CA1110064A - Process for producing a pressure-sensitive carbonless copy sheet using microcapsules formed in situ in a radiation curable binder - Google Patents

Process for producing a pressure-sensitive carbonless copy sheet using microcapsules formed in situ in a radiation curable binder

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Publication number
CA1110064A
CA1110064A CA296,117A CA296117A CA1110064A CA 1110064 A CA1110064 A CA 1110064A CA 296117 A CA296117 A CA 296117A CA 1110064 A CA1110064 A CA 1110064A
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Prior art keywords
hydrophobic
hydrophilic
emulsion component
liquid
wall
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Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Expired
Application number
CA296,117A
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French (fr)
Inventor
Yu-Sun Lee
Dale R. Shackle
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Mead Corp
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Mead Corp
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Classifications

    • BPERFORMING OPERATIONS; TRANSPORTING
    • B41PRINTING; LINING MACHINES; TYPEWRITERS; STAMPS
    • B41MPRINTING, DUPLICATING, MARKING, OR COPYING PROCESSES; COLOUR PRINTING
    • B41M5/00Duplicating or marking methods; Sheet materials for use therein
    • B41M5/124Duplicating or marking methods; Sheet materials for use therein using pressure to make a masked colour visible, e.g. to make a coloured support visible, to create an opaque or transparent pattern, or to form colour by uniting colour-forming components
    • B41M5/165Duplicating or marking methods; Sheet materials for use therein using pressure to make a masked colour visible, e.g. to make a coloured support visible, to create an opaque or transparent pattern, or to form colour by uniting colour-forming components characterised by the use of microcapsules; Special solvents for incorporating the ingredients
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01JCHEMICAL OR PHYSICAL PROCESSES, e.g. CATALYSIS OR COLLOID CHEMISTRY; THEIR RELEVANT APPARATUS
    • B01J13/00Colloid chemistry, e.g. the production of colloidal materials or their solutions, not otherwise provided for; Making microcapsules or microballoons
    • B01J13/02Making microcapsules or microballoons
    • B01J13/06Making microcapsules or microballoons by phase separation
    • B01J13/10Complex coacervation, i.e. interaction of oppositely charged particles
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01JCHEMICAL OR PHYSICAL PROCESSES, e.g. CATALYSIS OR COLLOID CHEMISTRY; THEIR RELEVANT APPARATUS
    • B01J13/00Colloid chemistry, e.g. the production of colloidal materials or their solutions, not otherwise provided for; Making microcapsules or microballoons
    • B01J13/02Making microcapsules or microballoons
    • B01J13/20After-treatment of capsule walls, e.g. hardening

Abstract

PROCESS FOR PRODUCING A PRESSURE-SENSITIVE
CARBONLESS COPY SHEET USING MICROCAPSULES
FORMED IN SITU IN A RADIATION CURABLE BINDER

YU-SUN LEE AND DALE R. SHACKLE

Abstract of the Disclosure A process is provided for producing a coating composition containing microcapsules having a hydrophilic core material for use in the manufacture of pressure-sensitive carbonless transfer papers comprising the following steps of preparing a hydrophobic emulsion component by dispersing an emulsi-fier in a radiation curable hydrophobic liquid, preparing a hydrophilic emulsion component by dispersing a first wall-forming material in a hydro-philic liquid containing at least one chromogenic material being soluble in the hydrophilic liquid, the first wall-forming material being reactive with a second wall-forming material to form a polymeric capsule wall, the polymeric capsule wall being substantially insoluble in the hydrophilic and the hydro-phobic liquids and mixing the hydrophobic emulsion component with the hydro-philic emulsion component to form an emulsion containing droplets of the hydro-philic emulsion component dispersed in the hydrophobic emulsion component.
The second wall-forming material is then added to the emulsion with agitation, the agitation continuing for a period of time sufficient to allow the first and second wall-forming materials to react to form a dispersion of microcap-sules in the hydrophobic emulsion component, the microcapsules having cell walls substantially impermeable to the hydrophobic and the hydrophilic liquids.
A process is provided for producing a pressure-sensitive carbonless transfer paper comprising the further steps of applying the coating composition to a substrate and curing the coating composition by subjecting the coating cort-position on the substrate to radiation for a period of time sufficient to cure the radiation curable hydrophobic liquid, thereby producing a tack-free resinous film on the substrate. A novel coating composition is produced com-prising microcapsules having a hydrophilic core material dispersed in a radiation curable hydrophobic liquid. A pressure-sensitive carbonless trans-fer sheet is produced comprising a substrate having a plurality of surfaces, at least one of the surfaces being coated with a tack-free resinous film com-prising a radiation cured resin having dispersed therein microcapsules con-taining a hydrophilic liquid containing at least one chromogenic material, the chromogenic material being soluble in the hydrophilic liquid.

Description

1~10064 Back~round of the Invention The invention relates to the production of radiation curable microcap-sular coatin~ coMpositions. In particular, it relates to the production of microcapsules containing a hydrophilic core by interfacial reaction~ the micro-capsules being dispersed in a hydrophobic liquid in ~Ihich the hydrophobic liquid is a radiation curable organic liquid. In a preferred form of this invention, the encapsulated hydrophilic liquid contains a chromogenic material soluble in the hydrophilic liquid. The dispersion of microcapsules can be coated on a substrate and cured by radiation to give a pressure-sensitive carbonless copy sheet haYing a transfer coating. For purposes of this appli-cation, the term "chromogenic" shall be understood to refer to materials such as color precursors, color developers and color ~ormers.
Transfer coatings in which a chromogenic material is dissolved in a hydrophilic liquid and encapsulated in a hydrophobic liquid by means of ~n interfacial reaction are described in U.S. Patent No. 3,432,427 to Kan et al.
The process described in this patent, as it pertains to the formation of microcapsules containing a hydrophilic liquid, involves the incorporation of one color former or color producing substance of a color producing pair in the hydrophilic liquid. Also included in this hydrophilic liquid is a wall-formin~
material which reacts with another wall-~ormin~ material present in a hydro-phobic liquid to form a polymer film insoluble in either the hydrophilic or hydrophobic liquids. The ~icrocapsules are formed by emulsifyin~ the hydro-philic liquid into ~he hydrophobic liqllid and allo~ling the t~lo ~Jall-forming materia1s to react at the interface o~ the hydrophilic and hy~rophobic liquids.
The resultant microcapsules are obtained as a dispers;on of microcapsules in the hydropho~ic liquid which may be a volatile organic solvent or a non-Yolatile oil.
Carbonless copy paper, briefly stated, is a standard type o~ paper wherein during manufacture the back5ide of the paper substrate is coated ~rith ~lhat is reTerred to as a CE3 or trans~er coating, the CE3 coatin~ containing one or more chromogenic materials, generally in capsular form. ~t the same tiMe ,~

