CA2845017C - Hydrogenation and dehydrogenation catalyst, and methods of making and using the same - Google Patents

Hydrogenation and dehydrogenation catalyst, and methods of making and using the same Download PDF

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CA2845017C
CA2845017C CA2845017A CA2845017A CA2845017C CA 2845017 C CA2845017 C CA 2845017C CA 2845017 A CA2845017 A CA 2845017A CA 2845017 A CA2845017 A CA 2845017A CA 2845017 C CA2845017 C CA 2845017C
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Dmitri GOUSSEV
Denis SPASYUK
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    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
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    • B01J31/00Catalysts comprising hydrides, coordination complexes or organic compounds
    • B01J31/16Catalysts comprising hydrides, coordination complexes or organic compounds containing coordination complexes
    • B01J31/24Phosphines, i.e. phosphorus bonded to only carbon atoms, or to both carbon and hydrogen atoms, including e.g. sp2-hybridised phosphorus compounds such as phosphabenzene, phosphole or anionic phospholide ligands
    • B01J31/2404Cyclic ligands, including e.g. non-condensed polycyclic ligands, the phosphine-P atom being a ring member or a substituent on the ring
    • B01J31/2442Cyclic ligands, including e.g. non-condensed polycyclic ligands, the phosphine-P atom being a ring member or a substituent on the ring comprising condensed ring systems
    • B01J31/2461Cyclic ligands, including e.g. non-condensed polycyclic ligands, the phosphine-P atom being a ring member or a substituent on the ring comprising condensed ring systems and phosphine-P atoms as ring members in the condensed ring system or in a further ring
    • B01J31/2471Cyclic ligands, including e.g. non-condensed polycyclic ligands, the phosphine-P atom being a ring member or a substituent on the ring comprising condensed ring systems and phosphine-P atoms as ring members in the condensed ring system or in a further ring with more than one complexing phosphine-P atom
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    • B01J31/22Organic complexes
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    • B01J31/2404Cyclic ligands, including e.g. non-condensed polycyclic ligands, the phosphine-P atom being a ring member or a substituent on the ring
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    • B01J31/2404Cyclic ligands, including e.g. non-condensed polycyclic ligands, the phosphine-P atom being a ring member or a substituent on the ring
    • B01J31/2442Cyclic ligands, including e.g. non-condensed polycyclic ligands, the phosphine-P atom being a ring member or a substituent on the ring comprising condensed ring systems
    • B01J31/2461Cyclic ligands, including e.g. non-condensed polycyclic ligands, the phosphine-P atom being a ring member or a substituent on the ring comprising condensed ring systems and phosphine-P atoms as ring members in the condensed ring system or in a further ring
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    • C01B3/00Hydrogen; Gaseous mixtures containing hydrogen; Separation of hydrogen from mixtures containing it; Purification of hydrogen
    • C01B3/02Production of hydrogen or of gaseous mixtures containing a substantial proportion of hydrogen
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    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C209/00Preparation of compounds containing amino groups bound to a carbon skeleton
    • C07C209/68Preparation of compounds containing amino groups bound to a carbon skeleton from amines, by reactions not involving amino groups, e.g. reduction of unsaturated amines, aromatisation, or substitution of the carbon skeleton
    • C07C209/70Preparation of compounds containing amino groups bound to a carbon skeleton from amines, by reactions not involving amino groups, e.g. reduction of unsaturated amines, aromatisation, or substitution of the carbon skeleton by reduction of unsaturated amines
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    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C29/00Preparation of compounds having hydroxy or O-metal groups bound to a carbon atom not belonging to a six-membered aromatic ring
    • C07C29/132Preparation of compounds having hydroxy or O-metal groups bound to a carbon atom not belonging to a six-membered aromatic ring by reduction of an oxygen containing functional group
    • C07C29/136Preparation of compounds having hydroxy or O-metal groups bound to a carbon atom not belonging to a six-membered aromatic ring by reduction of an oxygen containing functional group of >C=O containing groups, e.g. —COOH
    • C07C29/147Preparation of compounds having hydroxy or O-metal groups bound to a carbon atom not belonging to a six-membered aromatic ring by reduction of an oxygen containing functional group of >C=O containing groups, e.g. —COOH of carboxylic acids or derivatives thereof
    • C07C29/149Preparation of compounds having hydroxy or O-metal groups bound to a carbon atom not belonging to a six-membered aromatic ring by reduction of an oxygen containing functional group of >C=O containing groups, e.g. —COOH of carboxylic acids or derivatives thereof with hydrogen or hydrogen-containing gases
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    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C41/00Preparation of ethers; Preparation of compounds having groups, groups or groups
    • C07C41/01Preparation of ethers
    • C07C41/18Preparation of ethers by reactions not forming ether-oxygen bonds
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    • C07FACYCLIC, CARBOCYCLIC OR HETEROCYCLIC COMPOUNDS CONTAINING ELEMENTS OTHER THAN CARBON, HYDROGEN, HALOGEN, OXYGEN, NITROGEN, SULFUR, SELENIUM OR TELLURIUM
    • C07F15/00Compounds containing elements of Groups 8, 9, 10 or 18 of the Periodic Table
    • C07F15/0006Compounds containing elements of Groups 8, 9, 10 or 18 of the Periodic Table compounds of the platinum group
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    • C07F15/00Compounds containing elements of Groups 8, 9, 10 or 18 of the Periodic Table
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    • C07F15/00Compounds containing elements of Groups 8, 9, 10 or 18 of the Periodic Table
    • C07F15/0006Compounds containing elements of Groups 8, 9, 10 or 18 of the Periodic Table compounds of the platinum group
    • C07F15/0046Ruthenium compounds
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    • C07F9/00Compounds containing elements of Groups 5 or 15 of the Periodic Table
    • C07F9/02Phosphorus compounds
    • C07F9/547Heterocyclic compounds, e.g. containing phosphorus as a ring hetero atom
    • C07F9/553Heterocyclic compounds, e.g. containing phosphorus as a ring hetero atom having one nitrogen atom as the only ring hetero atom
    • C07F9/576Six-membered rings
    • C07F9/58Pyridine rings
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    • B01J2231/00Catalytic reactions performed with catalysts classified in B01J31/00
    • B01J2231/70Oxidation reactions, e.g. epoxidation, (di)hydroxylation, dehydrogenation and analogues
    • B01J2231/76Dehydrogenation
    • B01J2231/763Dehydrogenation of -CH-XH (X= O, NH/N, S) to -C=X or -CX triple bond species
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    • B01J2531/00Additional information regarding catalytic systems classified in B01J31/00
    • B01J2531/02Compositional aspects of complexes used, e.g. polynuclearity
    • B01J2531/0202Polynuclearity
    • B01J2531/0205Bi- or polynuclear complexes, i.e. comprising two or more metal coordination centres, without metal-metal bonds, e.g. Cp(Lx)Zr-imidazole-Zr(Lx)Cp
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    • B01J2531/02Compositional aspects of complexes used, e.g. polynuclearity
    • B01J2531/0238Complexes comprising multidentate ligands, i.e. more than 2 ionic or coordinative bonds from the central metal to the ligand, the latter having at least two donor atoms, e.g. N, O, S, P
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    • B01J2531/80Complexes comprising metals of Group VIII as the central metal
    • B01J2531/82Metals of the platinum group
    • B01J2531/821Ruthenium
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    • B01J31/16Catalysts comprising hydrides, coordination complexes or organic compounds containing coordination complexes
    • B01J31/18Catalysts comprising hydrides, coordination complexes or organic compounds containing coordination complexes containing nitrogen, phosphorus, arsenic or antimony as complexing atoms, e.g. in pyridine ligands, or in resonance therewith, e.g. in isocyanide ligands C=N-R or as complexed central atoms
    • B01J31/189Catalysts comprising hydrides, coordination complexes or organic compounds containing coordination complexes containing nitrogen, phosphorus, arsenic or antimony as complexing atoms, e.g. in pyridine ligands, or in resonance therewith, e.g. in isocyanide ligands C=N-R or as complexed central atoms containing both nitrogen and phosphorus as complexing atoms, including e.g. phosphino moieties, in one at least bidentate or bridging ligand
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y02TECHNOLOGIES OR APPLICATIONS FOR MITIGATION OR ADAPTATION AGAINST CLIMATE CHANGE
    • Y02EREDUCTION OF GREENHOUSE GAS [GHG] EMISSIONS, RELATED TO ENERGY GENERATION, TRANSMISSION OR DISTRIBUTION
    • Y02E60/00Enabling technologies; Technologies with a potential or indirect contribution to GHG emissions mitigation
    • Y02E60/30Hydrogen technology
    • Y02E60/36Hydrogen production from non-carbon containing sources, e.g. by water electrolysis

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Abstract

The present application discloses complexes useful as catalysts for organic chemical synthesis including hydrogenation and dehydrogenation of unsaturated compounds or dehydrogenation of substrates. The range of hydrogenation substrate compounds includes esters, lactones, oils and fats, resulting in alcohols, diols, and triols as reaction products. The catalysts of current application can be used to catalyze a hydrogenation reaction under solvent free conditions. The present catalysts also allow the hydrogenation to proceed without added base, and it can be used in place of the conventional reduction methods employing hydrides of the main-group elements. Furthermore, the catalysts of the present application can catalyze a dehydrogenation reaction under homogenous and/or acceptorless conditions. As such, the catalysts provided herein can be useful in substantially reducing cost and improving the environmental profile of manufacturing processes for variety of chemicals. The catalysts are complexes comprising a coordinated ligand that is a compound of Formula I: (see formula I) wherein L, R3-R5, X, Y, k, m, n, z, and the dotted lines are as defined herein.

Description

HYDROGENATION AND DEHYDROGENATION CATALYST, AND
METHODS OF MAKING AND USING THE SAME
FIELD OF THE INVENTION
[0001] The present invention pertains to catalysts. More specifically, the present invention pertains to catalysts useful in hydrogenation and dehydrogenation reactions.
INTRODUCTION
[0002] . Reduction Of esters is one of the most fundamental organic reactions and is useful for synthesis of a variety of useful organic alcohols. The reduction of esters is typically accomplished using main-group hydride reagents, such as LiA1H4, or using molecular hydrogen.
The use of hydride reducing reagents is inconvenient and expensive, particularly on a large scale;
furthermore, this approach generates large amounts of chemical waste. The hydride reduction method can also be dangerously exothermic at the stage of quenching and it can be difficult to control. The catalytic reduction of esters under hydrogen gas is, in all respects, a very attractive 'green' alternative to the classical hydride reduction.
[0003] A key aspect of the ester reduction with molecular hydrogen is the catalytic system utilized in the process that can rapidly bind and split molecular hydrogen to give a transition-metal hydride. The development of highly efficient and useful catalysts and catalytic systems for hydrogenation of lactones, esters, oils, and fats is an important need in chemistry.
Particularly, developing hydrogenation processes operating in the temperature range of 20 to 100 C using less than 1000 ppm (0.1 mol%) catalyst under relatively low H2 pressure (1 ¨ 50 bar) is highly desirable. Among the few catalysts and catalytic systems capable of converting esters and lactones into alcohols and diols under hydrogen gas, the presently most useful and efficient are complexes of transition metals, such as ruthenium, with bidentate phosphine-amine or tetradentate phosphine-imine ligands as described in Publication No. US
2010/0280273 Al and in Angew. Chem. Int. Ed. 2007, 46, 7473. Typical ruthenium catalyst loadings of 500 - 1000 ppm (0.05 ¨ 0.1 mol%) are used, however, the major drawback of such methods is the need for a large amounts of base (5-10 mol%) such as Na0Me, thereby reducing the product selectivity and generating large amounts of chemical waste due to the need for product neutralization and extensive purification. Furthermore, no hydrogenation of naturally occurring esters, e.g. plant oils such as olive oil, to give unsaturated fatty alcohols was reported with the ruthenium catalysts. Fatty alcohols behave as nonionic surfactants due to their amphiphilic nature. They find use as emulsifiers, emollients and thickeners in the cosmetics and food industries, and as industrial solvents. Fatty alcohols are also very useful in the production of detergents and surfactants, and they have a potential in the production of biodiesel.
[0004] The development of green chemical processes and the use of biomass for hydrogen production have attracted much attention in recent years. Significant progress in dehydrogenation of bio-alcohols (chiefly ethanol) has been achieved with heterogeneous catalysts, however, at the cost of using drastic reaction conditions, such as high temperature (>200 C) and pressure Therefore, designing well-defined homogeneous catalysts for the dehydrogenation of alcohols under mild conditions represents an important scientific and practical goal.
[0005] There has been little progress in the area of acceptorless dehydrogenation of primary alcohols since Cole-Hamilton and co-workers demonstrated dehydrogenation of ethanol catalyzed by [RuH2(N2)(PPh3)3], where an excess of NaOH, high temperature (150 C), and an intense light source were needed to achieve TOF = 210 h-1, after 2 h (D.
Morton, D. J. Cole-Hamilton, I. D. Utuk, M. Paneque-Sosa, M. Lopez-Poveda, J. Chem. Soc. Dalton Trans. 1989, 489; D. Morton, D. Cole-Hamilton, J. Chem. Soc. Chem. Commun. 1988, 1154; and D. Morton, D. J. Cole-Hamilton, J. Chem. Soc. Chem. Commun. 1987, 248). In recent years, several new homogeneous catalysts for acceptorless dehydrogenative coupling of primary alcohols have been developed and studied, such as the systems published by Milstein and co-workers (for a review see: D. Milstein, Top. CataL 2010, 53, 915). However, all these new catalysts are inactive at temperatures below 100 C, for example, for converting ethanol and propanol to hydrogen and ethyl acetate and propyl propionate, respectively.
[0006] Therefore, there remains a need for efficient metal catalysts for the hydrogenation of esters, lactones, and fats and oils derived from natural sources, which could operate under base-free conditions and using relatively low reaction temperature and hydrogen pressure. There also remains a need for catalysts capable of efficient alcohol dehydrogenation under mild, and preferably neutral, reaction conditions, for environmentally benign production of esters and lactones from alcohols and diols, respectively, accompanied by formation of hydrogen gas.
[0007] The above information is provided for the purpose of making known information believed by the applicant to be of possible relevance to the present invention. No admission is necessarily intended, nor should be construed, that any of the preceding information constitutes prior art against the present invention.
BRIEF DESCRIPTION OF THE FIGURES
[0008] For a better understanding of the present invention, as well as other aspects and further features thereof, reference is made to the following description which is to be used in conjunction with the accompanying drawings, where:
[0009] Figure 1 is an ORTEP diagram for complex 1, thermal ellipsoids are at 50%
probability (the hydrogen atoms are omitted for clarity); and
[0010] Figure 2 is an ORTEP diagram for complex 2, thermal ellipsoids are at 50%
probability (the hydrogen atoms are omitted for clarity).
[0011] Figure 3 is an ORTEP diagram for complex 7, thermal ellipsoids are at 50%
probability (the hydrogen atoms except for NH are omitted for clarity).

