CN102497343A - Combined modulation recognition method based on clustering and support vector machine - Google Patents

Combined modulation recognition method based on clustering and support vector machine Download PDF

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CN102497343A
CN102497343A CN2011103835521A CN201110383552A CN102497343A CN 102497343 A CN102497343 A CN 102497343A CN 2011103835521 A CN2011103835521 A CN 2011103835521A CN 201110383552 A CN201110383552 A CN 201110383552A CN 102497343 A CN102497343 A CN 102497343A
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modulation
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support vector
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朱琦
刘爱声
朱洪波
杨龙祥
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Nanjing Post and Telecommunication University
Nanjing University of Posts and Telecommunications
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Abstract

The invention provides a combined modulation recognition method based on clustering and a support vector machine in order to overcome the shortcoming of low modulation recognition rate of a clustering algorithm with a low signal to noise ratio. According to the method, a characteristic parameter of a modulation signal is extracted by using the clustering algorithm according to a phase shift keying/quadrature amplitude modulation (PSK/QAM) mode based on a constellation diagram; and a modulation mode for a signal is recognized through the support vector machine, so that the modulation recognition rate of a system is increased. The method comprises the following steps of: aiming at the PSK/QAM mode based on the constellation diagram, reconstructing the constellation diagram of a receiving signal by using the clustering algorithm; and obtaining an effective function value, which can reflect an outstanding difference of modulation types under different clustering central numbers, as the characteristic parameter input into the support vector machine by constructing an effectiveness evaluation function. In order to overcome the shortcoming that two common algorithms of one to multiple and one to one have high calculation complexity when the support vector machine recognizes multiple types, the support vector machine is trained by adopting a hierarchical algorithm.

Description

A kind of associating Modulation Identification method based on cluster and SVMs
Technical field
The present invention relates to a kind of Automatic Modulation Recognition implementation, belong to communication technical field based on cluster and SVMs.
Background technology
Along with development of Communication Technique, signal of communication adopts different modulation modes on very wide frequency band, and the modulation parameter of these signals also is not quite similar simultaneously.The Automatic Modulation Recognition of digital signal can multiple modulation signal with the modulation system of determining signal under the condition of noise jamming is arranged, in the civil and military field important effect is arranged all.Along with the system of signal of communication and modulation pattern become complicated more various, it is particularly important and urgent that the Modulation Identification of signal of communication just seems.
At present, modulation system automatically the research method of identification mainly can be divided into two types: based on the maximum likelihood method of hypothesis testing with based on the mode identification method of feature extraction.Based on the maximum likelihood method of hypothesis testing, handle through likelihood function signal, likelihood ratio that obtains and threshold value are compared, accomplish the Modulation Identification function.Based on the mode identification method of feature extraction, comprise two sub-systems usually, a sub-systems is used to extract the characteristic parameter of signal, and another subsystem adopts certain grader to confirm the modulation type of signal according to the characteristic parameter of signal.
Based on the mode identification method of feature extraction, be a kind of method of suboptimum in theory, but its form is fairly simple usually, be easy to realize, and can reach the recognition performance of near-optimization under certain conditions.Under the situation of model mismatch, more sane than maximum likelihood method based on the mode identification method of feature extraction.In mode identification method based on feature extraction, be used for the grader of Modulation Identification, mainly comprise artificial neural net, SVMs, cluster and some other mode identification method.
Cluster is important means in the data mining, be with data set be divided into some groups or type process, and make the data object in same group have higher similarity, then right and wrong are not similar for the data object on the same group.At present in a lot of fields, comprise that data mining, statistics, pattern recognition, machine learning, image processing, market analysis all have the research and the application of cluster.Be used for based on the planisphere automatic Modulation Recognition at present based on the clustering algorithm of distance and based on the clustering method of density.