the front sille of the paper substrate is coated during mallufacture with what is referred to as a CF coating, which contains one or more chromogenic mater-ials capAble of producing a color with the encapsulated CB chromogenic material. Both the chromogenic materials remain in the coatings on the re-spective bac~ and front surfaces of the paper in substantially colorless form.
This is true until the CB and CF coatings are brought into overlying relation-ship and sufficient pressure, as by a type~lriter, is applied to rupture the ce coating to release the encapsulated chromogenic material. At this ti~e the chromogenic material contacts the CF coatin~ and reacts with the chromo-genic material therein to form a colored irlage. Carbonless copy paper has proved to be an exceptionally valuable image transfer media for a variety of reasons, only one of which is the fact that until a ce coating is placed next to a CF coating both the CB and the CF coatings are in an inactive state as the co-reactive elements are not in contact with one another. Patents relat-ing to carbonless copy paper products are:
U.S. Patent 2,712,507 (1955) to Green U.S. Patent 2,730,456 (1956) to ~reen et al U.S. Patent 3,455,721 (1969) to Phillips et al U.S. Patent 3,466,184 (1969) to Bo~ller et al U.S. Patent 3,672,935 (1972) to ~liller et al A disadvantage of coated paper products such as carbonless transfer papers stems from the necessity of applying a liquid coating composition containing the color forming ingredients during the manufacturing process.
In the application of such coatings, volatile organic solvents are sometimes used ~Ihich then in turn requires evaporation of e%cess solvent to dry the coating thus producing volatile solvent vapors. An alternate method of coating involves the applîcation of the color forming ingredients in an aqueous slurry, again requiring removal of excess water by drying. eoth methods suffer from serious disadvantages. In particular, the organic ~lOQ64 solvent coating method necessarily involves the production of generally volatilesol~/ent vapors, creating both a health and a fire ha~ard in the surrounding environment l~hen using an agueous solvent system the water must be evapo-rated ~hich involves the expenditure,of significant amounts of energy. Further, the necessity of a drying s~ep requires the use of complex and expensive ap-paratus to continuously dry a substrate which has been coated with an aqueous coating compnund. A separate but related problem involves the disposal of polluted water. The application of heat not only is expensive, making the total paper manufacturing operation less cost effective, but also is potenti-ally damaging to the chromogenic materials which are generally coated onto the paper substrate during manufacture. High degrees of temperature in the drying step require specific formulation of coating compositions which permit the use of excess heat. The problerns encountered in the actual coating step are gen-erally attributable to the necessity for a heated drying step following the 1~ coating operation.
The novel process and liquid coating composition of this invention are superior to those used in the prior art microcapsular coating of sub-strates in that they do not need an organic solvent or water in their coating composition~ thus avoiding the disadvantages associated ~lith solvellt removal
2~ during dryin~. The liquid radiation curable substance is a solvent for the wall-forming material in the hydrophobic liquid. The liquid radiation curable substance cures by radiation to give a tack-free film containing microcapsules. The cured film acts as a binder to adhere the microcapsules to the substrate.
In general, patents concerned with the production and application of liquid resin compositions containing no Yolatile solYent which are subse-quently cured by radiation to a solid film are:

(! 64 U.S. Patent 3 5~1 235 (1970) to Bassemir et al U.S. Patent 3 551 246 (1970) to ~assemir et al U.S. Patent 3 551 311 (1970) ~o Nass et al U.S. Patent 3 ~58 387 (1971) to Bassemir et al U.S. Patent 3 661 614 (1972) to ~assemir et al U.S. Patent 3 720 534 (1973) to Macauley et al U.S. Patent 3 754 966 (1973) to ~le~lman et al U.S. Patent 3 772 062 (1973) to Shur et al U.S. Patent 3 772 171 (1973) to Savageau et al U S. Patent 3 801 329 (1974) to Sandner et al U.S. Patent 3 819 496 (1974) to Roskott et al U.S. Patent 3 847 768 (1974) to Kagiya et al U.S. Patent 3 847 769 (1974) to Garratt et al These co~positions generally also contain a pigment or dye. Such resin compo-lS sitions are useful for protective coatings and fast drying inks. U.S. Pat-ent 3 754 966 describes the production of an ink releasing dry transfer element ~hich can be used as a carbon paper or typewriter ribbon. It is sig-nificant to note here that the particular radiation cured coating must be compatible with the reaction of CB and CF chromogenic materials to form a color. Such color forming reactions are generally of a sensitive or delicate nature and are not generally compatible ~ith the compositions found in the prior art.
The novel liquid coating coMpositions of this invention contain micro-capsules having an aqueous core liquid containin~ a chromogenic Material in addition to a radiation curable hydropnobic liquid Prior to the discovery of this invention it ~las not known that such microcapsules could be produced in situ in radiation curable coatin(l compositions and retain their color pro-ducing properties after the resin is cured by radiation to a tack-free film.
~or pur~oses of this disclosure a tacl;-free film is one which will se~arate cleanly from a cotton ball li~htly pressed a9ainst the film. The cotton fibers will not adhere to the film surface.