SUMMARY OF THE INVENTION
[0011a] In one aspect, there is provided a compound of Formula I

X

1/1 "
(H)z X
wherein L is a phosphine of formula PR1R2, a sulfide of formula SRI, or a carbene group of formula CR1;
each Y is independently a C, N or S atom, wherein at least two Y's are C;
the dotted lines simultaneously or independently represent single or double bonds, wherein when a single bond is present the carbon atom or atoms bound to R4, R5 or both, are additionally bound to an H;
RI and R2 are each independently a C5-C20 aryl, each of which may be optionally substituted, or OR or NR2; or when taken together, RI and R2 can together with P to which they are bound form a saturated or partially saturated ring;
R3 is H, or a C3-C8 linear alkyl, a C3-C8 branched alkyl, a C3-C8 cyclic alkyl, a C3-C8 alkenyl, or a Cs-C8 aryl, each of which may be optionally substituted;
R4 is H;
or R3 and R4 can join together to form a saturated heterocycle;
3a R5 is H, a linear C3-C8 alkyl, a branched C3-Cs alkyl, a cyclic C3-C8 alkyl, a C3-C8 alkenyl, or a Cs-C8 aryl, each of which can be optionally substituted; or R5 and R4 can join together to form a saturated heterocycle;
each X is independently H, a linear C3-C8 alkyl, a branched C3-Cs alkyl, a cyclic C3-C8 alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, or OR, F, Cl, Br, I or NR2; or when taken together, two of the X groups can together form an optionally substituted, saturated, partially saturated, aromatic or heteroaromatic ring;
R is H, a Ci-C20 linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a alkenyl, or a Cs-C8 aryl, each of which may be optionally substituted;
each n and m is independently 1 or 2;
k is 1 or 2; and z is 0 or 1.
[0011b] In another aspect, there is provided a complex of Formula II or III
[M(LNIN1')Za] (II) N[M(LNN')Za]2 (III) wherein:
each Z is independently a hydrogen or halogen atom, a Ci-C6 alkyl, a hydroxyl, or a Cl-C6 alkoxy, a nitrosyl (NO) group, CO, CNR, or PR3, wherein R is an alkyl or an aryl;
M is a transition metal;
a is 2 or 3; and each LNN' is a coordinated ligand that is a compound of Formula I as defined in [0011a]
above.
3b [001 lc] In yet another aspect, there is provided a process for dehydrogenation of a substrate comprising treating the substrate with a catalytic amount of a complex of Formula II or III
[M(LNN')Za] (II) e[M(LNN')Za12 (III) wherein:
each Z is independently a hydrogen or halogen atom, a Ci-C6 alkyl, a hydroxyl, or a CI-C6 alkoxy, a nitrosyl (NO) group, CO, CNR, or PR3, wherein R is an alkyl or an aryl;
M is a transition metal;
a is 2 or 3; and each LNN' is a coordinated ligand that is a compound of Formula I

X
n X N (H)z X
wherein L is a phosphine of formula PR1R2, a sulfide of formula SR', or a carbene group of formula CRI;
each Y is independently a C, N or S atom, wherein at least two Y's are C;
the dotted lines simultaneously or independently represent single or double bonds, wherein when a single bond is present the carbon atom or atoms bound to R4, R5 or both, are additionally bound to an H;
3c RI and R2 are each independently H, or a CI-C20 linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a C2-C8 alkenyl, a C5-C20 aryl, each of which may be optionally substituted, or OR or NR2; or when taken together, RI and R2 can together with P to which they are bound form a saturated or partially saturated ring;
R3 and R4 are each independently H, or a C3-C8 linear alkyl, a C3-C8 branched alkyl, a C3-C8 cyclic alkyl, a C3-C8 alkenyl, or a Cs-Cs aryl, each of which may be optionally substituted, or R3 and R4 can join together to form a saturated cycloalkane or saturated heterocycle;
R5 is H, a linear C3-Cs alkyl, a branched C3-C8 alkyl, a cyclic C3-Cs alkyl, a C3-C8 alkenyl, or a Cs-Cs aryl, each of which can be optionally substituted; or R5 and R4 can join together to form a saturated heterocycle;
each X is independently H, a linear C3-C8 alkyl, a branched C3-Cs alkyl, a cyclic C3-C8 alkyl, a C3-C8 alkenyl, or a Cs-Cs aryl, or OR, F, Cl, Br, I or NR2; or when taken together, two of the X groups can together form an optionally substituted, saturated, partially saturated, aromatic or heteroaromatic ring;
R is H, a Ci-C20 linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloallcyl, a C2-Cs alkenyl, or a Cs-Cs aryl, each of which may be optionally substituted;
each n and m is independently 1 or 2;
k is 1 or 2; and z is 0 or 1.
[0011d] In still yet another aspect, there is provided a process for producing H2 comprising dehydrogenation of a substrate by treating the substrate with a catalytic amount of a complex of Formula II or III
[M(LNNI)Za] (II) 1.N[M(LNN')Za]2 (III) 3d wherein:
each Z is independently a hydrogen or halogen atom, a Ci-C6 alkyl, a hydroxyl, or a CI-C6 alkoxy, a nitrosyl (NO) group, CO, CNR, or PR3, wherein R is an alkyl or an aryl;
M is a transition metal;
a is 2 or 3; and each LNN' is a coordinated ligand that is a compound of Formula I

X

X ...;;= (H)z X
wherein L is a phosphine of formula PRIR2, a sulfide of formula SRI, or a carbene group of formula CR1;
each Y is independently a C, N or S atom, wherein at least two Y's are C;
the dotted lines simultaneously or independently represent single or double bonds, wherein when a single bond is present the carbon atom or atoms bound to R4, R5 or both, are additionally bound to an H;
RI and R2 are each independently a Cs-C20 aryl, each of which may be optionally substituted, or OR or NR2; or when taken together, R1 and R2 can together with P to which they are bound form a saturated or partially saturated ring;
R3 is H, or a C3-C8 linear alkyl, a C3-C8 branched alkyl, a C3-Cg cyclic alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, each of which may be optionally substituted; R4 is H; or R3 and R4 can join together to form a saturated cycloalkane or saturated heterocycle;
3e R5 is H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a C3-C8alkenyl, or a C5-C8 aryl, each of which can be optionally substituted; or R5 and R4 can join together to form a saturated heterocycle;
each X is independently H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a C3-C8alkenyl, or a C5-C8 aryl, or OR, F, Cl, Br, I or NR2; or when taken together, two of the X groups can together form an optionally substituted, saturated, partially saturated, aromatic or heteroaromatic ring;
R is H, a C i-C20 linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a alkenyl, or a C5-C8 aryl, each of which may be optionally substituted;
each n and m is independently 1 or 2;
k is 1 or 2; and z is 0 or 1.
[0011e] In another aspect, there is provided a process for hydrogenation of a substrate comprising treating the substrate with a catalytic amount of a complex of Formula II or III
[M(LNN1)Za] (II) e[M(LNN1)ZE]2 (III) wherein:
each Z is independently a hydrogen or halogen atom, a C1-C6 alkyl, a hydroxyl, or a C1-C6 alkoxy, a nitrosyl (NO) group, CO, CNR, or PR3, wherein R is an alkyl or an aryl;
M is a transition metal;
a is 2 or 3; and each LNN' is a coordinated ligand that is a compound of Formula I
3f X

(H)z X
wherein L is a phosphine of formula PR1R2, a sulfide of formula SRI, or a carbene group of formula CR1;
each Y is independently a C, N or S atom, wherein at least two Y's are C;
the dotted lines simultaneously or independently represent single or double bonds, wherein when a single bond is present the carbon atom or atoms bound to R4, R5 or both, are additionally bound to an H;
R1 and R2 are each independently a C5-C20 aryl, each of which may be optionally substituted, or OR or NR2; or when taken together, RI and R2 can together with P to which they are bound form a saturated or partially saturated ring;
R3 is H, or a C3-C8 linear alkyl, a C3-C8 branched alkyl, a C3-C8 cyclic alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, each of which may be optionally substituted; R4 is H; or R3 and R4 can join together to form a saturated cycloalkane or saturated heterocycle;
R5 is H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, each of which can be optionally substituted; or R5 and R4 can join together to form a saturated heterocycle;
each X is independently H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a C3-C8 alkenyl, or a Cs-C8 aryl, or OR, F, Cl, Br, I or NR2; or when taken together, two of the X groups can together form an optionally substituted, saturated, partially saturated, aromatic or heteroaromatic ring;
3g R is H, a CI-Cm linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a alkenyl, or a Cs-Cs aryl, each of which may be optionally substituted;
each n and m is independently 1 or 2;
k is 1 or 2; and z is 0 or 1, in the presence of molecular hydrogen.
[0011f] In still another aspect, there is provided a process for producing ethyl acetate comprising treating ethanol with a catalytic amount of a complex of Formula II
or III
[M(LNN1)Za1 (II) IANNONNUa12 (III) wherein:
each Z is independently a hydrogen or halogen atom, a CI-C6 alkyl, a hydroxyl, or a Ci-C6 alkoxy, a nitrosyl (NO) group, CO, CNR, or PR3, wherein R is an alkyl or an aryl;
M is a transition metal;
a is 2 or 3; and each LNN' is a coordinated ligand that is a compound of Formula I

X
rits kThi ¨ n õIm (H)z L
X
wherein 3h L is a phosphine of formula PR1R2, a sulfide of formula SRI, or a carbene group of formula CR1;
each Y is independently a C, N or S atom, wherein at least two Y's are C;
the dotted lines simultaneously or independently represent single or double bonds, wherein when a single bond is present the carbon atom or atoms bound to R4, R5 or both, are additionally bound to an H;
RI and R2 are each independently a C5-C20 aryl, each of which may be optionally substituted, or OR or NR2; or when taken together, 10 and R2 can together with P to which they are bound form a saturated or partially saturated ring;
R3 is H, or a C3-Cs linear alkyl, a C3-C8 branched alkyl, a C3-C8 cyclic alkyl, a C3-C8 alkenyl, or a Cs-Cs aryl, each of which may be optionally substituted; R4 is H; or R3 and R4 can join together to form a saturated cycloalkane or saturated heterocycle;
R5 is H, a linear C3-C8 alkyl, a branched C3-Cs alkyl, a cyclic C3-C8 alkyl, a C3-Cs alkenyl, or a Cs-Cs aryl, each of which can be optionally substituted; or R5 and R4 can join together to form a saturated heterocycle;
each X is independently H, a linear C3-C8 alkyl, a branched C3-Cs alkyl, a cyclic C3-C8 alkyl, a C3-C8 alkenyl, or a Cs-Cs aryl, or OR, F, Cl, Br, I or NR2; or when taken together, two of the X groups can together form an optionally substituted, saturated, partially saturated, aromatic or heteroaromatic ring;
R is H, a CI-C20 linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a C2-Cs alkenyl, or a Cs-Cs aryl, each of which may be optionally substituted;
each n and m is independently 1 or 2;
k is 1 or 2; and z is 0 or 1.

DESCRIPTION OF THE INVENTION
[0012] Unless defined otherwise, all technical and scientific terms used herein have the same meaning as commonly understood by one of ordinary skill in the art to which this invention belongs.
[0013] As used in the specification and claims, the singular forms "a", "an" and "the"
include plural references unless the context clearly dictates otherwise.
3j
[0014] The term "comprising" as used herein will be understood to mean that the list following is non-exhaustive and may or may not include any other additional suitable items, for example one or more further feature(s), component(s) and/or ingredient(s) as appropriate.
[0015] As used herein, "heteroatom" refers to non-hydrogen and non-carbon atoms, such as, for example, 0, S. and N.
[0016] As used herein, "alkyl" means a hydrocarbon moiety that consists solely of single-bonded carbon and hydrogen atoms, for example a methyl or ethyl group.
[0017] As used herein, "alkenyl" means a hydrocarbon moiety that is linear, branched or cyclic and comprises at least one carbon to carbon double bond. "Alkynyl" means a hydrocarbon moiety that is linear, branched or cyclic and comprises at least one carbon to carbon triple bond.
"Aryl" means a moiety including a substituted or unsubstituted aromatic ring, including heteroaryl moieties and moieties with more than one conjugated aromatic ring;
optionally it may also include one or more non-aromatic ring. "C5 to C8 Aryl" means a moiety including a substituted or unsubstituted aromatic ring having from 5 to 8 carbon atoms in one or more conjugated aromatic rings. Examples of aryl moieties include phenyl.
[0018] "Heteroaryl" means a moiety including a substituted or unsubstituted aromatic ring having from 4 to 8 carbon atoms and at least one heteroatom in one or more conjugated aromatic rings. As used herein, "heteroatom" refers to non-carbon and non-hydrogen atoms, such as, for example, 0, S, and N. Examples of heteroaryl moieties include pyridyl, furanyl and thienyl.
[0019] "Alkylene" means a divalent alkyl radical, e.g., ¨CfH2f- wherein f is an integer.
"Alkenylene" means a divalent alkenyl radical, e.g., ¨CHCH-.
[0020] 1"Substituted" means having one or more substituent moieties whose presence does not interfere with the desired reaction. Examples of substituents include alkyl, alkenyl, alkynyl, aryl.
aryl-halide, heteroaryl, cycloalkyl (non-aromatic ring), Si(alkyl)3, Si(alkoxy)3, halo, alkoxyl, amino, alkylamino, alkenylamino, amide, amidine, hydroxyl, thioether, alkylcarbonyl, alkylcarbonyloxy, arylcarbonyloxy, alkoxycarbonyloxy, aryloxycarbonyloxy, carbonate, alkoxycarbonyl, aminocarbonyl, alkylthiocarbonyl, phosphate, phosphate ester, phosphonato, phosphinato, cyano, acylamino, imino, sulfhydryl, alkylthio, arylthio, thiocarboxylate, dithiocarboxylate, sulfate, sulfato, sulfonate, sulfamoyl, sulfonamide, nitro, nitrile, azido, heterocyclyl, ether, ester, silicon-containing moieties, thioester, or a combination thereof. The substituents may themselves be substituted. For instance, an amino substituent may itself be mono or independently disubstitued by further sub stituents defined above, such as alkyl, alkenyl, alkynyl, aryl, aryl-halide and heteroaryl cycloalkyl (non-aromatic ring).
[0021] As used herein, the term "i.tY" is used to indicate that a ligand is functioning as a bridging ligand, where a single atom bridges two metal atoms. The superscript "Y"
denotes the atom bridging the two metal atoms. For example, the term -1_1`v" is used to indicate that a ligand (or ligands) in a complex includes a nitrogen atom that bridges two metal atoms.
[0022] The present application provides a catalyst that is useful in a process of catalytic hydrogenation (reduction). The process is useful in hydrogenation of, for example, C3-C. (n=4-200) substrates possessing one or more ester or lactone groups to afford the corresponding alcohol, diol, or triol products. Thus, the present application further provides a practical reduction method that can be used in place of the main-group hydride reduction to obtain alcohols, diols, or triols in a simple, efficient, and "green" fashion, preferably using base-free reaction conditions. The catalyst of the present application is also useful in a process of catalytic dehydrogenation, which can be a homogeneous dehydrogenation process.
[0023] Catalyst
[0024] The processes described herein are carried out in the presence of a transition metal complex having a tridentate ligand LNN'.
[0025] In accordance with one aspect, there is provided a tridentate ligand LNN' comprising, in sequence, one phosphorus, sulfur, nitrogen or carbon group L, one amino or imino group N, and one heterocycle group N'.
[0001] In accordance with one embodiment, there is provided a compound of Formula I

X

(H)z X
wherein L is a phosphine (PR1R2), a sulfide (SR), or a carbene group (CR1R2);
each Y is independently a C, N or S atom, wherein at least two Y's are C, the dotted lines simultaneously or independently represent single or double bonds, R' and R2 are each independently H, or a C1-C20 linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a C2-C8 alkenyl, a C5-C20 aryl, each of which may be optionally substituted; or when taken together, It' and R2 can together with L to which they are bound form a saturated or partially saturated ring;
R3 and R4 are each independently H, or a C1-C8 linear alkyl, a C3-C8 branched alkyl, a C3-C8 cyclic alkyl, a C2-C8 alkenyl, a C5-C8 aryl, each of which may be optionally substituted; or R3 and R4 can join together to form a saturated heterocycle, R5 is H, a linear C1-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a C2-C8 alkenyl, or a C5-C8 aryl, each of which can be optionally substituted, or R5 and R4 can join together to form a saturated heterocycle;
each X is independently H, a linear Ci-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a C2-C8 alkenyl, or a C5-C8 aryl, each of which can be optionally substituted, or OR, F, Cl, Br, I or NR2, or when taken together, two of the X groups can together form an optionally substituted, saturated, partially saturated, aromatic or heteroaromatic ring;
R is H, a CI-Cm linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a alkenyl, or a C-C8 aryl, each of which may be optionally substituted;
each n and m is independently 1 or 2;
k is 1 or 2;
and z is 0 or I.