SVMs is based on Statistical Learning Theory and a kind of mode identification method of growing up; Its basic thought is: at first through nonlinear transformation the input space is transformed to a high-dimensional feature space; Ask the linear classification face at this higher dimensional space then; And this nonlinear transformation is to realize through defining suitable kernel function, has just changed inner product operation after the liter dimension, and algorithm complexity is increased along with the increase of dimension.SVM has realized that theoretically different classes of optimal classification is had the ability of promoting preferably, can be according to the characteristic value of signal, and the modulation type of identification signal.
Yet in Modulation Recognition in the past, for example, in the Modulation Recognition based on cluster, when the signal to noise ratio that receives signal was low, the discrimination of modulation system was very low.So that can't be further processing signals, perhaps disturbing like correct demodulation, analysis provides reliable foundation.How to improve the Modulation Identification rate of signal, being still needs one of problem that solves in the Automatic Modulation Recognition algorithm.
Summary of the invention
Technical problem:The objective of the invention is to be to provide a kind of associating Modulation Identification method, to improve clustering algorithm low shortcoming of Modulation Identification rate when the low signal-to-noise ratio based on cluster and SVMs.This method is utilized the characteristic parameter of clustering algorithm extraction modulation signal to the modulation system PSK/QAM based on planisphere, identifies the modulation system of signal through support vector machine classifier.Compare with independent employing clustering algorithm, this method can improve the Modulation Identification rate of system, and especially when the signal to noise ratio that receives signal was low, the discrimination of modulation signal obviously improved.
Technical scheme:The present invention provides a kind of algorithm based on cluster and SVMs, realizes automatic Modulation Recognition, to improve clustering algorithm low shortcoming of Modulation Identification rate when the low signal-to-noise ratio.This method is to typical modulation system PSK/QAM based on planisphere; At first utilize clustering algorithm; Like the K-mean cluster, rebuild the planisphere that receives signal, then through structure validity valuation functions; Obtain when different cluster centres are counted, can reflecting the validity functional value of modulation type significant difference respectively, as the characteristic parameter of input SVMs.When discerning the multiclass problem in order to overcome SVMs, commonly used a pair of surplus type reaches type two kinds of shortcomings that the algorithm computation complexity is high one to one, can adopt the algorithm of classification that SVMs is trained.Utilize the support vector machine classifier train at last, identify the modulation system of signal, to improve the Modulation Identification rate that system docking is collected mail number.
Associating Modulation Identification method based on cluster and SVMs is directed against the modulation system PSK/QAM based on planisphere; Utilize clustering algorithm to extract the characteristic parameter of modulation signal; Identify the modulation system of signal through support vector machine classifier, the method includes the steps of:
A. establish through the reception signal
Figure 2011103835521100002DEST_PATH_IMAGE001
that obtains after the Signal Pretreatment in-phase component is
Figure 939420DEST_PATH_IMAGE002
; Quadrature component is
Figure 2011103835521100002DEST_PATH_IMAGE003
; Wherein in the subscript represents in-phase component;
Figure 2011103835521100002DEST_PATH_IMAGE005
represents quadrature component;
Figure 112486DEST_PATH_IMAGE006
, N is the number of sampling point;
B. utilize the K-means clustering algorithm that sampling point is classified; Obtain the degree of membership of cluster centre point
Figure 2011103835521100002DEST_PATH_IMAGE007
and the individual cluster centre of
Figure 834323DEST_PATH_IMAGE008
individual sampling point to the
Figure 2011103835521100002DEST_PATH_IMAGE009
; Thereby determine the ownership of each sampling point; Rebuild the planisphere that receives signal; Wherein ;
Figure 171206DEST_PATH_IMAGE012
is the Euclidean distance of sample