lllOQ64 An especially preferred application of the process of this inverltion 0uld be in the continuous production of a manifold carbonless form.
As can be appreciated from the above, the continuous production of a manifold paper product would require simultaneous coatin~, simultaneous drying, simultaneous printin~, and simultaneous collatin~ and finishing of a plurality of paper substrates. Thus, Busch in Canadian Patent ~Jo. 945J443 indicates that in order to do so there would be a minimum wettin~ of the paper ~Jeb by ~later during application of the CB emulsion coat. For that purpose a high solids content emulsion is used and special driers are described in Busch. Ho~ever, because of the complexities of the drying-step, this proc-ess has not been commercially possible to date. ~lore particularly, the drying step involving solvent evaporation and/or ~later evaporation and the input of heat does not permit the simultaneous or continuous manufacture of manifold forms. In addition to the drying step ~Ihich prevents continuous manifold form production the necessity for the application of heat for solvent evaporation is a serious disadvantage since aqueous and other liquid coatin~s require that special grades of generally more expensive paper be employed and even these often result in buckling, distortion or warping of the paper since water and other liquids tend to strike through or penetrate thè paper substrate.Additionally, aqueous coatings and some solvent coatings are generally not suitable for spot application or application to limited areas of one side of a sheet of paper. They are generally suitable only for application to the entire surface area of a sheet to produce a con~inuous coating.
Another problem which has been commonly encountered in attempts to continuously manufacture manifold 'orms has beer the fact that a paper manu-facturer r!lust design paper from a strength and durability standpoint to be adequate for use in a large variety of printing and finishin~ machines. This requires a paper manufacturer to evaluate the coating apparatus o, the forms manufa~turers he supplies in order that the paper can be designed to aceor,~lo-date the apparatus and process designed exhibiting the most derllanding condi-tions. 6ecause of this, a higher long wood fi~er to short wood fiber ratio ~ll()Q64 must be used by the paper manufacturer than is necessary for most coating, printing or finishin~ machines in order to achieve a proper high level of strength in his finished pa?er product. This makes the final sheet product more expensive as the long fiber is ~enerally more expensive than a short fiber. In essence, the separation of paper manufacturer from forms manu-facturer, which is now common, requires that the paper manufacturer overdesign his final product for a variety of machines, instead of s~ecifically desi~n- -ing the paper product for known machine conditions.
By combining the manufacturing, printing and finishing operations into a single on-line system a number of advantages are achieved. First, the paper can be made using ground ~ood and a lower long fiber to short fiber ratio as was developed supra. This is a cost and potentially a quality improvement in the final paper product. A second advantage which can be derived from a combination of manufacturing, printing and finishing is that waste or re cycled paper hereinafter so~etimes referred to as "hroke" can be used in the manufacture of the paper since the quality of the paper is not of an overdesigned high standard. Third and most importantly, several steps in the normal process of the manufacture of forms can be completely eliminated.
Specifically, drying steps can be eliminated by using a non-agueous, solvent-free coating system and in addition, the ~Jarehousing and shipping steps can be avoided, thus resulting in a more cost efficient product.
~dditionally, by using a?~ropriate coating methods, namely radiation curable coating co~positions and methods, and hy combining the necessary rnanu-facturing and printing steps, spot printing and spot coating can be realized.
Both of these represent a significant cost savings but neverthe1ess one ~hich is not generally available ~hen aqueous coatings are used or ~Ihere the rnanu-facture, printing and finishing of paper are performed as separate functions.
An additional advanta~e of the use of radiation curable coating compositions and the combination of paper manufacturer, printer and finisher is that ~Jhen the option of printing follo~led by coating is available significant cost advanta~es occur.

Statement of the Invention In one aspect of the invention, a process is provided for producing a coating composition containing microcapsules having a hydrophilic core material for use in the manufacture of pressure-sensitive carbonless transfer papers comprising the follo~ling steps of preparing a hydroPhobic emulsion component by dispersing a first wall-forming material in a hydrophilic liquid containing at least one chromogenic ~aterial, the chromogenic material being soluble in the hydrophilic liquid, the first wall-forming material being reactive with a second ~all-forming material to form a polymeric capsule wall, the capsule ~all bein~ substantially insoluble in the hydrophilic and the hydrophobic liquids, and mixing the hydrophobic emulsion component with the hydrophilic emulsion component to form an emulsion containing droplets of the hydrophilic e~ulsion component dispersed in the hydrophobic emulsion component.
The second wall-formin~ material is then added to the e~ulsion ~ith agitation, the agitation continu;ng for a period of time sufficient to allow the first and second wall-forming materials to react to form a dispersion of microcap-sules in the hydrophobic emulsion component, the microcapsules having cell wallssubstantially impermeable to the hydrophobic and the hydrophilic liquids.
In another aspect of the invention, a process is provided for produc-ing a pressure-sensitive carbonless transfer paper comprising the further steps of applying the coating composition to a substrate and curing the coating composition by subjecting the coating composition on the substrate to radia-tion ~or a period of time sufficient to cure the radiation curable hydrophobic liquid, thereby producing a tack-free resinous film on the suhstrate 2~ ~n a further aspect of the invention, a novel coating composition is produced cor.~prising microcapsules having a hydrophilic core material dispersedin a radiation curable hydrophobic liquid~

g ~llOQ64 In a still further aspect of the invention, a pressure-sensitive carbonless transfer sheet is produced comprising a substrate having a plur-ality of surfaces, at least one of the surfaces being coated wi~h a tack-free resinous film comprising a radiation cured resin having dispersed therein microcapsules containing a hydrophilic liquid containing at least one chromo-genic material, the chromogenic material being soluble in the hydrophilic ~iqui~.

~ 10 -lll~Q64 Detailed Descri~tion of the Invention The coatin~ composition of this invention is esssentially a dispersion of microcapsules containing a chromogenic material or materials dissolved in a hydrophilic liquid in a radiation curahle hydrophobic liquid as a continuous phase. The dispersion of microcapsules is prepared in situ by inter~acial reaction of ~lall-~orming material present in droplets of the hydrophilic liquidwith wall-forr,7ing material in the radiation curable hydrophobic liquid.
The coating composition can contain additional materials which func-tion as photoinitiators. Addition of these materials depends upon the particular method of curing the microcapsular coating. Filler materials can also be added to modify the properties of the cured film. The use of non-reactive solvents for the radiation curable liquid, ~Ihich require heat to re-move the~ during the drying or curing of the coated film, is avoided. How-ever, minor amounts of non-reactive solvents can be tolerated without requiring ~ separate step for drying dur;ng any subsequent curing step. Although the product and process of this invention are useful in the manufacture of a variety of microencapsulated products, the preferred use of the process and product of this invention is in the production of a pressure-sensitive car-bonless transfer sheets such as is described in commonly assigned co-pending U.S. Application Serial No. 684,462, filed May 7, 1~76.
In general, the hydrophilic liquids known in the art,as illustrated by those listed in U.S. Patent ~lo. 3,432,427 to Kan et al, can be used in the practice of this invention. Exa~ples of the preferred hydrophilic liquids are ~ater, glycerin, 1,4-butanediol, polyethylene glycol, 1,2-propylene glycol, lg3-butylene glycol, polypropylene glycol, triethylene glycol, tri-ethylene glycol monomethyl ether, diethylene ~lycol, ethylene diamine, triethylene diamine, diethylene triamine, triethylene tetramine, tetraethylene pentamine, polyethylenimine and mixtures thereof.

