AU7326298A - Method and apparatus for monitoring haemodynamic function - Google Patents
Method and apparatus for monitoring haemodynamic function Download PDFInfo
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- AU7326298A AU7326298A AU73262/98A AU7326298A AU7326298A AU 7326298 A AU7326298 A AU 7326298A AU 73262/98 A AU73262/98 A AU 73262/98A AU 7326298 A AU7326298 A AU 7326298A AU 7326298 A AU7326298 A AU 7326298A
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Description
WO98/51212 PCT/AU98/00356 METHOD AND APPARATUS FOR MONTTORTNG HAEMODYNAMIC FUNCTION The present invention relates to a method and apparatus for monitoring haemodynamic function in humans 5 and animals and, particularly, but not exclusively, to a method and apparatus for monitoring haemodynamic function in humans and animals during anaesthesia and surgery, and its relationship to anaesthetic depth. During anaesthesia and surgery on a human or animal 10 subject, the subjects haemodynamic respiratory, neuromuscular and neurological functions are monitored as indicators of the condition of the health of the subject as anaesthesia and surgery progress. In general, as anaesthetic (depth) increases, haemodynamic, respiratory 15 and neurological function are depressed or decrease (ie. there is a dose-dependent relationship). During any operation, it is important that adequate perfusion is maintained (ie. oxygenated blood reaches all vital organs including the brain, heart and kidneys). Tissue oxygen 20 delivery is dependent on the level of perfusion or blood flow (cardiac output [CO]) and the amount of oxygen in the arterial blood (Arterial Oxygen Content, CaO 2 ). Haemodynamic function (causing blood flow to vital organs) is therefore carefully monitored and any changes which 25 indicate that haemodynamic function may not be optimum will alert the anaesthetist who may adjust the anaesthetic dose to compensate ie., to vary the depth of anaesthesia by adjusting anaesthetic depth. Traditional monitoring of haemodynamic function in 30 anaesthetised patients undergoing surgery, in particular humans, is based on cardiac auscultation, an ECG (electro cardiogram) and blood pressure measurement. Cardiac auscultation will detect the rate of heart beats. The ECG directly monitors cardiac rhythm (electrical rhythm of the 35 heart) and indirectly monitors the pulse rate (assuming the electrical rhythm causes an organised heart muscle contraction). Blood pressure monitoring devices measure WO98/51212 PCT/AU98/00356 -2 blood pressure, usually measure pulse rate and the information obtained is used by clinicians/anaesthetists to indirectly make inference about (estimate) haemodynamic function, i.e., cardiac output (total blood flow) and 5 organ perfusion. The pulse rate, cardiac rhythm, blood pressure, and inference about haemodynamic functions provide the information necessary to give the anaesthetist an overall picture of haemodynamic function during anaesthesia and surgery. 10 This type of traditional monitoring of haemodynamic function, in particular the use of blood pressure monitors, is subject to a number of problems. Indirect blood pressure monitors (systems using a pneumatic cuff and a method to detect the arterial pulse) 15 are inaccurate in small animals, horses and human infants and automated devices can be expensive. Direct blood pressure monitors (systems using a catheter placed in an artery, connected to a pressure measuring device) are accurate but invasive, complex and expensive. 20 Catheterisation of an artery is also NOT done without some risk of complication to the patient. Further, the general perception in anaesthesia has been that good blood pressure equals good haemodynamic function. That is, if the blood pressure is good, it is 25 taken as an indication that there is adequate blood flow to ensure perfusion of all the vital organs. During anaesthesia and surgery good blood pressure together with good results for the other indicators (cardiac rhythm, pulse rate, etc) has generally been taken to mean that 30 everything is going well for the patient. The majority of anaesthetic agents depress cardiac output in a dose dependent fashion. Generally, therefore, low blood pressure has been taken to indicate that anaesthetic dose should be lightened and high blood 35 pressure that anaesthetic dose should be increased (although the other indicators also have a bearing on anaesthetic dose and the anaesthetist will take all WO98/51212 PCT/AU98/00356 -3 indicators into account before deciding on the appropriate action). The present applicants have realised that blood pressure is not in fact as good an estimator of cardiac 5 output or perfusion during anaesthesia and surgery as has traditionally been considered. Firstly, indirect measurement of blood pressure is inaccurate and secondly it is, in fact, frequently negatively related to total blood flow (cardiac output) and tissue oxygen delivery. 10 There is a recognised relationship between blood pressure, cardiac output and vascular resistance, as follows: Cardiac Output = Blood Pressure (MAP-Right Atrial Press) + Vascular Resistance. 15 One major problem with the usual assumption that blood pressure gives an indication of cardiac output is that none of the usual clinical measurements (auscultation, electrocardiogram, blood pressure) provide any information about vascular resistance. 20 During surgical procedures at usual anaesthetic levels, it is believed that the subjects body may still experience and respond to painful stimulation, although the subject is not consciously aware of the pain. The body, however, produces its standard sympathetic nervous 25 system response to the painful stimuli, including catecholamine release, resulting in vasoconstriction. The applicants believe that such responses lead to increases in blood pressure during surgery being accompanied by a decreae in cardiac output. This is exactly opposite to 30 the relationship between blood pressure and cardiac output which clinical anaesthetists have traditionally assumed. During painful surgery, therefore, rather than a direct positive relationship between blood pressure and blood flow there is believed to be a variable relationship which 35 may even be in a negative direction. Given the above observation, and also the fact that non-invasive blood pressure monitors are inherently WO98/51212 PCT/AU98/00356 -4 inaccurate, it is clear that, in anaesthetised patients undergoing surgery, blood pressure cannot be relied on as an accurate estimator of haemodynamic function. The present invention provides a method of monitoring 5 haemodynamic function in a human or animal subject during anaesthesia, comprising the step of monitoring blood flow in the subject during anaesthesia, to provide an indication of haemodynamic function and tissue oxygen delivery. 