[0002] In accordance with one embodiment, R3 and R4 are each independently H, or Cl-C8 linear alkyl, C3-Cs branched alkyl, cyclic alkyl C3-C8, Ci-C8 alkenyl, Cs-C8 aryl, each of which may be optionally substituted, or OR or NR2; and R5 is H, a linear CI-Cs alkyl, branched C3-C8 alkyl, cyclic C3-C$ alkyl, C3-C8alkenyl, or C5-C8 aryl, each of which can be optionally substituted, or OR or NR2. In one preferred embodiment, le and R5 are both H.
[0026] In accordance with another embodiment, each Y is C. In accordance with another embodiment, k is 2, and each X is H. In accordance with one preferred embodiment, L is a phosphine.
[0027] In accordance with one embodiment, the compound of Formula I is 1Pr2 Ph2 tf3u2 e,P rP
or ( H H H
[0028] In accordance with another aspect, there is provided a complex of Formula II or III
[M(LNIsli)Za] (II) te[M(LNI4')Z42 (III) wherein:
each Z is independently a hydrogen or halogen atom, a CI-C6 alkyl, a hydroxyl, or a CI-C6 allcoxy, a nitrosyl (NO) group, CO, CNR, or PR3, wherein R is an alkyl or an aryl, PMe3 or PPI33;
M is a transition metal; and each LNN' is a coordinated ligand that is a compound of Formula I.
[0029] In accordance with one embodiment, M is a group 7 metal, a group 8 metal or a group 9 metal. In accordance with one preferred embodiment, M is Ru or Os.
[0030] In accordance with another embodiment, the complex comprises the ligand LNN', wherein LNN' is 'Pr2 Ph2 tBu2 ".P e,P P
C. CN or ( N N
H
[0031] In accordance with another embodiment, the complex has the structure of 'Pr2 H Ph2 H tBu2 H 'Pr2 CI
Põ I *.00 Põ,, I .õCO Põ I õCO P., I õPPh3 ( ".1Vr* ( .1\n' ( "" Ms' ( "'Ur.
FrD, N.1- I , H IN1/. I .NN
t N¨,..... i N-61 _ 61 ¨ , Ph2 CI tBu2 CI 'Pr2 H Ph2 H
ID, I ( õPPh3 ,P.,, I oPPh3 (P... I 1PPh3 _P,. I õPPh3 N I N N I N IN __Th ,N__c` IN õN_c_MI =N

tBu2 H Ph2 H Ph2 H
Põ I õPPh3 P.," I õPPh3 Põ
".1\A's N I NN.s..,.#11 N'N 11\1.1 N'N
i N.i..
H
H PPh2 H PiPr2 Ph213.---I -, 1¨.--7. N.. ,, I =õCO
iPr2R----õ, 1¨s-.....Ni.õ
""M
0C- I INI.# I
NI

\----(1) H
i OC I N I
or I 1\1\ \......(1) H
I
/ /
, wherein M is as defined above.
[0032] In one preferred embodiment, the complex has the structure of any one of H PiPr2 'Pr H 'Pr2 H
I õCO 'Pr2 PC, 1,N.õ I õCO P. I .õCO
.0s'' / ""Os"
OC d H
i i N-1......
, I , ph2 H Ph 2 H tBu2 H
( R., I õCO R' ., I ...CO
"Os" ( 'Rif IC RC
N I N N/ I N
i . \
i 1 ..=--c i N.-Tc%
"
H PIPr2 Ph2 CI tBu2 H 'Pr2 Pc..-,, 1-....--õ.Nõ I
co Põ " ' "" I õPPh3 Põ, I õCO Ru 'RC
( "Ru" ( ..0s" OCV I N I H
N I =N I\1' I N H ' H or N N
CI ¨ 6, _ /\ I \ 1
[0033] In accordance with another aspect, there is provided a process for dehydrogenation of a substrate comprising treating the substrate with a catalytic amount of a complex as described. In one embodiment, the substrate is a compound of Formula IV
RQH
IV
wherein R9 is a Ci_201inear alkyl, a C3_20 branched alkyl, a C3_20 cycloalkyl, or an aryl, any of which may be optionally substituted.
[0034] In accordance with another aspect, there is provided a tridentate ligand LNI\ii having formula I, R4 is H, a substituted or unsubstituted linear, branched or cyclic C3-C8 alkyl or alkenyl, a substituted or an unsubstituted C5-C8 aromatic group, and R5 is a substituted or unsubstituted linear, branched or cyclic C3-C8 alkyl or alkenyl, a substituted or unsubstituted C5-C8 aryl.
[0035] In one embodiment, the heterocycle group N' of Formula I, wherein k is 1 or 2, the nitrogen heterocycle N' is optionally substituted and contains carbon, nitrogen, oxygen, or sulfur atoms Y. One preferred example of the heterocycle N' is the C2-pyridyl group, C51-14N.
[0036] In another particular embodiment, L is an N-heterocyclic carbene. In another particular embodiment, L is a phosphine.
[0037] Some specific examples of tridentate ligands LNN' are:
40r2 Ph2 tBu2 or( N
\
H H H
[0038] The tridentate ligand LNN' described above can be synthesized using standard procedures. For example, the ligand can be obtained by condensation of optionally substituted 2-pycoly1 aldehyde (2-CHO-Py) with an aminophosphine or an optionally substituted thioamine.
Reduction of the imine product by NaBH4, Al(tBu)2H or any other reducing reagents well known in the state of the art will lead to the LNN' ligand of Formula I.
[0039] The presently described tridentate ligands are of relatively low cost to produce.
The reduced cost is at least partially the result of the use of less expensive chemicals as well as surprisingly high efficiency of ligand synthesis. Production of the present ligands are already order of magnitude less expensive than other examples of tridentate ligands used in catalyst complexes in the literature.
[0040] According to another aspect, there are provided complexes of the general Formulae II and III:
[M(LNN')Za] II
N[M(LNN')Z,]2 III
wherein LNN' is the tridentate ligand of Formula I and a equals 2 or 3. Each Z
represents simultaneously or independently a hydrogen or halogen atom, a C1-C6 alkyl radical, a hydroxyl ,µ

group, or a C1-C6 alkoxy radical, a nitrosyl (NO) group, CO, CNR (R=Alkyl, Aryl), PMe3 or PPh3, and M is a transition metal. The complexes as presently described may exist in both neutral and cationic forms.
[0041] In accordance with one embodiment, the transition metal M is preferably a metal from groups 7 (manganese group), 8 (iron group), and 9 (cobalt group). In one preferred embodiment, the transition metal is Ru or Os.
[0042] In one embodiment, the complex of Formula II can be prepared by reaction of the LNN' ligand of Formula I with a metal precursor, such as those well known in the state of the art.
Preferably, the metal precursor is a ruthenium or osmium compound, including, for example, the following foiniulae: RuHC1(C0)(AsPh3)3, RuC12(C0)(AsPh3)3, RuHC1(C0)(PPh3)3, RuC12(C0)(PPh3)3, OsHC1(C0)(AsPh3)3, OsC12(C0)(AsPh3)3, OsHC1(C0)(PFh3)37 OsC12(C0)(PPh3)3, [RuC12(p-cymene)]2, [OsC12(p-cymene)]2, RuC12(C0)(p-cymene), OsC12(C0)(p-cymene), RuC12(C0)(DMF)(PPh3)2, [IrCl(COD)]2, [IrCl(COE)2]2, IrHC12(PPh3)3, ItH2C1(PPh3)3, IrHC12(AsPh3)3, or IrH2C1(AsPh3)3. The reactions can be conducted in various organic solvents, such as, but not limited to, toluene, xylene, benzene, diglyme, DIVIF or DME.
[0043] In accordance with another embodiment, transformation of a complexes of Formula II to a complex of Foonula III can be achieved using a base. Non-limiting examples of suitable bases include group I salts (such as Li, Na, K) of alkoxides, such as t-butoxide, and amides, such as N(TMS)2. One specific examples of an acceptable base is potassium t-butoxide.
In certain, non-limiting, examples, the base has a pKa > 11. Additional non-limiting examples of suitable bases are group I salts or ammonium of hydroxides, alcoholates, alkaline carbonates, amides, siliconates, hydrides, borohydrides, aluminum hydrides, where the group I salt is Li, Na, K, or ammonium salts of the formula NR4, and R is alkyl, aryl or H.
[0044] Complexes of Formulae II and III can be prepared prior to hydrogenation or in situ using above bases. Preparation of complexes of Formula 11 and 111 can be performed in various solvents, such as, but not limited to 'THF, Et20, toluene, benzene, diglyme, DMF or DME or any other appropriate solvents known to the person skilled in the art.
Structures of exemplary complexes 1-9 are shown below:

ilar2 H H P'Pr2 'Pr2 H
Põ, I õCO 'Pr2 Pr.:. 1----..õ, NG =, I ,.00 Põ,. I õ.CO
( Os's ' Os** / '''Ogs ( I ''N I H N I N
s ==¨=_ OC
N Le) , 1 I , Ph2 H Ph2 H tBu2 H
Põ I õCO Põ, I AO Põ
( '''Os's ( ,R ti ic ( "R
N I N le I N le I N

H PIPr2 Ph2 CI tBu2 H 'Pr2 PfriTh"
, N, I CO
Rd"' Põ I õPPh3 Põ Ru, I õCO
( Rt.I ( ''''' OC''' I .1\l' I H
N I N N I N or /1(lyi 11\1\
t "%¨_- a i ==--._ H ' \ \
[0045] In another aspect, there is provided a process for making ethyl acetate comprising treating ethanol with a catalytic amount of a complex as described herein. In one embodiment, the process of is a homogeneous process. In another embodiment, the process does not require a hydrogen acceptor.
[0046] Hydrogenation Process
[0047] The present application additionally provides a catalytic hydrogenation process. The catalyst complexes of Formulae II and III described above, have been found to show high selectivity toward reduction of the ester groups in the presence of C=C double bonds. This provides a useful way of deriving unsaturated alcohols from natural products such as, but not limited to, olive or canola oils, under mild reduction conditions.
[0048] In one embodiment, there is provided a process for hydrogenation of esters using metal catalysts based on the LNN' ligand of Formula I. According to specific embodiment, the substrates are compounds of the following formulae:

G, o 10 0 ¨ C2 C
[0049] The term "substrate", as used herein and as commonly understood, refers to the reactant that will be converted to a product during a catalytic reaction Groups G1 and G2, simultaneously or independently, represent a linear, branched Ci-C.40 or cyclic C3-C40 alkyl, alkenyl or aromatic group, optionally substituted. Also, one may cite a situation when G1 and G2 together form a C4-C40 saturated or an unsaturated radical. The substrate of the hydrogenation reaction can be any organic compound containing one, or more than one, carboalkoxy group. In this respect, natural fats such as olive, canola, corn, peanut, palm and other plant oils are useful substrates that can be reduced to form a mixture of alcohols.
[0050] The reduction or hydrogenation reaction proceeds, generally, according to the one of the reactions scheme below:
o H2 _mom. Gio""NoH + G2-OH
Gi4 0-G2 [cat]
0 rTh H2 yo 2 G1 "OH + HOI¨\OH
[eat]
Gi [12 3 Gi.,"==.OH +
Grk Gi [cat] HO¨

HO OH

Gi.)(0 wherein G1 and G2 are independently selected from any optionally substituted hydrocarbon group. For clarity, where multiple substituents G1 occur in the same molecule, it is understood that each of these substituents can be a different optionally substituted hydrocarbon.
[0051] When the substrate is a monoester or a lactone, the products are alcohols or a diol, respectively. The naturally occurring triglycerides, oils and fats, can be reduced to glycerol and the corresponding fatty alcohols.
[0052] According to one embodiment of the invention, the process of catalytic reduction of esters implies the usage of at least one of the metal complexes 1 or 2, hydrogen pressure, and optionally a base and a solvent. The base may be necessary in those cases when the metal catalyst 1 contains one or more halogen atoms bonded to the metal. The treatment with base can be done prior to the reduction or in Alit( by adding base to the reaction mixture during hydrogenation. The catalysts and pre-catalysts of this invention can be used in a wide range of concentration, preferably between 10-1000 ppm, and the loadings of 500 ppm or less are particularly preferred. The preferred amount of the catalyst will depend, as it is known to the person skilled in the art, on the type of the substrate, and increasing the catalyst loading should result in faster hydrogenation. The temperature at which the hydrogenation can be carried out is comprised between 0 C and 150 C, more preferably in the range between 50 C
and 100 C
and, as it is known to the person skilled in the art, the reaction rate will increase with increase of the reaction temperature. The hydrogenation reaction needs a pressure of H2 gas and should be perfoimed in a suitable pressure vessel. The surface area of the reactor as well as the hydrogen pressure, as it is known to the person skilled in the art, can greatly influence the reaction rate.
The greater are the hydrogen pressure and the surface area of the reactor, the faster is the hydrogenation reaction rate. One may cite the hydrogen pressure in range of 10-200 Bar. Again, the person skilled in the art is well able to adjust the pressure as a function of the catalyst load and of the dilution of the substrate in the solvent. As examples, one can cite typical pressures of to 50 bar (5 to 50>< 105 Pa).
[0053] It should be well understood, however, that the catalyst complexes described herein are also useful in catalyzing hydrogenation of substrates including functional groups other than esters. The table below provides a non-limiting list of substrates and corresponding products that can be formed from a catalytic hydrogenation reaction using a catalyst of Formula II or III
Hydrogenation Substrate Product aldehyde alcohol ketone alcohol ester alcohol carboxylic acid alcohol ketene alcohol enol alcohol epoxide alcohol aldimine amine ketimine amine ketene-imine amine nitrile amine aziridine amine nitro amine diazo amine isocyanide amine enamine amine lactone diol amide amine + alcohol aminoboranes amine-borane borazine amine-borane olefin alkane acetylene alkane allene alkane
[0054] Dehydrogenation Reaction
[0055] The present application further provides a process of catalytic dehydrogenation using the catalyst complexes of Formulae II and III. For example, this catalyst or precatalyst is suitable for dehydrogenation of C2-Ci, (n=4-200) alcohols possessing one or more ¨CH2OH
groups thereby affording hydrogen gas and the corresponding esters or lactons, according to the following scheme. In one embodiment this process is a homogeneous dehydrogenation process, that can be used in place of the existing heterogeneous techniques, preferably using base-free reaction conditions and avoiding high reaction temperatures.
catalyst 0 2 IR-'0H R)"LOR + 2H2 R = C1- Cn alkyl or aryl substituent (optionally functionalized) catalyst 0 y0 + 2 H 2 M
= 0 - 5
[0056] Accordingly, one embodiment provides a process for dehydrogenation of alcohols using metal catalysts based on the LNN' ligand of Formula I. According to an embodiment of the invention, the substrates are compounds of the following formulae:

