes recurrence plot, graphically directviewing description seasonal effect in time series recursive nature;
Recurrence rate, definitiveness, recurrence entropy and these four effective characteristic parameters of laminarity are extracted from recurrence plot dot density and line structure;
For extract nonlinear characteristic the submodule that combines with conventional Time-domain feature for:
Time-domain statistical analysis method is adopted to extract peak-to-peak value, virtual value, variance and kurtosis index from bearing vibration signal;
Adopt the State Space Reconstruction that coordinate postpones that time domain vibration signal is carried out phase space reconfiguration, and build recurrence plot, extract recurrence rate, definitiveness, laminarity and recurrence entropy index, and combine with the peak-to-peak value extracted, virtual value, variance and kurtosis index, constitute the characteristic vector of 8 dimensions after normalization;
Described training dataset is:
T = { T p ; T a } T p = { ( x i p , y i p ) } , i = 1,2 , . . . , N p T a = { ( x i a , y i a ) } , i = 1,2 , . . . , N a ;
Wherein, TpAnd TaFor target and supplemental training data set;WithRespectively target training data concentrates the characteristic vector of i-th sample and corresponding failure identification,WithThe respectively characteristic vector of i-th sample and corresponding failure identification in supplemental training data set; The characteristic vector that wherein target data and assistance data are concentrated all utilizes recurrence quantification analysis to extract nonlinear characteristic the method combined with conventional Time-domain feature; NpAnd NaRespectively target and ancillary vibration data set sample number, a represents assistance data, and p represents target data.
Preferably, described second submodule is further used for:
A) optimization problem of standard LSSVM is built:
In formula, J (��, e) represents the function of parameter �� and e, the method direction of �� presentation class hyperplane, and b represents biasing,Represent fault feature vector x in training setiTransform to Hilbert space, eiRepresent error function, ��pFor the regularization coefficient of target data, NpFor target data set sample number
B) object function in standard LSSVM optimization problem and in constraints, increases penalty and the constraints of supplementary set respectively, is represented by:
Wherein, ��p����aRespectively the regularization coefficient of target data and assistance data, is all higher than 0, eiFor error function;
C) optimization problem after adding supplementary set being solved, try to achieve parameter a and b, concrete solution procedure is as follows:
C-1) Lagrange function is built
Wherein, ai�� R (i=1,2 ..., (Np+Na)) for the Lagrange factor, symbol is unrestricted;
C-2) L is asked respectively (��, b, e, partial differential a), and to make it be zero, is shown below:
C-3) arrange and eliminate variable �� and ei, finally give following matrix form:
0 Y T Y &Omega; + &gamma; - 1 b a = 0 I &OverBar;
In formula:
�� is (a Np+Na)��(Np+Na) symmetrical matrix, andK is kernel function,yi��yjRepresent i-th in training set respectively, failure identification that jth sample is corresponding.
Try to achieve parameter a and b:
b a = 0 Y T Y &Omega; + &gamma; - 1 - 1 0 I &OverBar;
C-4) obtain adding the improvement LSSVM Function Estimation expression formula of supplementary set:
y ( x ) = sgn ( &Sigma; i = 1 N p + N a a i y i K ( x i , x ) + b ) .
Beneficial effect: on the original optimization problem basis of LSSVM, the present invention by increasing penalty and the constraints of supplementary set respectively in former object function and constraints, make improvement LSSVM in the process of iterative learning, be subject to the impact of supplementary set, thus improving its nicety of grading. The present invention not only can promote diagnosis performance when target bearing sample is not enough, and feature and the peak-to-peak values such as the recurrence rate that recurrence quantification analysis (RQA) is extracted, definitiveness, comentropy, laminarity, virtual value, variance is composition characteristic vector together with kurtosis index, can be provided with the feature of enough fault distinguish abilities for transfer learning.
Accompanying drawing explanation
Fig. 1 is the flow chart of the present invention.
Fig. 2 is the bearing vibration signal schematic diagram of the present invention.
The vibration signal recurrence plot of Fig. 3 a and Fig. 3 b respectively healthy bearing and faulty bearings.
Fig. 4 is the present invention and standard LSSVM classification accuracy rate comparison curves.