1110~64 In the preferred use of this invention to prepare pressure-sensitive transfer sheets, the most preferred hydrophilic liquid is a mixture of water and glycerin, The hydrophilic liquid also contains at least one chromogenic material dissolved therein, Besides,bein~ soluble in the hydrophilic liquid, the chromogenic materials should be essent;ally insoluble in the hydrophobic liquid and should not be substantially reactive to any appreciable degree ~lith the other in~redients of the coating composition, such as the hydrophilic ljq_ uid, the radiation curable substance and the wall-forming materials. The chromogenic Material can be selected fror~ any color-forr~ing pair in which one chromogenic material reacts ~lith another chromogenic material in the presence of the hydrophilic liquid to form a color, Follo~,ling are pairs in which the first mentioned chromogenic rnaterial is particularly useful in the practicin~
of this invention, A most preferred chromogenic material is sodium orthovana-date, Color Former Pairs COLOR
Ammoniu~ ferric sulfate ~ Potassium ferrocyanide Blue An~lonium ~erric sulfate - Potassium r,hiocyanate Red brown Ammonium ferric sulfate - Salicylaldoxime Brown Arnmonium ferric sulfate - Gallic acid Black 2Q Ammonium f~rric sulfate - Tannic acid Black Ammoniurn ferric sulfate - Catechol Black Ammonium ferric sulfate - 8-~lydroxyquinoline Black Ferric oleate - Catechol Violet-Black Ferric oleate - Sodium diethyldithiocarbonate Black Sodiurn orthovanadate - 2-Ethylhexyl gallate Black Sodium orthovanadate - Gallic acid Black Ammonium metavanadate - Gallic acid Black Ar~lonium metavanadate - rannic acid Black Ferric sulfate - 2,4-dinitro-1-naphthol 61ack Cupric sulfate - DithioY~amide Black Cupric oleate - Dithioxamide Black lllQQ64 The chromogenic materials are present in the hydrophilic liquid in an amount from about 0.2~ to 10% based on the weight of the hydrophilic liquid.
The most preferred range is about 0.5,'0 to about 4.0%.
The hydrophilic liquid conta~ns a first wall-forming material which reacts ~lith a second wall-forming material in the hydrophobic liquid to form a polymeric capsule wall which is substantially insoluble in both the hydro-philic and hydrophobic liquids. The first wall-for~ing materials may be solids which can be dispersed or dissolved in the hydrophilic liquid or they can be part of the hydrophilic liquid itself. Referring to the examples of the pre-ferred hydrophilic liquids listed supra, these same co~pounds are the preferred first wall-forming materials. The preferred second wall-for~ing materials are the compounds containing polyfunctional isocyanate groups. These include the diisocyanates, the triisocyanates and other compounds and pre-polymers containing more than one isocyanate group in each molecule. The first wall-forming material and second wall-formin~ material are present in such amounts that there will always be unreacted first wall-forming material to serve as the hydrophilic liquid of the microcapsules.
The radiation curable liquids useful in the practice of this invention comprises the free radical polymerizable ethylenically unsaturated organic compounds. These compounds contain at least one terminal ethylenically unsatu-rated group per molecule. These compounds are hydrophobic liquids and function as an inert continuous hydrophobic phase during the in situ preparation of the microcapsules and as a dispersing media for the microcapsules and other ingredients of the coating co~position prior to the coating operation. They 2~ are non-reactive ~lith the wall-formin~ materials and they are curable to a solid resin when exposed to ionizing or ultraviolet radiation. Thus the cured resin acts as a binder for the microca?sules to a substrate such as paper.