Figure 2011103835521100002DEST_PATH_IMAGE013
and cluster centre
Figure 647711DEST_PATH_IMAGE014
;
Figure 2011103835521100002DEST_PATH_IMAGE015
; The value of
Figure 224055DEST_PATH_IMAGE016
depends on the exponent number of modulation system; If modulation system to be identified is BPSK, QPSK, 8PSK, 16QAM, 32QAM and 64QAM, then the value of
Figure 896955DEST_PATH_IMAGE016
is respectively 2,4,8,16,32 and 64;
C. to each sampling point
Figure 2011103835521100002DEST_PATH_IMAGE017
; Calculate
Figure 496433DEST_PATH_IMAGE018
and be worth;
Figure 2011103835521100002DEST_PATH_IMAGE019
; Wherein
Figure 573366DEST_PATH_IMAGE020
is the average Euclidean distance of other sampling points in sampling point
Figure 2011103835521100002DEST_PATH_IMAGE021
and the cluster centre
Figure 4217DEST_PATH_IMAGE022
that is divided into its place, and
Figure 2011103835521100002DEST_PATH_IMAGE023
is divided into the average Euclidean distance of all sampling points of k cluster centre
Figure 486855DEST_PATH_IMAGE024
for sampling point
Figure 711666DEST_PATH_IMAGE001
with all;
D. calculate the mean value
Figure 715153DEST_PATH_IMAGE026
of all
Figure 302233DEST_PATH_IMAGE018
that are divided into the sampling point in i the cluster centre , wherein is under the jurisdiction of the sampling point number of cluster centre
Figure 915376DEST_PATH_IMAGE022
for all;
E. when the cluster centre number is K; The assessed value
Figure 81916DEST_PATH_IMAGE028
of the whole results of cluster is defined as the average that owns
Figure 51140DEST_PATH_IMAGE029
, i.e.
Figure 213307DEST_PATH_IMAGE030
;
F. utilize
Figure 884460DEST_PATH_IMAGE028
support vector machine classifier that input trains as characteristic parameter that extracts, identify the modulation system of input signal;
Figure 933318DEST_PATH_IMAGE031
=2; 4,8,16; 32,64.
Beneficial effect:The invention provides a kind of associating Modulation Identification method based on cluster and SVMs; Carrying out Automatic Modulation Recognition with independent employing clustering algorithm compares; The algorithm that the present invention proposes can effectively improve the Modulation Identification rate of system; Especially when the signal to noise ratio that receives signal was low, the discrimination of modulation system obviously improved.
Description of drawings
Fig. 1 system model.
Fig. 2 classification svm classifier device.
Fig. 3 unites the Modulation Recognition flow process.
Embodiment
The given system model based on the associating Modulation Recognition of cluster and SVMs of the present invention is as shown in Figure 1.Modulation signal is the modulation system PSK/QAM based on planisphere, and signal can receive the influence of additive white Gaussian noise and other interference in the channel in communication process.Cluster and neural net are two kinds of main algorithm of carrying out Modulation Identification at receiving terminal.
Cluster is a kind of unsupervised learning, be with data set be divided into some groups or type process, and make the data object in same group have higher similarity, then right and wrong are not similar for the data object on the same group.Cluster analysis can be found the valuable correlative connection that exists between distribution pattern and the data attribute of data.Modulation system based on planisphere; Because its modulation signal can be by the unique statement of its planisphere, thereby can pass through clustering algorithm, the signaling point that receives is classified; Recover to receive signal constellation which, and then extract the characteristic parameter that has significant difference between the reflection modulation type.
Support vector machine method is that the optimal classification hyperplane under the linear separability situation proposes, and it at first transforms to a higher dimensional space through the nonlinear transformation of kernel function definition with the input space, in this new space, asks for optimum linearity classification hyperplane then.SVMs has realized that theoretically different classes of optimal classification is had the ability of promoting preferably.Therefore; Can be from improving the Modulation Identification performance of system; Utilize the new combination of the characteristic parameter that clustering algorithm extracts support vector machine classifier to be trained, utilize the support vector machine classifier after the training that the modulation system based on planisphere is discerned then as the input of SVMs.