R = C1 - Cn alkyl or aryl substituents (optionally substituted) mOH
m = 0 - 5
[0057] In this embodiment, R groups, simultaneously or independently, represent a linear, branched C1-C40 or cyclic C3-C40 alkyl, alkenyl or aromatic group, optionally substituted. Also, one may cite a situation when R is C4-C40 saturated or an unsaturated cyclic radical This implies that the substrate can be any organic compound containing one, or more than one, hydroxyl (-OH) group. When the substrate is an alcohol or diol, the products are an ester or a lactone, respectively.
[0058] According to one embodiment, the process of catalytic acceptorless dehydrogenation implies the usage of at least one of the metal complexes of Formulae II or III
and (optionally) the use of a base and a solvent. The base may be necessary in those cases when the metal catalyst of Formula II contains one or more halogen or alkoxy (-OR) groups bonded to the metal. The catalyst can be treated with base prior to mixing with the substrate or in situ by adding base to the reaction mixture during dehydrogenation. The catalysts and pre-catalysts described herein can be used in a wide range of concentration, preferably between 10-1000 ppm, and the loadings of 1000 ppm or less are particularly preferred. The preferred amount of the catalyst will depend, as it is known to the person skilled in the art, on the type of the substrate;
and increasing the catalyst loading should result in faster dehydrogenation. The temperature at which the dehydrogenation can be carried out is comprised between 0 C and 200 C, more preferably in the range between SO C and 150 C and, as it is known to the person skilled in the art, the reaction rate will increase with increase of the reaction temperature. The dehydrogenation process can generate a pressure of H2 gas and, in such case, can be performed in a suitable pressure vessel, if necessary equipped with a pressure-release valve.
[0059] It should be well understood, however, that the catalyst complexes described herein are also useful in catalyzing dehydrogenation of substrates including functional groups other than alcohols. The table below provides a non-limiting list of substrates and corresponding products that can be formed from a catalytic dehydrogenation reaction using a catalyst of Formula II or Substrate Product' alcohols ester alcohol aldehyde alcohol ketone diol lactone amine + alcohol amide amine + alcohol substituted amine amine + alcohol imine Substrate Producta ammonia-borane aminoboranes ammonia-borane borazine amine imine amines guanidine alcohol + thiol thioester thiol sulphoxide alcohol + phosphine acyl phosphine a H2 is also a byproduct of these reactions. It is either liberated from the reaction as H2 or transferred to an acceptor.
[0060] As noted above, a byproduct of the dehydrogenation reactions is H2.
Accordingly, the present application further provides a process for producing H2. The process can conveniently make use of readily available substrates in a straightforward catalytic dehydrogenation process under relatively mild conditions to generate H2.
[0061] To gain a better understanding of the invention described herein, the following examples are set forth. It should be understood that these examples are for illustrative purposes only.
Therefore, they should not limit the scope of this invention in any way.
EXAMPLES
[0062] Unless mentioned otherwise, all manipulations were performed under an inert gas (argon or nitrogen) in gloveboxes or using standard Schlenk techniques NMR spectra were recorded on a Varian Unity Inova 300 MHz spectrometer. All 31P chemical shifts are relative to 85% H3PO4.
1H and 13C chemical shifts were measured relative to the solvent peaks but are reported relative to TMS. 0s04 and RuC13.31-120 were purchased from Pressure Chemicals. All other chemicals and anhydrous grade solvents were obtained from Aldrich and Alfa Aesar.
Commercial anhydrous grade ethanol was further distilled over sodium metal and stored in the argon glovebox. (NE4)20sC16, RuliC1(C0)(AsPh3)3, OsHC1(C0)(AsPh3)3, RuCl2(PPh3)3, RuC12(C0)(DMF)(PPh3)2 were prepared according to previously reported methods.
(Gusev, D.
G., Dolgushin, F. M., Antipin, M. Yu. Organometallics 2001, 20, 1001; Spasyuk, D., Smith, S., Gusev, D. G. Angew. Chem. 2012, 51, 2772-2775; Shaw, A. P., Ryland, B. L., Norton, J. R., Buccella, D., Moscatelli, A. Inorg. Chem. 2007, 46, 5805-5812; Rajagopal, S., Vancheesan, S., Rajaram, J., Kuriacose, J. C. J. Mol. Cat, 1983, 22, 131-135.)
[0063] Example 1 - Synthesis of PyCH2NH(CH2)2N(iPr)2
[0064] 2-aminoethyl diisopropylamine (6.32 g, 0.044 mmol) was added to 2-picoly1 aldehyde (4.70 g, 0.044 mmol) and the mixture was stirred for 1 h. The obtained imine was diluted with methanol (15 mL) and NaBlia (1.66 g, 0.044 mmol) was added portion-wise during 1h. Then, all volatiles were removed under vacuum, and the residue was re-dissolved in 20 a& of dichloromethane. The solution was filtered through a short pad (3 x 2 cm) of A1203. The aluminum oxide was then washed with 10 mL of diehloromethane and the collected filtrate was evaporated and dried under vacuum for 1 h. The product was obtained as a yellow oil (8.41 g, 90 %).
[0065] 111 NMR (300 MHz, CDC13) 8 = 8.47 (ddd, J=4.8, 1.8, 0.9 Hz, 1H), 7.73 (td, J=7.6, 1.8 Hz, 1H), 7.39 (d, J=7.8 Hz, 1H), 7.21 (ddd, 5=7.5, 4.9, 1.2 Hz, 1H), 3.77 (s, 2H), 3.33 (br., 1H, NH), 2.97 (sep, 5=7.0, 2H; CH), 2.48 (m, 5=2.5 Hz, 4H, CH2), 0.92 (d, J=6.6 Hz, 12H; 4xCH3). 13C
NMR ([D6]DMS0) 8 = 160.62 (s, IC; Py), 148.75 (s, 1C; Py), 136.33 (s, 1C; Py), 121.75 (s, IC;
Py), 121.65 (s, 1C; Py), 54.71 (s, 1C; CH2), 49.23 (s, 1C; CH2), 47.65 (s, 2C;
CH), 44.14 (s, 1C;
CH2), 20.72 (s, 1C; 4xCH3).
[0066] Example 2 - Synthesis of PyCH2NH(CH2)2P(iPr)2
[0067] 2-picoly1 aldehyde (1.66 g, 0.0155 mmol) in 10 mI, of THF was added to a 10 wt%
solution of 2-(di-i-propylphosphino)ethylamine in THF (26.0 g, 0.0162 mmol) and the mixture was stirred for 1 h. The obtained imine was then treated with diisobutyl aluminum hydride (22.7 mL, 1.5 M in toluene, 0.0341 mmol) during lh (Caution!!! Exothermic reaction!) and left to stir for 1 h. After that time, the solution was quenched with 1 mL of water (Caution!!! Exothermic reaction!) and the obtained suspension was filtered through a short pad (3 x 2 cm) of basic alumina. The solids were washed with THF (3? 10 mL) and the collected filtrate was evaporated and dried under vacuum for 3 h. The product was obtained as a yellow oil (2.84 g, 73 %).
[0068] 311){111} NMR ([D6]Benzene) 8 = -1.0 (s). 'ff NMR ([D6]Benzene) ö=
8.49 (di, J=4.7, 1.8 Hz, 1H; Py), 7.15 -7.13 (m, 1H; Py), 7.09 (td, J=7 .7 , J=1.8 Hz, 1H; Py), 6.64 (ddd, J=7.0, 4.9, 1.7 Hz, 1H; Py), 3.93 (s, 2H; PyCH2), 2.81 (m, 2H; NCH2), 1.78 (br. s, 1H; NH), 1.65 - 1.35 (m, 4H; PCH and CH2P), 1.01 (dd, J=13.8, 7.1 Hz, 6H; CH3), 0.96 (dd, J=10.8, 7.0 Hz, 6H;
CH3). 13C{11-1}NMR ([D6]Benzene) 6 = 161.37 (s, 1C; Py), 149.49 (s, 1C; Py), 135.85 (s, 1C;
Py), 121.92 (s, 1C; Py), 121.60 (s, 1C; Py), 55.72 (s; 1C; NCH2), 49.12 (d, J(CP)=24.9 Hz, 1C;
NCH2), 23.72 (d, J(CP)=13.5 Hz, 2C; PCH), 23.37 (d, J(CP)=19.3 Hz, 1C; PCH2), 20.29 (d, J(CP)=16.5 Hz, 2C; CH3), 18.93 (d, J(CP)=9.9 Hz, 2C; CH3).
[0069] Example 3 - Synthesis of trans-OsHC1(C0)[PyCH2NH(CH2)2P0PrM.
'Pr2 H
Põ, Ico,, Complex 1
[0070] A flask containing a mixture of OsHC1(C0)(AsPh3)3 (5.94 g, 5.57 mmol) and PyCH2NH(CH2)2P(iPr)2 (1.27 g, 5.06 mmol) in 15 mL of diglyme was placed in a preheated to 160 C oil bath and stirred for 1 h, affording a dark-red solution. After cooling to room temperature, the mixture was diluted with 4 mL of diethylether, and the flask was stored overnight in a freezer at 18 C. The precipitated product was filtered off, washed with diethyl ether (3 x 3 mL), and dried under vacuum for 3 h to give a brown crystalline solid. Yield: 1.81 g (71%).
[0071] 31P{1H}NMR ([D2]DCM) 6 = 48.41 (s).1f1{31P} NIVIR ([D2]DCM) 6 = 9.00 (d, J=5.5 Hz, 1H, Py), 7.68 (td, J=7.8, 1.5 Hz, 1H, Py), 7.28 - 7.16 (m, 1H, Py), 4.61 (dd, J=14.3, 4.4 Hz, 1H, PyCH2), 4.12 (hr. t, J=12.0 Hz, 1H, NH), 3.93 (dd, J=14.2, 11.6 Hz, 1H, PyCH2), 3.67 -3.58 (m, 1H, NCH2), 2.73 - 2.53 (m, 1H, NCH2), 2.46 (sep, J=14.7, 7.4 Hz, 1H, PCH), 2.37 (dd, J=15.0, 4.0 Hz, 1H, CH2P), 2.11 (sept, J=6.9 Hz, 1H, PCH), 1.77 (td, J=14.6, 5.8 Hz, 1H, CH2P), 1.35 (d, J=7.4 Hz, 3H, CH3), 1.21 (d, J=7.2 Hz, 3H, CH3), 1.09 (d, J=6.9 Hz, 3H, CH3), 1.04 (d, J=7.0 Hz, 3H, CH3), -16.45 (s, 1H, OsH, satellites J(OsH)=95.22). 13C{1H} NMR
([D2]DCM) 6 = 188.57 (d, J(CP)=8.6 Hz, CO), 161.56 (s, 1C, Py), 153.89 (dõ/(CP)=1.7 Hz, 1C; Py), 136.16 (s, 1C; Py), 125.13 (d, J(CP)=2.0 Hz, 1C; Py), 121.80 (d, ./(CP)=1.7 Hz, 1C;
Py), 60.62 (d, J(CP)=2.3 Hz, 1C; CH2), 54.96 (d, J(CP)=1.7 Hz, 1C; CH2), 33.07 (d, J(CP)=25.9 Hz, 1C; CH), 29.19 (d, J(CP)=30.3 Hz, 1C; CH), 26.03 (d, J(CP)=33.1 Hz, 1C; CH2), 21.04 (d, J(CP)=3.9 Hz, 1C; CH3), 20.57 (d, J(CP)=3.4 Hz, 1C; CH3), 19.05 (s, 1C; CH3), 17.51 (d, J(CP)=4.6 Hz, 1C;
CH3). IR (Nujol): vc,0 =1879 (s) Anal. Calc'd for C15H26C1N200sP: C, 35.53; H, 5.17; N, 5.24.
Found: C, 35.35; H, 5.19; N, 5.24.
[0072] Example 4 - Synthesis of [LI\ -merfac-{0sH(C0)[PyCH2N(CH)2P(iPr)911.2 P'Pr2 iPr2PCI--;,0N1 I .000 '''''''' 000/.0N- N*1-1 Complex 2
[0073] A mixtuie of OsHC1(C0)[PyCH2NH(CH2)2P(iPi)2] (1.00 g, 1.97 mmol) and KO/13u (243 mg, 2.17 mmol) in 7 mL of THF was stirred for 2 h, then the resulting solution was placed in a freezer for lh. The red reaction mixture was filtered into a 20 mL vial, and 1 mL of TI-IF was used to rinse the fritted funnel. The solution was diluted with 6 mL of diethyl ether and the compound was crystallized in a freezer at -18 C. The crystalline bright-yellow product was isolated by filtration and dried under vacuum for 1 h. Yield: 621 mg (67%).
[0074] 31PNMR ([D2]DCM) 3 = 67.73 (s), 51.50 (s).114{31P} NMR ([D2]DCM) 6 =
8.86 (t, J=6.7 Hz, 2H, Py), 7.08 (t, J=7.8 Hz, 1H, Py), 7.01 (t, J=7.6 Hz, 1H, Py), 6.86 - 6.73 (m, 2H, Py), 6.34 (d, J=8.0 Hz, 1H, Py), 6.24 (d, J=7.8 Hz, 1H, Py), 5.24 (d, J--17.8 Hz, 1H, PyCH2), 4.72 (d, J= 19 .4 z, 1H, PyCH2), 4.14 (d, J=17.7 Hz, 1H, NCH2), 3.84 (t, J=12.9 Hz, 1H, NCH2), 3.80 -3.68 (m, 1H), 3.56 -3.33 (m, 3H), 2.75 (hept, J=14.4, 1H; CH), 2.39 -2.17 (m, 2H), 2.05 (hept, ,1=5.6, 1H, PCH), 1.99- 1.87 (m, 1H), 1.83 - 1.62 (m, 1H), 1.32 (2d overlapped, J=7.4 Hz, 3H), 1.28 - 1.16 (m, 1H), 1.09 (d, .1=6.9 Hz, 3H; CH3), 1.05 (d, .1=6.8 Hz, 3H; CH3), 0.95 (d, J=6.7 Hz, 3H; CH3), 0.89 (d, J=6.9 Hz, 3H; CH3), 0.73 (d, J=7.0 Hz, 3H; CH3), 0.58 (t, J=7.3 Hz, 3H), -11.54 (s, 1H; OsH), -14.31 (s, 1H; OsH). 13C{1H} NMR ([D2]DCM) 6 =
191.26 (d, ./(CP)=9.0 Hz, 1C; CO), 190.06 (d, ./(CP)=6.7 Hz, 1C; CO), 171.19 (s, 1C; Py), 170.65 (s, 1C;
Py), 151.05 (s, 1C; Py), 150.77 (s, 1C; Py), 133.61 (s, 1C; Py), 133.36 (s, 1C; Py), 122.96 (d, J(CP)=2.0 Hz, 1C; Py), 122.80 (s, 1C; Py), 117.82 (s, 1C; Py), 75.84 (s, 1C;
PyCH2), 74.06 (s, IC; PyCH2), 70.28 (d, J(CP)=6.5 Hz, IC; NCH2), 68.89 (s, IC; NCH2), 36.42 (d, J(CP)=28.7 Hz, 1C; CH), 30.73 (d, J(CP)=21.3 Hz, 1C; CH), 29.15 (d, J(CP)=36.4 Hz, 1C;
CH), 28.59 (d, J(CP)=21.8 Hz, 1C; CH), 26.46 (d, J(CP)=22.2 Hz, 1C; CH2), 26.01 (d, J(CP)=32.2 Hz, 1C;
CH2), 22.32 (d, J(CP)=3.6 Hz, 1C; CH3), 20.91 (d, J(CP)=4.7 Hz, 1C: CH3), 20.17 (d, J(CP)=2.3 Hz, IC; CH3), 19.77 (s, IC; CH3), 19.58 (d, J(CP)=2.3 Hz, IC; CH3), 19.09 (s, IC; CH3), 18.26 (s, IC; CH3), 16.77 (d, J(CP)=7.0 Hz, IC; CH3).
[0075] Example 5 - Synthesis of RuHC1(C0)(AsPhal3
[0076] A 250 mL round-bottom Schlenk flask was loaded in air with RuC13=3H20 (1.26 g, 4.85 mmol), AsPh3 (5.94 g, 19.4 mmol), NEt(iPr)2 (5.00 g, 38.7 mmol), 2-methoxyethanol (115 mL) and aqueous formaldehyde (40%, 15 mL). The stoppered flask was briefly opened to vacuum and refilled with argon; this procedure was repeated five times. The stirred reaction mixture was heated in an oil bath for 4 h while maintaining the bath temperature at 125 C. The resulting greyish suspension was left at room temperature for 1 h. The precipitate was filtered off, washed with ethanol (3 x 5 mL), and dried under vacuum for 2 h to give an off-white solid. Yield: 3.14 g (66%).
[0077] Example 6 - Synthesis of trans-RuHC1(C0)[PyCH2NH(CH2)2P(iP021 'Pr2 H
Põõ' I0C0 Ni I
TCD
Complex 3
[0078] A 25 mL Schlenk flask containing a mixture of RuHC1(C0)(AsPh3)3 (2.13 g, 2.18 mmol) and PyCH2NH(CH2)2P(iPr)2 (500 mg, 1.98 mmol) in 20 mL of toluene was stirred under reflux for 1 h at 110 C affording a dark brown solution. After cooling to room temperature, the product was filtered giving a pale brown powdery solid that was washed with diethylether (2 x 5 mL) and dried under vacuum. Yield: 671 mg (81%).
[0079] 31P{1H} NMR ([D2]DCM) 6 = 94.74 (s). 11-1{31P} NMR ([D21DCM) 6 = 8.93 (d, J=5.3 Hz, 1H; Py), 7.68 (td, J=7 .7 , 1.6 Hz, 1H; Py), 7.32 - 7.12 (m, 2H; Py), 4.41 (d, J=10.2 Hz, 1H;
CH2), 4.20 - 3.95 (m, 2H; NH + CH2), 3.57 - 3.40 (m, 1H; CH2), 2.62 (ddd, J=11.3, 9.3, 3.9 Hz, 1H; CH2), 2.50 (sep, J=7.1 Hz, 1H; CH), 2.30 (dd, J=15.0, 3.8 Hz, 1H; CH2), 2.19 (sep, J= 6.9 Hz, 1H; CH), 1.91 (td, J=14.6, 5.9 Hz, 1H; CH2), 1.38 (d, J=7.4 Hz, 3H; CH3), 1.21 (d, J=7.2 Hz, 3H; CH3), 1.15 - 1.01 (overlapped d, 6H; 2CH3), -14.93 (s, 1H; RuH). 13C
'HI NMR
([D2]DCM) 6 = 206.52 (dd due to coupling to 31P and the residual coupling to the hydride, J(CP)=15.3, 7.3 Hz, IC; CO), 160.91 (s, 1C; Py), 153.65 (d, J(CP)=I.3 Hz, IC;
Py), 136.79 (s, 1C; Py), 124.42 (d, J(CP)=2.0 Hz, 1C; Py), 121.57 (dõJ(CP)=1.5 Hz, 1C; Py), 59.80 (s, 1C;
PyCH2), 52.98 (s, 1C; NCH2), 32.58 (dõ/(CP)=21.3 Hz, 1C; PCH2), 29.02 (dõ/(CP)=24.9 Hz, 1C; CH), 25.03 (d, J(CP)=28.5 Hz, 2C; CH), 20 69 (d, J(CP)=4.2 Hz, 2C; 2xCH3), 19.05 (s, 1C;
CH3), 17.61 (d, J(CP)=5.2 Hz, 1C; CH3).
[0080] Example 7 - Hydrogenation of esters using complexes 1
[0081] tBuOK (15 mg, 0.13 mmol) was added to a solution of complex 1 (51 mg, 0.10 mmol) in mL of THF and the mixture was stirred for 3 min. 1 mL of the obtained solution was mixed with methyl benzoate (2.72 g, 20.0 mol) or other desired substrate in 6 mL of THF or toluene.
The mixture was then placed into a 75 mL stainless-steel reactor (Parr 4740) equipped with a magnetic stir bar. The reactor was purged by two cycles of pressurization/venting with H2 (150 psi, 10 Bar) and then pressurized with H2 (725 psi, 50 Bar) and disconnected from the H2 source.
The reaction was conducted for 1.5 h at 100 C in a preheated oil bath. At the end of the reaction time, the reactor was placed into a cold water bath and it was depressurized after cooling to the ambient temperature. The product benzyl alcohol was obtained after evaporation of all volatiles (THF, CH3OH) under vacuum. The results are shown in tables 1-4 below. See table 2 for a complete list of tested substrates.