lll~Q64 A group of useful radiation curable compounds are the polyfunctional ethylenically unsaturated or~anic compounds which have more than one (two or more) ter~inal ethylenic groups per molecule. Due to the polvfunctional nature of ~hese compollnds, they cure rapidlv under the influence of radiation by polymerization, including crosslinking, to form a hard dry tack-free film.
Included in this preferred group of radiation curable compounds are the polyesters of ethylenically unsaturated acids such as acrylic acid and methacrylic acids, and a polyhydric alcohol. Examples of some of these poly-functional compounds are the polyacrylates or methacrylates of trimethylol-propane, pentaerythritol, dipentaerythritol, ethylene glycol, triethylene glycol, propylene glycol, glycerin, sorbitol, neopentylglycol and 1,6-hex-anediol, hydroxy-terminated polyesters, hydroxy-terMinated epoxy resins, and hydroxy-terminated polyurethanes and polyphenols such as bisphenol A.
Also included in this group are polyallyl and polyvinyl compounds such as dillayl phthalate and tetrallyloxyethane, and divinyl adipate, butane divinyl ether and divinylbenzene. ~lixtur~s of these polyfunctional compounds and their oligimers and prepolymers may be used if desired~
A group of radiation curable compounds which are useful are the mono-functional ethylenically unsaturated or~anic compounds which have one terminal ethylenic group per molecule. Examples of such ~onofunctional compounds are the C2 to C16 alcohol esters of acrylic and methacrylic acid, and styrene, substituted styrenes, vinyl acetate, vinyl ethers and allyl phenols. In gen-eral, these compounds are liquid and have a lo~Jer viscosity than the polyfunc-tional ethylenically unsaturated compounds and thus may be used to reduce the viscosity of the coating composition to facilitate migration o-f the wall-forming materials during preparation of the microcapsules. These compounds are radiation curable and react with the ethylenically unsaturated polyfunc-tional organic compounds during radiation curin~ to give a dry flexible film Compounds having only one terrninal ethylenic grou~ may be used alone as the - ~4 -radiation curable substance. However, the resultant radiation cured film ~ay be rather soft an~ pliable and hence less preferred commercially than other ethylenically unsaturated compounds.
The preferred ra~iation cura~le hydrophobic liquid is a mixture con-taining one or more monofunctional compounds and one or more polyfunctional compounds. The rnonofunctional compounds due to their generally lower viscos-ity, tend to more easily disperse the hydrophilic liquid into drcplets of the desired size. The polyfunctional compounds tend to cure rnore rapidly and due to crosslinking give a harder tougher resin film. This is particularly so when cor1pounds of higher molecular ~Jeight, such as the oligimers and pre-polymers of the polyfunctional compounds, are used. In a preferred process of this invention the lower viscosity monofunctional compounds are used as the dispersing rnedia ~or the preparation of the microcapsules and the higher viscosity faster curing polyfunctional compounds, particularly the oli~imers and prepolymers of these compounds, are added after the micro-capsules are formed and prior to coating on a substrate.
The radiation curable hydrophobic liquid can be present in the micro-capsular coating composition in an amount of fro~ about 25% to about 7~% by weight of the cornposition. The preferred range is from about 35% to about 65%, and the most preferred range is from about 40% to about 55%.
A photoinitiator is added to the coating co~position if the com-position is to be cured by ultraviolet radiation. A ~ide variety of photoinitiators are available ~Ihich serve well in the system described in B this invention. The preferred photoinitiators are the benzoin al~yl ethers, such as Vicure 30 (a mixture of alkylbenzoin ethers manufactured and sold by Stauffer Chemical Co., llestport, Conn.), benzoin butyl ether (Vicure 10, Stauffer), benzoin rnethyl ether, and ,-diethoxyacetophenone Other photoinitiators which can be used are benzophenone, 4,4'-bis-(dirlethylamino)benzophenone, ferrocene, xanthone, thioxanthane, ,-azobisisobut~lnitrile, decabromodiphenyl oxide, pentabromomonochloro-cylohexane, p~ntachlorobenzene, polychlorinated biphenyls such as the C 4~ trtLde ~r~ 1 Arochlor 1200 series (manufactured and sold by ~lonsanto Chemical Co., St. Louis, l~issouri), benzoin ethyl ether, 2-e~hyl anthroquinone, l~(chloroethyl) naphthalene, desyl chloride, c'nlorendic anhydride, naphthalene sulfonyl chloride and 2-~roMoethyl ethyl ether. The a~ount of photoinitiator added can be from about 0.2,' to about 10~ by weight of the coat;ng composition, with a preferred ran~e being from about 1% to about g% by ~eight.
Photoinitiation syner~ists can also be added to the ultraviolet curable coating compositions. Photoinitiation synergists s~rve to enhance the initiation efficiency of the photoinitiators. The preferred synergists are the chain transfer agents, such as the tertiary alcoholomines and sub-stituted morpholines, triethanolamine, N-methyldiethanolamine, ~ di-methylethanolamine and ~I-methylmorpholine. The a~ount of photoinitiation synergist added can be fro~ about 0.2% to about 10% by ~leight of the coating 1~ composition, with a preferred ran~e of from about 3% to about 8% by ~leight.
In the preparation of the microcapsules, a hydrophobic emulsion component is prepared by dissolving or dispersin~ an emulsifier in the radiation curable hydrophobic liquid. As noted later, the second wall-forming material may then be added to the radiation curable hydrophobic li~uid if de-sired. A hydrophilic emulsion component is prepared by dissolviny the chromo-genic material in ~Jater and adding to this a first ~lall-forming material whichis soluble or miscible in water. Preparation of each of these ernulsion com-ponents is easily accomplished by stirring together at room temperature the materials of each component. The Brookfield viscosity of the first emulsion can be from about 0.5 cps.to about 1000 cps. The preferred viscosity is about 1 cps. to about 500 cps. and the most preferred viscosi~y is from about 1 cps.
to about 50 cps.

c~ ro~e ,~

1110~64 The hydrophobic and hydrophilic emulsion components, ~Ihich are two inlmiscible liquids, are then mixed together with high agitation to forM
droplets of the hydrophilic emulsion component in the hydrophobic emulsion componellt. The hydrophilic emulsion component contains a hydrophilic carrier liquid and dissolved therein the chromogenic material and a first wall-forming material. The hydrophobic emulsion component contains radiation curable hydro-phobic liquid and an e~ulsifying agent. At this point the hydrophilic emulsion component may or may not contain the second wall-for~ing material. As noted supra, this material can be added to the hydrophobic emulsion component prior to emulsification or it may be added to the emulsion after emulsification.
To facilitate mixing the second ~all-forming material ~ay be dissolved in additional radiation curable hydrophobic liquid prior to this addition. In any event the second wall-forming material must be soluble in the radiation curable hydrophobic liquid and substantially not soluble in the hydrophilic emulsion component.
After emulsification, the emulsion is stirred for a period of about
3 hours to about 1~ hours to allo~J the first and second wall-for~ing materials to react and form a dispersion of microcapsules having cell ~lalls ~Ihich are substantially impermeable to both the hydrophilic and hydrophobic liquids.
The microcapsules are preferably from about 1 micron to about 30 microns in diameter.
~n a preferred embodiment of the process of this invention, the radia-tion curable hydrophobic 1i4u;d is div;ded into two portions and the first portion is present in the hydrophobic emulsion co~ponent prior to the emulsi-2~ fication step. A second portion of the radiation curable hydrophobic liquid containing, in particular, faster curing polyfunctional oligimers and prepoly-mers may be added after the microcapsules are for~ed At this point, other materials such as the photoinitiators and photoinitiation synergists may be added to give a coatable composition Stilt material may be added, if desired, to prevent pre~ature rupture of the microcapsules.