Detailed description of the invention
As depicted in figs. 1 and 2, the present invention mainly comprises the steps: based on the Method for Bearing Fault Diagnosis of transfer learning
Step 1, target data and assistance data utilize recurrence quantification analysis (RQA) extract nonlinear characteristic and combine with conventional Time-domain feature, composition characteristic vector, composing training collection.
In this step, target data is target bear vibration data under target operating condition, assistance data source is for target bear vibration data under variable working condition or closes on bear vibration data, and choosing of assistance data mainly considers two factors: 1, the general character (such as friction factor, contact surface factor etc.) of different bearing fault underlying causess; 2, the difference (such as noise, load etc.) of working condition often shows the difference of certain factor, but there is general character in its physical characteristic.
Bearing vibration signal exemplary plot is as shown in Figure 2.
Specifically, the step of recurrence quantification analysis (RQA) is as follows:
A) adopting the State Space Reconstruction that coordinate postpones to carry out phase space reconfiguration, wherein time delay and Embedded dimensions are tried to achieve by mutual information method and false point of proximity method respectively. So, if the bear vibration sequence signal of length N x (1), x (2) ...., and x (N) } corresponding phase space reconstruction is:
X ( 1 ) = { x ( 1 ) , x ( 1 + &tau; ) , . . . , x ( 1 + ( m - 1 ) &tau; ) } &CenterDot; &CenterDot; &CenterDot; &CenterDot; X ( i ) = { x ( i ) , x ( i + &tau; ) , . . . , x ( i + ( m - 1 ) &tau; ) } &CenterDot; &CenterDot; &CenterDot; &CenterDot; X ( N - ( m - 1 ) &tau; ) = { x ( N - ( m - 1 ) &tau; ) , x ( N - ( m - 2 ) &tau; ) , . . . , x ( N ) }
Wherein, �� is the time delay tried to achieve by mutual information method, and m is the Embedded dimensions tried to achieve by false point of proximity method.
B) recursion matrix of phase space is built:
R i , j = &Theta; ( &epsiv; - | | X ( i ) - X ( j ) | | ) = 1 : &epsiv; > | | X ( i ) - X ( j ) | | 0 : &epsiv; < | | X ( i ) - X ( j ) | |
Wherein: i, j=1,2 ..., N-(m-1) ��; �� () is unit jump function; �� is recurrence threshold value. For fixing recurrence threshold epsilon, any two vector X (i), X (j) in space are substituted into above-mentioned formula, the 0-1 matrix that N �� N distance matrix is corresponding can be obtained.
C) recurrence plot is built. (i, j) R under coordinate is represented with stainI, jThe value of=1, constitutes recurrence plot, graphically directviewing description seasonal effect in time series recursive nature. Referring to Fig. 3 a and Fig. 3 b, the diversity of vibration signal between different faults, corresponding recurrence plot is it will be obvious that diversity, Fig. 3 a is healthy bearing, and Fig. 3 b is faulty bearings, can be seen that the appearance along with fault in figure, corresponding recurrence plot has significant change, and recursive point increases gathering.
D) from recurrence plot dot density and line structure, recurrence rate (RR), definitiveness (DET), recurrence entropy (ENTR), these four effective characteristic parameters of laminarity (LAM) are extracted.
In above-mentioned steps, target data and assistance data utilize recurrence quantification analysis (RQA) extract nonlinear characteristic and as follows with the step that conventional Time-domain feature combines:
A) time-domain statistical analysis method is adopted to extract peak-to-peak value, virtual value, variance and kurtosis index from bearing vibration signal;
B) adopt the State Space Reconstruction that coordinate postpones that time domain vibration signal is carried out phase space reconfiguration, and build recurrence plot, extract recurrence rate, definitiveness, laminarity, recurrence entropy index, and four eigenvalues extracted with step a) combine, after normalization, constitute the characteristic vectors of 8 dimensions;
Described training dataset is:
T = { T p ; T a } T p = { ( x i p , y i p ) } , i = 1,2 , . . . , N p T a = { ( x i a , y i a ) } , i = 1,2 , . . . , N a
Wherein, TpAnd TaFor target and supplemental training data set;WithRespectively target training data concentrates the characteristic vector of i-th sample and corresponding failure identification,WithThe respectively characteristic vector of i-th sample and corresponding failure identification in supplemental training data set; The characteristic vector that wherein target data and assistance data are concentrated all utilizes recurrence quantification analysis (RQA) to extract nonlinear characteristic the method combined with conventional Time-domain feature; NpAnd NaRespectively target and ancillary vibration data set sample number.