10 The method preferably finds most application during anaesthesia and surgery. It is believed by the applicant that the monitoring of blood flow will provide a more accurate indication of changes in cardiac output than that inferred from 15 monitoring blood pressure. It is thought that an increase in blood flow in a part of the body is more likely to indicate an increase in cardiac output, as compared to an increase in blood pressure, considering the limitations discussed above relating to using blood pressure as a 20 cardiac output indicator during anaesthesia in surgery. In anaesthesia and surgery, it is all important that haemodynamic function be maintained such that sufficient oxygenated blood reaches the vital organs, e.g. brain, liver, etc. Good cardiac output is a good indicator of 25 whether there is sufficient blood flow to perfuse the vital organs, particularly during anaesthesia where patients usually breathe high inspired concentrations of oxygen. Blood flow in an anaesthetised subject may be 30 monitored in a number of ways. Cardiac output can be monitored directly, using indicator dilution techniques such as by the insertion of a pulmonary artery, thermo-dilution, cardiac catheter, for example. This method is intermittent, invasive, requiring cardiac 35 catheterisation, which is not risk free and is not preferred, although insertion of such catheters provides an accurate measurement of total blood flow (cardiac WO98/51212 PCT/AU98/00356 - 5 output). Indirect cardiac output or aortic blood flow measurement may also be made using 2 or 3-dimensional pulsed Doppler cardiac ultrasound, but with computer generated colour flow enhancement display this is very 5 expensive, not accurate, technically difficult and is very sensitive to probe position, movement of the subject or the measuring probe such as occurs during surgical manipulation. In addition it requires a person to continuously hold the transducer on the body in a constant 10 position. Although the above techniques fall within the ambit of the present invention, they are not, therefore, necessarily preferred for routine clinical use, such as in anaesthetised subjects. 15 There are a number of devices on the market which the applicant has found could be adapted for monitoring blood flow in blood vessels or tissue beds, non-invasively, relatively inexpensively and generally being relatively non-movement sensitive. Such devices are particularly 20 suitable for monitoring changes in blood flow in peripheral blood vessels, which the applicants believe will still provide a relatively good indication of changes in cardiac output. Indeed, the method of the present invention is preferably applied by monitoring changes in 25 blood flow ("relative" blood flow), preferably in a peripheral blood vessel, to provide an indication of, preferably, changes in cardiac output. In other words, although direct measurement of cardiac output is within the ambit of the present invention, for practical clinical 30 application, it is preferred to monitor blood flow in parts of the body where access is easier and, in particular, blood flow in peripheral blood vessels. It may be difficult to measure the actual blood flow in a peripheral blood vessel as, unless an invasive technique 35 is used, the diameter of the peripheral vessel(s) can only be estimated. Changes in blood flow in peripheral vessel(s) can be monitored reliably, however. These WO98/51212 PCT/AU98/00356 -6 changes can be used to estimate changes in cardiac output (total blood flow) we believe, quite reliably. Changes in blood flow in the peripheral vessel during anaesthesia and surgery can, therefore, be utilised by the anaesthetist to 5 adjust dose, eg. if blood flow in the peripheral vessel should fall, then the anaesthetist can imply corresponding falling cardiac output and can reduce anaesthetic dose to compensate (also taking into account other monitored factors, as discussed above). Changes in blood flow in 10 the peripheral vessel, therefore, give a relative indication of changes in total blood flow (cardiac output). Blood flow devices are known which detect blood flow in peripheral blood vessels of subjects, by employing an 15 ultrasound sensor which uses the Doppler effect to detect either red blood cell motion or blood vessel wall motion. A signal is produced to simply indicate that motion is occurring (ie. the signal is either on or off/present or absent). An example of such a device is produced by Parks 20 Electronics of Aloha, Oregon, USA. Presently, such a peripheral blood flow monitor is used together with a occlusive cuff and aneroid manometer to indirectly measure blood pressure. The occlusive cuff is tightened to the point that the monitor registers that there is no blood 25 flow in a peripheral artery and the pressure is then read from the manometer. This method only allows the operator to obtain systolic arterial blood pressure. The Doppler monitor is therefore only used in this application to determine whether there is blood flow or whether there is 30 not any blood flow, ie. "on" or "off". A more advanced continuous wave Doppler device can print a pulsatile wave form based on the frequency and volume of the reflected Doppler, and calculate the peak and mean velocity of the blood flow. Such a device is 35 manufactured by Hiashi Denki Company Limited in Japan (the ES-1000 SPM and ES-1000 SP). As far as the applicants are aware, no such Doppler WO98/51212 PCT/AU98/00356 -7 monitor has been used for the purpose of monitoring haemodynamic function during anaesthesia. Indeed, none of the prior art devices are suitably adapted to be useful for use in such an application. 5 The present applicants have utilised a Doppler ultrasound device as a blood flow monitor, to provide a signal whose characteristics preferably varies depending on the amount of blood flowing in a particular peripheral artery, in order to provide at least a relative indication 10 of changes in total blood flow (cardiac output). This device is used in one preferred embodiment of the method of the present invention. Pulse oximeters measure the absorption of infra-red radiation by red blood cells in a peripheral vascular bed 15 in order to determine the oxygen saturation of the blood. Since the amount of infra-red radiation absorption depends on the amount of blood, such a device may be adapted, in accordance with an embodiment of the present invention, to provide an indication of relative changes in blood flow in 20 the peripheral vascular bed. This measurement of blood flow may be used as an indication of changes in total blood flow. In yet a further embodiment, a colour chart may be utilised to estimate changes in blood flow in a tissue bed 25 that has a high density of superficial blood vessels by reference to the colour of the mucous membrane in that tissue bed, eg. gums, tongue, lips, etc. Again, this provides a relative estimate of changes in total blood flow. Colour charts are designed by clinical observation 30 of control subjects under various conditions and relating the observed colour to measurements of blood flow. In the limit, a colour chart is not even necessary to carry out the method of the invention, mere practiced observation of an appropriate tissue bed by a skilled anaesthetist could 35 be used to estimate changes in mucous membrane colour and therefore in blood flow in that area and therefore provide a relative estimate of total blood flow.