Flow process based on the associating Modulation Recognition of cluster and SVMs comprises three parts: the one, and the preliminary treatment of signal; In this stage signal is handled; Utilize clustering algorithm, like the K-mean cluster, the planisphere of reconstruction signal; Adopt the validity function calculation to go out the functional value when different cluster centres are counted then, as the characteristic parameter of input SVMs; The 2nd, the training study of SVMs can adopt the algorithm of classification in this stage, support vector machine classifier is trained, to reach the required precision of setting; The 3rd, test phase promptly utilizes the support vector machine classifier that trains that modulation system is discerned.Through the combination of cluster and two kinds of algorithm for pattern recognitions of SVMs, with the discrimination of effective raising system to modulation system.
In the associating Modulation Identification method based on cluster and SVMs, at first carry out the extraction of modulation signal characteristic parameter based on clustering algorithm.In clustering algorithm; At first to the signal that receive be carried out preliminary treatment; Through carrier down-conversion; LPF, and Signal Pretreatment process such as sampling obtains receiving the in-phase component of signal and the value of quadrature component, is made as data matrix
Figure 255584DEST_PATH_IMAGE032
.After the process Signal Pretreatment obtains data set
Figure DEST_PATH_IMAGE033
; Can carry out the cluster computing to the sample point that data are concentrated; For example, K-mean cluster.The K-means clustering algorithm can be classified to the data object automatically; Obtain cluster centre
Figure 161223DEST_PATH_IMAGE034
and the degree of membership of each sample point through optimizing the fuzzy object function, thereby determine the ownership of sample point the class center.The FCM clustering problem can be expressed as following mathematical programming problem, and its target function is:
Figure 447235DEST_PATH_IMAGE036
(1)
Its constraints is:
Figure DEST_PATH_IMAGE037
(2)
Wherein, N is the number of element in the data set .K is cluster centre number ; Because modulation signal to be identified is: BPSK; QPSK; 8PSK; 16QAM; 32QAM; And 64QAM, its order of modulation is respectively:
Figure 788983DEST_PATH_IMAGE040
, so get in this article cluster centre number totally six kinds of situation carry out the cluster computing respectively.
Figure 310094DEST_PATH_IMAGE012
is the sample
Figure 871395DEST_PATH_IMAGE013
and the cluster center
Figure 918985DEST_PATH_IMAGE042
Euclidean distance. is the degree of membership of j sample to i cluster centre; ,
Figure 427031DEST_PATH_IMAGE045
.The K-means clustering algorithm can be converted into following iterative algorithm and realize:
Step 1: provide iteration standard
Figure 854339DEST_PATH_IMAGE046
; And initialization classification matrix
Figure 569486DEST_PATH_IMAGE047
, you, n=0;
Step 2: calculate renewal and be subordinate to matrix
Figure 438695DEST_PATH_IMAGE048
:
(3)
Step 3: calculate cluster centre matrix
Figure 837502DEST_PATH_IMAGE050
:
Figure 344837DEST_PATH_IMAGE051
(4)
Step 4: with matrix norm
Figure 373230DEST_PATH_IMAGE052
compares and
Figure 689121DEST_PATH_IMAGE053
, if
Figure 611816DEST_PATH_IMAGE054
(5)
Then stop iteration, otherwise make k=k+1, turn to step 2.
Through above-mentioned iterative process, optimize the target function of (1) formula, cluster centre that finally can be optimized and the degree of membership matrix of each sample point to cluster centre.