Step 2, utilization build failure modes model based on modified model LSSVM transfer learning algorithm:
In this step,
Add after supplementary set, the object function function of machine learning fromBecomeWherein, NpAnd NaRespectively target and ancillary vibration data set sample number, the penalty that D (h) was arranged for preventing study, L (h (xi), yi) for making predictive value h (xi) and true tag yiBetween loss function, �� and �� be balance each several part loss parameter. Specifically expanding to least square method supporting vector machine (LeastSquaresSupportVectorMachine, LSSVM) field step is:
A) optimization problem of standard LSSVM is built:
B) object function in standard LSSVM optimization problem and in constraints, increases penalty and the constraints of supplementary set respectively, is represented by:
Wherein, ��p����aRespectively the regularization coefficient of target data and assistance data, is all higher than 0, eiFor error function.
C) optimization problem after adding supplementary set being solved, try to achieve parameter a and b, concrete solution procedure is as follows:
C-1) Lagrange function is built
Wherein, ai�� R (i=1,2 ..., (Np+Na)) for the Lagrange factor, symbol is unrestricted.
C-2) L is asked respectively (��, b, e, partial differential a), and to make it be zero, is shown below:
C-3) arrange and eliminate variable �� and ei, finally give following matrix form:
0 Y T Y &Omega; + &gamma; - 1 b a = 0 I &OverBar;
In formula:
�� is (a Np+Na)��(Np+Na) symmetrical matrix, andK is kernel function,yi��yjRepresent i-th in training set respectively, failure identification that jth sample is corresponding.
Try to achieve parameter a and b:
b a = 0 Y T Y &Omega; + &gamma; - 1 - 1 0 I &OverBar;
C-4) obtain adding the improvement LSSVM Function Estimation expression formula of supplementary set:
y ( x ) = sgn ( &Sigma; i = 1 N p + N a a i y i K ( x i , x ) + b )
In this embodiment, the using method of supplementary set is as follows:
B-I: by the �� in object functionaBeing set to 0, delete second constraints (constraints II), its meaning is in that, only by limited intended vibratory data construct categorised decision model, not use assistance data.
B-II: by the �� in object functionpBeing set to 0, delete first constraints (constraints I), such object function will become:
B-III: put �� in object functiona=��p, constraints remains unchanged.
B-IV: by cross validation to the �� in object functionaAnd ��pBeing optimized, constraints remains unchanged.
Referring to table 1, table 2. By 1750 revs/min, 2 horsepowers of loads when, the inner ring of fault diameter respectively 0.36mm, outer ring, ball fault are as target data; 1772 revs/min, 1 horsepower of load when, the inner ring of fault diameter respectively 0.36mm, outer ring, ball fault are as assistance data, and aid sample is target sample 5 times simultaneously.
The rate of correct diagnosis table of table 1 different pieces of information amount and supplementary set using method
Table 2 different characteristic rate of correct diagnosis table
Table 1, table 2 show: add supplementary set training better than being added without supplementary set training effect; Assistance data is carried out proper restraint, classifying quality can be promoted; B-IV both can guarantee that the aiming field training set mastery reaction to setting up grader, can learn again the existing knowledge of ancillary data field, be better than B-I, B-II and B-III; And, compare the simple RQA eigenvalue that uses, RQA eigenvalue is more effective with the feature extracting method of Time-domain Statistics Parameter fusion, on average promotes 6.89%; And use merely the effect of temporal signatures in the middle of both.
Step 3, unmarked for target bearing under target operating condition fault vibration data separate recurrence quantification analysis (RQA) is extracted nonlinear characteristic and combines with conventional Time-domain feature, composition characteristic vector, constitute test set, it is input in the modified model LSSVM model trained, analyzes output result.