lllOQ64 The microcapsular coating composition can be added to a substrate, such as paper or a plastic film by any of the com~on paper coatin~ processes SUCi1 as roll, air knife, or blade coating, or by any of the common printing processes, such as offset, gravure, or fleY~o~raphic printing. The rheo-logical properties, particularly the viscosity, of the coating cornposition, can be adiusted for each type of application by proper selection of the type, molecular weight and relative amounts of the liquid radiation curable co~pounds.
These coating compositions can be cured by any free radical initiated chain propagated addition polyr,lerization reaction of the terminal ethylenic groups of the radiation curable compounds. These free radicals can be pro~uced by several different chemical processes including the therrnal or ultraviolet induced degradation of a molecular species and any form of ionizing radiation such as alpha-particles, beta-rays (high-energy electrons), gamma-rays, X-rays and neutrons.
The preferred curing process is by exposure of the coating composition to ultraviolet radiation havin~ a wavelength of about 2000 A to about 4000 A.
For curing to occur the cornposition must contain suitable ultraviolet absorb-ing photoinitiators which will produce polymerization initiating free radicals upon exposure to the radiation source. A typical ultraviolet source B suitable for this type of curing process is a Hanovia 230 watt medium pressure mercury lamp. Curing efficiencies of the coatin~ compos;tion are dependent on such parameters as the nature of the radiation curable substance, atmos-phere in contact with ihe coating, quanturn efficiency of the radiation absorbed, thickness of coating and inhibitory effects of the various materials in the composition.
In the ionizing radiation induced curins of these coating compositions a specific radiation absorbiny material (photoinitiator) is not necessary.
Exposure of the coating composition to a source of high energ~ electrons f rd d ~ ~ G ~ ~i lll~Q64 results in spontaneous curing of the composition to a tough, tack-free coat-in~. Any of a number of coRlmercially available high energy electron beam or linear cathode type high energy electron sources are suitable for curing these compositions. Parameters such as the atmospheric environment and inhibitory effects of the various materials in the co~position play an important role in the determination of the curing efficiency of these compositions.
The following examples further illustrate but do not limit the invention.

` ~110Q64 Example 1 In 20 parts of distilled water was dissolved 1.4 parts of vanadium pentoxide, 2.6 parts of sodium hydroxide, and 40 parts of glycerin (Liquid A).
S To 100 parts of 2-ethylhexyl acrylate was added 1.0 part of a mixture of glycerol stearate and polyoxyethylene stearate (an emulsifying agent sold under the trade mark Arlacel 165 by I.C.I., Americas, Inc., Wilmingto~, Delaware~ and stirred at room temperature. A cloudy mixture (Liquid B) was obtained.
The Brookfield viscosity of Liquid B at 25C was 12 centipoise.
A solution of 12 parts of Mondur* CB-75 (a 75~ solution in ethyl acetate of a prepolymer of toluene diisocyanate and trimethylolpropane made and sold by Mobay C~.emical Co., Pittsburgh, Pennsylvania) in 12 parts of n-butyl acetate was added to 50 parts of 2-ethylhexyl acrylate at room temperature. A clear solution (Liquid C) was obtained.
Liquid B was placed in a Waring blender. Liquid A was slowly added to Liquid B in the Waring blender while running at high speed. The emulsification was continued for 1 minute.
Then Liquid C was slowly added to the Waring blender. After 3 more minutes of emulsification time the mixture was transferred to a 3-neck glass reactor which was equipped with a condenser and a mechanical stirrer. The emulsion was stirred overnight to yield a dispersion of microcapsules.
To 9.7 parts of this microcapsular dispersa~n was ad~ed 0.3 parts of desyl chloride which is a photoinitiator and the mixture was applied on a sheet of hydroxypropylcellulose base coated paper with a #19 Mayer* bar. The sheet was finally exposed to ultraviolet light which was generated by a Hanovia* 200 watts medium pressure, 4-1/2" mercury arc lamp, 6" from the lamp. The resulting sheet performed well as the CB part of the Carbonless copy paper system in which the developer sheet was was coated with 2-ethylhexyl gallate.
*"~londur", "Mayer" and "Hanovia" are trade mar~s 1:~10064 Example 2 This is an example of the preparation of microcapsules in which neopentyl glycol diacrylate (a difunctional monomer) was used as one ingredient of the continuous phase.
The procedure of Example 1 was employed with the exception that 100 parts of 2-ethylhexyl acrylate in Liquid B was replaced by 70 parts of 2-ethylhexyl acrylate and 30 parts of neopentyl glycol diacrylate. ~1icro-capsules so prepared were suitable for use in making the transfer sheet of carbonless copy paper systems using a 2-ethylhexyl gallate developer sheet.

Example 3 This is an example of the use of a trifunctional cross-linking agent. The procedure is the same as Example 2 except that 30 parts of trimethylol propane triacrylate were used instead of 30 parts of neopentyl glycol triacrylate. The microcapsules prepared were coated on paper and performed well as the transfer sheet of a carbonless copy paper system using a 2-ethylhexyl gallate developer sheet.

Example 4 This is an exa~ple of a higher solids system. The procedure was ~ carried out as in Example l ~ith the exception that double the amounts of Liquid A, Mondur~CB-75 and n-butyl acetate were employed. The microcapsules produced were coated on a piece of paper and performed ~lell as the CB part of a carbonless copy paper system in which the CF sheet was coated with 2-ethylhexyl gallate.

d~r ts ~ ~r~de ~7~rJ~

Example 5 In 22.5 parts of distilled water, 1.575 parts of vanadium pentoxide, 2.925 parts of sodium hydroxide, 45 parts of glycerin, and 30 parts of sodium bromide were dissolved (Liquid A). To 150 parts of 2-ethylhexyl acrylate was added 1.5 parts of Arlacel* 165 and stirred at room temperature.
A cloudy mixture (Liquid B) was obtained.
In 75 parts of 2-ethylhexyl acrylate, 5.3 parts of Desmodur* N-100 and 3.5 parts of Desmodur* E-21 were dissolved (Liquid C). (Desmodur* N-100 is a liquid biuret made by reacting hexamethylene diisocyanate with water in a 3 to 1 molar ratio and Desmodur* E-21 is an aromatic polyisocyanate prepolymer. Both Desmodur* N-100 and E-21 are made and sold by Mobay Chemical Co~, Pittsburgh, Pennsylvania.) The same procedure as in Example 1 was repeated except that benzoin methyl ether replaced desyl chloride as the photoinitiator, and the microcapsular dispersion was cured by ultraviolet light which was generated by the Ultraviolet AC 1202 AN
Processor (manufactured and sold by Radiation Polymer Co., a division of PPG Industries, Pittsburgh, Pennsylvania).
The transfer sheet so produced performed satisfactorily as a part of a carbonless paper system using a 2-ethylhexyl gallate coated second sheet.

*"Arlacel" and "Desmodur", are trade marks.