Owing to have the signal of different modulating exponent number; Its best cluster centre number is different; Thereby to obtain distinguishing the characteristic parameter of different modulating mode, and can carry out efficiency analysis to the cluster result that when different cluster centres are counted the K value, obtains, judge whether received signal points is divided into the K class reasonable; Obtain the validity functional value, thereby distinguish different modulation signals.Can adopt different effective property function, for example, silhouette index algorithm, its concrete implementation procedure is following:
1), calculate its
Figure 904574DEST_PATH_IMAGE018
value at first to each signaling point
Figure 762174DEST_PATH_IMAGE055
:
(6)
Wherein,
Figure DEST_PATH_IMAGE057
is the average distance of other signaling points in j signaling point
Figure 758971DEST_PATH_IMAGE055
and the cluster centre
Figure 391815DEST_PATH_IMAGE025
that is divided into its place, and
Figure 693615DEST_PATH_IMAGE023
is that j signaling point
Figure 758523DEST_PATH_IMAGE017
is divided into the average distance of all signaling points of k cluster centre
Figure 596422DEST_PATH_IMAGE024
with all.
2) calculation of all classified into the i-th cluster center
Figure 823004DEST_PATH_IMAGE042
The signal point
Figure 939996DEST_PATH_IMAGE018
average
Figure 792283DEST_PATH_IMAGE029
:
Figure 232492DEST_PATH_IMAGE026
(7)
Wherein,
Figure 646287DEST_PATH_IMAGE027
is under the jurisdiction of the sample point number of cluster centre for all.
When 3) the cluster centre number being K; Assessed value
Figure 881452DEST_PATH_IMAGE028
to the whole results of cluster; Be defined as the average of all
Figure 254795DEST_PATH_IMAGE029
, that is:
Figure 134765DEST_PATH_IMAGE030
(8)
The modulation signal that order of modulation is different; With its division of signal is that the resonable degree of K class is different;
Figure 164032DEST_PATH_IMAGE028
value that is different modulated signals has nothing in common with each other; Therefore can distinguish different modulation types through extracting the value of validity function .
Utilize clustering algorithm to extract the characteristic parameter of modulation signal, the characteristic parameter that will under different received signal to noise ratio, extract is sent into support vector machine classifier, and SVMs is trained.
SVM finds the solution the proposition of optimal classification face under the linear separability situation.So-called optimal classification hyperplane is exactly that requirement classification plane not only can be faultless separately with two types of samples, and will makes the distance between two types maximum.For two types of separable problems, its target function is:
(9)
Find the solution formula (9) formula and obtain optimal solution
Figure 702088DEST_PATH_IMAGE060
; A positive component
Figure 763902DEST_PATH_IMAGE062
of selecting
Figure 15389DEST_PATH_IMAGE061
, and calculate
Figure 347724DEST_PATH_IMAGE063
in view of the above; At last, trying to achieve decision function is:
Figure 274223DEST_PATH_IMAGE064
(10)
During SVMs identification multiclass problem, commonly used a pair of surplus type reaches type two kinds of algorithms one to one.Reach type two kinds of shortcomings that the algorithm computation complexity is high one to one in order to overcome a pair of surplus type, can adopt the algorithm of classification that SVMs is trained in this stage, as shown in Figure 2.
Algorithm flow based on the associating Modulation Recognition of cluster and SVMs is as shown in Figure 3.To modulation system PSK/QAM based on planisphere, utilize clustering algorithm to extract the characteristic parameter of modulation signal, the characteristic parameter that will under different received signal to noise ratio, extract is sent into support vector machine classifier, and SVMs is trained.After the support vector machine classifier training is accomplished,, when the application algorithm based on cluster and SVMs proposed by the invention carries out Modulation Identification, need pass through following steps successively for the modulation signal an of the unknown:
1), obtains comprising the data set
Figure 573355DEST_PATH_IMAGE032
of signal in-phase component and quadrature component through preliminary treatment;
2) data set
Figure 859980DEST_PATH_IMAGE065
is carried out the cluster computing; Like K-average FCM clustering algorithm, obtain the degree of membership matrix
Figure 62422DEST_PATH_IMAGE066
of each signaling point to cluster centre;
3) the degree of membership matrix is handled with the validity function, obtained distinguishing the characteristic parameter vector of different modulating mode.