WO98/51212 PCT/AU98/00356 -8 The information obtained from monitoring blood flow will be used together with information from an electro cardiogram and measurement of blood pressure to provide a total picture of the haemodynamic condition of a subject 5 during anaesthesia and surgery. This will give sufficient information for the anaesthetist to properly evaluate the haemodynamic condition of the subject and vary anaesthetic dose accordingly. Preferably, where a blood flow monitor is used, the 10 method of the present invention includes the further step of applying a regression analysis to the signal produced by the blood flow monitor. Preferably, the regression analysis applied involves the steps of monitoring in an animal or human subject either cardiac output, tissue 02 15 delivery (in a subject under anaesthesia breathing a high inspired amount of 02, arterial oxygen content is generally constant as changes in tissue oxygen delivery reflect changes in cardiac output) against the signal from the blood flow monitor. The data can be used to produce a 20 plot which can be described by regression analysis. The regression equation can be used to calibrate the actual output of the blood flow monitor to provide a more accurate relative indication of CO or tissue oxygen delivery. 25 Preferably, the method also includes the further step of making a further adjustment to the signal output by the blood flow monitor by applying changes in heart rate as a co-variant factor. This has been found to further improve the estimate of CO of tissue oxygen delivery. 30 The present invention further provides a device for monitoring haemodynamic function in a human or animal subject during anaesthesia, comprising a blood flow monitor arranged to monitor blood flow in the subject during anaesthesia, to provide an indication of cardiac 35 output. The device is preferably arranged to provide an indication of changes in blood flow during anaesthesia, WO98/51212 PCT/AU98/00356 -9 preferably in a peripheral blood vessel. Changes in blood flow in the peripheral vessel can preferably be used to provide a relative indication of changes in cardiac output. By "changes in blood flow" is meant changes of 5 degree, not merely presence or absence of flow. Although direct cardiac output monitors, such as systems using thermo-dilution catheters which are insertable into the pulmonary artery or aorta, or 2 or 3-dimensional pulsed Doppler ultra-sound devices, do fall 10 within the ambit of this invention, preferred blood flow monitors are able to non-invasively monitor blood flow in peripheral blood vessels and provide an output signal who's characteristics vary depending upon actual blood flow in the peripheral vessel(s) being monitored. As 15 discussed above in relation to the previous aspect of the present invention, changes in blood flow in a peripheral vessel provides a relative indication of changes in total blood flow (cardiac output). Preferably, the device comprises a display or indication means, and means for 20 receiving the signal from the blood flow monitor and processing it to drive a display or other indication means to provide an indication of blood flow, preferably changes in blood flow, which can be monitored by the clinician, such as an anaesthetist. 25 In a preferred embodiment, the device may be pre-calibrated for a particular subject by, firstly, taking the strength of the blood flow signal from the blood flow monitor when the patient is at rest prior to induction of anaesthesia and surgery and, then using an 30 occlusive cuff to shut off blood flow to the peripheral vessel, obtaining a zero signal. The display on the device can then preferably be set between the upper rest resting blood flow rate and the zero blood flow rate. The device preferably includes an alarm warning indication 35 means to provide an indication of an alarm situation, if the blood flow in the peripheral vessel drops below a certain pre-determined amount.
WO98/51212 PCT/AU98/00356 - 10 The device is preferably adapted to give an output which is particularly designed to be useful for an anaesthetist monitoring a subject under surgery. The display preferably provides indications of changes in 5 blood flow in the patient and, preferably, an alarm is provided to sound or provide an indication of an alarm condition when a blood flow change occurs which indicates that a person is either anaesthetised too deeply or not deeply enough. The display may be graded with markings 10 indicating the changes in blood flow in relation to anaesthetic conditions, i.e., too much anaesthetic, too little anaesthetic, etc. The device is also preferably arranged to apply an adjustment factor to the blood flow monitor signal, the 15 adjustment factor being based on a regression analysis of actual subjects. The device is also preferably arranged to provide a further adjustment to the signal by taking a co-variant as an input to adjust the signal, and, preferably, the co-variant is heart rate. The adjustment 20 preferably results in an improved output signal. The blood flow signal may be derived from a pulse oximeter, Doppler monitor, as discussed above. In an alternative embodiment, the blood flow monitor may comprise a colour chart including coloured patches to 25 be compared with an area of the body of the subject, eg. the lips or tongue. The colour chart would be pre-determined for an "average" subject of the particular animal type (or human being) to give an indication of blood flow depending upon the colour of the body part at 30 the time. A blood flow monitor and method in accordance with the present invention may have applications other than during anaesthesia. For example, a device which is arranged to monitor changes in blood flow in peripheral 35 vessels or peripheral tissue beds may have application in cardiac stress testing, and other applications. From a further aspect the present invention provides WO98/51212 PCT/AU98/00356 - 11 a device for monitoring haemodynamic function in a human or animal subject, comprising a blood flow monitor arranged to monitor changes in blood flow in a peripheral vessel or tissue bed, to provide an indication of changes 5 in cardiac output. The present invention further provides a method of monitoring haemodynamic function in a human or animal subject, comprising monitoring changes in blood flow in a peripheral vessel or tissue bed, to provide an indication 10 of changes cardiac output. The device and method of this aspect of the present invention may include any or all of the features of the device and method discussed above. Features and advantages of the present invention will 15 become apparent from the following description of embodiments thereof, by way of example only, with reference to the accompanying drawings, in which: Figure 1 is a schematic block diagram of a device in accordance with one embodiment of the present invention; 20 Figure 2 is a schematic perspective view of a external appearance of a device in accordance with the embodiment of figure 1; Figure 3 is a view of an example operating display of the device of figure 1, for a human subject during 25 anaesthesia in surgery; Figures 4 through 7 show various displays of the programming (set up) and alarm setting functions, displayed as for animal operation; Figure 8 is a view of a "colour chart" in accordance 30 with an embodiment of the present invention; and Figure 9 is an example plot of cardiac output or tissue 02 delivery against "perfusion index" to demonstrate how regression analysis is to be applied to the output signal of a blood flow monitor in accordance 35 with an embodiment of the present invention. A device in accordance with an embodiment of the present invention, for use with a method in accordance WO98/51212 PCT/AU98/00356 - 12 with the present invention, is illustrated in figures 1 through 7. The device can be used as discussed in the preamble, to monitor changes in blood flow in a peripheral blood vessel of a human or animal subject during 5 anaesthesia and surgery. This gives an indication of relative changes in total blood flow (cardiac output) as one of the indicators for enabling the anaesthetist to monitor the subjects haemodynamic condition and suitably adjust anaesthetic dose. Monitoring peripheral blood flow 10 to provide an indication of changes in cardiac output, as opposed to using blood pressure, runs contrary to anaesthesia practice over the past one hundred years where blood pressure is used in surgery to indicate changes in haemodynamic function or cardiac output. As discussed 15 above, the present applicants believe that, because of responses to painful stimuli during surgery, blood pressure is neither a reliable or positive indicator of changes in cardiac output. They believe that either monitoring of total blood flow or, as in the preferred 20 embodiment of the invention, monitoring of changes in blood flow in a peripheral artery during anaesthesia in surgery, will provide a much better positive indication of relative changes in total cardiac output. The method of monitoring haemodynamic function during 25 anaesthesia and surgery in accordance with the preferred embodiment of the present invention, also preferably includes the steps of monitoring blood pressure, using standard equipment, monitoring ECG, using standard equipment and monitoring respiration using an airway 30 thermistor. The heart rate may be monitored using the ECG device. The pulse rate may be monitored using the device in accordance with the present invention, being determined from the peripheral blood flow. These parameters, together with blood flow, provide the total "picture" 35 required by the anaesthetist to enable monitoring and adjustment of anaesthetic dose to ensure the haemodynamic health of the subject.