The modified model LSSVM transfer learning method of standard LSSVM algorithm with present invention announcement is carried out Performance comparision, it appeared that: when target bearing data deficiencies is to train effective failure modes model, can effectively promote bearing diagnostic accuracy based on the transfer learning algorithm of supplementary set, maximum can promote 30.5%; And along with target bearing data increase gradually, lifting ratio is gradually lowered, the effect of migration is more and more inconspicuous, and when the training sample of target domain reaches 50 groups, both of which can reach good performance, now without the necessity adopting transfer learning.
Method for Bearing Fault Diagnosis based on above-mentioned modified model LSSVM transfer learning can build a kind of bearing failure diagnosis system, and this system mainly includes such as lower module:
First module, is used for utilizing recurrence quantification analysis that target data and assistance data are processed, and extracts nonlinear characteristic and combines with conventional Time-domain feature, composition characteristic vector, composing training collection;
Second module, builds failure modes model for utilizing based on modified model LSSVM transfer learning algorithm:
Object function in the former optimization problem of LSSVM and in constraints, increase penalty and the constraints of supplementary set respectively, make LSSVM in the process of iterative learning, be subject to the impact of supplementary set, thus improving its nicety of grading, build the fault diagnosis model based on transfer learning;
Three module, for unmarked for target bearing under target operating condition fault vibration data separate recurrence quantification analysis being extracted nonlinear characteristic and combining with conventional Time-domain feature, composition characteristic vector, constitute test set, it is input in the modified model LSSVM model that step 2 has trained, analyzes output result.
Wherein the concrete function of each module can join the associated description examined above in diagnostic method, no longer describes in detail.
The preferred embodiment of the present invention described in detail above; but, the present invention is not limited to the detail in above-mentioned embodiment, in the technology concept of the present invention; technical scheme can being carried out multiple equivalents, these equivalents belong to protection scope of the present invention.

Claims (10)

1. the Method for Bearing Fault Diagnosis based on modified model LSSVM transfer learning, it is characterised in that comprise the steps:
Step 1, utilize recurrence quantification analysis that target data and assistance data are processed, extract nonlinear characteristic and also combine with conventional Time-domain feature, composition characteristic vector, composing training collection;
Step 2, utilization build failure modes model based on modified model LSSVM transfer learning algorithm:
Object function in the former optimization problem of LSSVM and in constraints, increase penalty and the constraints of supplementary set respectively, make LSSVM in the process of iterative learning, be subject to the impact of supplementary set, thus improving its nicety of grading, build the fault diagnosis model based on transfer learning;
Step 3: unmarked for target bearing under target operating condition fault vibration data separate recurrence quantification analysis is extracted nonlinear characteristic and combines with conventional Time-domain feature, composition characteristic vector, constitute test set, be input in the modified model LSSVM model trained in step 2, analyze output result.
2. the Method for Bearing Fault Diagnosis based on modified model LSSVM transfer learning as claimed in claim 1, it is characterized in that, described target data is target bear vibration data under target operating condition, and described assistance data is target bear vibration data or close on bear vibration data under variable working condition.