Table 1. Hydrogenation of methyl benzoate catalyzed by complexes 1 - 3, 7 and 9 [a]

[cat] 0 OH
+ CH3OH
P(H2) = 50 Bar Entry Catalyst Esteri[M][b] T, C Time, h Cony., %
., 1 fej 2000 100 1.5 100 4 2 2000 80 2.2 76 2 2000 100 1.5 99 7 2 10000[d] 100 19 80 X 3[c] 2000 100 17 100 9 2000 60 2.2 71 11 9 2000 80 1.2 88 [a] 20 mmol of PhCOOMe in 7 mL of THF was hydrogenated in a 75 mL Parr pressure vessel.
[h] Substrate to metal molar ratio [c] With 1 mol% of tRuOK [d] 120 mmol of PhCOOMe, in a 300 mL vessel.

Table 2. Hydrogenation of esters (A-J) and imines (K, L) that afforded the corresponding alcohols and amines, catalyzed by complexes 2, 7 and 91a1.

io ci-, 0 ey 6 ''.. Br A B C D

)1,0_, a -y-o-E F G H I
"=0,,Aco. 0 N
J K L
Entry Ester Catalyst Ester/[M][11 Temp., C Time, h Cony., %
1 A 2 2000 100 1.6 99 2 B 2 2000 100 1.5 93 D 2vi 3000 100 2.7 100 6 D 9 2000 100 1.5 93 8 D 7[di 20000 40 18 94 E 71e1 20000 40 16 100 11 F 2 2000 100 1.4 99 14 G 7[11 2000 40 16 98 16 I 9 2000 100 5.7 85 17 J 7lgl 4000 40 16 100 18 K 7[gl 50000 40 16 100 19 L 7lgl 2000 40 16 100 [a] 20 mmol of substrate in 7 mL of THF was hydrogenated in a 75 mL pressure vessel under p(H2) = 50 Bar. [b] Substrate to metal molar ratio. [c] 120 mmol of substrate, using a 300 mL
vessel [d] With 5 mol% of KOMe [e] With 1 mol% of Na0Et [f] With 10 mol% of KOMe [g]
With 1 mol% of tBuOK

Table 3. Exemplary Substrate - Product pairs Substrate Product * OH
+ Et0H

o.'(+* OH
tBuOH

* OH + iPrOH
Br Br + Me0H

vONAoN,NOH Me0H

OH
+ Me0H
OH
OH
=%..N 411 411 ri Table 4. Hydrogenation of fatty esters catalyzed by complexes 2, 3 and 9[a1 Substrate [cat], Rj&OR'/[M] Product Conversion 2, 2000 100%
0 THF, 16 h 3[a], 2000 100%
THF, 16 h 2, 2000 o OH THF, 6 h 100%
0"
9, 2000 N/R 0%
THF, 4 h 2, 2000 C81-117 -"" C81-117 OH 99%
THF, 4 h C8n17 OH 8%
0 9, 1000 C8H17 OH 32%
THF, 14 h 60%