4) characteristic parameter is vectorial as input, send into the support vector machine classifier that trains.Can obtain the modulation type of unknown signaling from the output of SVMs, promptly realize automatic Modulation Recognition.
Because support vector machine classifier has very strong mode identificating ability, has realized that theoretically different classes of optimal classification is had the ability of promoting preferably.Therefore clustering algorithm is combined with support vector machine classifier, be used for the automatic identification of modulation signal, can effectively improve the Modulation Identification rate of system.

Claims (1)

1. associating Modulation Identification method based on cluster and SVMs; It is characterized in that this method is to the modulation system PSK/QAM based on planisphere; Utilize clustering algorithm to extract the characteristic parameter of modulation signal; Identify the modulation system of signal through support vector machine classifier, the method includes the steps of:
A. establish through the reception signal
Figure 2011103835521100001DEST_PATH_IMAGE001
that obtains after the Signal Pretreatment in-phase component is ; Quadrature component is
Figure 2011103835521100001DEST_PATH_IMAGE003
; Wherein
Figure 390388DEST_PATH_IMAGE004
in the subscript represents in-phase component;
Figure 2011103835521100001DEST_PATH_IMAGE005
represents quadrature component;
Figure 795218DEST_PATH_IMAGE006
, N is the number of sampling point;
B. utilize the K-means clustering algorithm that sampling point is classified; Obtain the degree of membership
Figure 619003DEST_PATH_IMAGE010
of cluster centre point
Figure 2011103835521100001DEST_PATH_IMAGE007
and the individual cluster centre of
Figure 226068DEST_PATH_IMAGE008
individual sampling point to the
Figure 2011103835521100001DEST_PATH_IMAGE009
; Thereby determine the ownership of each sampling point; Rebuild the planisphere that receives signal; Wherein
Figure DEST_PATH_IMAGE011
;
Figure 696988DEST_PATH_IMAGE012
is the Euclidean distance of sample
Figure DEST_PATH_IMAGE013
and cluster centre
Figure 637000DEST_PATH_IMAGE014
;
Figure DEST_PATH_IMAGE015
; The value of
Figure 610772DEST_PATH_IMAGE016
depends on the exponent number of modulation system; If modulation system to be identified is BPSK, QPSK, 8PSK, 16QAM, 32QAM and 64QAM, then the value of
Figure 551439DEST_PATH_IMAGE016
is respectively 2,4,8,16,32 and 64;
C. to each sampling point
Figure DEST_PATH_IMAGE017
; Calculate and be worth;
Figure DEST_PATH_IMAGE019
; Wherein
Figure 544245DEST_PATH_IMAGE020
is the average Euclidean distance of other sampling points in sampling point
Figure 2011103835521100001DEST_PATH_IMAGE021
and the cluster centre
Figure 949688DEST_PATH_IMAGE014
that is divided into its place, and is divided into the average Euclidean distance of all sampling points of k cluster centre
Figure DEST_PATH_IMAGE023
for sampling point
Figure 293262DEST_PATH_IMAGE001
with all;
D. calculate the mean value
Figure DEST_PATH_IMAGE025
of all
Figure 775638DEST_PATH_IMAGE018
that are divided into the sampling point in i the cluster centre
Figure 391055DEST_PATH_IMAGE024
, wherein
Figure 681277DEST_PATH_IMAGE026
is under the jurisdiction of the sampling point number of cluster centre for all;
E. when the cluster centre number is K; The assessed value
Figure 690063DEST_PATH_IMAGE027
of the whole results of cluster is defined as the average that owns , i.e. ;
F. utilize
Figure 339853DEST_PATH_IMAGE027
support vector machine classifier that input trains as characteristic parameter that extracts, identify the modulation system of input signal;
Figure 917465DEST_PATH_IMAGE030
=2; 4,8,16; 32,64.
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Application publication date: 20120613