Example 6 In 30 parts of distilled water, 2.1 parts of vanadium pentoxide, 3.9 parts of sodium hydroxide, 60 parts of glycerin, and 40 parts of sodium bromide were dissolved (Liquid A).
To 175 parts of 2-ethylhexyl acrylate was added 2 parts of Arlacel* 165. The cloudy mixture resulting was cooled to about 5C, then 30 parts of Mondur* CB-60 (a 61% solution in a mixture of xylene and ethyl-glycol acetate of a toluene diisocyanate-based addent made and sold by Mobay Chemical Co., Pittsburgh, Pennsylvania) was dissolved to give Liquid B.
Li~uid A was then emulsified into Liquid B for 4 minutes in a Waring blender at low speed. This emulsion was then transferred into a glass reactor to cure overnight at 40C to 46C with mild stirring. The res~ultant mixture was examined by a microscope. The capsules were good with size of about 7 to 12 microns.
9 parts of this microcapsular dispersion was weighed out and 0.7 parts of a methyl methacrylate copolymer (Acryloid*
B-82 made and sold by Rohm and Haas Co.) and 0.3 parts Vicure*
30 were dissolved. The mixture was then coated by a ~19 Mayer*
bar onto a polyvinyl alcohol base coated paper and cured by ultraviolet light which was generated by Ultraviolet QC 1202 AN Processor. This resulting transer sheet was then typed against a record sheet which was coated with 2-ethylhexyl gallate to give very good black images.

* "Arlacel", "Mondur", "Acryloid", "Vicure" and "Mayer"
are trade marks.

X

lllOQ64 Examples 7 and 8 The followiny coating formulations ~lere also made, applied to paper and surface cured by an electron beam unit at Radiation Polymer Co., which was operated at 5 megarads, 300 KV, and a speed of 30 ft. per min. using either an air atmosphere or a nitrogen atmosphere:
Example ~lo. 7 8 ~icrocapsule tlixture (Example 1) 8 8 B Acryloid B-82(tlethyl methacry-late copolymer) 1.5 1.5 10Ethyl hydroxyethylcellulose (L~t ~I) 0.2 0.2 Triethanolamine 0.3 ---The paper of Example 7 was cured after 2 passes using air. The paper of example 8 ~tas cured after 1 pass using air and 1 pass using nitrogen.
Both sheets of Examples 7 and 8 performed well as a part of a carbonless paper system using a 2~ethylhexyl gallate coated second sheet.

Jo ~d i~, ~ tr~d~ ~noe ~f~
~A

Claims (22)

THE EMBODIMENTS OF THE INVENTION IN WHICH AN EXCLUSIVE PROPERTY
OR PRIVILEGE IS CLAIMED ARE DEFINED AS FOLLOWS:
1. A process for producing a coating composition containing microcapsules having a hydrophilic core material for use in the manufacture of pressure-sensitive carbonless transfer papers comprising the steps of:
(a) preparing a hydrophobic emulsion component by dispersing an emulsifier in a radiation curable hydrophobic liquid;
(b) preparing a hydrophilic emulsion component by dispersing a first wall-forming material in a hydrophilic liquid containing at least one chromogenic material, said chromogenic material being soluble in said hydrophilic liquid, said first wall-forming material being reactive with a second wall-forming material to form a polymeric capsule wall, said polymeric capsule wall being substantially insoluble in said hydrophilic and said hydrophobic liquids;
(c) mixing said hydrophobic emulsion component with said hydrophilic emulsion component to form an emulsion containing droplets of said hydrophilic emulsion component dispersed in said hydrophobic emulsion component; and (d) adding said second wall-forming material to said emulsion with agitation, said agitation continuing for a period of time sufficient to allow said first and second wall-forming materials to react to form a dispersion of microcapsules in said hydrophobic emulsion component, said microcapsules having cell walls substantially impermeable to said hydrophobic and said hydrophilic liquids.
2. The process of claim 1 in which said second wall-forming material is added to said hydrophobic emulsion component prior to forming said emulsion
3. The process of claim 1 in which said radiation curable hydrophobic liquid comprises at least one ethylenically unsaturated organic compound having at least one terminal ethylenic group per molecule.
4. The process of claim 1 in which said first wall-forming material is a polyol and said second wall-forming material is a polyisocyanate.
5. The process of claim 1 in which said color former is selected from the group consisting of ammonium ferric sulfate, ferric oleate, sodium orthovanadate, ammonium metavanadate, ferric sulfate, cupric sulfate, cupric oleate and mixtures thereof.
6. A process for producing a coating composition containing microcapsules having a hydrophilic core material for use in the manufacture of pressure-sensitive transfer papers comprising the steps of:
(a) preparing a hydrophobic emulsion component by dispersing an emulsi-fier in a first portion of a radiation curable hydrophobic liquid, said hydrophobic emulsion component having a viscosity from about 1 centipoise to about 500 centipoise, said radiation curable hydro-phobic liquid comprising at least one ethylenically unsaturated organic compound having at least one terminal ethylenic group per molecule;
(b) forming a hydrophilic emulsion component by dispersing a polyol in a hydrophilic liquid, said hydrophilic liquid containing at least one chromogenic material, said chromogenic material being soluble in said hydrophilic liquid, said first polyol being reactive with an isocy-anate to form a polymeric capsule wall, said polymeric capsule wall being substantially insoluble in said hydrophilic and said hydrophobic liquids;
(c) mixing said hydrophobic emulsion component with said hydrophilic emulsion component to form an emulsion containing droplets of said hydrophilic emulsion component dispersed in said hydrophobic emulsion component;
(d) adding said polyisocyanate to said emulsion with agitation, said agitation continuing for a period of time sufficient to allow said polyol and said isocyanate to react to form a dispersion of microcap-sules in said hydrophobic emulsion component, said microcapsules having cell walls substantially impermeable to said hydrophobic and said hydrophilic liquids; and (e) adding to said dispersion of said microcapsules in said hydrophobic emulsion component a second portion of a radiation curable hydrophobic liquid, said second portion including at least one ethylenically un-saturated organic compound having more than one terminal ethylenic group per molecule.
7. The process of claim 6 in which said radiation curable hydrophobic liquid comprises a mixture of ethylenically unsaturated organic compounds, a portion of said compounds having one terminal ethylenic group per molecule and another portion of said compounds having more than one terminal ethylenic group per molecule.
8. The process of claim 6 in which said chromogenic material is sodium ortho-vanadate.
9. The process of claim 6 in which said dispersion of microcapsules additionally contains a photoinitiator.
10. A process for producing a pressure-sensitive carbonless transfer paper comprising the steps of:
(a) preparing a hydrophobic emulsion component by dispersing an emulsifier in a radiation curable hydrophobic liquid;
(b) preparing a hydrophilic emulsion component by dispersing a first wall-forming material in a hydrophilic liquid containing at least one chromogenic material, said chromogenic material being soluble in said hydrophilic liquid, said first wall-forming material being reac-tive with a second wall-forming material to form a polymeric capsule wall, said polymeric capsule wall being substantially insoluble in said hydrophobic and said hydrophilic liquids;
(c) mixing said hydrophobic emulsion component with said hydrophilic emulsion component to form an emulsion containing droplets of said hydrophilic emulsion component dispersed in said hydrophobic emulsion component;
(d) adding said second wall-forming material to said emulsion with agitation, said agitation continuing for a period of time sufficient to allow said first and second wall-forming materials to react to form a dispersion of microcapsules in said hydrophobic emulsion component, said microcapsules having cell walls substantially impermeable to said hydrophobic and said hydrophilic liquids;
(e) applying said dispersion of said microcapsules to a substrate; and (f) curing said dispersion by subjecting said dispersion on said substrate to radiation for a period of time sufficient to cure said radiation curable hydrophobic liquid, thereby producing a tack-free resinous films on said substrate.
11. The process of claim 10 in which said second wall-forming material is added to said hydrophobic emulsion component prior to the combination of said hydrophobic emulsion component with said hydrophilic emulsion component.
12. The process of claim 10 in which said radiation curable hydrophobic liquid comprises at least one ethylenically unsaturated organic compound having at least one terminal ethylenic group per molecule.
13. The process of claim 10 in which said radiation curable hydrophobic liquid comprises a mixture of ethylenically unsaturated organic compounds, a portion of said compounds having one terminal ethylenic group per molecule and another portion of said compounds having more than one terminal ethylenic group per molecule.
14. The process of claim 10 in which said first wall-forming material is a polyol and said second wall-forming material is a polyisocyanate.
15. A process for producing a pressure-sensitive carbonless transfer paper comprising the steps of:
(a) preparing a hydrophilic emulsion component by dispersing an emulsifier in a first portion of a radiation curable hydrophobic liquid, said hydrophobic emulsion component having a viscosity from about 1 centi-poise to about 500 centipoise, said radiation curable hydrophobic liquid comprising at least one ethylenically unsaturated organic com-pound having at least one terminal ethylenic group per molecule;
(b) preparing a hydrophilic emulsion component by dispersing a polyol in hydrophilic liquid containing at least one chromogenic material, said chromogenic material being soluble in said hydrophilic liquid, said polyol being reactive with a polyisocyanate to form a polymeric capsule wall said polymeric capsule wall being substantially insoluble in said hydrophilic and said hydrophobic liquids;
(c) mixing said hydrophobic emulsion component with said hydrophilic emul-sion component to form an emulsion containing droplets of said hydro-philic emulsion component dispersed in said hydrophobic emulsion component, (d) adding said polyisocyanate to said emulsion with agitation, said agitation continuing for a period of time sufficient to allow said polyol and said isocyanate to react to form a dispersion of microcap-sules in said hydrophobic emulsion component, said microcapsules having cell walls substantially impermeable to said hydrophobic and said hydrophilic liquids;
(e) adding to said dispersion of said microcapsules in said hydrophobic emulsion component a second portion o, a radiation curable hydrophobic liquid, said second portion including at least one ethylenically un-saturated organic compound having more than one terminal ethylenic group per molecule;