WO98/51212 PCT/AU98/00356 - 13 Figure 1 is a functional block diagram showing components of an ultrasound based device for monitoring blood flow, in accordance with an embodiment of the present invention. The device, generally indicated by 5 reference numeral 1, comprises a Doppler transducer 2 for monitoring blood flow in a peripheral blood vessel of a human or animal subject. In operation, the transducer will be affixed to the appropriate body part of the subject eg. placed distally on the wrist or ankle of a 10 human being, or where an animal is the subject, on the tail. Note that as an alternative to a Doppler transducer 2, a pulse oximeter adapted to monitor blood flow could be used as the blood flow detector (transducer). In fact, any device which is capable of detecting blood flow, in 15 the preferred embodiment in a peripheral vessel, could be used. Note that a further alternative, in accordance with an alternative embodiment of the present invention, is to use a device such as a pulse oximeter in addition to using 20 the Doppler transducer 2 to monitor the changes in blood flow. The pulse oximeter is, in accordance with this embodiment, adapted to monitor blood volume in a peripheral tissue bed (rather than oxygen saturation which is usually constant during anaesthesia where patients 25 inspire high concentrations of oxygen) and this may be used to improve the estimate of changes in blood flow or to enable estimation of changes in vascular resistance. In this alternative embodiment, the device of figure 1 would also include a sensor and a pulse oximeter device 30 providing an input about changes in tissue blood volume to the micro computer 4 for processing together with the perfusion input from the Doppler device. The following description, however, relates to an embodiment which employs a Doppler monitor only. 35 In this embodiment, a continuous wave Doppler driver/receiver 3 is connected to the Doppler transducer for transmitting and receiving ultrasound signals WO98/51212 PCT/AU98/00356 - 14 therefrom. A microcomputer and interface 4 is arranged to process the signal from the receiver 3, and drive the LCD display 6 to produce an output indicative of changes in cardiac output (substantially equivalent to tissue oxygen 5 delivery under high inspired concentrations of 02). It also controls and/or responds to the other peripherals, as follows: a serial interface 5 to an external printer; a liquid crystal visual display 6; 10 a membrane keypad 7; a control panel 8; a loud speaker 9; and a thermistor controller 10 for controlling a airway thermistor (not shown). 15 Power is provided from the mains via a power supply regulator 11, which is also provided with a back-up rechargeable battery 12, in case of failure of the mains. In operation, the microcomputer controller 4 operates to process the signal from the Doppler transducer 2 to 20 determine changes in the blood flow rate in the peripheral vessel and to control the liquid crystal display 6 to provide an indication, preferably graphical indication, of the instantaneous relative cardiac output at any time during anaesthesia and surgery. It is preferred to give 25 an output of relative cardiac output, rather than attempting to produce an output indicative of actual cardiac output. Attempting to obtain a measurement giving actual cardiac output is very difficult because a) vessel diameter is required or b) it assumes that changes in 30 blood flow or vessel diameter in one vessel similarly reflect changes in the whole animal. Monitoring changes in blood flow to provide an output relative to a reference, such as the signal output by the blood flow monitor when the patient is at rest prior to anaesthesia 35 and surgery, is much more convenient, and provides sufficient indication to the anaesthetist to guide him to control anaesthetic depth. The loudspeaker 9 is WO98/51212 PCT/AU98/00356 - 15 controlled by the controller 4 to provide an audible pulse signal and alarms should the blood flow fall below or rise above pre-set levels. Preferably, the display 6 also provides a visual alarm indication. The control panel 8 5 can be used to pre-set the blood flow display and alarm limits, depending upon, for example, the size of the subject and the species of the subject. It is envisaged that a device would be provided suitable for operation on a human subject and a separate device suitable for 10 operation on animal subjects, the animal subject device preferably being adapted for use with a number of animal species, control limits being pre-set for species and animal size by the control panel 8. The microcomputer and interface 4 is arranged to process the Doppler signal 15 output to give an indication of blood flow changes based on the strength of the signal. Figure 2 shows the external appearance of an example device 1. Equivalent items to figure 1 are given the same reference numerals. The entire device 1 is housed within 20 a robust housing 13. Brackets 14 are provided to hold a reference manual giving operating instructions on the device 1. The device is mounted on rubber feet 15 and has a carrying handle 16. A plug 17 is provided for connection to a mains power supply. 25 In operation, before a subject is anaesthetised, the Doppler transducer (sensor) 2 is positioned on the skin surface, overlying a peripheral artery such as located in the human forearm at the level of the wrist (radial or ulna artery), on the plantar surface of the foot of a dog 30 or cat (pedal artery) or on the ventral surface of the tail (coccygeal artery). The device is attached to the subject at rest while conscious and a flow rate determined. The control pad 8 is then used to set a "base line flow" rate and a base bar (reference number 20, 35 figure 3) will appear on the operating display. The base bar will be used as a reference by the anaesthetist as the "normal" flow rate of the conscious resting subject (ie.