3. the Method for Bearing Fault Diagnosis based on modified model LSSVM transfer learning as claimed in claim 1, it is characterised in that described recurrence quantification analysis comprises the steps:
The State Space Reconstruction that step 1a, employing coordinate postpone carries out phase space reconfiguration, and wherein time delay and Embedded dimensions are tried to achieve by mutual information method and false point of proximity method respectively; If the bear vibration sequence signal of length N x (1), x (2) ...., and x (N) } corresponding phase space reconstruction is:
X ( 1 ) = { x ( 1 ) , x ( 1 + &tau; ) , . . . , x ( 1 + ( m - 1 ) &tau; ) } . . . . X ( i ) = [ x ( i ) , x ( i + &tau; ) , . . . , x ( i + ( m - 1 ) &tau; ) } . . . X ( N - ( m - 1 ) &tau; ) = { x ( N - ( m - 1 ) &tau; ) , x ( N - ( m - 2 ) &tau; ) , . . . , x ( N ) }
Wherein, 1��i��N-(m-1) ��, X (1), X (2), ..., X (N-(m-1) ��) is phase space reconstruction vector, �� is the time delay tried to achieve by mutual information method, m is the Embedded dimensions tried to achieve by false point of proximity method, x (i) represents the observed value in i-th moment of bear vibration sequence signal of length N, x (i+ ��) represents the observed value in bear vibration sequence signal (i+ ��) moment of length N, and N is bear vibration seasonal effect in time series length;
Step 1b, build phase space recursion matrix:
R i , j = &Theta; ( &epsiv; - | | X ( i ) - X ( j ) | | ) = 1 : &epsiv; > | | X ( i ) - X ( j ) | | 0 : &epsiv; < | | X ( i ) - X ( j ) | |
Wherein: i, j=1,2 ..., N-(m-1) ��; �� () is unit jump function; �� is recurrence threshold value, for fixing recurrence threshold epsilon, any two vector X (i), X (j) in space is substituted into above-mentioned formula, can obtain the 0-1 matrix that N �� N distance matrix is corresponding;
Step 1c, structure recurrence plot: represent R under i-j coordinate with stainijThe value of=1, constitutes recurrence plot, graphically directviewing description seasonal effect in time series recursive nature;
Step 1d, from recurrence plot dot density and line structure, extract recurrence rate, definitiveness, recurrence entropy and these four effective characteristic parameters of laminarity.
4. the Method for Bearing Fault Diagnosis based on modified model LSSVM transfer learning as claimed in claim 1, it is characterised in that described extraction nonlinear characteristic is also as follows with the step that conventional Time-domain feature combines:
Step 2a, employing time-domain statistical analysis method extract peak-to-peak value, virtual value, variance and kurtosis index from bearing vibration signal;
Time domain vibration signal is carried out phase space reconfiguration by the State Space Reconstruction that step 2b, employing coordinate postpone, and build recurrence plot, extract recurrence rate, definitiveness, laminarity and recurrence entropy index, and four eigenvalues extracted with step 2a combine, after normalization, constitute the characteristic vector of 8 dimensions.
5. the Method for Bearing Fault Diagnosis based on modified model LSSVM transfer learning as described in any one of Claims 1-4, it is characterised in that described training dataset is:
T = { T p ; T a } T p = { ( x i p , y i p ) } , i = 1,2 , . . . , N p T a = { ( x i a , y i a ) } , i = 1,2 , . . . , N a ;
Wherein, TpAnd TaFor target and supplemental training data set;WithRespectively target training data concentrates the characteristic vector of i-th sample and corresponding failure identification,WithThe respectively characteristic vector of i-th sample and corresponding failure identification in supplemental training data set; The characteristic vector that wherein target data and assistance data are concentrated all utilizes recurrence quantification analysis to extract nonlinear characteristic the method combined with conventional Time-domain feature; NpAnd NaRespectively target and ancillary vibration data set sample number, a represents assistance data, and p represents target data.
6. the Method for Bearing Fault Diagnosis based on modified model LSSVM transfer learning as claimed in claim 1, it is characterised in that described step 2 is further:
A) optimization problem of standard LSSVM is built:
In formula, J (��, e) represents the function of parameter �� and e, the method direction of �� presentation class hyperplane,Represent fault feature vector x in training setiTransform to Hilbert space, eiRepresenting error function, b represents biasing, ��pFor the regularization coefficient of target data, NpFor target data set sample number.