0 2,1000 C8I-117 OH 98%
c8H17o Toluene, 6.5 h C81-117 _ 2, 1000 Toluene, 6.5 h C8I-113 OH
Extra-virgin olive oilEbi ca. 90%
2, 3000OH
Toluene, 19 h (ca. 85%) [a] with tBuOK, 0.5 mol%. [b] A mixture of triglycerides of oleic (ca. 85%), linoleic (ca. 2-3%), and palmitic acids as the main components in our samples.
[0082] Example 8 - Hydrogenation of methyl benzoate using complex 2
[0083] 1 mL of a solution containing 4.7 mg/mL of 2 (0.01 mmol [Os]) in THF or toluene was added to a solution of methyl benzoate (2.72 g, 20.0 mmol) in 6 mL of THE or toluene. The subsequent manipulations were carried out following the procedure in Example 7.
[0084] Example 9 - Hydrogenation of olive oil using complex 2
[0085] 0.6 mL of a 4.7 mg/mL solution of 2 in toluene (containing 0.006 mmol [Os]) was added to a solution of olive oil (1.86g. 2.00 mmol) in 6 mL of toluene. All subsequent manipulations were carried out following the procedure in Example 7 using a 7 h reaction time. The product mixture was evaporated and dried under vacuum for 1 h. Further separation of the fatty alcohol from glycerol could be performed by hexane extraction or by centrifugation and decantation of the fatty alcohol from glycerol.
[0086] Example 10 - Hydrogenation of methyl caproate using complex 3
[0087] 1 mL of a 4.2 mg/mL solution of 3 (0.01 mmol) in THE or toluene and tBuOK (22.6 mg, 0.2 mmol) were added to a solution of methyl caproate (2.94 g, 20.0 mmol) in 6 mL of THE or toluene. All subsequent manipulations were carried out following the procedure described in Example 7.
[0088] Example 11 ¨ Synthesis of NH2(CH2PPH7
[0089] In a 500 mL flask, 50.0 g (0.191 mol) of PPh3 was dissolved in 200 mL
of THE and 4.00 g (0.571 mol) of granulated Li was added. The mixture rapidly changed color to bright-orange, then to dark-red. The reaction was stirred overnight, and then the product solution was filtered through a glass frit into a 500 mL flask. Slow addition of 19.3 g (0.166 mol) of 2-chloroethylamine hydrochloride to the filtrate (Caution: Exothermic reaction!) afforded a light-orange solution that was left to stir for an additional 30 min and then was treated with 3.00 g of H20. Solvent removal under vacuum afforded a viscous residue. The crude product was washed with 3 x 20 mL of hexane and the remaining white slurry was extracted with 70 mL of toluene and filtered through a short plug (2 cm x 1 cm) of Al2O3. The toluene extract was evaporated using a rotavap and subsequently dried under vacuum to give 34.69 g (91 %) of crude (83-85 %) NH2(CH2)2PPh2 as a light-yellow oil. This product was used without purification in the synthesis of Example 12.
[0090] Example 12 - Synthesis of PyCH=NCH2CH2PPh2
[0091] A solution of 2-picoly1 aldehyde (23.2 g, 0.216 mol) in 20 mL of THF
was slowly added to 60 g (83%, 0.218 mol) of 2-aminoethyl diphenylphosphine in 80 mL of THE and the mixture was stirred for 3 h. Then, 40 mL of hexane was added and the mixture was left in a refrigerator at -18 C, which produced an off-white precipitate. The solid was filtered off, washed with denatured ethanol (2 x 10 mL) and 40 mL of hexane, and then dried under vacuum for 2 h. The product was obtained as an off-white solid. Yield 47.2 g (68 %).
[0092] III NMR ([D6]Benzene) 6 = 8.54¨ 8.33 (m, 2H, Py+NCH), 8.09 (dd, J=7.9, 1.0 Hz, 1H, Py), 7.54 ¨7.32 (m, 4H, Ph), 7.12 ¨ 6.99 (m, 7H, Ph+Py), 6.71 ¨ 6.53 (m, 1H, Py), 3.79¨ 3.55 (m, 2H, CH2), 2.46 ¨ 2.24 (m, 2H, CH2). 13C NMR ([D6]Benzene) 6 = 162.70 (s, 1C, Py), 155.78 (s, 1C, N=C), 149.64 (s, 1C, Py), 139.56 (d, J(CP)=14.3 Hz, 2C, tArPIC'), 136.05 (s, 1C, Py), 133.30 (d, J(CP)=19.0 Hz, 4C,{ArP}C1Th0), 128.87 (s, 2C, {Ar}CPala), 128.78 (s, 4C, {Ar}Cmeth), 124.53 (s, IC, Py), 121.04 (s, 1C, Py), 58.45 (d, J(CP)=20.3 Hz, 1C, NCH2), 30.50 (d, J(CP)=13.9 Hz, 1C, CH2P) . 11P NMR ([D6]Benzene) 6 = -18.19 (s).
[0093] Example 13 - Synthesis of PyCH2NH(CH2)2PPh?
[0094] 40 g (0.126 mol) of PyCH=NCH2CH2PPh2was suspended in 100 mL of methanol in a 250 mL flask, followed by slow addition of 5.24 g (0.138 mol) of NaBH4 over a 2 h period of time. After further stirring for 30 min, the mixture was evaporated and the oily residue was extracted with 3 x 30 mL of toluene. The toluene solution was filtered through a short plug of A1203(2 cm x2 cm), using additional 2 x 20 mL of toluene to wash the solids.
The solvent was removed under vacuum and the product was dried for an additional 2 h to yield 37.2 g (92 %) of a pale-yellow oil that crystallized upon further standing (after 7 - 10 days) at room temperature.
[0095] 1H NMR ([D6]Benzene) 6 = 8.46 (ddd, J=4.8, 1.7, 1.0 Hz, 1H, Py), 7.53 ¨
7.31 (m, 4H, Ph), 7.12 ¨ 6.91 (m, 6H, Ph), 6.62 (ddd, J=7.2, 4.8, 1.5 Hz, 1H, Py), 3.79 (s, 2H, CH2), 2.75 (dd, J=15.2, 8.5 Hz, 2H, CH2), 2.25 ¨2.02 (m, 2H, CH2), 1.67 (br. s, IH, NH). 13C-CH) NMR
([D6]Benzene) 6 = 161.06 (s, IC, Py), 149.48 (s, IC, Py), 139.74 (d, J(CP)=14.2 Hz, 2C, {ArP}CIP'), 135.84 (s, 1C, Py), 133.18 (d, J(CP)=18.8 Hz, 4C, {ArP}C1110), 128.69 (d, J(CP)=6.5 Hz, 4C, {ArP}Cmata), 128.62 (s, 2C, {ArP}Cyara), 121.94 (s, 1C, Py), 121.61 (s, 1C, Py), 55.39 (s, 1C, CH2N), 46.79 (d, J(CP)=20.7 Hz, 1C, NCH2), 29.79 (d, J(CP)=12.9 Hz, 1C, CH2P).
[0096] Example 14 - Synthesis of trans-OsHC1(C0)[PyCH2NH(CH2)2PPh21 Ph2 H
( Complex 4
[0097] A flask containing a mixture of OsHC1(C0)(AsPh3)3 (3.00 g, 2.56 mmol) and PyCH2NH(CH2)2PPh2 (0.818 g, 2.56 mmol) in 30 mL of diglyme was placed in an oil bath preheated to 160 C, and stirred for 3 h affording a dark-red solution. After cooling to room temperature, the mixture was diluted with 30 mL of hexane, and the flask was stored for 1 h in a freezer at ¨23 C. The precipitated product was filtered off, washed with diethyl ether (3 x 5 mL), and recrystallized from 20 mL DCM:Et20 mixture (3:1). Yield: 779 mg (53 %).
[0098] 1H{31P} NMR ([D2]DCM) 6 = 9.04 (d, J=5.1 Hz, 1H, Py), 7.81 ¨7.59 (m, 5H, Ph+Py), 7.45 ¨ 7.30 (m, 6H, Ph), 7.28 ¨ 7.16 (m, 2H, Py), 4.64 (dd, J=14.6, 4.4 Hz, 1H, CH2), 4.50 (br t, J=11.5 Hz, 1H, NH), 3.96 (dd, J=14.1, 11.7 Hz, 1H, CH2), 3.80 ¨ 3.67 (m, 1H, CH2), 3.09 (dd, .1=14.5, 1.9 Hz, 1H, CH2), 2.74 (dtdõ/=14.7, 11.6, 3.3 Hz, 1H, CH2), 2.32 (tdõ/=14.6, 5.4 Hz, 1H, CH2), -15.81 (s, 1H, OsH). "CCHINMR ([D2]DCM) 6 = 188.19 (dd, J(CP)=9.2, 5.6 Hz, residual coupling with OsH, 1C, CO), 161.63 (s, 1C, Py), 154.20 (d, J(CP)=1.5 Hz, 1C, Py), 139.78 (d, J(CP)=54.6 Hz, 1C, {Ar}ePs ), 136.70 (s, 1C, Py), 135.90 (d, J(CP)=50.4 Hz, 1C, {Ar}CP'), 133.61 (d, J(CP)=10.9 Hz, 1C, 2C, {Ar}C'th()), 132.69 (d, J(CP)=10.8 Hz, 2C, {Ar}C0111"0), 130.50 (d, J(CP)=2.4 Hz, 1C, {Ar}C"a), 130.36 (d, J(CP)=2.4 Hz, 2C, {Ar}Cln, 128.82 (d, J(CP)=10.4 Hz, 2C, {Ar}Cmata), 128.66 (d, J(CP)=10.4 Hz, {Ar}Crnata), 125.34 (d, J(CP)=2.0 Hz, Py), 122.02 (d, J(CP)=1.5 Hz, Py), 60.63 (s, 1C, PyCH2), 53.73 (d, J(CP)=2.1 Hz, 1C, NCH2), 35.91 (d, J(CP)=30.8 Hz, 1C, CH2P). 3113{1H} NMR ([D2]DCM) 6 = 29.7 (s).
[0099] Example 15 - Synthesis of trans-RuHC1(CO)[PyCH2NH(CH2PPh2j Ph2 H
Põ, I
H I
CI
Complex 5
[00100] A 50 mL Schlenk flask containing a mixture of RuHC1(C0)(AsPh3)3 (5.73 g, 4.68 mmol) and PyCH2NH(CH2)2PPh2 (1.5 g, 4.68 mmol) in 30 mL of dioxane was stirred under reflux for 3 h affording a dark brown solution. After cooling to room temperature, the mixture was diluted with 5 mL of Et20 and left in a refrigerator at -15 C. The crystallized product was filtered, then washed with diethyl ether (2 x 5 mL), and dried under vacuum.
Yield: 1.71 g (75 %) of a grey solid.
[00101] NMR
([D2]DCM) 6 = 8.97 (d, J=5.4 Hz, 1H, Py), 7.95 ¨ 7.55 (m, 5H, Ph+Py), 7.47 ¨7.35 (m, 6H, Ph), 7.33 ¨ 7.26 (m, 1H, Py), 7.22 (d, J=7.8 Hz, 1H, Py), 4.45 (dd, J=15 .3 , 4.2 Hz, 2H, PyCH2), 4.09 (dd, J=15.3, 12.7 Hz, 1H, CH2), 3.71 ¨3.51 (br, 1H, NH), 3.00 (dd, J=14.1, 1.8 Hz, 1H, CH2), 2.75 (dtd, J=14.3, 11.3, 3.1 Hz, 1H, CH2), 2.53 (td, J=14.4, 5.1 Hz, 1H, CH2), -14.30 (s, 1H, RuH). 13C{1}1} NMR ([D2]DCM) 6 = 205.80 (d, J(CP)=17.9 Hz), 160.84 (s, 1C, Py), 153.92 (d, J(CP)=1.1 Hz, 1C, Py), 138.73 (d, J(CP)=49.5 Hz, 1C, tArICIP'), 137.14 (s, 1C, Py), 135.66 (dõ./(CP)=43.7 IIz, 1C, I.ArICP'), 133.46 (dõ./(CP)=11.0 Hz, 2C, {Ar}rrth ), 132.62 (d, J(CP)=11.4 Hz, 2C, {AO rrth ), 130.44 (d, J(CP)=2.4 Hz, IC, {Ar}CPara), 130.34 (d, J(CP)=2.3 Hz, 1C, {Ar}CP'), 128.84 (d, J(CP)=10.1 Hz, 2C, {Ar}Cmeta), 128.61 (d, J(CP)=10.1 Hz, 2C, {ArICmeta), 124.61 (d, J(CP)=2.2 Hz, 1 C, Py), 121 75 (d, J(CP)=1.6 Hz, 1C, Py), 59.77 (d, J(CP)=1.5 Hz, 1C, CH2), 51.92 (d, J(CP)=4.1 Hz, 1C, CH2), 35.14 (d, J(CP)=26.0 Hz, 1C, CH2). Anal. Calcd for C201-121C1N20RuP: C, 47.23; H, 6.61; N, 7.34.
Found: C, 46.95; H, 6.53; N, 7.15.
[00102] Example 16 - Typical Procedure for Acceptorless Alcohol Dehydrogenation
[00103] A 50 mL Schlenk flask equipped with a stir bar was charged with 0.052 mmol of Complex 2, 3, or 5, 0.5 ¨ 1 mol% of tBuOK (with 3 and 5), and the calculated amount of substrate (1000:1, substrate to metal ratio) under argon. Then, the flask (attached to and vented through an argon manifold) was placed in an oil bath, where it was heated at a temperature slightly exceeding the boiling point of the neat alcohol. The conversion was monitored by 1H
NAIR spectroscopy using 0.6 mL samples retrieved from the reaction solutions through the septum stopper with the help of a syringe.
Table 5. Results of catalytic acceptorless dehydrogenation of alcohols.
Entry Rial T, C cat ROH/11V111b1 t, h Conversion, %
1 51-e1 Me 78 1000 7.5 9 2 Me 78 5[0.e1 3 Me 78 2 1 000 74 7 4 Me 78 2[ 1 1000 8 61 2 re.c11 Me 78 1000 8 96 6 3[d]
Me 78 1000 7.5 30 7 Me 78 71fl 2000 16 95 8 Mc 78 7Ig1 10000 24 91 9 Me 78 71g1 20000 40 85 71f11111 Me 78 2000 16 89 11 Et 96 5[e] 1000 6 69 12 Et 96 2 1000 8.5 86 13 3[d]
Et 96 1000 8 73 14 Pr 118 5[e] 1000 , 73 Pr 118 2 1000 3 93 16 3[d]
Pr 118 1000 3 78 17 i-Amyl 131 5[el 1000 2.5 88 18 i-Amyl 131 2 1000 3 86 19 i-Amyl 131 3[d]
1000 2.5 92 Entry let] T, C cat ROH/[111] [11 t, h Conversion, %
20 Hexyl 158 5[0] 1000 2 86 21 Hexyl 158 2 1000 1.3 97 22 Hexyl 158 2 4000 1.3 71 23 Hexyl 158 3ra] 1000 1 86 [a] Using 52 mmol of neat substrate and 1 mol% of Et0Na for catalyst 7. [b]
Substrate to metal molar ratio. [c] In toluene. [d] With 0.5 mol% of tBuOK. [e] With 1 mol% of tBuOK. [f] Using 0.1 mol of neat substrate. [g] Using 0.2 mol of neat substrate. [h] Reaction was prepared in air using standard anhydrous grade ethanol
[00104] Example 17 - Synthesis of PyCH2NH(CH2)2PtBu2
[00105] The synthesis of NH2(CH2)2PtBu2 was performed following a known procedure (6). A solution of 2-picoly1 aldehyde (2.04 g, 19.04 mmol) in 10 mL
of THF was added to 2-(di-tert-butylphosphino)ethylarnine (3.60 g, 19.04 rnrnol) in 10 mL
of THF. The mixture was stirred for 1 h, then evaporated and dried for 1 h under vacuum.
The oily residue was re-dissolved in 15 mL of toluene and was slowly (over a period of 1 h) treated with 1.5M
solution of DIBAL in toluene (16.5 mL, 24.75 mmol) (Caution: exothermic reaction!). The product solution was stirred for 30 mm, and then quenched with 1 mL of water (Caution:
exothermic reaction!). The resulting suspension was filtered through a short plug (2-1 cm) of basic alumina and the solids were washed with THF (3x10 mL). The filtrate was evaporated and dried under vacuum for 3 h to give the product as a yellow oil (3.79 g, 71 %).
[00106] 111{31P} NMR ([D6]Benzene) 8 = 8.49 (d, J= 4.8 Hz, 1H, Py), 7.19¨ 7.15 (m, 1H, Py overlapped with C6D5H), 7.10 (t,J= 7.1 Hz, 1H, Py), 6.64 (dd, J=
6.3, 5.8 Hz, 1H, Py), 3.96 (s, 2H, PyCH2), 2.87 (t, J= 7.7 Hz, 211, NCH2), 1.91 (br, 1H, NH) 1.56 (t, J= 7.7 Hz, 2H, CH2P), 1.07 (s, 18H, CH3). 13C {1H} NMR ([D6]Benzene) 8 = 161.46 (s, 1C, Py), 149.48 (s, 1C, Py), 135.84 (s, 1C, Py), 121.91 (s, 1C, Py), 121.58 (s, 1C, Py), 55.79 (s, 1C, CH2), 50.78 (d, J(CP) = 34.2 Hz, 1C, CH2), 31.19 (d, J(CP) = 22.1 Hz, 2C, CMe3), 29.82 (d, J(CP) = 14.0 Hz, 6C, CH3), 22.96 (d, J(CP) = 27.5 Hz, 1C, CH213). 31P {1}1} NMR ([D6]Benzene) 6 -= 20.47 (s).
[00107] Example 18 - Synthesis of trans-RuHC1(C0)[PyCH2NH(CH2)2PtBl7i tBu2 H
P',..Rt.r0C
N =N
\
CI -Complex 6
[00108] A mixture of RuHC1(C0)(AsPh3)3 (1.93 g, 1.79 mmol) and PyCH2NH(CH2)2PtBu2 (500 mg, 1.79 mmol) in 10 mL of diglyme was stirred for 3 h at 140 C
in a 50 mL Schlenk flask. After cooling to room temperature, 2 mL of Et20 was added, and the mixture was left to crystallize at -18 C. The product was filtered, washed with diethyl ether (2x3 mL), and dried under vacuum to give a grey solid. Yield: 431 mg (54 %).
[00109] 1H{31P} NMR ([D2]DCM) 6 = 8.89 (dt, J= 5.4, 0.8 Hz, 1H; Py), 7.66 (td, J= 7.7, 1.6 Hz, 1H; Py), 7.22 (dd, J= 15.5, 7.2 Hz, 2H; Py), 4.68 (br., 1H; NH), 4.45 (dd, J = 15.0, 4.7 Hz, 1H; CH2), 4.00 (dd, J= 14.9, 11.5 Hz, 1H; CH2), 3.61 -3.44 (m, 1H; CH2), 2.67 (dtd, J =
13.4, 11.6, 4.8 Hz, 1H; CH2), 2.26 (ddõ./ = 14.7, 4.2 Hz, 1H; CH2), 2.07 (tdõI
= 14.2, 6.4 Hz, 1H; CH2), 1.35 (dõ/ = 5.3 Hz, 18H; CH3), -15.59 (s, 111; RuH). 13CI1HI NMR
(D2]DCM) 6 206.49 (dd, J(CP) = 15.5, ACH) = 6.9 Hz residual coupling with OsH, 1C; CO), 160.73 (s, 1C;
Py), 153.59 (s, 1C; Py), 136.74 (s, 1C; Py), 124.37 (d, J(CP) = 1.6 Hz, 1C;
Py), 121.33 (s, 1C;
Py), 52.51 (s, 1C; CH2), 38.29 (d, J(CP) - 15.0 Hz, 1C, CH2), 37.55 (d, J(CP) -24.6 Hz, 1C;
CMe3), 37.52 (d, J(CP) = 24.6 Hz, 1C; CMe3), 30.93 (d, J(CP) = 4.3 Hz, 3C;
CH3), 30.07 (d, J(CP) = 3.2 Hz, 3C; CH3), 28.49 (d, J(CP) = 14.9 Hz, 1C; PCH2). 31PI1HI NIVIR
([D2]DCM) 6 106.10 (s). Anal. Calcd for C171-131C1N2OPRu: C, 45.68; H, 6.99; N, 6.27.
Found: C, 45.40; H, 6.74; N, 5.92.
[00110] Example 19 - Synthesis of trans-RuC12(PPh3).[PyCH2NH(CH2)2PP1121 Ph2 CI
I .õPPh3 IC .1Ru' I
H
Complex 7
[00111] Stirring a mixture of RuC12(PPh3)3 (4.20 g, 4.38 mmol) and PyCH21'IH(CH2)2PPI12 (1.40 g, 4.38 mmol) in 30 mL of toluene (or 1,4-dioxane) for 3 h at 40 C in a 100 mL Schlenk flask produced a yellow suspension. The product was filtered in air, washed with 10 mL of Et20, and dried under vacuum for 2 h to give a yellow solid. Yield: 3.1 g (94 %).
[00112] 'H{3113} NMR ([D2]DCM) 6 8.42 (d, J= 5.6 Hz, 1H; Py), 7.77 - 7.53 (m, 3H), 7.53 - 6.91(m, 29H), 6.85 (t, J= 6.6 Hz, 1H; Py), 5.49 (t, J= 13.0 Hz, 1H;
CH2), 5.23 (br, 1H;
NH), 4.28 (dd, J= 13.9, 3.5 Hz, 1H; CH2), 3.66 - 3.31 (m, 2H; CH2), 2.91 -2.57 (m, 2H; CH2), 2.35 (s, 3H; CH3To1). DCCHI NMR ([D2]DCM) 6 163.50 (s, 1C; Py), 156.81 (s, 1C;
Py), 139.44 (d, J= 32.2 Hz, 2C; {PPh2}CIPs ), 137.89 (s, 1C; Py), 137.13 (d, J(CP) = 39.3, 3C;
(PPh3ICIP")), 135.95 - 135.29 (m, 6C; {PPh31C1th0), 135.11 (d, J(CP) = 8.4 Hz, 2C;
{PPh2}C 11h ), 134.47 (d, J(CP) = 9.1 Hz, 2C; {PPh2}Crth0), 129.38 (d, J(CP) =
4.5 Hz, 2C;
{PPh2}CPara), 129.38 (s, 3C; {PPh3}CPara), 128.48 - 127.05 (m, 10C;
{PPh2}Cmeta+{PPh3}Cmeta), 122.96 (s, 1C; Py), 121.92 (s, 1C; Py), 67.59 (s, 1,4-dioxane), 57.77 (s, 1C;
CII2), 49.09 (s, 1C;
CH2), 38.77 (d, J(CP) = 27.4 Hz, IC; CH2), 31P{1H} NMR ([D2]DCM) 6 49.13 (d, ./(PP) = 28.9 Hz, 1P), 47.39 (d, J(PP) = 29.0 Hz, 1P). Anal. Calcd for C38H36C12N2P2Ru=C7H8:
C, 63.83; H, 524; N, 3.31. Found: C, 63.23; H, 5.22; N, 3.34.
[00113] Example 20 - Synthesis of trans-OsHC1(C0)[PyCH2NH(CH2).2PtBud.
tBu2 H
P.õ, I .õCO
4/ ( "Os' \
H \=, Complex 8
[00114] A mixture of OsHC1(C0)(AsPh3)3 (1.675 g, 1.43 mmol) and PyCH2NH(CH2)2PtBu2 (400 mg, 1.43 mmol) in 10 mL of diglyme was stirred for 3 h at 140 C
in a 50 mL Schlenk flask. After cooling to room temperature, 2 mL of Et20 was added, and the product crystallized upon standing at -15 C. The yellow solid was filtered, washed with diethyl ether (2x3 mL) and dried under vacuum. Yield: 507 mg (66 %).
[00115] 1H{3113} NMR ([D2]DCM) 6 8.97 (dt, J= 6.3, 1.4 Hz, 1H; Py), 7.67 (td, J= 7.8, 1.5 Hz, 1H; Py), 7.27 - 7.05 (m, 2H; Py), 4.65 (dd overlapping with br. s, J=
15.8, 4.7 Hz, 2H;
CH2 + NH), 3.88 (dd, J= 15.8, 12.2 Hz, 1H; CH2), 3.69- 3.43 (m, 1H; CH2), 2.64 (ddd, J=
25.1, 11.4, 4.6 Hz, 1H; CH2), 2.33 (dt, J= 29.2, 14.5 Hz, 1H; CH2), 1.99 (td, J= 14.4, 6.4 Hz, 1H; CH2), 1.35 (s, 18H; CH3), -17.35 (s, 1H; OsH). 13Ceflf NMR ([D2]DCM) 6 188.49 (dd, ./(CP) = 8.3, ./(CH) = 4.3 Hz residual coupling with OsH, 1C; CO), 161.44(s, 1C; Py), 153.79(d, J(CP) = 1.7 Hz, 1C; Py), 136.22 (s, 11C; Py), 125.08 (d, J(CP) = 1.8 Hz, 1C;
Py), 121.55 (d, J(CP) = 1.6 Hz, 1C; Py), 54.22 (s, 1C; CH2), 39.63 (d, J(CP) = 20.8 Hz, 1C, CH2), 38.96 (d, J(CP) = 29.1 Hz, 2C; CMe3), 30.90 (d, J(CP) = 3.9 Hz, 3C; CH3), 29.78 (d, J(CP) = 2.6 Hz, 3C;
CH3), 29.22 (d, J(CP) = 19.8 Hz, 1C; CH2). 31P{1H} NMR ([D2]DCM) 6 62.79 (s).
Anal. Calcd for C17H31C1N2OPOs: C, 38.16; H, 5.65; N, 5.24. Found: C, 38.04; H, 5.72; N, 4.97.
[00116] Example 21 - Imine and ester hydrogenation using complex 7
[00117] Complex 7 was further tested in hydrogenation of compounds with polar C=X
bonds. There has been much recent interest in the catalytic hydrogenation of esters. Although the perfolinance of the "state of the art" industrial catalysts is impressive, further improvements are highly desirable to (a) reduce the reaction temperature, preferably to as low as 20-40 C, and (b) reduce the catalyst loading, preferably to less than 0.05 mol %. Guided by these considerations, complex 7 was tested in the hydrogenation of several benchmark substrates, shown in tables 1-4, above. Note that all of the reactions shown were performed at 40 C.
[00118] In an argon glovebox, the required amount of a 1.9 mg/g solution of 4 in THF was added to the desired amount of base (tBuOK, Me0K, or EtOK). The obtained mixture was then mixed with the substrate (0.02 - 0.20 mol) and transferred into a stainless-steel Parr reactor (75 mL or 300 mL) equipped with a magnetic stir bar. The reactor was closed, taken out of the glovebox, tightened and connected to a hydrogen tank. After purging the line, the reactor was pressurized to 725 psi (50 Bar) and disconnected from the H2 source (with the exception of reactions conducted in the 300 mL reactor using 0.2 mol of substrate). Then, the reactor was placed in an oil bath preheated to 40 C. At the end of the reaction time, the reactor was moved into a cold water bath for 5 min and depressurized.
[00119] The results of the above hydrogenation experiments demonstrate that an outstanding ethanol dehydrogenation catalyst might also have superior efficiency in hydrogenation of substrates with polar C=X bonds. Catalyst 7 is particularly successful for the reduction of alkanoates, giving an unprecedented 20 000 turnovers in 16 h for ethyl acetate and 18 800 turnovers in 18 h for methyl hexanoate, both at 40 C. The best turnover number (TON) reported to date for this type of substrate was 7100 in 18 h at 100 C for methyl hexanoate, using a ruthenium dimer {RuH(C0)[N(C2H4PiPr2)2]/2 (Spasyuk, D., Smith, S., Gusev, D.
G. Angew.
Chem., Int. Ed. 2012, 51, 2772-2775). For another comparison, the best Firmenich catalyst, RuC12(H2NC2H4PPh2)2, would theoretically need 27 h to produce 18 600 turnovers for methyl octanoate at 100 C, on the basis of the reported TOF = 688 h over a 2.5 h reaction time.
(United States patent application publication No. US 2010-280273). Complex 7 is also a competent imine hydrogenation catalyst, giving a particularly high TON = 50 000 for N-benzylaniline.
[00120] Example 22 - Synthesis ofN-{RuH(C0)[PyCH2N(CH2)2P(iPr)2112 PiPr2 'Pr2 Prl-ThN., I =CO
Ru ,,, , õ .=
' Oe" I
j /NI
LT I
\
Complex 9
[00121] A mixture of diethyl ether and THF (2:1, 15 mL) was added to a mixture of Complex 3 (640 mg, 1.53 mmol) and tBuOK (172 mg, 1.53 mmol) and the resulting solution was stirred for 5 mm. During this time the color changed from yellow to dark purple, then to dark green. The product solution was placed into a freezer at -18 degrees Celsius for 15 min and subsequently filtered through a glass frit. The solvent was removed under vacuum to yield 532 mg (91%) of a mixture of two isomers of Complex 4. The major isomer was obtained in a pure form as a bright yellow solid (340 mg, 58%) after recrystallization of the mixture from 5 mL of toluene at 60 C.
[00122] 31P{1H} NMR ([D2]DCM) 6 = 93.80 (s), 90.25 (s).1H{31P} NMR
([D2]DCM) 6 =
9.01 (dd, 1=5.5, 0.8 Hz, 1H; Py), 8.40 (d, J=5.4 Hz, 1H; Py), 7.15 (td, J=7 .7 , 1.6 Hz, 1H; Py), 7.10 (td, J=7.7, 1.7 Hz, 1H; Py), 6.86 (t, J=6.5 Hz, 2H; Py), 6.46 (d, J=7.9 Hz, 1H; Py), 6.27 (d, 1=8.0 Hz, 1H; Py), 4.50 (d, J=18.0 Hz, IH; CH2), 4.15 (d, J=17.9 Hz, 1H; CH2), 4.05 (dd, 1=18.0, 1.6 Hz, IH, CH2), 3.55 - 3.24 (m, 3H), 3.11 (dd, 111.8, 5.3 Hz, IH;
CH2), 2.95 - 2.78 (m, 2H), 2.61 -2.45 (m, 1H), 2.37 - 2.17 (m, 2H), 2.03 (dd, J=I3.4, 3.8 Hz, 1H; CH2), 1.91 (heptõ/=7.2 Hz, 1H; CH), 1.74 (td, 1=14.1, 5.6 Hz, 1H; CH2), 1.53 - 1.43 (dd overlapped with d, 1H; CH2), 1.44(d overlapped with dd, 1=7.6 Hz, 3H; CH3), 1.38 (d, .1=2.4 Hz, 3H; CH3), 1.35 (d, J=1.8 Hz, 3H; CH3), 1.31 (d, 1=6.9 Hz, 3H; CH3), 1.16 (d,1=6.8 Hz, 3H; CH3), 1.05 (d, J=6.9 Hz, 6H; CH3), 1.00 (d, 1=6.8 Hz, 3H; CH3), -12.45 (s, 1H; RuH), -13.68 (s, 1H;
RuH). 13C{1H}
NMR ([D6]Benzene) 6 = 209.64 (d, J(CP)=17.0 Hz, IC; CO), 207.30 (d, J(CP)=12.4 Hz, 1C;
CO), 169.03 (d, J(CP)=2.2 Hz, 1C; Py), 168.09 (s, 1C; Py), 155.64 (s, IC; Py), 151.26 (s, IC;
Py), 134.92 (s, IC; Py), 134.51 (s, 1C; Py), 121.37 (d, J(CP)=2.4 Hz, IC; Py), 120.97 (s, IC;
Py), 118.09 (s, IC; Py), 117.65 (s, 1C; Py), 74.01 (d, J(CP)=2.6 Hz, 1C;
PyCH2), 71.36 (m, 2C;
PyCH2+ NCH2), 69.73 (s, IC; NCH2), 33.66 (d, J(CP)=22.8 Hz, 1C; CH), 31.68 (d, J(CP)=11.5 Hz, IC; CH), 29.39 (d, J(CP)=4.1 Hz, IC; CH2), 29.11 (s, IC; CH2), 26.64 (d, J(CP)=29.2 Hz, IC; CH), 25.11 (d, J(CP)=32.6 Hz, IC, CH), 21.60 (d, J(CP)=4.1 Hz, IC; CH3), 21.47 (d, J(CP)=5.1 Hz, IC; CH3), 21.07 (d, J(CP)=7.3 Hz, IC; CH3), 20.94 (d, J(CP)=5.0 Hz, IC; CH3), 19.77 (s, IC; CH3), 19.41 (s, IC; CH3), 17.69 (d, J(CP)=3.2 Hz, IC; CH3), 17.59 (d, J(CP)=2.9 Hz, IC; CH3).Anal. Calcd for (Ci5H25N2Ru0P)2: C, 47.23; H, 6.61; N, 7.34.
Found: C, 46.95; H, 6.53; N, 7.15.
[00123] Example 23 - Crystal Structure Determination of Complex 7
[00124] Single crystals of complex 7 were grown by slow diffusion of hexanes into a saturated solution in dichloromethane. The data was collected on a Bruker MicrostarTM generator equipped with Helios optics, a Kappa NoniusTM goniometer, and a Platinum-135 detector. Cell refinement and data reduction were done using SAINTIm (SAINT (1999) Release 6.06;