WO98/51212 PCT/AU98/00356 - 16 prior to induction of anaesthesia). As an alternative, the device may also be arranged to store a series of "standard" base bars, being default settings for a particular animal species/size of animal. This would be 5 necessary for animals which may not tolerate attachment of the transducer while conscious. For a human subject, however, it is preferable to pre-set the levels and the display by monitoring of the individual subject. Figure 3 shows an example operating display for a 10 human subject during anaesthesia and surgery. The left hand side of the display, indicated by reference numeral 21, is taken up by a bar graph which graphically continuously indicates peripheral blood flow rate based on the signal obtained from the peripheral vessel, processed 15 by the controller 4 to provide the display. The base bar 20 is permanently in place on the graphical display and is pre-set by monitoring the flow rate of the conscious subject at rest, prior to the induction of anaesthesia. All flow rates and flow alarms are determined relative to 20 this base bar 20. A high limit bar 22 and low limit bar 23 are also displayed. These can either be pre-set by the anaesthetist or pre-stored in memory to automatically be displayed depending upon the set base bar level and other subject factors, eg. weight, age, etc. For example, 25 appropriate limits could be determined by clinical trials and then stored in the memory of the device. A moving flow marker 24 is also displayed. This shows the actual real-time flow rate (relative to the base bar). It is this marker 24 that the anaesthetist will 30 watch carefully to obtain an indication of changes in haemodynamic function. Preferably, the flow marker is arranged to flash. Should the rate fall to the lower limit bar 23 or rise to the high limit bar 22 an audible alarm will sound and the numeric flow display 26 will 35 flash. The anaesthetists attention will thus be drawn to the alarming level of perfusion or blood flow and appropriate action can be taken (eg. altering anaesthetic WO98/51212 PCT/AU98/00356 - 17 dose, administration of IV fluid, inotropic drugs etc.). Note that it is unlikely during appropriate levels of anaesthesia during surgery in normal, healthy patients that blood flow will ever rise much above the base bar. 5 This is because standard anaesthetics tend to depress (rather than stimulate) cardiac output in a dose dependent fashion. Such a monitoring device can also be used for monitoring haemodynamic function during critical care such as post cardiac surgery. On this point, a novel device 10 such as this is likely to provide precise clinical data on the effect of anaesthetics and surgical manipulation on peripheral blood flow in humans and animals. However, there are applications of this device, such as cardiac stress testing (treadmill testing) of conscious humans or 15 race horses, where blood flow could increase above the base line measurement. Referring again to figure 3, the controller 4 also determines the pulse rate of the subject from the Doppler flow signal. This is displayed in the top right hand 20 portion 25 of the display 6. The anaesthetist can also therefore view pulse rate, at a glance. The bottom right hand corner of the display 26 displays the actual (instantaneous) peripheral blood flow rate in alphanumeric. 25 Should the probe signal change caused by transducer or skin movement relative to the artery or loss of acoustic coupling or otherwise malfunction, a "probe error" display will flash 27. Switching the device on and taking no further action 30 defaults the screen to the monitoring display (figure 2). All input and control of the device is set by rotating knob 80 (figure 2) to select function or value and pressing enter to accept function or value. Upper and lower limit thresholds may also be set for 35 pulse rate, such that if the thresholds are reached audible alarms/visual alarms are provided. A breath to breath audible output and a numeric display of respiratory WO98/51212 PCT/AU98/00356 - 18 rate, may also be provided if an airway thermistor is employed. Figures 4 through 7 show examples of screen displays which may appear during initial set up of the apparatus 5 prior to operation on a human or animal subject. The example screens are based on the device as designed for animal use. This is generally the same as what would appear in the device as designed for human subjects, except that it is envisaged that there would be no screen 10 for default species settings (figure 5) although default settings based on body size could be introduced. Alternatively, all the settings for the alarm function could be entered manually (figure 4). After selecting either the default settings (figure 5) or entering the 15 alarm settings manually (figure 4), the device will then display the result and settings as selected (figure 6) before reverting to the "running" display associated with the continuous monitoring function (a running display is shown in figure 3 for a human being, but a similar display 20 would be shown for animal). The boxed items of display (figure 4) ("Run", "Pause" etc) are what can be selected by turning the knob 80. A selected function displays as inverse display (ie. white letters on black background). Depressing the knob will 25 then cause the numerical value to increase in magnitude to a maximum number. Subsequently turning the knob by 100 will move the selection to the next boxed item in a left to right, top to bottom flow with wrap-around at bottom. Turning the knob counter clockwise will reverse the 30 selection highlighting. Figure 4 shows a typical data entry display for manual entry of the alarm settings, which enables entry of pulse rate high/low limits and flow rate high/low limits ie. minimum, base and maximum levels for each item. These 35 values can be set manually based on the preference/clinical experience of the anaesthetist. Alternatively, selection of alarm limits may be based on WO98/51212 PCT/AU98/00356 - 19 default settings as shown for animals. Figure 5 shows a display for default settings which can be selected, which will be based on clinical trials for the particular species/weight of animal (Note that 5 manually five entered default settings may be stored by the user in memory.) Figure 6 illustrates the screen with the default settings which were either entered manually (figure 4) or selected (figure 5). Devices may obviously be designed with different default settings for different 10 species and animal sizes, depending upon application. Figure 6 is a diagram of the entered/selected alarm setting display, also showing the rest of the control panel from figure 2, incorporating screen selection knob 80, mode button 31, enter button 32 and on/off switch 33. 15 For this example (10-20kg dog) using figure 6 "enter" can be pressed while the selection knob is set on "Animal Class" to display the Animal Class display from figure 5. A 10-20kg dog will be class "3", the knob is turned 100 clockwise to highlight the numerical animal class function 20 number 3 which results in the various high/low default limits shown in figure 6. Enter button is then pressed which now selects the default settings (for class number 3) and changes the display screen to figure 6. Turning the knob 50 will increment by one value resulting in the 25 display value being 1. Thus turning the knob to approximately 550 clockwise will set the value to 11 (a 15kg dog). The knob can be rotated counter-clockwise to decrement the values. Again the "enter" button is pressed which records and accepts the value. At this point all 30 the values on the Data Enter display will change to the default values for a 15kg dog. The highlighted box will move to the RUN box assuming the "enter" button will be pressed to accept all the default values and change the display to Figure 7 - If a Run Display of particular value 35 is to be changed, eg. warning tone to OFF, the knob is turned either clockwise or counter-clockwise to the desired box. Pressing enter will toggle the value (to WO98/51212 PCT/AU98/00356 - 20 on/off etc) and move the selection to next value (left to right, top to bottom). When all values on the Data Enter display are set and RUN is entered, the display changes to the RUN display. 