B) object function in standard LSSVM optimization problem and in constraints, increases penalty and the constraints of supplementary set respectively, is represented by:
Wherein, ��p����aRespectively the regularization coefficient of target data and assistance data, is all higher than 0, eiFor error function;
C) optimization problem after adding supplementary set being solved, try to achieve parameter a and b, concrete solution procedure is as follows:
C-1) Lagrange function is built
Wherein, ai�� R (i=1,2 ..., (Np+Na)) for the Lagrange factor, symbol is unrestricted;
C-2) L is asked respectively (��, b, e, partial differential a), and to make it be zero, is shown below:
C-3) arrange and eliminate variable �� and ei, finally give following matrix form:
0 Y T Y &Omega; + &gamma; - 1 b a = 0 I &OverBar;
In formula:
Y = [ y 1 , y 2 , . . . , y ( N p + N a ) ] T ; I &OverBar; = [ 1,1 , . . . , 1 ] ( N p + N a &times; ) 1 ; a = [ a 1 , a 2 , . . . , a ( N p + N a ) ] T ; �� is (a Np+Na)��(Np+Na) symmetrical matrix, andK is kernel function,yiRepresent the failure identification that in training set, i-th sample is corresponding,
Try to achieve parameter a and b:
b a = 0 Y T Y &Omega; + &gamma; - 1 2 0 I &OverBar;
C-4) obtain adding the improvement LSSVM Function Estimation expression formula of supplementary set:
y ( x ) = sgn ( &Sigma; i = 1 N p + N a a i y i K ( x i , x ) + b )
7. the Method for Bearing Fault Diagnosis based on modified model LSSVM transfer learning as claimed in claim 1, it is characterised in that described step 2 also includes the using method of four kinds of supplementary sets, is respectively as follows:
1): by the �� in object functionaIt is set to 0, deletes constraints II;
2): by the �� in object functionpBeing set to 0, delete constraints I, object function becomes:
3): put �� in object functiona=��p, constraints remains unchanged;
4): by cross validation to the �� in object functionaAnd ��pBeing optimized, constraints remains unchanged.
8. the bearing failure diagnosis system based on modified model LSSVM transfer learning, it is characterised in that include such as lower module:
First module, is used for utilizing recurrence quantification analysis that target data and assistance data are processed, and extracts nonlinear characteristic and combines with conventional Time-domain feature, composition characteristic vector, composing training collection;
Second module, builds failure modes model for utilizing based on modified model LSSVM transfer learning algorithm:
Object function in the former optimization problem of LSSVM and in constraints, increase penalty and the constraints of supplementary set respectively, make LSSVM in the process of iterative learning, be subject to the impact of supplementary set, thus improving its nicety of grading, build the fault diagnosis model based on transfer learning;
Three module, for unmarked for target bearing under target operating condition fault vibration data separate recurrence quantification analysis being extracted nonlinear characteristic and combining with conventional Time-domain feature, composition characteristic vector, constitute test set, it is input in the modified model LSSVM model that step 2 has trained, analyzes output result.
9. the bearing failure diagnosis system based on modified model LSSVM transfer learning as claimed in claim 8, it is characterized in that, described target data is target bear vibration data under target operating condition, and described assistance data is target bear vibration data or close on bear vibration data under variable working condition;
Described first module includes recurrence quantification analysis submodule and for extracting nonlinear characteristic the submodule combined with conventional Time-domain feature;
Wherein, this recurrence quantification analysis submodule is used for:
Adopting the State Space Reconstruction that coordinate postpones to carry out phase space reconfiguration, wherein time delay and Embedded dimensions are tried to achieve by mutual information method and false point of proximity method respectively; If the bear vibration sequence signal of length N x (1), x (2) ...., and x (N) } corresponding phase space reconstruction is:
X ( 1 ) = { x ( 1 ) , x ( 1 + &tau; ) , . . . , x ( 1 + ( m - 1 ) &tau; ) } . . . . X ( i ) = [ x ( i ) , x ( i + &tau; ) , . . . , x ( i + ( m - 1 ) &tau; ) } . . . X ( N - ( m - 1 ) &tau; ) = { x ( N - ( m - 1 ) &tau; ) , x ( N - ( m - 2 ) &tau; ) , . . . , x ( N ) }