(f) applying said dispersion of said microcapsules into a paper substrate;
and (g) curing said dispersion by subjecting said dispersion onto said paper substrate to radiation for, a period of time sufficient to cure said radiation curable hydrophobic liquid, said radiation being ioniz-ing radiation, thereby producing a tack-free coating on said paper substrate.
16. The process of claim 15 in which a photoinitiator and a photoinitiation synergist are added to said dispersion of microcapsules prior to said coating step and said radiation is ultraviolet light.
17. A coating composition containing microcapsules having a hydrophilic core material for use in the manufacture of pressure-sensitive carbonless transfer papers, said micro-capsules being dispersed in a radiation curable hydrophobic liquid.
18. The coating composition of claim 17 in which said radiation curable hydrophobic liquid comprises at least one ethyleni-cally unsaturated organic compound having at least one terminal ethylenic group per molecule.
19. The coating composition of claim 17 in which said radiation curable hydrophobic liquid comprises a mixture of ethylenically unsaturated organic compounds, a portion of said compounds having one terminal ethylenic group per molecule and another portion of said compounds having more than one terminal ethylenic group per molecule.
20. A pressure-sensitive carbonless transfer paper comprising a substrate having a plurality of surfaces, at least one of said surfaces being coated with a tack-free resinous film, said resinous film comprising a radiation cured resin having dispersed therein microcapsules containing a hydrophilic liquid containing at least one chromogenic material, said chromogenic material being soluble in said hydrophilic liquid.
21. The pressure-sensitive transfer sheet of claim 20 in which the hydrophilic liquid is an aqueous alkaline solution of sodium orthovanadate.
22. The pressure-sensitive transfer sheet made by the process of claim 10.
CA296,117A 1977-03-03 1978-01-31 Process for producing a pressure-sensitive carbonless copy sheet using microcapsules formed in situ in a radiation curable binder Expired CA1110064A (en)

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CN114746277B (en) * 2019-10-11 2024-04-09 多哈科技大学 Rapid mercury-free photochemical micro/nano encapsulation under ambient conditions

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FR2692812B1 (en) * 1992-06-24 1994-12-30 Flamel Tech Sa Microcapsules containing at least one active principle, their applications and method for preparing microcapsules containing at least one active principle.

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BE790373A (en) * 1971-10-21 1973-02-15 Fuji Photo Film Co Ltd PRESSURE SENSITIVE RECORDING SHEET CONTAINING MICRO-CAPSULES WITH POLYURIDE WALLS
US4091122A (en) * 1976-05-07 1978-05-23 The Mead Corporation Process for producing pressure-sensitive copy sheets using novel radiation curable coatings

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* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
CN114746277B (en) * 2019-10-11 2024-04-09 多哈科技大学 Rapid mercury-free photochemical micro/nano encapsulation under ambient conditions

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