5 In the PAUSE mode (Figure 7), the display will be inverse. All Data Enter values will be displayed on the RUN display format. The Doppler sensor is secured with the animal sedated. 10 RUN is selected by turning the knob counter-clockwise approximately 100 and "enter" button pressed. The monitor will now start to function, updating the display approximately every 15 seconds, showing heart rate, flow, and moving the flow marker above or below the base value. 15 At any time during operation the knob can be turned to highlight any value on the run display. During the procedure, the base value may need to be adjusted. Such as with re-positioning the patient for surgery. Turn the knob to highlight the base value eg 2.0 20 Figure 3, press enter, turn the knob (clockwise or counter-clockwise) to display the desired base flow, then press enter. The monitor will accept the new base flow number and readjust the High/Low limit bars. With regard to the embodiments discussed above, the 25 output signal from the Doppler transducer is a signal the amplitude and/or frequency of which varies depending upon the rate of blood flow in the peripheral vessel being monitored. As discussed above, the signal can therefore be processed by the micro computer 4 to control a display 30 to give an output indicative of changes in total blood flow (haemodynamic function), as the changes in blood flow in the peripheral vessel correlate with changes in total cardiac output (CO). In a clinical situation, such as during anaesthesia in surgery, the accuracy of this 35 correlation is important, i.e., it is important that the displayed changes correlate well with the actual changes in cardiac output or tissue oxygen delivery. If the WO98/51212 PCT/AU98/00356 - 21 display gives an inaccurate reading, particularly in the critical range (i.e., in the region of the alarm levels) then information given to the anaesthetist can be misleading and ultimately lead to a dangerous situation. 5 The present applicants have found that the accuracy of the correlation between the changes in the output signal from the Doppler transducer and changes in cardiac output can be much improved by further processing of the signal to adjust the signal by a factor which is based on 10 regression analysis of actual experimental subjects. They have also found that the correlation can be even further improved by adjusting the processed signal by employing a co-variant factor, in the preferred embodiment being heart rate. Adjustment of the signal using these factors 15 preferably leads to a more accurate output and the microprocessor is preferably arranged to process the signal from the Doppler transducer by including adjustments based on these factors. Figure 9 is a schematic plot of "Perfusion Index" in 20 relation to cardiac output (CO) or tissue oxygen delivery, for a notional experimental subject, to illustrate how regression analysis may be applied in accordance with this embodiment of the invention. Perfusion Index is a term the applicants have chosen to represent the processed 25 output of the Doppler device (or where another device is being used to monitor blood flow, the output from that device). The processed signal from the Doppler device, which is a voltage output proportional to doppler frequency change, whether it be amplitude or frequency, 30 provides an output known as the Perfusion Index. Ideally, this output will be directly proportional to cardiac output or tissue oxygen delivery (curve A of figure 9). During anaesthesia, high inspired amounts of oxygen are applied so that the arterial oxygen content is relatively 35 constant. Changes in cardiac output can be taken to be substantially the same as changes in tissue oxygen delivery, therefore, in these circumstances.
WO98/51212 PCT/AU98/00356 - 22 The ideal, unfortunately, is not the case. From experiments with subjects, however, it is possible to plot Perfusion Index against CO or tissue oxygen delivery, by monitoring cardiac output with another device arranged to 5 directly monitor cardiac output, and by applying a device such as a Doppler monitor to monitor "Perfusion Index", on an experimental subject, to give a realistic plot, plot A in figure 9. The equation for the curve is: y = ax + b 10 where y is in this case cardiac output or tissue oxygen delivery, x is Perfusion Index, a is the slope and b is the intercept (see figure 9). By adjusting the output of the Doppler device by modifying it by a factor corresponding to a and b, i.e., 15 modifying it by using a regression analysis employing a experimental subject, a more accurate correlation of Perfusion Index (i.e., the new adjusted Perfusion Index) with cardiac output or tissue oxygen delivery can be obtained. In the preferred embodiment, therefore, the 20 micro computer 4 is arranged to modify the output of the Doppler receiver 3 by a factor relating to the regression analysis. This has been found to provide a much improved output, i.e., a more accurate indication of the cardiac output. 25 In application, therefore, regression analysis is carried out by a monitoring perfusion index against cardiac output or tissue oxygen delivery for a plurality of subjects. The results of the regression analysis are then used to calculate a weighting factor to be applied to 30 the output from the Doppler monitor, by the device in accordance with the embodiment of the present invention, in order to adjust that output to create a more accurate output indicative of cardiac output or tissue oxygen delivery. In the example given in figure 9, a and b are 35 calculated and y with the new adjusted output, is produced in accordance with the formula y = ax + b. Note that tissue oxygen delivery = tissue blood flow WO98/51212 PCT/AU98/00356 - 23 (cardiac output) x arterial oxygen content. A further improvement to the correlation of Perfusion Index to cardiac output can be made by further modifying the output signal from the Doppler transducer by making an 5 adjustment for a co-variate factor. Cardiac output = heart rate x stroke volume. Cardiac output also = mean arterial pressure/vascular resistance. There are therefore a number of variants which 10 influence cardiac output and which may also determine the accuracy of an output signal from the Doppler monitor. The applicants have found that, in patients anaesthetised for surgery, including a co-variate factor based on heart rate also results in an increase in the accuracy of the 15 final output of the device. A co-variate factor relating to mean arterial pressure does not improve the output and in fact degrades it. Preferably, therefore, in accordance with the preferred embodiment of the invention, the output of the 20 Doppler monitor is also adjusted by applying a co-variate factor, based on the heart rate of the patient. Again, a number of experimental subjects are monitored to see what variation of the output of the Doppler monitor (perfusion index) occurs with pulse rate. A weighting factor is then 25 applied to the