Integration Software for Single Crystal Data. Bruker AXS Inc., Madison, Wisconsin, USA.) An empirical absorption correction, based on the multiple measurements of equivalent reflections, was applied using the program SADABSIm (Sheldrick, G.M. (1999). SADABS, Bruker Area Detector Absorption Corrections. Bruker AXS Inc., Madison, Wisconsin, USA.).
The space group was confirmed by XPREP routine of SHELXTL (XPREP (1997) Release 5.10; X-ray data Preparation and Reciprocal space Exploration Program, Bruker AXS Inc., Madison, Wisconsin, USA.; SHELXIL (1997) Release 5.10; The Complete Software Package for Single Crystal Structure Determination, Bruker AXS Inc., Madison, Wisconsin, USA.). The structure was solved by direct-methods and refined by full-matrix least squares and difference Fourier techniques with SHELX-97as a part of LinXTL tool box (Sheldrick, G.M. (1997).
SHELXS97, Program for the Solution of Crystal Structures. Univ. Of Gottingen, Germany;
Sheldrick, G.M.
(1997). SHELXL97, Program for the Refinement of Crystal Structures. University of Gottingen, Germany.). All non-hydrogen atoms were refined with anisotropic displacement parameters.
Hydrogen atoms were set in calculated positions and refined as riding atoms with a common thermal parameter, except those of the NH moiety and hydrides, which were positioned from residual peaks in the difference Fourier map. The collection parameters and bond distances and angles can be found in tables 5 and 6, respectively.
Table 6. Crystal Data Collection and Refinement Parameters for Complex 7 chemical formula C3sH36C12N2P2Ru crystal colour Yellow Fir; F(000) 754.60; 772 T (K) 150 wavelength (A) 1.54178 space group P-1 a (A) 10.5195(3) b (A) 13.2513(3) c (A) 16.3644(4) a(deg) 68.972(1) I3(deg) 88.622(1) 7(deg) 67.031(1) 2.00 V(A3) 1942.49(9) pcaled (Wolf) 1.290 ft (mm-1) 5.511 0 range (deg); completeness 4.61 ¨ 69.76; 0.971 collectedreffections; R. 30435; 0.0328 unique reflections; Rint 30435; 0.0386 Rla; wR2b R >245(I)] 0.0297; 0.0765 121; wR2 [all data] 0.0299; 0.0767 GOF 0.975 largest diff peak and hole 1.054 and -0.464 Table 7. Selected Bond Distances (A) and Angles (deg) for Complex 7 Ru1-N1 2.143(2) Ru1-N2 2.160(2) Rul-Pi 2.302(5) Ru1-P2 2.3305(4) Ru1-C12 2.4093(4) Rul-Cll 2.4138(4) N1-Rul-N2 75.46(6) N1-Ru1-P1 83.43(5) N2-Rut-P1 158.00(4) N2-Ru1-P2 97.93(4) P1-Ru1-P2 103.56(2) Pl-Rul-C12 95.6(2)
[00125] All publications, patents and patent applications mentioned in this Specification are indicative of the level of skill of those skilled in the art to which this invention pertains.
The invention being thus described, it will be obvious that the same may be varied in many ways. Such variations are not to be regarded as a departure from the spirit and scope of the invention, and all such modifications as would be obvious to one skilled in the art are intended to be included within the scope of the following claims.