Wherein, 1��i��N-(m-1) ��, X (1), X (2), ...., X (N-(m-1) ��) is phase space reconstruction vector, �� is the time delay tried to achieve by mutual information method, m is the Embedded dimensions tried to achieve by false point of proximity method, x (i) represents the observed value in i-th moment of bear vibration sequence signal of length N, x (i+ ��) represents the observed value in bear vibration sequence signal (i+ ��) moment of length N, and N is bear vibration seasonal effect in time series length;
Build the recursion matrix of phase space:
R i , j = &Theta; ( &epsiv; - | | X ( i ) - X ( j ) | | ) = 1 : &epsiv; > | | X ( i ) - X ( j ) | | 0 : &epsiv; < | | X ( i ) - X ( j ) | | ;
Wherein: i, j=1,2 ..., N-(m-1) ��; �� () is unit jump function; �� is recurrence threshold value, for fixing recurrence threshold epsilon, any two vector X (i), X (j) in phase space reconstruction is substituted into above-mentioned formula, can obtain the 0-1 matrix that N �� N distance matrix is corresponding;
Build recurrence plot: represent R under i-j coordinate with stainijThe value of=1, constitutes recurrence plot, graphically directviewing description seasonal effect in time series recursive nature;
Recurrence rate, definitiveness, recurrence entropy and these four effective characteristic parameters of laminarity are extracted from recurrence plot dot density and line structure;
For extract nonlinear characteristic the submodule that combines with conventional Time-domain feature for:
Time-domain statistical analysis method is adopted to extract peak-to-peak value, virtual value, variance and kurtosis index from bearing vibration signal;
Adopt the State Space Reconstruction that coordinate postpones that time domain vibration signal is carried out phase space reconfiguration, and build recurrence plot, extract recurrence rate, definitiveness, laminarity and recurrence entropy index, and combine with the peak-to-peak value extracted, virtual value, variance and kurtosis index, constitute the characteristic vector of 8 dimensions after normalization;
Described training dataset is:
T = { T p ; T a } T p = { ( x i p , y i p ) } , i = 1,2 , . . . , N p T a = { ( x i a , y i a ) } , i = 1,2 , . . . , N a ;
Wherein, TpAnd TaFor target and supplemental training data set;WithRespectively target training data concentrates the characteristic vector of i-th sample and corresponding failure identification,WithThe respectively characteristic vector of i-th sample and corresponding failure identification in supplemental training data set; The characteristic vector that wherein target data and assistance data are concentrated all utilizes recurrence quantification analysis to extract nonlinear characteristic the method combined with conventional Time-domain feature; NpAnd NaRespectively target and ancillary vibration data set sample number, a represents assistance data, and p represents target data.
10. as claimed in claim 8 or 9 based on the bearing failure diagnosis system of modified model LSSVM transfer learning, it is characterised in that described second module is further used for:
A) optimization problem of standard LSSVM is built:
In formula, J (��, e) represents the function of parameter �� and e, the method direction of �� presentation class hyperplane,Represent fault feature vector x in training setiTransform to Hilbert space, eiRepresenting error function, b represents biasing, ��pFor the regularization coefficient of target data, NpFor target data set sample number;
B) object function in standard LSSVM optimization problem and in constraints, increases penalty and the constraints of supplementary set respectively, is represented by:
Wherein, ��p����aRespectively the regularization coefficient of target data and assistance data, is all higher than 0, eiFor error function;
C) optimization problem after adding supplementary set being solved, try to achieve parameter a and b, concrete solution procedure is as follows:
C-1) Lagrange function is built
Wherein, ai�� R (i=1,2 ..., (Np+Na)) for the Lagrange factor, symbol is unrestricted;
C-2) L is asked respectively (��, b, e, partial differential a), and to make it be zero, is shown below:
C-3) arrange and eliminate variable �� and ei, finally give following matrix form:
0 Y T Y &Omega; + &gamma; - 1 b a = 0 I &OverBar;
In formula:
Y = [ y 1 , y 2 , . . . , y ( N p + N a ) ] T ; I &OverBar; = [ 1,1 , . . . , 1 ] ( N p + N a &times; ) 1 ; a = [ a 1 , a 2 , . . . , a ( N p + N a ) ] T ; �� is (a Np+Na)��(Np+Na) symmetrical matrix, andK is kernel function,yi��yjRepresent i-th in training set respectively, failure identification that jth sample is corresponding;
Try to achieve parameter a and b:
b a = 0 Y T Y &Omega; + &gamma; - 1 2 0 I &OverBar;
C-4) obtain adding the improvement LSSVM Function Estimation expression formula of supplementary set:
y ( x ) = sgn ( &Sigma; i = 1 N p + N a a i y i K ( x i , x ) + b ) .
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