output from the signal in accordance with detected heart rate for a patient, to further improve the response of the device. A further modification which may be made to the device is to process the output to provide an indication 30 of the "trend" of the output and also provide a display of the trend. All measurements are stored periodically, for example every one to five seconds, and a display which gives the direction that the output is taking, i.e., either up or down, is provided for the anaesthetist. This 35 "trend" display can be useful in anaesthesia, and will generally provide more direction to an anaesthetist as far as anaesthetic dose required is concerned, than a straight WO98/51212 PCT/AU98/00356 - 24 forward "number" display not indicating any trend. As discussed above, the preferred Doppler device to be used with the present invention is a continuous wave Doppler. These are preferably cheap, easy to build and 5 portable. In operation, the ultra sound beam is transmitted from one crystal and the reflected wave received by another. The change in frequency of the reflected signal is in part due to the velocity of the red blood cell flow. The change in the amplitude of the 10 signal depends on the vessel, distance and tissue density differences. Vessel wall motion alters the high amplitude, of the signals which influences the shape of the amplitude/time spectrum of the reflected wave. This problem can be 15 minimised by using Doppler crystals with higher sound frequencies (8 to 10 MHz). In addition use of front end clutter filters designed to optimise the illumination of reflected sound from skin, subcutaneous tissue and fat can be employed, and this is preferred. Since the amplitude 20 and time lay of the reflected noise depends on the depth and size of the blood vessel being analysed, the filters are preferably specific for either body size (e.g., adult human, child or neonate) or species (e.g., cat, dog, horse). A toggle switch preferably enables the operator 25 to select the desired clutter filter (not shown in the figures). The change in time difference between the reflected signal from the proximal and distal wall of the blood vessel can be analysed and will indicate changes in blood 30 vessel diameter. An estimate of blood vessel diameter combined with the estimate of velocity of blood flow, can be used to give index of blood flow, which can be modified in accordance with the factors discussed above to give the desired output (perfused index) which accurately 35 correlates with Cardiac Output. As discussed in the preamble of the specification, other devices which are capable of monitoring blood flow could be used instead of WO98/51212 PCT/AU98/00356 - 25 continuous wave Dopplers. As discussed above, a pulse oximeter may also be used to provide a monitoring device in accordance with the present invention. 5 Pulse oximeters are currently designed to measure the transmission of red and infra-red light from haemoglobin of the arterial blood and estimate the arterial oxygen saturation. However, changes in the reflective wavelength of the light from the tissue bed depend on: 10 A. Changes in the oxy-haemoglobin level. B. Changes in the total mass of tissue including red blood cells. Once a pulse oximeter is functioning on a patient, it assumes that the background tissue and blood "mass" is 15 constant (fixed), it focuses on the pulsatile part of perfusions or blood flow wave form and therefore assumes that changes in the wavelength of the light are due to changes in oxygenation. Typically during anaesthesia, patients breath high 20 inspired concentrations of oxygen. Therefore, changes in light absorption are far more commonly due to changes in the mass of red blood cells (i.e., the assumed to be constant light absorption) than to changes in arterial oxygenation. 25 To modify a pulse oximeter, we need to work form the principle that using two light wavelengths (one in the visible red spectrum and one in the infra-red spectrum): at the isobestic wavelength, the absorbing power of oxyhaemoglobin in the reduced haemoglobin is the same. 30 Therefore total absorbency depends only on the sum of the two and not the state of oxygenation. Therefore the total absorbency depends only on the total amount of blood present. As tissue blood flow increases or decreases, the total absorbency at the isobestic point will change and 35 this can be used to give a measure of the relative change in blood (mass) flow in the tissue bed. Such a device can therefore be used to monitor changes in blood flow in WO98/51212 PCT/AU98/00356 - 26 peripheral tissue beds. Electromagnetic flow meters have been designed to be surgically implanted around large blood vessels such as the aorta and renal artery. It is possible that such a 5 device may be adapted to be placed around a peripheral tissue bed, such as a finger or tail, to provide an indication of relative changes in blood flow. This may not be accurate, however. There is no reason that an electromagnetic flow meter 10 could not be used in the present invention, by implantation of a cuff type flow meter around a blood vessel. This is, however an invasive technique, and although it falls within the scope of the present invention it is not preferred. 15 Other available devices which could be adapted in accordance with the present invention are non-invasive optical flow meters. These devices measure the absorption characteristics of light scattered by blood flowing through tissues such as skin surface, detecting this 20 reflected light, analysing the frequency of the wave forms to obtain the mean peak light frequencies in estimating blood flow. Problems with this approach are that the device only measures very superficial (i.e., skin surface) blood flow, which during anaesthesia is altered by vaso 25 constriction such as caused by changes in body temperature. The device is also subject to movement artefacts/vibrations such as caused by patient positioning, movement by surgical manipulations, restorations, vibrations from re-circulating water beds, 30 etc. It is therefore difficult to get a continuous measure from a wave (pre-anaesthesia) through to anaesthesia when positioned for surgery. Further, the signal requires considerable damping to get a stable measurement, which sacrifices the accuracy of 35 the "real time" measurement. It also relies on estimating the Doppler signal change in the scattered light to obtain the peak frequency and fails to measure perfusion of WO98/51212 PCT/AU98/00356 - 27 deeper tissues. Nevertheless, although not preferred, it is quite possible that such a device could be used in the present invention. The above description is of a relatively 5 sophisticated device which can be used with the method in accordance with the present invention. As discussed in the preamble, a primitive device, in the form of a "colour chart" can also be used. Colours indicating various flow rates would be established by clinical trials for various 10 species in order to produce the colour chart. An anaesthetist will then have reference to the colour chart and compare with the colour of the part of the body concerned such as the oral mucosa, in order to monitor flow rate in the subject. An example colour chart is 15 schematically illustrated in figure 8. It will be appreciated by persons skilled in the art that numerous variations and/or modifications may be made to the invention as shown in the specific embodiments without departing from the spirit or scope of the 20 invention as broadly described. The present embodiments are, therefore, to be considered in all respects as illustrative and not restrictive.