Claims (41)

The embodiments of the present invention for which an exclusive property or privilege is claimed are defined as follows:
1. A compound of Formula I
wherein L is a phosphine of formula PR1R2, a sulfide of formula SR1, or a carbene group of formula CR1;
each Y is independently a C, N or S atom, wherein at least two Y's are C;
the dotted lines simultaneously or independently represent single or double bonds, wherein when a single bond is present the carbon atom or atoms bound to R4, R5 or both, are additionally bound to an H;
R1 and R2 are each independently a C5-C20 aryl, each of which may be optionally substituted, or OR or NR2; or when taken together, R1 and R2 can together with P to which they are bound form a saturated or partially saturated ring;
R3 is H, or a C3-C8 linear alkyl, a C3-C8 branched alkyl, a C3-C8 cyclic alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, each of which may be optionally substituted;
R4 is H;
or R3 and R4 can join together to form a saturated heterocycle;
R5 is H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a alkenyl, or a C5-C8 aryl, each of which can be optionally substituted; or R5 and R4 can join together to form a saturated heterocycle;
each X is independently H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, or OR, F, CI, Br, I or NR2; or when taken together, two of the X groups can together form an optionally substituted, saturated, partially saturated, aromatic or heteroaromatic ring;

R is H, a C1-C20 linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a alkenyl, or a C5-C8 aryl, each of which may be optionally substituted;
each n and m is independently 1 or 2;
k is 1 or 2; and z is 0 or 1.
2. The compound of claim 1, wherein:
R3 is H, or C3-C8 linear alkyl, C3-C8 branched alkyl, C3-C8 cyclic alkyl, C3-C8 alkenyl, C5-C8 aryl, each of which may be optionally substituted;
R4 is H; and R5 is H, a linear C3-C8 alkyl, branched C3-C8 alkyl, cyclic C3-C8 alkyl, C3-C8 alkenyl, or C5-C8 aryl, each of which can be optionally substituted.
3. The compound of claim 1 or claim 2, wherein R4 and R5 are both H.
4. The compound of any one of claims 1-3, wherein each Y is C.
5. The compound of any one of claims 1-4, wherein k is 2, and each X is H.
6. The compound of any one of claims 1-5, wherein L is a phosphine of formula PR1R2.
7. The compound of any one of claims 1-5, wherein the compound of Formula I
is
8. A complex of Formula II or III
[M(LNN')Za] (II) µ N[M(LNN')Za]2 (III) wherein:
each Z is independently a hydrogen or halogen atom, a C1-C6 alkyl, a hydroxyl, or a C1-C6 alkoxy, a nitrosyl (NO) group, CO, CNR, or PR3, wherein R is an alkyl or an aryl;
M is a transition metal;
a is 2 or 3; and each LNN' is a coordinated ligand that is a compound of any one of claims 1-7.
9. The complex of claim 8, wherein M is a group 7 metal, a group 8 metal or a group 9 metal.
10. The complex of claim 8 or claim 9, wherein M is Ru or Os.
11. The complex of any one of claims 8-10, wherein LNN' is
12. The complex of any one of claims 8-11 which has the structure of any one of
13. The complex of any one of claims 8-12, which has the structure of any one of
14. A process for dehydrogenation of a substrate comprising treating the substrate with a catalytic amount of a complex of Formula II or III
[M(LNN')Za] (II) µ N[M(LNN')Za]2 (III) wherein:
each Z is independently a hydrogen or halogen atom, a C1-C6 alkyl, a hydroxyl, or a C1-C6 alkoxy, a nitrosyl (NO) group, CO, CNR, or PR3, wherein R is an alkyl or an aryl;
M is a transition metal;
a is 2 or 3; and each LNN' is a coordinated ligand that is a compound of Formula I

wherein L is a phosphine of formula PR1R2, a sulfide of formula SR1, or a carbene group of formula CR1;
each Y is independently a C, N or S atom, wherein at least two Y's are C;
the dotted lines simultaneously or independently represent single or double bonds, wherein when a single bond is present the carbon atom or atoms bound to R4, R5 or both, are additionally bound to an H;
R1 and R2 are each independently H, or a C1-C20 linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a C2-C8 alkenyl, a C5-C20 aryl, each of which may be optionally substituted, or OR or NR2; or when taken together, R1 and R2 can together with P to which they are bound form a saturated or partially saturated ring;
R3 and R4 are each independently H, or a C3-C8 linear alkyl, a C3-C8 branched alkyl, a C3-C8 cyclic alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, each of which may be optionally substituted, or R3 and R4 can join together to form a saturated cycloalkane or saturated heterocycle;
R5 is H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a alkenyl, or a C5-C8 aryl, each of which can be optionally substituted; or R5 and R4 can join together to form a saturated heterocycle;
each X is independently H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, or OR, F, CI, Br, I or NR2; or when taken together, two of the X groups can together form an optionally substituted, saturated, partially saturated, aromatic or heteroaromatic ring;
R is H, a C1-C20 linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a alkenyl, or a C5-C8 aryl, each of which may be optionally substituted;
each n and m is independently 1 or 2;
k is 1 or 2; and z is 0 or 1.
15. The process of claim 14, wherein the substrate comprises at least one alcohol moiety.
16. The process of claim 15, wherein the substrate is a compound of Formula IV
wherein R9 is a C1-20 linear alkyl, a C3-20 branched alkyl, a C3-20 cycloalkyl, or an aryl, any of which may be optionally substituted.
17. The process of claim 16, wherein the compound of Formula IV comprises more than one hydroxyl moiety that can undergo dehydrogenation.
18. The process of claim 16, wherein R9 comprises an amino group that can undergo dehydrogenation.
19. The process of claim 16, wherein R9 is methyl.
20. The process of claim 16, wherein the substrate and product pair of the dehydrogenation reaction comprises:
21. A process for producing H2 comprising dehydrogenation of a substrate by treating the substrate with a catalytic amount of a complex of Formula II or III
[M(LNN')Za] (II) µ N[M(LNN')Za]2 (III) wherein:
each Z is independently a hydrogen or halogen atom, a C1-C6 alkyl, a hydroxyl, or a C1-C6 alkoxy, a nitrosyl (NO) group, CO, CNR, or PR3, wherein R is an alkyl or an aryl;
M is a transition metal;
a is 2 or 3; and each LNN' is a coordinated ligand that is a compound of Formula I
wherein L is a phosphine of formula PR1R2, a sulfide of formula SR1, or a carbene group of formula CR1;
each Y is independently a C, N or S atom, wherein at least two Y's are C;
the dotted lines simultaneously or independently represent single or double bonds, wherein when a single bond is present the carbon atom or atoms bound to R4, R5 or both, are additionally bound to an H;
RI and R2 are each independently a C5-C20 aryl, each of which may be optionally substituted, or OR or NR2; or when taken together, R1 and R2 can together with P to which they are bound form a saturated or partially saturated ring;

R3 is H, or a C3-C8 linear alkyl, a C3-C8 branched alkyl, a C3-C8 cyclic alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, each of which may be optionally substituted; R4 is H; or R3 and R4 can join together to form a saturated cycloalkane or saturated heterocycle;
R5 is H, a linear C3-C8 alkyl, a branched C3-C8alkyl, a cyclic C3-C8alkyl, a alkenyl, or a C5-C8 aryl, each of which can be optionally substituted; or R5 and R4 can join together to form a saturated heterocycle;
each X is independently H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a C3-C8alkenyl, or a C5-C8 aryl, or OR, F, CI, Br, I or NR2; or when taken together, two of the X groups can together form an optionally substituted, saturated, partially saturated, aromatic or heteroaromatic ring;
R is H, a C1-C20 linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a alkenyl, or a C5-C8 aryl, each of which may be optionally substituted;
each n and m is independently 1 or 2;
k is 1 or 2; and z is 0 or 1.
22. The process of claim 21, wherein the substrate comprises an alcohol, amine or thiol.
23. The process of claim 21, wherein the substrate is ammonia-borane.
24. The process of any one of claims 14-23, wherein the process does not require a hydrogen acceptor.
25. The process of any one of claims 14-24, which is a homogeneous process.
26. A process for hydrogenation of a substrate comprising treating the substrate with a catalytic amount of a complex of Formula Il or III
[M(LNN')Za] (II) µ N[M(LNN')Za]2 (III) wherein:

each Z is independently a hydrogen or halogen atom, a C1-C6 alkyl, a hydroxyl, or a C1-C6 alkoxy, a nitrosyl (NO) group, CO, CNR, or PR3, wherein R is an alkyl or an aryl;
M is a transition metal;
a is 2 or 3; and each LNN' is a coordinated ligand that is a compound of Formula I
wherein L is a phosphine of formula PR1R2, a sulfide of formula SR1, or a carbene group of formula CR1;
each Y is independently a C, N or S atom, wherein at least two Y's are C;
the dotted lines simultaneously or independently represent single or double bonds, wherein when a single bond is present the carbon atom or atoms bound to R4, R5 or both, are additionally bound to an H;
R1 and R2 are each independently a C5-C20 aryl, each of which may be optionally substituted, or OR or NR2; or when taken together, R1 and R2 can together with P to which they are bound form a saturated or partially saturated ring;
R3 is H, or a C3-C8 linear alkyl, a C3-C8 branched alkyl, a C3-C8 cyclic alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, each of which may be optionally substituted; R4 is H; or R3 and R4 can join together to form a saturated cycloalkane or saturated heterocycle;
R5 is H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a alkenyl, or a C5-C8 aryl, each of which can be optionally substituted; or R5 and R4 can join together to form a saturated heterocycle;
each X is independently H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, or OR, F, CI, Br, I or NR2; or when taken together, two of the X groups can together form an optionally substituted, saturated, partially saturated, aromatic or heteroaromatic ring;

R is H, a C1-C20 linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a alkenyl, or a C5-C8 aryl, each of which may be optionally substituted;
each n and m is independently 1 or 2;
k is 1 or 2; and z is 0 or 1, in the presence of molecular hydrogen.
27. The process of claim 26, wherein the substrate comprises at least one ester.
28. The process of claim 27, wherein the process proceeds in the presence of molecular hydrogen according to one of the following schemes wherein:
groups G1 and G2, simultaneously or independently, represent a linear, branched C1-C40 or cyclic C3-C40 alkyl, alkenyl or aromatic group, each of which can be optionally substituted; or, G1 and G2 together form a C4-C40 saturated or unsaturated radical; and [cat] represents a complex of Formula II or III.
29. The process of claim 26, wherein the substrate and product pair of the hydrogenation reaction comprises:
Hydrogenation Substrate Product aldehyde alcohol Hydrogenation Substrate Product ketone alcohol ester alcohol carboxylic acid alcohol ketene alcohol enol alcohol, or epoxide alcohol aldimine amine ketimine amine ketene-imine amine nitrile amine aziridine amine nitro amine diazo amine isocyanide amine enamine amine lactone diol amide amine + alcohol aminoboranes amine-borane borazine amine-borane olefin alkane acetylene alkane allene alkane
30. The process of any one of claims 24-29, which is a solvent-free process.
31. A process for producing ethyl acetate comprising treating ethanol with a catalytic amount of a complex of Formula II or III
[M(LNN')Za] (II) µ N[M(LNI\I')Za]2 (III) wherein:
each Z is independently a hydrogen or halogen atom, a C1-C6 alkyl, a hydroxyl, or a C1-C6 alkoxy, a nitrosyl (NO) group, CO, CNR, or PR3, wherein R is an alkyl or an aryl;
M is a transition metal;
a is 2 or 3; and each LNN' is a coordinated ligand that is a compound of Formula I

wherein L is a phosphine of formula PR1R2, a sulfide of formula SR1, or a carbene group of formula CR1;
each Y is independently a C, N or S atom, wherein at least two Y's are C;
the dotted lines simultaneously or independently represent single or double bonds, wherein when a single bond is present the carbon atom or atoms bound to R4, R5 or both, are additionally bound to an H;
R1 and R2 are each independently a C5-C20 aryl, each of which may be optionally substituted, or OR or NR2; or when taken together, R1 and R2 can together with P to which they are bound form a saturated or partially saturated ring;
R3 is H, or a C3-C8 linear alkyl, a C3-C8 branched alkyl, a C3-C8 cyclic alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, each of which may be optionally substituted; R4 is H; or R3 and R4 can join together to form a saturated cycloalkane or saturated heterocycle;
R5 is H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a alkenyl, or a C5-C8 aryl, each of which can be optionally substituted; or R5 and R4 can join together to form a saturated heterocycle;
each X is independently H, a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-C8 alkyl, a C3-C8 alkenyl, or a C5-C8 aryl, or OR, F, CI, Br, I or NR2; or when taken together, two of the X groups can together form an optionally substituted, saturated, partially saturated, aromatic or heteroaromatic ring;
R is H, a C1-C20 linear alkyl, a C3-C20 branched alkyl, a C3-C8 cycloalkyl, a alkenyl, or a C5-C8 aryl, each of which may be optionally substituted;
each n and m is independently 1 or 2;
k is 1 or 2; and z is 0 or 1.
32. The process of claim 31, which is a homogeneous process.
33. The process of claim 31 or 32, which does not require a hydrogen acceptor.
34. The process of any one of claims 14-34, wherein the complex is as defined in any one of claims 8-13.
35. The complex of claim 8, wherein PR3 is PMe3 or PPh3.
36. The process of claim 14, wherein PR3 is PMe3 or PPh3.
37. The process of claim 21, wherein PR3 is PMe3 or PPh3.
38. The process of claim 26, wherein PR3 is PMe3 or PPh3.
39. The process of claim 31, wherein PR3 is PMe3 or PPh3.
40. The compound of claim 1, wherein:
R4 is H, and R5 is a linear C3-C8 alkyl, a branched C3-C8 alkyl, a cyclic C3-alkyl, a C3-C8 alkenyl, or a C5-C8 aryl.
41. The compound of claim 1, which is:
wherein:
R3 is H;
R4 is H;
R5 is H; and L, m, n, z and the dotted lines are as defined in claim 1.
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