Claims (33)
1. A method of monitoring haemodynamic function in a human or animal subject during anaesthesia, comprising the step of monitoring blood flow in the subject during 5 anaesthesia, to provide an indication of cardiac output.
2. A method in accordance with claim 1, wherein the step of monitoring blood flow comprises the step of monitoring blood flow in a peripheral blood vessel.
3. A method in accordance with claims 1 or 2, 10 wherein the step of monitoring blood flow comprises monitoring changes in blood flow to provide an indication of changes in cardiac output.
4. A method in accordance with claims 1, 2 or 3, wherein the step of monitoring blood flow is carried out 15 non-invasively.
5. A method in accordance with any one of the preceding claims comprising the further step of setting a predetermined limit for blood flow rate, which limit indicates an alarm condition should it be reached. 20
6. A method in accordance with any preceding claim, comprising the step of pre-setting a base level for blood flow rate being the indicated flow level of the subject at rest before anaesthesia, or being an average flow level for the particular type of subject prior to anaesthesia. 25
7. A method in accordance with any preceding claim, wherein the step of monitoring blood flow includes employing a device which produces a signal which varies with variations in blood flow, and processing the signal to produce an output providing an indication of cardiac 30 output.
8. A method in accordance with claim 7, wherein the step of processing the signal includes the step of modifying the signal by an adjustment factor obtained by a regression analysis of a human or animal subject. 35
9. A method in accordance with claim 7 or 8, wherein the step of processing the signal comprises modifying the signal by an adjustment factor obtained from WO98/51212 PCT/AU98/00356 - 29 a co-variate parameter.
10. A method in accordance with claim 9, wherein the co-variate parameter is heart rate.
11. A method in accordance with any preceding claim, 5 comprising the step of applying the Doppler effect to monitor blood flow.
12. A method in accordance with any one of claims 1 to 10, comprising employing an infra-red blood flow sensor (eg. pulse oximeter) to monitor blood flow. 10
13. A method in accordance with any one of claims 1 to 10, comprising employing an electromagnetic flow meter to monitor blood flow.
14. A method in accordance with any one of claims 1 to 10, comprising the step of employing a colour chart to 15 monitor blood flow, and comparing the colour of a predetermined part of the subjects body with the colour chart to provide an indication of cardiac output.
15. A method in accordance with any one of claims 1 to 10, comprising the step of monitoring the colour of a 20 part of the subjects body in order to monitor blood flow.
16. A method in accordance with any one of claims 7 to 13, wherein the signal is processed to produce a display which indicates the trend of the cardiac output.
17. A device for monitoring haemodynamic function in 25 a human or animal subject during anaesthesia, comprising a blood flow monitor arranged to monitor blood flow in the subject during anaesthesia, to provide an indication of cardiac output.
18. A device in accordance with claim 17, the blood 30 flow monitor being arranged to monitor blood flow in a peripheral blood vessel of the subject.
19. A device in accordance with claim 17 or 18, the blood flow monitor being arranged to monitor changes in blood flow to provide an indication of changes in cardiac 35 output.
20. A device in accordance with any one of claims 17, 18 or 19, the blood flow monitor being arranged to WO98/51212 PCT/AU98/00356 - 30 produce a signal which varies with changes in blood flow and a device further comprising a processing means for processing the signal to produce an output providing an indication of cardiac output. 5
21. A device in accordance with claim 20, wherein the processing means is arranged to adjust the signal by an adjustment factor obtained from regression analysis of a human or animal subject.
22. A device in accordance with claim 20 or claim 10 21, the processing means being arranged to adjust the signal by an adjustment factor obtained from a co-variate.
23. A device in accordance with claim 22, wherein the co-variate input is heart rate.
24. A device in accordance with any one of claims 17 15 to 23, wherein the blood flow monitor comprises a Doppler sensor adapted to monitor blood flow changes.
25. A device in accordance with any one of claims 17 to 23, wherein the blood flow monitor comprises an infra red sensor such as a pulse oximeter adapted to monitor 20 blood flow.
26. A device in accordance with any one of claims 17 to 23, wherein the blood flow monitor comprises an electromagnetic flow meter.
27. A device in accordance with any one of claims 20 25 to 26, comprising a display, the processing means being arranged to control the display to give an indication of the cardiac output in the subject.
28. A device in accordance with claim 27, being arranged to display a base reference value to compare with 30 an indicated value during anaesthesia during surgery.
29. A device in accordance with claim 27 and claim 28, being arranged to display trend analysis for cardiac output, showing the trend of the cardiac output.
30. A device in accordance with claims 17 to 23, 35 wherein the blood flow monitor comprises a colour chart which the anaesthetist can compare with the colour of a predetermined part of the body of the subject. WO98/51212 PCT/AU98/00356 - 31
31. An infra-red sensor such as a pulse oximeter adapted to provide signals indicative of the rate of blood flow in a peripheral vessel of a subject.
32. A method of monitoring haemodynamic function in 5 a human or animal subject during stress testing or during critical care (such as post surgical care) comprising the step of monitoring changes in blood flow in the subject during stress testing or critical care.
33. A method in accordance with claim 32, wherein 10 the step of monitoring changes in blood flow comprises the step of monitoring changes in blood flow in a peripheral blood vessel.
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AU73262/98A AU728059B2 (en) | 1997-05-13 | 1998-05-13 | Method and apparatus for monitoring haemodynamic function |
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AUPO6763A AUPO676397A0 (en) | 1997-05-13 | 1997-05-13 | Method and apparatus for monitoring haemodynamic function |
PCT/AU1998/000356 WO1998051212A1 (en) | 1997-05-13 | 1998-05-13 | Method and apparatus for monitoring haemodynamic function |
AU73262/98A AU728059B2 (en) | 1997-05-13 | 1998-05-13 | Method and apparatus for monitoring haemodynamic function |
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US5490506A (en) * | 1994-03-28 | 1996-02-13 | Colin Corporation | Peripheral blood flow evaluating apparatus |
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